Investor Punch & Associates Investment Management, Inc.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Punch & Associates Investment Management, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-08-14 13G/A RFIL / RF Industries, Ltd. 678,797 810,859
2025-08-14 13G/A OPXS / Optex Systems Holdings, Inc 372,500 331,495
2025-08-14 13G/A DSP / Viant Technology Inc. 989,771 1,155,133
2025-05-15 13G/A PHX / PHX Minerals Inc. 2,745,884 1,582,234
2025-05-15 13G/A ALOT / AstroNova, Inc. 495,951 301,429
2025-05-15 13G/A RFIL / RF Industries, Ltd. 994,266 678,797
2025-05-15 13G/A FC / Franklin Covey Co. 679,100 586,071
2025-05-15 13G/A SYZLF / Sylogist Ltd. 1,319,500 968,000
2025-05-15 13G DSP / Viant Technology Inc. 989,771
2025-04-07 13G/A HBIO / Harvard Bioscience, Inc. 2,918,034 25,586
2025-02-14 13G FC / Franklin Covey Co. 411,135 679,100
2025-02-14 13G RSSS / Research Solutions, Inc. 2,330,120
2025-02-14 13G/A OPXS / Optex Systems Holdings, Inc 438,683 372,500
2024-11-14 13G SYZLF / Sylogist Ltd. 1,319,500
2024-11-14 13G/A GSL / Global Ship Lease, Inc. 1,920,752 1,363,704
2024-11-14 13G/A NTIC / Northern Technologies International Corporation 519,184 249,857
2024-11-14 13G/A BXC / BlueLinx Holdings Inc. 438,760 377,253
2024-02-14 13G/A GSL / Global Ship Lease, Inc. 1,879,926 1,920,752
2024-02-14 13G/A ALOT / AstroNova, Inc. 494,625 495,951
2024-02-14 13G/A TURN / 180 Degree Capital Corp. 710,451 738,597
2024-02-14 13G/A ACR / ACRES Commercial Realty Corp. 757,743 267,394
2024-02-14 13G/A CTHR / Charles & Colvard, Ltd. 1,882,546 0
2024-02-14 13G/A RFIL / RF Industries, Ltd. 597,650 994,266
2024-02-14 13G/A OPXS / Optex Systems Holdings, Inc 442,186 438,683
2024-02-14 13G/A HGBL / Heritage Global Inc. 2,566,530 2,768,005
2024-02-14 13G/A DHX / DHI Group, Inc. 2,497,430 2,322,218
2024-02-14 13G/A NTIC / Northern Technologies International Corporation 525,328 519,184
2024-02-14 13G/A GDO / Western Asset Global Corporate Defined Opportunity Fund Inc. 837,749 736,261
2024-02-14 13G PHX / PHX Minerals Inc. 2,745,884
2024-02-14 13G/A HBIO / Harvard Bioscience, Inc. 2,764,039 2,918,034
2024-02-14 13G/A CBH / Virtus Convertible & Income 2024 Target Term Fund 1,142,879 1,247,027
2024-02-14 13G/A BXC / BlueLinx Holdings Inc. 544,124 438,760
2023-11-09 13D LRFC / Logan Ridge Finance Corporation 232,875
2023-02-13 13G/A BXC / BlueLinx Holdings Inc. 641,847 544,124
2023-02-13 13G/A ALOT / AstroNova, Inc. 476,334 494,625
2023-02-13 13G/A RFIL / RF Industries, Ltd. 574,750 597,650
2023-02-13 13G/A HBIO / Harvard Bioscience, Inc. 2,166,775 2,764,039
2023-02-13 13G/A PZN / Pzena Investment Management Inc - Class A 1,999,521 0
2023-02-13 13G/A SAMG / Silvercrest Asset Management Group Inc. 490,630 282,400
2023-02-13 13G/A ACR / ACRES Commercial Realty Corp. 814,726 757,743
2023-02-13 13G/A NTIC / Northern Technologies International Corporation 503,264 525,328
2023-02-13 13G/A KINS / Kingstone Companies, Inc. 584,000 0
