Investor Brinker Capital Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Brinker Capital Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2020-02-21 13G/A SMMD / iShares Trust - iShares Russell 2500 ETF 91,029 168,205
2020-02-13 13G/A SBB / ProShares Trust - ProShares Short SmallCap600 0 31,590
2019-10-08 13G/A SMMD / iShares Trust - iShares Russell 2500 ETF 54,663 91,029
2019-08-09 13G/A SMMD / iShares Trust - iShares Russell 2500 ETF 54,663
2018-04-10 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 29,466
2018-01-09 13G/A SBB / ProShares Trust - ProShares Short SmallCap600 24,852 0
2017-12-08 13G/A SBB / ProShares Trust - ProShares Short SmallCap600 24,852
2017-09-11 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 37,205
2017-09-11 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 610,131 37,205
2016-07-08 13G/A REK / ProShares Trust - ProShares Short Real Estate 610,131
2016-07-08 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 725,118 610,131
2016-07-08 13G/A ZBIO / Zenas BioPharma, Inc. 725,118 610,131
2016-04-11 13G/A REK / ProShares Trust - ProShares Short Real Estate 725,118
2016-04-11 13G/A UKF / ProShares Ultra Russell1000 Growth 863,738
2016-04-11 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,436,927 725,118
2016-04-11 13G/A ZBIO / Zenas BioPharma, Inc. 756,837 725,118
2016-03-10 13G/A REK / ProShares Trust - ProShares Short Real Estate 756,837
2016-03-10 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,437,636 1,436,927
2016-03-10 13G/A ZBIO / Zenas BioPharma, Inc. 769,529 756,837
2016-02-09 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 17,729
2016-02-09 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 104,178 290,388
2016-02-09 13G/A OMEX / Odyssey Marine Exploration, Inc. 4,613,360 4,211,716
2016-02-09 13G/A GULF / WisdomTree Middle East Dividend Fund 302,579 290,388
2016-02-09 13G/A DBYQF / Deutsche Bank Aktiengesellschaft 17,729 68
2016-01-27 13G/A DOG / ProShares Trust - ProShares Short Dow30 1,437,636
2016-01-27 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,613,393
2016-01-27 13G/A REK / ProShares Trust - ProShares Short Real Estate 769,529
2016-01-27 13G/A DXJF / WisdomTree Japan Hedged Financials Fund 93,312 104,178
2016-01-27 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,026,810 1,437,636
2016-01-27 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 302,579 302,579
2016-01-27 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 21,084 17,729
2016-01-27 13G/A OMEX / Odyssey Marine Exploration, Inc. 4,613,360
2016-01-27 13G/A GULF / WisdomTree Middle East Dividend Fund 302,579 302,579
2016-01-27 13G/A ZBIO / Zenas BioPharma, Inc. 1,026,810 769,529
2016-01-27 13G/A DBYQF / Deutsche Bank Aktiengesellschaft 21,084 17,729
2016-01-11 13G/A REK / ProShares Trust - ProShares Short Real Estate 1,026,810
2016-01-11 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,559,025 1,026,810
2016-01-11 13G/A ZBIO / Zenas BioPharma, Inc. 2,803,923 1,026,810
2016-01-08 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 23,806 302,579
2016-01-08 13G/A MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020 1,572,485 69,250
2016-01-08 13G/A GULF / WisdomTree Middle East Dividend Fund 93,312 302,579
2016-01-08 13G/A CSGKF / Credit Suisse Group AG 1,572,485 69,250
2015-12-14 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 2,689 21,084
2015-12-14 13G/A DBYQF / Deutsche Bank Aktiengesellschaft 21,084
2015-12-11 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,803,923
2015-12-11 13G/A DOG / ProShares Trust - ProShares Short Dow30 1,559,025
2015-12-11 13G/A MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020 1,572,485
2015-12-11 13G/A DXJF / WisdomTree Japan Hedged Financials Fund 93,312
2015-12-11 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 5,547 1,559,025
2015-12-11 13G/A OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221 50,817 0
2015-12-11 13G/A GULF / WisdomTree Middle East Dividend Fund 93,312
2015-12-11 13G/A ZBIO / Zenas BioPharma, Inc. 369,636 2,803,923
2015-12-11 13G/A CSGKF / Credit Suisse Group AG 1,572,485
2015-11-13 13G/A DOG / ProShares Trust - ProShares Short Dow30 1,961
2015-11-13 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 5,547
2015-11-13 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 270
2015-11-13 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 369,636 1,276
2015-10-13 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 369,636
2015-10-13 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,320,968 369,636
