Investor Bank Of Montreal /can/
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Bank Of Montreal /can/ . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-08-06 13G/A 25,199,863
2025-08-06 13G MACI / Melar Acquisition Corp. I 1,685,000
2025-08-06 13G/A GRPU / Granite Real Estate Investment Trust 3,540,031 4,527,882
2025-08-06 13G TRP / TC Energy Corporation 69,826,748 46,029,764
2025-08-06 13G CM / Canadian Imperial Bank of Commerce 57,797,843 46,480,692
2025-08-06 13G/A TD / The Toronto-Dominion Bank 89,409,613 85,240,803
2025-08-06 13G EMA / Emera Incorporated 15,786,346
2025-08-01 13G/A MLAC / Mountain Lake Acquisition Corp. 250,000 1,549,303
2025-07-31 13G TVAIU / Thayer Ventures Acquisition Corporation II - Debt/Equity Composite Units 1,266,700
2025-07-31 13G KCHVU / Kochav Defense Acquisition Corp. - Debt/Equity Composite Units 2,150,000
2025-07-31 13G JENA.U / Jena Acquisition Corporation II - Debt/Equity Composite Units 1,230,000
2025-07-31 13G SCD.RT / LMP Capital and Income Fund Inc. - Equity Right 1,528,853
2025-07-31 13G/A TDAC / Translational Development Acquisition Corp. 1,000,000 800,000
2025-07-31 13G SDHI / Siddhi Acquisition Corp. 2,700,000
2025-07-31 13G/A JACS.U / Jackson Acquisition Company II - Debt/Equity Composite Units 352,518 1,340,200
2025-07-31 13G/A HURC / Hurco Companies, Inc. 1,491 402,189
2025-07-31 13G COPL / Copley Acquisition Corp 1,234,800
2025-07-31 13G/A HSPT / Horizon Space Acquisition II Corp. 0 525,000
2025-07-31 13G/A DMYY / dMY Squared Technology Group, Inc. 132,500 30,307
2025-07-31 13G/A AIFE / Pantages Capital Acquisition Corporation. 0 700,000
2025-07-08 13G 53,444,440
2025-06-09 13G NOA / North American Construction Group Ltd. 2,051,342 3,293,250
2025-05-09 13G/A TRP / TC Energy Corporation 48,752,910 69,826,748
2025-05-09 13G OSKGF / Osisko Gold Royalties Ltd. 10,217,887 6,372,313
2025-05-09 13G/A LAZR / Luminar Technologies, Inc. 1,641,903 1,710,006
2025-05-08 13G/A MAYA / Maywood Acquisition Corp. 0
2025-05-08 13G/A AACBU / Artius II Acquisition Inc. - Debt/Equity Composite Units 0
2025-05-08 13G/A BEAG / Bold Eagle Acquisition Corp. 300,600
2025-05-08 13G/A RDAC / Rising Dragon Acquisition Corp. 34,070
2025-05-08 13G/A GSRT / GSR III Acquisition Corp. 102,900
2025-05-08 13G RDAC / Rising Dragon Acquisition Corp. 500,000
2025-05-08 13G GSRT / GSR III Acquisition Corp. 2,082,900
2025-05-08 13G/A TAVI / Tavia Acquisition Corp. 0
2025-05-08 13G/A RANG / Range Capital Acquisition Corp. 0
2025-05-08 13G/A MLAC / Mountain Lake Acquisition Corp. 250,000
2025-05-08 13G/A JACS.U / Jackson Acquisition Company II - Debt/Equity Composite Units 352,518
2025-05-08 13G/A HURC / Hurco Companies, Inc. 1,491
2025-05-08 13G/A HSPT / Horizon Space Acquisition II Corp. 0
2025-05-08 13G/A ASPCU / A SPAC III Acquisition Corp. - Debt/Equity Composite Units 0
2025-05-08 13G/A AIFE / Pantages Capital Acquisition Corporation. 0
2025-05-08 13G TDAC / Translational Development Acquisition Corp. 1,000,000
2025-05-08 13G TAVI / Tavia Acquisition Corp. 960,000
2025-05-08 13G RANG / Range Capital Acquisition Corp. 925,000
2025-05-08 13G MLAC / Mountain Lake Acquisition Corp. 1,880,000
2025-05-08 13G MAYA / Maywood Acquisition Corp. 400,000
2025-05-08 13G DMYY / dMY Squared Technology Group, Inc. 132,500
2025-05-08 13G JACS.U / Jackson Acquisition Company II - Debt/Equity Composite Units 1,825,000
2025-05-08 13G HURC / Hurco Companies, Inc. 440,636
