Investor Transform Wealth, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Transform Wealth, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2024-05-01 13G/A POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October 449,638 0
2023-05-01 13G/A PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September 1,123,924 619,636
2023-04-04 13G PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September 64,743 1,123,924
2023-03-02 13G/A PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March 1,024,510 8,512
2023-02-02 13G/A CCOR / Listed Funds Trust - Core Alternative ETF 844,629 46,498
2023-02-02 13G/A PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March 531,292 1,024,510
2022-12-05 13G PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March 531,292 531,292
2022-10-04 13G CCOR / Listed Funds Trust - Core Alternative ETF 844,629
2022-10-03 13G/A POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October 1,224,952 449,638
2022-06-02 13G POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October 1,224,952
2022-06-02 13G/A PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September 1,079,411 64,743
2022-03-09 13G/A PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July 970,915 0
2022-03-09 13G PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September 4,086 1,079,411
2021-09-02 13G/A PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July 930,064 970,915
2021-08-04 13G/A PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July 930,064
2021-08-04 13G/A PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June 887,051 11,602
2021-07-07 13G PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June 887,051
2021-07-07 13G/A PAPR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - April 1,011,385 47,138
2021-05-03 13G PAPR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - April 1,011,385
2021-05-03 13G/A PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December 870,421 13,836
2021-01-06 13G/A PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September 4,086
2021-01-06 13G/A FAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - August 0
2021-01-06 13G PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December 870,421
2020-10-02 13G/A ERM / First Trust Exchange-Traded Fund III - EquityCompass Risk Manager ETF 182,309 182,897
2020-10-02 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 331,558 900,644
2020-10-02 13G/A FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 331,558 3,775
2020-10-02 13G/A FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 331,558 3,775
2020-09-04 13G/A FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 331,558
2020-09-04 13G ERM / First Trust Exchange-Traded Fund III - EquityCompass Risk Manager ETF 182,309
2020-08-06 13G/A 45782C201 / Innovator IBD(R) ETF Leaders ETF 613,971 0
2020-07-31 13G 45782C201 / Innovator IBD(R) ETF Leaders ETF 573,068 613,971
2020-07-07 13G 45782C201 / Innovator IBD(R) ETF Leaders ETF 573,068 573,068
2020-07-06 13G 45782C201 / Innovator IBD(R) ETF Leaders ETF 426,173 573,068
2020-06-08 13G/A 45782C201 / Innovator IBD(R) ETF Leaders ETF 426,173