2015-10-13 13G/A OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221 50,817
2015-10-13 13G/A ZBIO / Zenas BioPharma, Inc. 369,636
2015-09-17 13G/A REK / ProShares Trust - ProShares Short Real Estate 876,146
2015-09-17 13G/A NFO / Invesco Insider Sentiment ETF 134,251
2015-09-17 13G/A DOG / ProShares Trust - ProShares Short Dow30 1,719,186
2015-09-17 13G/A UKF / ProShares Ultra Russell1000 Growth 511,436
2015-09-17 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 417,559 2,689
2015-09-17 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 1,256
2015-09-17 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 981,050 1,320,968
2015-09-17 13G/A GURU / Global X Funds - Global X Guru Index ETF 1,590
2015-07-08 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 966,185 417,559
2015-07-08 13G/A 06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 1,685,540 126
2015-06-10 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,346,924
2015-06-10 13G/A REK / ProShares Trust - ProShares Short Real Estate 981,050
2015-06-10 13G/A SH / ProShares Trust - ProShares Short S&P500 2,724,589
2015-06-10 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,588,766 2,724,589
2015-06-10 13G/A 06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 3,204,655 1,685,540
2015-06-10 13G/A SZO / DB Crude Oil Short ETN due 6/1/2038 966,185
2015-05-08 13G/A REK / ProShares Trust - ProShares Short Real Estate 1,588,766
2015-05-08 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 1,588,766
2015-04-08 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,846,776
2015-04-08 13G/A EUSC / WisdomTree Trust - WisdomTree European Opportunities Fund 23,806
2015-04-08 13G/A SH / ProShares Trust - ProShares Short S&P500 3,638,556
2015-04-08 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 3,638,556
2015-04-08 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 23,806
2015-04-08 13G/A 06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 3,204,655
2015-03-09 13G/A EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF 9,420
2015-03-09 13G/A HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF 1,322,470
2015-02-17 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 4,053,893
2015-02-17 13G/A OMEX / Odyssey Marine Exploration, Inc. 12,516,951
2015-02-17 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 451,565
2015-02-17 13G/A EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF 535,051
2015-02-17 13G/A GURU / Global X Funds - Global X Guru Index ETF 794,103
2015-02-17 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 146,507
2015-02-17 13G/A HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF 1,391,024
2015-02-17 13G/A NFO / Invesco Insider Sentiment ETF 340,652
2015-02-17 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 2,973,805
2015-02-12 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 4,489,894
2015-02-06 13G/A DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund 180
2015-02-06 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 1,505,603
2015-01-12 13G/A DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund 334,530
2015-01-12 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 146,507
2015-01-12 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 451,565
2014-12-10 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 3,158,826
2014-12-10 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 37,886
2014-12-10 13G/A EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF 202,380
2014-12-10 13G/A HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF 1,445,979
2014-11-12 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 5,003,708
2014-11-12 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 619
2014-11-12 13G/A UKF / ProShares Ultra Russell1000 Growth 3,422
2014-10-07 13G/A MYY / ProShares Trust - ProShares Short MidCap400 0
2014-10-07 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 2,445,580
2014-10-07 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 1,073,450
2014-10-07 13G/A UKF / ProShares Ultra Russell1000 Growth 15,729,172
2014-09-08 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 402,180
2014-09-08 13G/A ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF 793,087
2014-08-11 13G/A NFO / Invesco Insider Sentiment ETF 422,921
2014-08-11 13G/A UKF / ProShares Ultra Russell1000 Growth 13,106,462
2014-08-11 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 4,127,228
2014-08-11 13G/A CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF 460,165
2014-08-11 13G/A YXI / ProShares Trust - ProShares Short FTSE China 50