2023-02-13 13G/A ELMD / Electromed, Inc. 436,735 416,515
2023-02-13 13G/A TURN / 180 Degree Capital Corp. 671,781 710,451
2023-02-13 13G/A DLHC / DLH Holdings Corp. 701,270 580,020
2023-02-13 13G/A CTHR / Charles & Colvard, Ltd. 1,832,645 1,882,546
2023-02-13 13G/A HGBL / Heritage Global Inc. 2,384,530 2,566,530
2023-02-13 13G/A GSL / Global Ship Lease, Inc. 2,333,799 1,879,926
2023-02-13 13G GDO / Western Asset Global Corporate Defined Opportunity Fund Inc. 837,749
2023-02-13 13G/A CBH / Virtus Convertible & Income 2024 Target Term Fund 941,669 1,142,879
2023-02-13 13G DHX / DHI Group, Inc. 2,497,430
2023-02-13 13G OPXS / Optex Systems Holdings, Inc 442,186
2022-09-01 13D PZN / Pzena Investment Management Inc - Class A 1,923,467 1,999,521
2022-02-14 13G ACR / ACRES Commercial Realty Corp. 814,726
2022-02-14 13G/A ALOT / AstroNova, Inc. 397,141 476,334
2022-02-14 13G/A BANX / ArrowMark Financial Corp. 551,334 349,722
2022-02-14 13G/A BXC / BlueLinx Holdings Inc. 807,621 641,847
2022-02-14 13G CBH / Virtus Convertible & Income 2024 Target Term Fund 941,669
2022-02-14 13G CTHR / Charles & Colvard, Ltd. 1,832,645
2022-02-14 13G/A DLHC / DLH Holdings Corp. 743,900 701,270
2022-02-14 13G ELMD / Electromed, Inc. 436,735
2022-02-14 13G GSL / Global Ship Lease, Inc. 2,333,799
2022-02-14 13G HBIO / Harvard Bioscience, Inc. 2,166,775
2022-02-14 13G/A HGBL / Heritage Global Inc. 2,158,630 2,384,530
2022-02-14 13G/A IEC / IEC Electronics Corp. 897,900 0
2022-02-14 13G/A JCS / Pineapple Holdings Inc 490,491 0
2022-02-14 13G KINS / Kingstone Companies, Inc. 584,000
2022-02-14 13G NTIC / Northern Technologies International Corporation 503,264
2022-02-14 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 733,236 0
2022-02-14 13G/A PZN / Pzena Investment Management Inc - Class A 1,879,937 1,923,467
2022-02-14 13G RFIL / RF Industries, Ltd. 574,750
2022-02-14 13G SAMG / Silvercrest Asset Management Group Inc. 404,199 490,630
2022-02-14 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 127,711 26,100
2022-02-14 13G/A TURN / 180 Degree Capital Corp. 1,961,095 671,781
2021-02-17 13G JCS / Pineapple Holdings Inc 490,491 490,491
2021-02-17 13G JCS / Pineapple Holdings Inc 490,491 490,491
2021-02-16 13G/A IEC / IEC Electronics Corp. 636,200 897,900
2021-02-16 13G DLHC / DLH Holdings Corp. 743,900
2021-02-16 13G/A ALOT / AstroNova, Inc. 374,637 397,141
2021-02-16 13G HGBL / Heritage Global Inc. 2,158,630
2021-02-16 13G TURN / 180 Degree Capital Corp. 1,961,095
2021-02-16 13G TTP / Tortoise Pipeline & Energy Fund, Inc. 127,711
2021-02-16 13G/A BANX / ArrowMark Financial Corp. 280,928 551,334
2021-02-16 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 754,689 733,236
2021-02-16 13G/A RILY / B. Riley Financial, Inc. 1,534,261 1,176,188
2021-02-16 13G/A US71361F1003 / Perceptron, Inc. 585,644 0
2021-02-16 13G/A DALN / DallasNews Corporation 1,016,955 0
2021-02-16 13G/A CSWC / Capital Southwest Corporation 1,215,303 858,976
