Market Value137,812,000
Total Holdings112
File Date2020-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GIS / General Mills, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PGEN / Precigen, Inc.
TEUM / Pareteum Corp
FNOV / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - November
MLM / Martin Marietta Materials, Inc.
DG / Dollar General Corporation
PK / Park Hotels & Resorts Inc.
KMB / Kimberly-Clark Corporation
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SEDG / SolarEdge Technologies, Inc.
EOT / Eaton Vance National Municipal Opportunities Trust
UA / Under Armour, Inc.
NVDA / NVIDIA Corporation
ACN / Accenture plc
OAS / Oasis Petroleum Inc. - New
/ ViacomCBS Inc
US69354M1080 / PRA Health Sciences Inc
ATVI / Activision Blizzard Inc
BX / Blackstone Inc.
MSI / Motorola Solutions, Inc.
RGT / Royce Global Trust, Inc.
GRMN / Garmin Ltd.
CHWY / Chewy, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
KO / The Coca-Cola Company
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
MMU / Western Asset Managed Municipals Fund Inc.
EL / The Estée Lauder Companies Inc.
PXD / Pioneer Natural Resources Company
CME / CME Group Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
MA / Mastercard Incorporated
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
BA / The Boeing Company
GOLD / Barrick Mining Corporation
STT / State Street Corporation
BOX / Box, Inc.
JNJ / Johnson & Johnson
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
BHF / Brighthouse Financial, Inc.
ZM / Zoom Communications Inc.
CNC / Centene Corporation
AYI / Acuity Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
ETN / Eaton Corporation plc
RVT / Royce Small-Cap Trust, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
MNST / Monster Beverage Corporation
HON / Honeywell International Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
UNH / UnitedHealth Group Incorporated
META / Meta Platforms, Inc.
ICE / Intercontinental Exchange, Inc.
INTC / Intel Corporation
CB / Chubb Limited
DHR / Danaher Corporation
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
JRI / Nuveen Real Asset Income and Growth Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
KBH / KB Home
SNPS / Synopsys, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
KIO / KKR Income Opportunities Fund
AAPL / Apple Inc.
MSFT / Microsoft Corporation
AMZN / Amazon.com, Inc.
WMT / Walmart Inc.
COST / Costco Wholesale Corporation
TMO / Thermo Fisher Scientific Inc.
NFLX / Netflix, Inc.
DUK / Duke Energy Corporation
ABT / Abbott Laboratories
ADBE / Adobe Inc.
SQ / Block, Inc.
NXPI / NXP Semiconductors N.V.
DLR / Digital Realty Trust, Inc.
HD / The Home Depot, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
NIM / Nuveen Select Maturities Municipal Fund
PRT / PermRock Royalty Trust
FNV / Franco-Nevada Corporation
ORCC / Owl Rock Capital Corp
GPK / Graphic Packaging Holding Company
AMGN / Amgen Inc.
BBY / Best Buy Co., Inc.
MAS / Masco Corporation
OTIS / Otis Worldwide Corporation
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CARR / Carrier Global Corporation
RJF / Raymond James Financial, Inc.
AMD / Advanced Micro Devices, Inc.
JCRAX / Financial Investors Trust - ALPS/CoreCommodity Mgmnt CompleteCommodities Strategy Fd - Investor Cl
872590112 / T-Mobile US Inc
WPC / W. P. Carey Inc.
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
VGI / Virtus Global Multi-Sector Income Fund
MDY / SPDR S&P MidCap 400 ETF Trust
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
US0268741560 / American International Group, Inc. Warrants
BMY / Bristol-Myers Squibb Company
COG / Cabot Oil & Gas Corp.
BXMT / Blackstone Mortgage Trust, Inc.
VAC / Marriott Vacations Worldwide Corporation
STWD / Starwood Property Trust, Inc.
SSRM / SSR Mining Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BMRN / BioMarin Pharmaceutical Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SNV / Synovus Financial Corp.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
DSL / DoubleLine Income Solutions Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WRK / WestRock Company
GD / General Dynamics Corporation
MAR / Marriott International, Inc.
MET / MetLife, Inc.
MCD / McDonald's Corporation
DBX / Dropbox, Inc.
IRM / Iron Mountain Incorporated
FET / Forum Energy Technologies, Inc.
VTR / Ventas, Inc.
PSX / Phillips 66
VTV / Vanguard Index Funds - Vanguard Value ETF
HGV / Hilton Grand Vacations Inc.
ENB / Enbridge Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
03765K104 / Aphria Inc.
CI / The Cigna Group
ALC / Alcon Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
US7153471005 / Perspecta Inc
DELL / Dell Technologies Inc.
920355104 / Valspar Corp.
IBB / iShares Trust - iShares Biotechnology ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
BDX / Becton, Dickinson and Company
PCYO / Pure Cycle Corporation
HZNP / Horizon Therapeutics Plc
BZUN / Baozun Inc. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
HAL / Halliburton Company
SDIV / Global X Funds - Global X SuperDividend ETF
MU / Micron Technology, Inc.
C.WSA / Citigroup, Inc.
LGI / Lazard Global Total Return and Income Fund, Inc.
FIF / First Trust Energy Infrastructure Fund
ESNT / Essent Group Ltd.
PMT / PennyMac Mortgage Investment Trust
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
C / Citigroup Inc.
IP / International Paper Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
THQ / Abrdn Healthcare Opportunities Fund
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FDUS / Fidus Investment Corporation
SMLV / SPDR Series Trust - SPDR SSGA US Small Cap Low Volatility Index ETF
REGN / Regeneron Pharmaceuticals, Inc.
