Investor Sequoia Financial Advisors, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Sequoia Financial Advisors, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-02-12 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 1,251,323 0
2022-02-11 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 808,992 1,251,323
2022-02-11 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 1,341,631 264,927
2021-02-12 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 1,603,227 1,341,631
2021-02-12 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 709,090 808,992
2020-02-18 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 1,603,227 1,603,227
2020-02-18 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 709,090 709,090
2020-02-15 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 1,099,940 1,603,227
2020-02-15 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 128,105 709,090
2019-02-14 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 290,837 1,099,940
2019-02-14 13G/A GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF 1,480,526 573,098
2019-02-14 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 126,991 128,105
2018-02-13 13G/A GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 182,476 290,837
2018-02-13 13G GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF 1,480,526
2018-02-13 13G/A SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 145,342 126,991
2018-02-13 13G/A RTH / VanEck ETF Trust - VanEck Retail ETF 0
2017-02-14 13G RTH / VanEck ETF Trust - VanEck Retail ETF 921,530
2017-02-14 13G BJK / VanEck ETF Trust - VanEck Gaming ETF 921,530
2017-02-14 13G GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF 182,476
2017-02-14 13G SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF 145,342