2021-02-16 13G/A BXC / BlueLinx Holdings Inc. 472,529 807,621
2021-02-16 13G/A PZN / Pzena Investment Management Inc - Class A 1,798,734 1,879,937
2020-02-18 13G BXC / BlueLinx Holdings Inc. 472,529 472,529
2020-02-18 13G/A PZN / Pzena Investment Management Inc - Class A 1,798,734 1,798,734
2020-02-18 13G/A DALN / DallasNews Corporation 1,016,955 1,016,955
2020-02-18 13G/A RILY / B. Riley Financial, Inc. 1,534,261 1,534,261
2020-02-14 13G BXC / BlueLinx Holdings Inc. 472,529
2020-02-14 13G/A RILY / B. Riley Financial, Inc. 1,394,881 1,534,261
2020-02-14 13G/A PZN / Pzena Investment Management Inc - Class A 1,789,746 1,798,734
2020-02-14 13G/A 001282102 / A.H. Belo Corporation Series A Common Stock 1,177,767 1,016,955
2020-02-14 13G/A XNCVX / AllianzGI Convertible & Income 960,237 830,327
2020-02-14 13G/A US71361F1003 / Perceptron, Inc. 566,584 585,644
2020-02-14 13G/A ARC / ARC Document Solutions, Inc. 3,042,636 1,667,945
2020-02-14 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 531,386 754,689
2020-02-14 13G/A CSWC / Capital Southwest Corporation 1,584,029 1,215,303
2020-02-14 13G/A IEC / IEC Electronics Corp. 545,200 636,200
2020-02-14 13G/A SAMG / Silvercrest Asset Management Group Inc. 487,500 404,199
2020-02-14 13G/A BANX / ArrowMark Financial Corp. 413,786 280,928
2020-02-14 13G/A ALOT / AstroNova, Inc. 385,960 374,637
2019-08-12 13G/A PZN / Pzena Investment Management Inc - Class A 1,716,148 1,789,746
2019-02-15 13G/A DALN / DallasNews Corporation 1,177,767 1,177,767
2019-02-14 13G RILY / B. Riley Financial, Inc. 1,394,881
2019-02-14 13G OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 531,386
2019-02-14 13G ARC / ARC Document Solutions, Inc. 3,042,636
2019-02-14 13G XNCVX / AllianzGI Convertible & Income 960,237
2019-02-14 13G/A BANX / ArrowMark Financial Corp. 527,930 413,786
2019-02-14 13G/A SAMG / Silvercrest Asset Management Group Inc. 544,800 487,500
2019-02-14 13G/A MCN / XAI Madison Equity Premium Income Fund 1,020,938 228,160
2019-02-14 13G/A CSWC / Capital Southwest Corporation 1,875,105 1,584,029
2019-02-14 13G/A US71361F1003 / Perceptron, Inc. 491,414 566,584
2019-02-14 13G/A DGII / Digi International Inc. 1,404,159 1,188,461
2019-02-14 13G/A ALOT / AstroNova, Inc. 349,220 385,960
2019-02-14 13G/A US2538277037 / Digirad Corp. 1,012,493 0
2019-02-14 13G IEC / IEC Electronics Corp. 545,200
2019-02-14 13G/A DALN / DallasNews Corporation 0 1,177,767
2019-02-14 13G/A PZN / Pzena Investment Management Inc - Class A 1,712,043 1,716,148
2018-02-16 13G/A TST / TheStreet, Inc. 1,678,569
2018-02-16 13G DALN / DallasNews Corporation 1,114,620 1,114,620
2018-02-16 13G/A DALN / DallasNews Corporation 1,114,620 0
2018-02-14 13G US71361F1003 / Perceptron, Inc. 491,414
2018-02-14 13G ALOT / AstroNova, Inc. 349,220
2018-02-14 13G/A MCN / XAI Madison Equity Premium Income Fund 1,019,617 1,020,938
2018-02-14 13G/A US2538277037 / Digirad Corp. 1,249,556 1,012,493