2014-08-11 13G/A RYJ / Invesco Exchange-Traded Fund Trust - Invesco Raymond James SB-1 Equity ETF 167
2014-08-11 13G/A EUFN / iShares Trust - iShares MSCI Europe Financials ETF 101,550
2014-07-10 13G/A DXJR / WisdomTree Japan Hedged Real Estate Fund 546,428
2014-07-10 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,825,452
2014-07-10 13G/A UKF / ProShares Ultra Russell1000 Growth 10,796,412
2014-07-10 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 3,491,471
2014-07-10 13G/A JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO 207
2014-06-04 13G/A UKF / ProShares Ultra Russell1000 Growth 1,246,367
2014-06-04 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 3,337,186
2014-06-04 13G/A GURU / Global X Funds - Global X Guru Index ETF 1,017,749
2014-05-02 13G/A MYY / ProShares Trust - ProShares Short MidCap400 3,970,809
2014-05-02 13G/A CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF 828,570
2014-05-02 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,314,074
2014-05-02 13G/A YXI / ProShares Trust - ProShares Short FTSE China 50 398,817
2014-05-02 13G/A TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund 1,185,984
2014-04-04 13G/A IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF 0
2014-04-04 13G/A UKF / ProShares Ultra Russell1000 Growth 12,112,868
2014-04-04 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,731,249
2014-04-04 13G/A SH / ProShares Trust - ProShares Short S&P500 1,568,028
2014-03-07 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE
2014-03-07 13G/A UKF / ProShares Ultra Russell1000 Growth 4,282,025
2014-02-13 13G/A TBX / ProShares Trust - ProShares Short 7-10 Year Treasury 407,047
2014-02-13 13G/A GURU / Global X Funds - Global X Guru Index ETF 957,215
2014-02-13 13G/A RYJ / Invesco Exchange-Traded Fund Trust - Invesco Raymond James SB-1 Equity ETF 1,042,284
2014-02-13 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 691,608
2014-02-13 13G/A EUFN / iShares Trust - iShares MSCI Europe Financials ETF 2,304,187
2014-02-13 13G/A UKF / ProShares Ultra Russell1000 Growth 7,803,362
2014-02-13 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF 89,840
2014-02-13 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 3,464,724
2014-02-13 13G/A NFO / Invesco Insider Sentiment ETF 706,599
2014-02-13 13G/A IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF 111,366
2014-02-13 13G/A DGZ / DB Gold Short ETN 864,785
2014-02-13 13G/A NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50 495,481
2014-02-13 13G/A OMEX / Odyssey Marine Exploration, Inc. 15,496,715
2014-02-11 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,613,813
2014-02-11 13G/A EUFN / iShares Trust - iShares MSCI Europe Financials ETF 1,352,229
2014-02-11 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 4,412,769
2014-02-11 13G/A IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF 55,343
2014-02-11 13G/A SH / ProShares Trust - ProShares Short S&P500 3,296,377
2014-02-11 13G/A DGZ / DB Gold Short ETN 700
2014-02-11 13G/A TBX / ProShares Trust - ProShares Short 7-10 Year Treasury 330
2014-02-11 13G/A GURU / Global X Funds - Global X Guru Index ETF 977,161
2014-02-11 13G/A PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF 1,471
2014-01-10 13G/A DGZ / DB Gold Short ETN 864,785
2014-01-10 13G/A TBX / ProShares Trust - ProShares Short 7-10 Year Treasury 407,047
2014-01-10 13G/A UKF / ProShares Ultra Russell1000 Growth 7,803,362
2013-12-10 13G/A UKF / ProShares Ultra Russell1000 Growth 3,294,054
2013-12-10 13G/A XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 775,281
2013-11-12 13G/A NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50 478,994
2013-11-08 13G/A UKF / ProShares Ultra Russell1000 Growth 886
2013-11-08 13G/A SH / ProShares Trust - ProShares Short S&P500 4,964
2013-10-08 13G/A VNM / VanEck ETF Trust - VanEck Vietnam ETF 634,113
2013-10-08 13G/A UKF / ProShares Ultra Russell1000 Growth 1,578,527
2013-10-08 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 544
2013-10-08 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE
2013-10-08 13G/A SH / ProShares Trust - ProShares Short S&P500 117,366
2013-10-08 13G/A EUFN / iShares Trust - iShares MSCI Europe Financials ETF 2,153,855
2013-10-08 13G/A NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50 462,893
2013-09-10 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,250,998
2013-09-10 13G/A UKF / ProShares Ultra Russell1000 Growth 7,038,875
2013-09-10 13G/A EUFN / iShares Trust - iShares MSCI Europe Financials ETF 1,576,647
