Investor Tocqueville Asset Management L.p.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Tocqueville Asset Management L.p. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-02-14 13G/A NCSM / NCS Multistage Holdings, Inc. 133,164 142,702
2025-02-14 13G/A CSBR / Champions Oncology, Inc. 684,578 608,915
2024-11-12 13G/A CODA / Coda Octopus Group, Inc. 588,897 442,964
2024-02-12 13G/A CODA / Coda Octopus Group, Inc. 615,000 588,897
2024-02-12 13G NCSM / NCS Multistage Holdings, Inc. 111,057 133,164
2024-02-12 13G/A KIQSF / Kelso Technologies Inc. 3,389,740 1,603,589
2024-02-12 13G CSBR / Champions Oncology, Inc. 684,578
2023-02-13 13G/A NCSM / NCS Multistage Holdings, Inc. 132,449 111,057
2023-02-13 13G/A CODA / Coda Octopus Group, Inc. 544,003 615,000
2023-02-13 13G/A KIQSF / Kelso Technologies Inc. 2,736,300 3,389,740
2022-02-14 13G/A KIQ / Kelso Technologies Inc. 2,736,300
2022-02-14 13G/A NCSM / NCS Multistage Holdings, Inc. 125,543 132,449
2021-02-17 13G NCSM / NCS Multistage Holdings, Inc. 125,543
2021-02-16 13G CODA / Coda Octopus Group, Inc. 544,003
2020-01-14 13G PG / The Procter & Gamble Company - Depositary Receipt (Common Stock)
2020-01-14 13G TORXF / Torex Gold Resources Inc.
2020-01-14 13G SMF / SEMAFO Inc
2020-01-14 13G AAU / Almaden Minerals Ltd.
2020-01-14 13G KOR / Corvus Gold Inc
2020-01-14 13G ELMD / Electromed, Inc.
2020-01-14 13G THM / International Tower Hill Mines Ltd.
2020-01-14 13G JAG / Jaguar Mining Inc.
2020-01-14 13G MAG / MAG Silver Corp.
2020-01-14 13G ARNGF / Argonaut Gold Inc.
2020-01-14 13G BCEKF / Bear Creek Mining Corporation
2019-01-31 13G AAU / Almaden Minerals Ltd.
2019-01-31 13G ARNGF / Argonaut Gold Inc.
2019-01-31 13G BCEKF / Bear Creek Mining Corporation
2019-01-31 13G KOR / Corvus Gold Inc
2019-01-31 13G ITH / International Tower Hill Mines Ltd.
2019-01-31 13G JAG / Jaguar Mining Inc.
2019-01-31 13G MAG / MAG Silver Corp.
2019-01-31 13G PG / The Procter & Gamble Company - Depositary Receipt (Common Stock)
2019-01-31 13G SMF / SEMAFO Inc
2019-01-31 13G TORXF / Torex Gold Resources Inc.
2019-01-31 13G XRM / Xerium Technologies, Inc. 0
2019-01-31 13G ELMD / Electromed, Inc.
2018-07-03 13D INUV / Inuvo, Inc. 2,308,411 451,509
2018-02-02 13D INUV / Inuvo, Inc. 2,196,943 2,308,411
2018-01-31 13G ARNGF / Argonaut Gold Inc.
2018-01-30 13G AAU / Almaden Minerals Ltd.
2018-01-30 13G BCEKF / Bear Creek Mining Corporation
2018-01-30 13G KOR / Corvus Gold Inc
2018-01-30 13G JAG / Jaguar Mining Inc.
2018-01-30 13G PG / The Procter & Gamble Company - Depositary Receipt (Common Stock)
2018-01-30 13G SMF / SEMAFO Inc
2018-01-30 13G TORXF / Torex Gold Resources Inc.
2018-01-30 13G ARNGF / Argonaut Gold Inc.
2018-01-30 13G ITH / International Tower Hill Mines Ltd.
2018-01-30 13G MAG / MAG Silver Corp.
2018-01-30 13G XRM / Xerium Technologies, Inc.
2018-01-30 13G ONVI / Onvia, Inc. 0
2018-01-30 13D INUV / Inuvo, Inc. 2,166,153 2,196,943
2017-01-30 13G HZN / Horizon Global Corp
2017-01-30 13G ITH / International Tower Hill Mines Ltd.
2017-01-30 13G MAG / MAG Silver Corp.
2017-01-30 13G XRM / Xerium Technologies, Inc.
2017-01-30 13G IEC / IEC Electronics Corp.