2025-05-08 13G HSPT / Horizon Space Acquisition II Corp. 525,000
2025-05-08 13G BEAG / Bold Eagle Acquisition Corp. 1,631,016
2025-05-08 13G AACBU / Artius II Acquisition Inc. - Debt/Equity Composite Units 1,612,006
2025-05-08 13G ASPCU / A SPAC III Acquisition Corp. - Debt/Equity Composite Units 340,000
2025-05-08 13G AIFE / Pantages Capital Acquisition Corporation. 700,000
2025-02-14 13G NOA / North American Construction Group Ltd. 2,743,226 2,051,342
2025-02-14 13G FTS / Fortis Inc. 27,394,142 24,379,328
2025-02-14 13G BNS / The Bank of Nova Scotia 61,723,830 69,212,553
2025-02-14 13G TD / The Toronto-Dominion Bank 112,071,497 89,409,613
2025-02-14 13G TRP / TC Energy Corporation 66,694,075 48,752,910
2025-02-14 13G RY / Royal Bank of Canada 77,294,342 69,756,592
2025-02-14 13G LAZR / Luminar Technologies, Inc. 1,641,903
2024-11-13 13G/A TCN / Tricon Residential Inc. 15,131,394 0
2024-11-13 13G/A TRP / TC Energy Corporation 55,380,491 66,694,075
2024-11-13 13G TU / TELUS Corporation 79,463,281
2024-11-13 13G/A BNS / The Bank of Nova Scotia 75,977,808 61,723,830
2024-11-13 13G/A MCS / The Marcus Corporation 1,575,091 290,930
2024-11-13 13G OSKGF / Osisko Gold Royalties Ltd. 10,217,887
2024-11-13 13G NOA / North American Construction Group Ltd. 2,743,226
2024-02-09 13G/A CLDWW / Calidi Biotherapeutics, Inc. - Equity Warrant 12,500
2024-02-09 13G/A FSNB / Fusion Acquisition Corp II - Class A 3,117,800 0
2024-02-09 13G/A FNVT / Finnovate Acquisition Corp. 0
2024-02-09 13G MCS / The Marcus Corporation 1,575,091
2024-02-09 13G TD / The Toronto-Dominion Bank 112,071,497
2024-02-09 13G/A CLRCF / ClimateRock 0
2024-02-09 13G/A US8122041051 / Seaport Calibre Materials Acquisition Corp. 837,494 0
2024-02-09 13G FTS / Fortis Inc. 25,705,740 27,394,142
2024-02-09 13G/A 0
2024-02-09 13G/A AQN / Algonquin Power & Utilities Corp. 47,281,020 34,726,787
2024-02-09 13G/A GRPU / Granite Real Estate Investment Trust 3,524,796 3,540,031
2024-02-09 13G/A SLAMF / Slam Corp. 0
2024-02-09 13G BNS / The Bank of Nova Scotia 75,977,808
2024-02-09 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 32,983,641 29,425,429
2024-02-09 13G/A CHEA / Chenghe Acquisition Co. 664,889 0
2024-02-09 13G/A USO / United States Oil Fund, LP - Limited Partnership 1,427,290 13,161
2024-02-09 13G/A CXAC / C5 Acquisition Corp - Class A 1,672,700 0
2024-02-09 13G/A CIGI / Colliers International Group Inc. 10,656,748 747,068
2024-02-09 13G/A CM / Canadian Imperial Bank of Commerce 48,200,115 57,797,843
2024-02-09 13G/A TCN / Tricon Residential Inc. 18,102,403 15,131,394
2024-02-09 13G/A TRP / TC Energy Corporation 54,709,199 55,380,491
2024-02-09 13G/A RY / Royal Bank of Canada 70,427,350 77,294,342
2023-02-06 13G SVFA / SVF Investment Corp - Class A 3,301,733
2023-02-06 13G FSNB / Fusion Acquisition Corp II - Class A 3,117,800
2023-02-06 13G SLAMF / Slam Corp. 2,934,030
2023-02-06 13G CLDI / Calidi Biotherapeutics, Inc. 329,128
2023-02-06 13G FNVT / Finnovate Acquisition Corp. 1,065,739
2023-02-06 13G USO / United States Oil Fund, LP - Limited Partnership 1,427,290
2023-02-06 13G/A VTAQ / Ventoux CCM Acquisition Corp 1,202,033 0
2023-02-06 13G TRP / TC Energy Corporation 54,709,199
2023-02-06 13G/A SV / Spring Valley Acquisition Corp - Class A 1,256,744 0
2023-02-06 13G/A TAC / TransAlta Corporation 13,582,241 11,907,282
2023-02-06 13G/A TCN / Tricon Residential Inc. 18,901,808 18,102,403