TEX / Terex Corporation
MGU / Macquarie Global Infrastructure Total Return Fund Inc
WBA / Walgreens Boots Alliance, Inc.
EW / Edwards Lifesciences Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
KXI / iShares Trust - iShares Global Consumer Staples ETF
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
MXL / MaxLinear, Inc.
APD / Air Products and Chemicals, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MTCH / Match Group, Inc.
SORTIS HLDGS INCORPORATED / Equity (835877101)
SBUX / Starbucks Corporation
MOBILEPRO CORPORATION COM NEW / Equity (60742E205)
CVA / Covanta Holding Corporation
ROK / Rockwell Automation, Inc.
HFC / HollyFrontier Corp
NOW / ServiceNow, Inc.
ANTM / Anthem Inc
MDT / Medtronic plc
SPLK / Splunk Inc.
LULU / lululemon athletica inc.
KLAC / KLA Corporation
FFIV / F5, Inc.
AAL / American Airlines Group Inc.
LHX / L3Harris Technologies, Inc.
ORLY / O'Reilly Automotive, Inc.
AMP / Ameriprise Financial, Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
FIS / Fidelity National Information Services, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
DIS / The Walt Disney Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
NEM / Newmont Corporation
SPGI / S&P Global Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
ETSY / Etsy, Inc.
BRK.B / Berkshire Hathaway Inc.
TMUS / T-Mobile US, Inc.
JEF / Jefferies Financial Group Inc.
SPB / Spectrum Brands Holdings, Inc.
MMM / 3M Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MMLP / Martin Midstream Partners L.P. - Limited Partnership
30064K105 / Exacttarget, Inc.
AYLA / Ayala Pharmaceuticals Inc
TWO / Two Harbors Investment Corp.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
DAL / Delta Air Lines, Inc.
PALI / Palisade Bio, Inc.
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
BGB / Blackstone Strategic Credit 2027 Term Fund
NKG / Nuveen Georgia Quality Municipal Income Fund
ECL / Ecolab Inc.
RTX / RTX Corporation
DBRG / DigitalBridge Group, Inc.
ORCL / Oracle Corporation
CVX / Chevron Corporation
US16941M1099 / China Mobile Ltd.
MPC / Marathon Petroleum Corporation
BAC / Bank of America Corporation
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
ILMN / Illumina, Inc.
DOW / Dow Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
PAYC / Paycom Software, Inc.
FLT / Corpay, Inc.
NUE / Nucor Corporation
T / AT&T Inc.
MRK / Merck & Co., Inc.
HLT / Hilton Worldwide Holdings Inc.
HUM / Humana Inc.
GILD / Gilead Sciences, Inc.
DFS / Discover Financial Services
PLXP / PLx Pharma Inc.
VZ / Verizon Communications Inc.
PFE / Pfizer Inc.
DOW / Dow Inc.
EMR / Emerson Electric Co.
CSCO / Cisco Systems, Inc.
UBER / Uber Technologies, Inc.
LYB / LyondellBasell Industries N.V.
FCX / Freeport-McMoRan Inc.
AMAT / Applied Materials, Inc.
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GE / General Electric Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
WMB / The Williams Companies, Inc.
DBRG / DigitalBridge Group, Inc.
KMI / Kinder Morgan, Inc.
CTVA / Corteva, Inc.
ADSK / Autodesk, Inc.
OLED / Universal Display Corporation
RFI / Cohen & Steers Total Return Realty Fund, Inc.
COP / ConocoPhillips
ABBV / AbbVie Inc.
ATRS / Antares Pharma Inc
SO / The Southern Company
/ Hi-Crush Inc.
SLB / Schlumberger Limited
VRTX / Vertex Pharmaceuticals Incorporated
UPS / United Parcel Service, Inc.
PLTR / Palantir Technologies Inc.
DLTR / Dollar Tree, Inc.
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
F / Ford Motor Company
RNG / RingCentral, Inc.
DHI / D.R. Horton, Inc.
PH / Parker-Hannifin Corporation
MDLZ / Mondelez International, Inc.
NUSI / NEOS ETF Trust - NEOS Nasdaq-100 Hedged Equity Income ETF
CMCSA / Comcast Corporation
AVGO / Broadcom Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
GPN / Global Payments Inc.
CCI / Crown Castle Inc.
WM / Waste Management, Inc.
XOM / Exxon Mobil Corporation
D / Dominion Energy, Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
NAD / Nuveen Quality Municipal Income Fund
UNP / Union Pacific Corporation
LOW / Lowe's Companies, Inc.
NKE / NIKE, Inc.
MMIT / New York Life Investments Active ETF Trust - NYLI MacKay Muni Intermediate ETF
WHN / Westhaven Gold Corp.
DOCU / DocuSign, Inc.
AMT / American Tower Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
SHW / The Sherwin-Williams Company
CRM / Salesforce, Inc.
ISRG / Intuitive Surgical, Inc.
COF / Capital One Financial Corporation
PANW / Palo Alto Networks, Inc.
V / Visa Inc.
RITM / Rithm Capital Corp.
URI / United Rentals, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AGD / Abrdn Global Dynamic Dividend Fund
TJX / The TJX Companies, Inc.
VMC / Vulcan Materials Company
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
GOOG / Alphabet Inc.
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TSLA / Tesla, Inc.
GS / The Goldman Sachs Group, Inc.
MCK / McKesson Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
LLY / Eli Lilly and Company
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
JPM / JPMorgan Chase & Co.