2017-01-30 13G KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
2017-01-30 13G PPP / Primero Mining Corp. 0
2017-01-30 13G SUMR / Summer Infant Inc
2017-01-30 13D INUV / Inuvo, Inc. 2,166,153
2017-01-06 13G ONVI / Onvia, Inc.
2016-01-29 13G / A.M. Castle & Co. 0
2016-01-29 13G USAP / Universal Stainless & Alloy Products, Inc. 385,204
2016-01-29 13G KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
2016-01-29 13G IEC / IEC Electronics Corp.
2016-01-29 13G HZN / Horizon Global Corp
2016-01-29 13G PPP / Primero Mining Corp.
2016-01-29 13G SUMR / Summer Infant Inc
2016-01-29 13G MAG / MAG Silver Corp.
2016-01-29 13G ITH / International Tower Hill Mines Ltd.
2016-01-04 13G XRM / Xerium Technologies, Inc.
2015-01-30 13G XRM / Xerium Technologies, Inc.
2015-01-30 13G SUMR / Summer Infant Inc
2015-01-30 13G KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
2015-01-30 13G USAP / Universal Stainless & Alloy Products, Inc.
2015-01-30 13G GVP / GSE Systems, Inc. 0
2015-01-30 13G / A.M. Castle & Co.
2015-01-30 13G IEC / IEC Electronics Corp.
2015-01-30 13G ACCO / ACCO Brands Corporation
2014-07-11 13D INUV / Inuvo, Inc. 1,902,800
2014-07-11 13G GVP / GSE Systems, Inc.
2014-01-30 13G TBI / TrueBlue, Inc.
2014-01-30 13G SUMR / Summer Infant Inc
2014-01-30 13G CKP / Checkpoint Systems, Inc.
2014-01-30 13G GORO / Gold Resource Corporation
2014-01-30 13G XCRA / Xcerra Corp
2014-01-30 13G 0
2014-01-30 13G ACCO / ACCO Brands Corporation
2014-01-30 13G IEC / IEC Electronics Corp.
2014-01-30 13G XRM / Xerium Technologies, Inc.
2014-01-30 13G KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
2014-01-30 13G USAP / Universal Stainless & Alloy Products, Inc.
2013-01-31 13G CKP / Checkpoint Systems, Inc.
2013-01-31 13G GORO / Gold Resource Corporation
2013-01-31 13G XCRA / Xcerra Corp
2013-01-31 13G
2013-01-31 13G TBI / TrueBlue, Inc.
2013-01-31 13G SUMR / Summer Infant Inc
2013-01-31 13G EGFHF / ICPEI Holdings Inc 0
2013-01-31 13G FSS / Federal Signal Corporation
2013-01-31 13G FOE / Ferro Corp.
2013-01-31 13G ZINC / Horsehead Holding Corp.
2013-01-31 13G ERT / Eresearchtechnology Inc 0
2013-01-31 13G GST / Gastar Exploration Inc. 0
2013-01-31 13G LIOX / Lionbridge Technologies, Inc.
2013-01-31 13G AVNW / Aviat Networks, Inc.
2013-01-31 13G KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
2013-01-31 13G MTX / Minerals Technologies Inc.
2013-01-31 13G EGY / VAALCO Energy, Inc.
2013-01-31 13G USAP / Universal Stainless & Alloy Products, Inc.
2013-01-31 13G IXYS / IXYS Corp.
2013-01-28 13G FOE / Ferro Corp.
2012-03-01 13G SUMR / Summer Infant Inc
2012-01-30 13G AVNW / Aviat Networks, Inc.
2012-01-30 13G EGFHF / ICPEI Holdings Inc
2012-01-30 13G FSS / Federal Signal Corporation
2012-01-30 13G FOE / Ferro Corp.
2012-01-30 13G ZINC / Horsehead Holding Corp.
2012-01-30 13G XCRA / Xcerra Corp
2012-01-30 13G
2012-01-30 13G TBI / TrueBlue, Inc.
2012-01-30 13G AIN / Albany International Corp.
2012-01-30 13G 39036P100 / Great Elm Capital Group, Inc. 0
2012-01-30 13G TSYS / TeleCommunication Systems, Inc. 0
2012-01-30 13G CKP / Checkpoint Systems, Inc.
2012-01-30 13G ERT / Eresearchtechnology Inc
2012-01-30 13G GST / Gastar Exploration Inc.
2012-01-30 13G GORO / Gold Resource Corporation
2012-01-30 13G LIOX / Lionbridge Technologies, Inc.
2012-01-30 13G MTX / Minerals Technologies Inc.
2012-01-30 13G EGY / VAALCO Energy, Inc.
2012-01-30 13G UTEK / Ultratech, Inc.
2012-01-30 13G IXYS / IXYS Corp.