2023-02-06 13G RY / Royal Bank of Canada 70,427,350
2023-02-06 13G/A SCOA / ScION Tech Growth I - Class A 3,064,149 0
2023-02-06 13G US8122041051 / Seaport Calibre Materials Acquisition Corp. 837,494
2023-02-06 13G/A XGN / Exagen Inc. 1,015,612 0
2023-02-06 13G/A GRPU / Granite Real Estate Investment Trust 3,430,956 3,524,796
2023-02-06 13G/A FMAC / FirstMark Horizon Acquisition Corp - Class A 2,858,400 0
2023-02-06 13G/A GRCY / Greencity Acquisition Corp 370,000 177
2023-02-06 13G/A LCAP / Principal Exchange-Traded Funds - Principal Capital Appreciation Select ETF 1,300,000 0
2023-02-06 13G/A LGV / Longview Acquisition Corp II - Class A 3,770,800 0
2023-02-06 13G/A US67113Q1058 / OTR Acquisition Corp., Class A 574,136 0
2023-02-06 13G/A CRHC / Cohn Robbins Holdings Corp - Class A 5,354,400 0
2023-02-06 13G/A EQD / Equity Distribution Acquisition Corp - Class A 2,328,500 0
2023-02-06 13G CIGI / Colliers International Group Inc. 10,656,748
2023-02-06 13G/A COOL / Corner Growth Acquisition Corp. 2,365,877 0
2023-02-06 13G CM / Canadian Imperial Bank of Commerce 48,200,115
2023-02-06 13G CXAC / C5 Acquisition Corp - Class A 1,672,700
2023-02-06 13G CHEA / Chenghe Acquisition Co. 664,889
2023-02-06 13G CLRC / ClimateRock 450,125
2023-02-06 13G/A CVII / Churchill Capital Corp VII 8,344,353 3,906,268
2023-02-06 13G/A AGBA / AGBA Group Holding Limited 260,000 0
2023-02-06 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 21,906,646 32,983,641
2023-02-06 13G/A AQN / Algonquin Power & Utilities Corp. 44,231,259 47,281,020
2023-02-06 13G/A APSG / Global Business Travel Group Inc - Class A 4,144,754 0
2023-02-06 13G/A BTAQ / Burgundy Technology Acquisition Corp - Class A 2,164,746 0
2022-02-15 13G VTAQ / Ventoux CCM Acquisition Corp 1,202,033
2022-02-15 13G/A DSGX / The Descartes Systems Group Inc. 4,411,066
2022-02-15 13G/A TAC / TransAlta Corporation 17,248,739 13,582,241
2022-02-15 13G TCN / Tricon Residential Inc. 18,901,808
2022-02-15 13G SV / Spring Valley Acquisition Corp - Class A 1,256,744
2022-02-15 13G SCOA / ScION Tech Growth I - Class A 3,064,149
2022-02-15 13G/A RCI / Rogers Communications Inc. 20,394,360
2022-02-15 13G/A QTS.PRB / QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock 207,000
2022-02-15 13G LGV / Longview Acquisition Corp II - Class A 3,770,800
2022-02-15 13G US67113Q1058 / OTR Acquisition Corp., Class A 574,136
2022-02-15 13G LCAP / Principal Exchange-Traded Funds - Principal Capital Appreciation Select ETF 1,300,000
2022-02-15 13G/A GRP.U / Granite Real Estate Investment Trust 3,430,956
2022-02-15 13G/A GRCY / Greencity Acquisition Corp 370,000 370,000
2022-02-15 13G FMAC / FirstMark Horizon Acquisition Corp - Class A 2,858,400
2022-02-15 13G EQD / Equity Distribution Acquisition Corp - Class A 2,328,500
2022-02-15 13G XGN / Exagen Inc. 1,015,612
2022-02-15 13G COOL / Corner Growth Acquisition Corp. 2,365,877
2022-02-15 13G CVII / Churchill Capital Corp VII 8,344,353
2022-02-15 13G CRHC / Cohn Robbins Holdings Corp - Class A 5,354,400
2022-02-15 13G BTAQ / Burgundy Technology Acquisition Corp - Class A 2,164,746
2022-02-15 13G APSG / Global Business Travel Group Inc - Class A 4,144,754
2022-02-15 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 22,497,946 21,906,646
2022-02-15 13G/A AQN / Algonquin Power & Utilities Corp. 39,465,455 44,231,259
2022-02-15 13G AGBA / AGBA Group Holding Limited 260,000
2021-02-12 13G/A 50200K207 / LF Capital Acquistion Corp.
