Investor Commonwealth Equity Services, Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Commonwealth Equity Services, Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2017-05-26 13G FSK / FS KKR Capital Corp. 12,271,272
2014-02-12 13G/A 659,752
2014-02-12 13G/A SLA / 332,980
2013-02-11 13G/A 676,120
2013-02-11 13G/A SLA / 590,103
2012-08-10 13G 672,440
2012-06-07 13G SLA / 594,806