2018-02-14 13G/A PZN / Pzena Investment Management Inc - Class A 1,481,762 1,712,043
2018-02-14 13G/A DGII / Digi International Inc. 1,434,350 1,404,159
2018-02-14 13G/A SAMG / Silvercrest Asset Management Group Inc. 502,816 544,800
2018-02-14 13G/A CSWC / Capital Southwest Corporation 1,688,317 1,875,105
2018-02-14 13G/A BANX / ArrowMark Financial Corp. 605,204 527,930
2018-02-14 13G/A DALN / DallasNews Corporation 1,018,824 1,114,620
2018-02-14 13G/A TST / TheStreet, Inc. 1,938,866
2017-10-02 13D/A MCN / XAI Madison Equity Premium Income Fund 1,388,575 1,019,617
2017-02-03 13G/A DALN / DallasNews Corporation 999,525 1,018,824
2017-02-03 13G SAMG / Silvercrest Asset Management Group Inc. 502,816
2017-02-03 13G/A FC / Franklin Covey Co. 813,471 411,135
2017-02-03 13G/A TST / TheStreet, Inc. 1,864,688 1,938,866
2017-02-03 13G/A BANX / ArrowMark Financial Corp. 522,447 605,204
2017-02-03 13G DGII / Digi International Inc. 1,434,350
2017-02-03 13G/A PZN / Pzena Investment Management Inc - Class A 1,443,491 1,481,762
2017-02-03 13G/A CSWC / Capital Southwest Corporation 1,584,729 1,688,317
2017-02-03 13G/A US2538277037 / Digirad Corp. 1,095,911 1,249,556
2016-08-09 13G/A CSWC / Capital Southwest Corporation 797,190 1,584,729
2016-08-05 13D/A MCN / XAI Madison Equity Premium Income Fund 1,147,248 1,388,575
2016-06-13 13D/A MCN / XAI Madison Equity Premium Income Fund 1,147,248 1,147,248
2016-05-19 13D MCN / XAI Madison Equity Premium Income Fund 1,131,429 1,147,248
2016-02-09 13G DALN / DallasNews Corporation 999,525
2016-02-09 13G FC / Franklin Covey Co. 813,471
2016-02-09 13G US2538277037 / Digirad Corp. 1,095,911
2016-02-09 13G CSWC / Capital Southwest Corporation 797,190
2016-02-09 13G BANX / ArrowMark Financial Corp. 522,447
2016-02-09 13G/A PZN / Pzena Investment Management Inc - Class A 1,443,491
2016-02-09 13G/A MCN / XAI Madison Equity Premium Income Fund 1,131,429
2016-02-09 13G/A TST / TheStreet, Inc. 1,864,688
2015-02-02 13G TST / TheStreet, Inc. 1,748,320
2015-02-02 13G/A MCN / XAI Madison Equity Premium Income Fund 837,266
2015-02-02 13G/A PZN / Pzena Investment Management Inc - Class A 1,658,668
2015-02-02 13G/A DWSN / Dawson Geophysical Company 316,768
2014-02-14 13G MCN / XAI Madison Equity Premium Income Fund 977,010
2014-02-14 13G/A WLKR / Walker Innovation Inc.
2014-02-14 13G/A PZN / Pzena Investment Management Inc - Class A 1,399,484
2014-02-14 13G DWSN / Dawson Geophysical Company 1,182,904
2013-04-18 13G/A PZN / Pzena Investment Management Inc - Class A 1,118,363
2013-02-19 13G/A SLP / Simulations Plus, Inc.
2013-02-19 13G WLKR / Walker Innovation Inc. 329,705
2013-02-19 13G/A PZN / Pzena Investment Management Inc - Class A 1,049,308
2013-02-19 13G/A VSNT / Versant Corp
2012-02-09 13G SLP / Simulations Plus, Inc. 925,374
2012-02-09 13G PZN / Pzena Investment Management Inc - Class A 793,695
2012-02-09 13G/A VSNT / Versant Corp 147,902
2012-02-09 13G VSNT / Versant Corp 147,902