2021-02-12 13G/A 50200K207 / LF Capital Acquistion Corp.
2021-02-12 13G/A ALGRW / Allegro Merger Corp. Warrant 1,329,656
2021-02-12 13G/A VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF 1,035,443
2021-02-12 13G/A TAC / TransAlta Corporation 19,493,892 17,248,739
2021-02-12 13G/A G4603R114 / HL Acquisitions Corp. 346,910
2021-02-12 13G/A TKKSU / TKK SYMPHONY ACQUISITION Corp 2,216,000
2021-02-12 13G/A GRP.U / Granite Real Estate Investment Trust 3,355,376
2021-02-12 13G/A DSGX / The Descartes Systems Group Inc. 4,411,066
2021-02-12 13G/A TIBR / Tiberius Acquisition Corp 1,392,562
2021-02-12 13G/A DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund 3,693,855
2021-02-12 13G/A G0440W100 / Andina Acquisition Corp III 966,700
2021-02-12 13G/A RCI / Rogers Communications Inc. 20,981,171 20,394,360
2021-02-12 13G/A AQN / Algonquin Power & Utilities Corp. 39,880,859 39,465,455
2021-02-12 13G/A ALAC / Alberton Acquisition Corp 1,175,000
2021-02-12 13G/A US6247451130 / Mudrick Capital Acquisition Corporation 1,394,208
2021-02-12 13G QTS.PRB / QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock 207,000
2021-02-12 13G/A 50200K207 / LF Capital Acquistion Corp. 979,000
2021-02-12 13G GRCY / Greencity Acquisition Corp 370,000
2021-02-12 13G/A ENSC / Ensysce Biosciences, Inc. 1,556,340
2021-02-12 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 21,468,711 22,497,946
2020-02-14 13G/A TKKSU / TKK SYMPHONY ACQUISITION Corp 1,939,000 2,216,000
2020-02-14 13G ALAC / Alberton Acquisition Corp 1,175,000
2020-02-14 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 16,951,223 21,468,711
2020-02-14 13G GRP.U / Granite Real Estate Investment Trust 3,355,376
2020-02-14 13G/A AQN / Algonquin Power & Utilities Corp. 34,878,664 39,880,859
2020-02-14 13G TIBR / Tiberius Acquisition Corp 1,392,562
2020-02-14 13G RCI / Rogers Communications Inc. 20,981,171
2020-02-14 13G/A TAC / TransAlta Corporation 17,453,799 19,493,892
2020-02-14 13G 50200K207 / LF Capital Acquistion Corp. 979,000
2020-02-14 13G G4603R114 / HL Acquisitions Corp. 346,910
2020-02-14 13G DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund 3,693,855
2020-02-14 13G ALGRW / Allegro Merger Corp. Warrant 1,329,656
2020-02-14 13G US6247451130 / Mudrick Capital Acquisition Corporation 1,394,208
2020-02-14 13G/A EGAN / eGain Corporation 8,567,298
2020-02-14 13G G0440W100 / Andina Acquisition Corp III 966,700
2020-02-14 13G VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF 1,035,443
2020-02-14 13G ENSC / Ensysce Biosciences, Inc. 1,556,340
2019-02-14 13G FTS / Fortis Inc. 25,705,740 25,705,740
2019-02-14 13G/A AQN / Algonquin Power & Utilities Corp. 22,104,111 34,878,664
2019-02-14 13G/A FTS / Fortis Inc. 25,705,740
2019-02-14 13G/A EGAN / eGain Corporation 8,405,591 8,567,298
2019-02-14 13G/A TAC / TransAlta Corporation 18,299,097 17,453,799
2019-02-14 13G TKKSU / TKK SYMPHONY ACQUISITION Corp 1,939,000
2019-02-14 13G/A BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 14,668,348 16,951,223
2018-02-14 13G/A IGM / iShares Trust - iShares Expanded Tech Sector ETF 620,062
2018-02-14 13G/A IYJ / iShares Trust - iShares U.S. Industrials ETF 559,879
2018-02-14 13G/A IRDM / Iridium Communications Inc. 27,221
2018-02-14 13G/A TAC / TransAlta Corporation 14,769,201 18,299,097