2013-09-10 13G/A SH / ProShares Trust - ProShares Short S&P500 546,481
2013-09-10 13G/A REK / ProShares Trust - ProShares Short Real Estate 17,265
2013-09-10 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,730,055
2013-09-10 13G/A NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50 286,653
2013-08-06 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 209,153
2013-08-06 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 3,261
2013-08-06 13G/A UGA / United States Gasoline Fund, LP - Limited Partnership 694,651
2013-08-06 13G/A PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF 2,931,025
2013-07-10 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF 87,856
2013-07-10 13G/A SH / ProShares Trust - ProShares Short S&P500 2,098,389
2013-07-10 13G/A IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF 110,092
2013-07-10 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 2,918,235
2013-07-10 13G/A REK / ProShares Trust - ProShares Short Real Estate 1,266,584
2013-06-04 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,854,889
2013-06-04 13G/A DGZ / DB Gold Short ETN 1,501,517
2013-06-04 13G/A JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO 1,366
2013-05-10 13G/A SH / ProShares Trust - ProShares Short S&P500 6,196,296
2013-05-10 13G/A GIY / Guggenheim Enhanced Core Bond ETF 579,372
2013-05-07 13G/A VNM / VanEck ETF Trust - VanEck Vietnam ETF 478
2013-04-10 13G/A GIY / Guggenheim Enhanced Core Bond ETF 1,004,738
2013-04-10 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,775,928
2013-04-10 13G/A UKF / ProShares Ultra Russell1000 Growth 21,508
2013-03-07 13G/A VNM / VanEck ETF Trust - VanEck Vietnam ETF 545,043
2013-03-07 13G/A PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF 439,940
2013-02-07 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 684,153
2013-02-07 13G/A UKF / ProShares Ultra Russell1000 Growth 4,671,825
2013-02-07 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 1,408,472
2013-02-07 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF 66,433
2013-02-07 13G/A GIY / Guggenheim Enhanced Core Bond ETF 715,697
2013-02-07 13G/A JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO 299,961
2013-02-07 13G/A OMEX / Odyssey Marine Exploration, Inc. 9,508,464
2013-01-10 13G/A JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO 299,961
2013-01-09 13G/A SH / ProShares Trust - ProShares Short S&P500 5,500
2013-01-09 13G/A UKF / ProShares Ultra Russell1000 Growth 3,940,891
2013-01-09 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 672,812
2013-01-09 13G/A GIY / Guggenheim Enhanced Core Bond ETF 1,052,284
2012-12-05 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 1,329,265
2012-12-05 13G/A SH / ProShares Trust - ProShares Short S&P500 680,582
2012-12-05 13G/A UKF / ProShares Ultra Russell1000 Growth 3,147,483
2012-11-09 13G/A UKF / ProShares Ultra Russell1000 Growth 3,873,707
2012-11-09 13G/A SH / ProShares Trust - ProShares Short S&P500 2,159,029
2012-10-05 13G OMEX / Odyssey Marine Exploration, Inc. 7,759,361
2012-09-07 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 1,688,572
2012-09-07 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF 61,561
2012-08-08 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 716,572
2012-07-10 13G/A UGA / United States Gasoline Fund, LP - Limited Partnership
2012-06-07 13G/A SH / ProShares Trust - ProShares Short S&P500 1,116,669
2012-05-10 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF 60,246
2012-05-10 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 417,635
2012-05-10 13G/A EUM / ProShares Trust - ProShares Short MSCI Emerging Markets 997,915
2012-05-10 13G/A GIY / Guggenheim Enhanced Core Bond ETF 290,324
2012-05-04 13G/A UGA / United States Gasoline Fund, LP - Limited Partnership 297,641
2012-04-10 13G/A UGA / United States Gasoline Fund, LP - Limited Partnership 288,091
2012-04-04 13G/A GIY / Guggenheim Enhanced Core Bond ETF 372,809
2012-03-05 13G/A GIY / Guggenheim Enhanced Core Bond ETF 1,001
2012-02-14 13G/A YXI / ProShares Trust - ProShares Short FTSE China 50 0
2012-02-14 13G/A IRY / SPDR(R) S&P(R) International Health Care Sector ETF
2012-02-14 13G/A EFZ / ProShares Trust - ProShares Short MSCI EAFE 1,796
2012-02-14 13G/A MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020 621,804
2012-02-14 13G/A UKF / ProShares Ultra Russell1000 Growth 18,203
2012-02-14 13G/A GIY / Guggenheim Enhanced Core Bond ETF 509,730
2012-02-14 13G/A SOXX / iShares Trust - iShares Semiconductor ETF 238,131
2012-01-10 13G/A GIY / Guggenheim Enhanced Core Bond ETF 658,882