Investor Roumell Asset Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Roumell Asset Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2024-02-13 13G/A GSIT / GSI Technology, Inc. 1,724,389 0
2024-02-13 13G/A CLGN / CollPlant Biotechnologies Ltd. 432,639
2023-02-13 13G CLGN / CollPlant Biotechnologies Ltd. 605,437
2023-02-13 13G/A QUMU / Qumu Corp 1,098,552 1,111,061
2023-01-20 13G GSIT / GSI Technology, Inc. 1,964,503 1,724,389
2022-03-25 13D/A ENZ / Enzo Biochem, Inc. 2,886,771 2,426,771
2022-02-11 13G/A TTI / TETRA Technologies, Inc. 10,291,498 764,330
2022-02-11 13G QUMU / Qumu Corp 1,098,552
2022-02-11 13G/A RIBT / RiceBran Technologies 3,897,398 1,424,923
2022-02-07 13D/A BCDA / BioCardia, Inc. 938,380 556,280
2022-01-20 13D/A GSIT / GSI Technology, Inc. 1,964,503 1,964,503
2021-09-30 13D/A ENZ / Enzo Biochem, Inc. 2,886,771 2,886,771
2021-09-22 13D BCDA / BioCardia, Inc. 938,380
2021-09-14 13D GSIT / GSI Technology, Inc. 1,347,270 1,964,503
2021-05-05 13D/A ENZ / Enzo Biochem, Inc. 2,761,229 2,886,771
2021-02-12 13G GSIT / GSI Technology, Inc. 1,347,270
2021-02-12 13G TTI / TETRA Technologies, Inc. 10,291,498
2021-02-12 13G RIBT / RiceBran Technologies 3,897,398
2021-01-15 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,761,229
2021-01-05 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-31 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-30 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-29 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-23 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-22 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-21 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-18 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-14 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-08 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-07 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-12-04 13D/A ENZ / Enzo Biochem, Inc. 2,769,479 2,769,479
2020-11-27 13D ENZ / Enzo Biochem, Inc. 0 2,769,479
2020-07-02 13D/A LQDT / Liquidity Services, Inc. 1,137,761 326,688
2020-04-17 13D/A US98884U1088 / ZAGG Inc 1,193,696 1,193,696
2020-04-03 13D/A US98884U1088 / ZAGG Inc 1,335,307 1,193,696
2020-03-18 13D US98884U1088 / ZAGG Inc 1,335,307 1,335,307
2020-03-17 13D US98884U1088 / ZAGG Inc 1,335,307
2020-03-11 13D LQDT / Liquidity Services, Inc. 1,137,761
2019-07-25 13D/A ENZ / Enzo Biochem, Inc. 1,919,479 0
2019-03-26 13D ENZ / Enzo Biochem, Inc. 1,919,479
2017-02-14 13G/A US7777801074 / Rosetta Stone, Inc. 1,143,068 793,625
2016-06-15 13D/A COVS / Covisint Corporation 2,016,912 2,016,912
2016-06-03 13D/A COVS / Covisint Corporation 2,029,850 2,016,912
2016-05-18 13D COVS / Covisint Corporation 2,029,850
2016-05-11 13G US7777801074 / Rosetta Stone, Inc. 1,191,510 1,143,068
2016-02-10 13G/A SZMK / Sizmek Inc 1,218,780
2015-08-13 13G SEAC / SeaChange International, Inc. 1,458,310
2015-06-22 13D US7777801074 / Rosetta Stone, Inc. 1,191,510
2015-02-09 13G US7777801074 / Rosetta Stone, Inc. 1,123,850
2015-02-09 13G SZMK / Sizmek Inc 1,756,648
2015-01-28 13D/A SEAC / SeaChange International, Inc. 1,802,110
2014-11-10 13G/A PRTK / Paratek Pharmaceuticals Inc. 265,334
2014-09-30 13D SEAC / SeaChange International, Inc. 2,019,670
2014-02-10 13G/A TECU / Tecumseh Products Co
2014-02-04 13G/A PRTK / Paratek Pharmaceuticals Inc. 2,196,141
2014-02-04 13G/A DSPG / DSP Group, Inc. 1,060,049
2014-01-28 13G/A DVD / Dover Motorsports Inc 0
2014-01-28 13G/A QADA / QAD, Inc. - Class A
2013-12-18 13G PRTK / Paratek Pharmaceuticals Inc. 2,207,481
2013-12-16 13D/A TACT / TransAct Technologies Incorporated
2013-12-03 13D/A TACT / TransAct Technologies Incorporated
2013-10-07 13D/A TACT / TransAct Technologies Incorporated
2013-10-03 13D/A TACT / TransAct Technologies Incorporated
2013-09-19 13D/A TACT / TransAct Technologies Incorporated
2013-09-10 13G/A TECU / Tecumseh Products Co
2013-09-09 13G/A TACT / TransAct Technologies Incorporated 0
2013-09-05 13D PRTK / Paratek Pharmaceuticals Inc. 2,311,721
2013-08-09 13G TACT / TransAct Technologies Incorporated 530,923
2013-06-27 13G/A PRTK / Paratek Pharmaceuticals Inc. 2,337,161
2013-06-07 13D/A TACT / TransAct Technologies Incorporated 738,716
2013-06-05 13G/A DSPG / DSP Group, Inc. 1,003,953
2013-03-01 13G TECU / Tecumseh Products Co
2013-02-20 13D/A TECU / Tecumseh Products Co
2013-02-05 13G PRTK / Paratek Pharmaceuticals Inc. 956,250
2013-02-04 13G/A DVD / Dover Motorsports Inc 1,770,553
2013-02-04 13G/A QADA / QAD, Inc. - Class A
2013-02-04 13G/A DSPG / DSP Group, Inc. 1,280,716
2013-02-01 13G/A GILT / Gilat Satellite Networks Ltd. 0
2013-02-01 13G/A SLA / 0
2013-01-23 13D/A TECU / Tecumseh Products Co
2013-01-15 13D TECU / Tecumseh Products Co
2012-11-07 13D/A TACT / TransAct Technologies Incorporated 828,010
2012-11-06 13G TECU / Tecumseh Products Co
2012-09-20 13D/A TECU / Tecumseh Products Co
2012-05-15 13D TECU / Tecumseh Products Co
2012-04-27 13D/A TACT / TransAct Technologies Incorporated 917,308
2012-04-10 13D/A TACT / TransAct Technologies Incorporated 1,242,018
2012-02-10 13G DVD / Dover Motorsports Inc 2,077,008
2012-02-10 13G GILT / Gilat Satellite Networks Ltd. 2,187,617
2012-02-10 13G DSPG / DSP Group, Inc. 1,811,847
2012-02-09 13G SLA / 596,968
2012-02-08 13G/A QADA / QAD, Inc. - Class A
2012-02-08 13G/A TECU / Tecumseh Products Co