2018-02-14 13G BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership 14,668,348
2018-02-14 13G/A KIE / SPDR Series Trust - SPDR S&P Insurance ETF 951,421
2018-02-14 13G/A GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF 1,417,496
2018-02-14 13G FTS / Fortis Inc. 25,705,740
2018-02-14 13G/A ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF 1,866,085
2018-02-14 13G AQN / Algonquin Power & Utilities Corp. 22,104,111
2018-02-14 13G/A DSGX / The Descartes Systems Group Inc. 5,150,861
2018-02-14 13G/A EGAN / eGain Corporation 8,405,591 8,405,591
2017-05-10 13G/A DBKO / Xtrackers MSCI South Korea Hedged Equity ETF 0
2017-03-21 13G/A FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund 0
2017-03-21 13G/A AGND / WisdomTree Negative Duration U.S. Aggregate Bond Fund 0
2017-03-21 13G/A DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund 18,773 0
2017-03-21 13G/A SAAS / inContact, Inc. 5,556,653 0
2017-03-21 13G/A VWTR / Vidler Water Resources Inc 1,269,263 0
2017-03-21 13G/A MGNI / Magnite, Inc. 3,037,947 356,689
2017-03-21 13G/A PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF 1,096,228 0
2017-03-21 13G/A US36268W1009 / Gain Capital Holdings, Inc. 3,301,897 141,601
2017-02-14 13G DBKO / Xtrackers MSCI South Korea Hedged Equity ETF 119,630
2017-02-14 13G ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF 2,576,387 1,866,085
2017-02-14 13G/A DBKO / Xtrackers MSCI South Korea Hedged Equity ETF 116,649
2017-02-14 13G/A GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF 1,526,570 1,417,496
2017-02-14 13G/A ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF 2,576,387 1,866,085
2017-02-14 13G KIE / SPDR Series Trust - SPDR S&P Insurance ETF 1,112,923 951,421
2017-02-14 13G IGM / iShares Trust - iShares Expanded Tech Sector ETF 620,062
2017-02-14 13G IYJ / iShares Trust - iShares U.S. Industrials ETF 559,879
2017-02-14 13G/A GMM / Global Mofy AI Limited 1,417,496
2017-02-14 13G/A ASHS / DBX ETF Trust - Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF 119,630 116,649
2017-02-14 13G IRDM / Iridium Communications Inc. 27,221
2017-02-14 13G XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF 951,421
2017-02-14 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 620,062
2017-02-14 13G/A TAC / TransAlta Corporation 14,206,887 14,769,201
2017-02-14 13G ASHS / DBX ETF Trust - Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF 119,630
2017-02-14 13G/A EGAN / eGain Corporation 8,405,591 8,405,591
2017-02-14 13G/A DSGX / The Descartes Systems Group Inc. 4,388,050 5,150,861
2016-10-27 13D/A VRTS / Virtus Investment Partners, Inc. 1,727,896 150
2016-06-17 13D/A VRTS / Virtus Investment Partners, Inc. 1,727,896
2016-02-17 13G/A FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund 34,807
2016-02-17 13G/A TAC / TransAlta Corporation 14,206,887
2016-02-16 13G/A AGND / WisdomTree Negative Duration U.S. Aggregate Bond Fund 18,773
2016-02-16 13G/A DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund 18,773
2016-02-16 13G/A GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF 1,526,570
2016-02-16 13G/A US36268W1009 / Gain Capital Holdings, Inc. 3,301,897
2016-02-16 13G/A VWTR / Vidler Water Resources Inc 1,269,263
2016-02-16 13G ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF 2,576,387
2016-02-16 13G MGNI / Magnite, Inc. 3,037,947
2016-02-16 13G PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF 785,326 1,096,228
2016-02-16 13G/A GULF / WisdomTree Middle East Dividend Fund 18,773
2016-02-16 13G/A SAAS / inContact, Inc. 5,525,618 5,556,653
2016-02-16 13G EGAN / eGain Corporation 8,405,591 8,405,591
2016-02-16 13G/A DSGX / The Descartes Systems Group Inc. 4,388,050
2015-12-10 13G EGAN / eGain Corporation 8,405,591
2015-11-12 13G KIE / SPDR Series Trust - SPDR S&P Insurance ETF 1,112,923
2015-07-10 13G PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF 785,326
2015-02-13 13G/A DST / DST Systems, Inc. 1,997,740
2015-02-13 13G/A US36268W1009 / Gain Capital Holdings, Inc. 3,280,949
2015-02-13 13G/A DOC / Healthpeak Properties, Inc. 3,946
2015-02-13 13G/A IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF 485,277
2015-02-13 13G/A SAAS / inContact, Inc. 5,618,739
2015-02-13 13G/A GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF 2,169,155
2015-02-13 13G/A DSGX / The Descartes Systems Group Inc. 5,804,773
2015-02-13 13G/A AREX / Approach Resources, Inc. 19,485
2015-02-13 13G/A FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund 39,127
2015-02-13 13G/A MRIN / Marin Software Incorporated 2,060,677
2015-02-13 13G/A UCP / UCP, Inc. 687,167
2015-02-13 13G/A RSE / Rouse Properties, Inc. 3,489,950
2015-02-13 13G/A BXE / Bellatrix Exploration Ltd 14,347,454
2015-02-13 13G/A ACTG / Acacia Research Corporation 2,949,747
2015-02-13 13G/A VWTR / Vidler Water Resources Inc 1,769,777
2015-02-13 13G/A HWKN / Hawkins, Inc. 852,346
2015-02-13 13G/A DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund 888,375
2015-02-13 13G/A TAC / TransAlta Corporation 18,915,854
2015-02-13 13G/A VYNT / Vyant Bio, Inc. 648,861
2015-02-13 13G/A MIXT / MiX Telematics Limited - Depositary Receipt (Common Stock) 1,791,620
2015-02-13 13G/A TPH / Tri Pointe Homes, Inc. 3,624,014
2015-02-13 13G/A QUAD / Quad/Graphics, Inc. 48,146
2014-08-08 13G FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund 34,735
2014-07-10 13G/A IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF 535,277
2014-02-14 13G DSGX / The Descartes Systems Group Inc. 3,316,358
2014-02-14 13G DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund 693,220
2014-02-14 13G HWKN / Hawkins, Inc. 929,102
2014-02-14 13G TPH / Tri Pointe Homes, Inc. 2,249,772
2014-02-14 13G VWTR / Vidler Water Resources Inc 1,760,273
2014-02-14 13G UCP / UCP, Inc. 750,838
2014-02-14 13G ACTA / Actua Corporation 2,561,036
2014-02-14 13G DOC / Healthpeak Properties, Inc. 1,725,734
2014-02-14 13G AREX / Approach Resources, Inc. 2,235,361
2014-02-14 13G SAAS / inContact, Inc. 5,229,688
2014-02-14 13G DST / DST Systems, Inc. 2,568,387
2014-02-14 13G IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF 575,100
2014-02-14 13G BXE / Bellatrix Exploration Ltd 11,816,905
2014-02-14 13G GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF 2,477,243
2014-02-14 13G TAC / TransAlta Corporation 16,571,557
2014-02-14 13G QUAD / Quad/Graphics, Inc. 5,563,672
2014-02-14 13G WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares 14,934,425
2012-01-19 13D/A VRTS / Virtus Investment Partners, Inc. 1,727,746