Market Value582,660,000
Total Holdings406
File Date2013-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FOX / Fox Corporation
ADT / ADT Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
WMT / Walmart Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AMCX / AMC Networks Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
KOPN / Kopin Corporation
ACCELRYS INC COM / (00430U103)
ACMP /
csus00489c103 / (00489C103)
PIOE / P10 Holdings Inc - New
ACTV / Two Roads Shared Trust - LeaderShares Activist Leaders ETF
AIRT / Air T, Inc.
US01167P1012 / Alaska Communications Systems Group Inc
AMRI / Albany Molecular Research, Inc.
ARNC / Arconic Corporation
ALEX / Alexander & Baldwin, Inc.
US35904G1076 / Altisource Residential Corp
AMBC / Ambac Financial Group, Inc.
VER / VEREIT Inc
ASRV / AmeriServ Financial, Inc.
US0325111070 / Anadarko Petroleum Corp.
ANLY / Analysts International Corp
PESI / Perma-Fix Environmental Services, Inc.
NLOK / NortonLifeLock Inc
APA / APA Corporation
ASCMB / Ascent Capital Group, Inc.
ASH / Ashland Inc.
XAPBX / Asia Pacific Fund, Inc.
ASIA / Matthews International Funds - Matthews Pacific Tiger Active ETF
04544X300 / Assisted Living Concepts Inc
US0549371070 / BB&T Corp.
BMC / Bmc Software Inc
BTUI / Btu International Inc
WFC / Wells Fargo & Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ADX / Adams Diversified Equity Fund, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
BCLYF / Barclays PLC
GOOGL / Alphabet Inc.
BEAM / Beam Therapeutics Inc.
PG / The Procter & Gamble Company
AXTI / AXT, Inc.
BRK.B / Berkshire Hathaway Inc.
HAWK / Blackhawk Network Holdings, Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
US1011191053 / Boston Private Financial Hldg Inc
BOULDER TOTAL RETURN FD INC CO / CLSD FD (101541100)
CSX / CSX Corporation
ACLS / Axcelis Technologies, Inc.
CST / CST Brands, Inc.
CLMS / Calamos Asset Management, Inc.
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
CIS / Camelot Information Systems Inc.
CAPITOL ACQUISITION CORP / (14056V204)
CGRN / Capstone Green Energy Corp.
CSL / Carlisle Companies Incorporated
153501101 / Central Fund of Canada Ltd.
AAPL / Apple Inc.
HTHT / H World Group Limited - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
CBB / Cincinnati Bell, Inc.
IAU / iShares Gold Trust
CLAYMORE EXCHANGE TRD FD TR GU / INDX FD (18383M506)
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
TMO / Thermo Fisher Scientific Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
GLO / Clough Global Opportunities Fund
COBR / Cobra Electronics Corp
AVNW / Aviat Networks, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
US19421R2004 / Collectors Universe, Inc.
CPWR / Ocean Thermal Energy Corporation
CONCEPTUS INC COM / (206016107)
CUO / Continental Materials Corp.
US2168311072 / Cooper Tire & Rubber Co
21924P103 / Chiesi USA Inc
CRVL / CorVel Corporation
CRRC / Courier Corp
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
CROSS A T CO CL A / (227478104)
CCRN / Cross Country Healthcare, Inc.
CRY / Artivion Inc
INSI / Insight Select Income Fund
DAKT / Daktronics, Inc.
DRI / Darden Restaurants, Inc.
024237020 / Dean Foods Co
DELL / Dell Technologies Inc.
DEMAND MEDIA INC COM / (24802N109)
DSWL / Deswell Industries, Inc.
SPY / SPDR S&P 500 ETF
/ Voya Prime Rate Trust
US2538277037 / Digirad Corp.
DGLY / Digital Ally, Inc.
DGIT / Digital Generation, Inc.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EBIX / Ebix, Inc.
BAGL / Einstein Noah Restaurant Group Inc
EPB /
ESIO / Electro Scientific Industries, Inc.
MSN / Emerson Radio Corp.
EMMS / Emmis Corporation
SXL / Sunoco Logistics Partners L.P.
ENZ / Enzo Biochem, Inc.
30064K105 / Exacttarget, Inc.
FDML / Federal-Mogul Holdings Corp
FOE / Ferro Corp.
HY / Hyster-Yale, Inc.
FEN / First Trust Energy Income and Growth Fund
SVVC / Firsthand Technology Value Fund, Inc.
FMER / FirstMerit Corp.
FCFS / FirstCash Holdings, Inc.
ITI / Iteris, Inc.
FEIM / Frequency Electronics, Inc.
FFEX / Frozen Food Express Industries Inc
GARDNER DENVER INC COM / (365558105)
BCV / Bancroft Fund Ltd.
BK / The Bank of New York Mellon Corporation
GCOM / Globecomm Systems Inc
GDP / Goodrich Petroleum Corp.
GRVY / Gravity Co., Ltd. - Depositary Receipt (Common Stock)
GWAY / Greenway Medical Technologies Inc
HWG / Hallwood Group Inc
PDT / John Hancock Premium Dividend Fund
HRTH / Harte-Hanks, Inc.
HA / Hawaiian Holdings, Inc.
HON / Honeywell International Inc.
HSII / Heidrick & Struggles International, Inc.
HP / Helmerich & Payne, Inc.
HSKA / Heska Corp. (Restricted Voting)
HSH /
IGOI / iGo Inc
GLAE / GlassBridge Enterprises, Inc.
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
BSTN / Boston Carriers Inc
INTERNET PATENTS CORP COM / (46063G101)
IVC / Invacare Corp.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
JPM / JPMorgan Chase & Co.
JAKK / JAKKS Pacific, Inc.
JBT / JBT Marel Corporation
KDN / Kaydon Corp
KIDBQ / Kid Brands, Inc.
KBAL / Kimball International, Inc. - Class B
KMP /
KRFT /
KKD / Krispy Kreme Doughnuts, Inc.
LNBB / Lnb Bancorp Inc
LNDC / Landec Corp.
LCI / Lannett Co., Inc.
LEE / Lee Enterprises, Incorporated
US5249011058 / Legg Mason, Inc.
LEN.B / Lennar Corporation
QRTEA / Qurate Retail Inc - Series A
LWAY / Lifeway Foods, Inc.
LIFE / aTyr Pharma, Inc.
LCUT / Lifetime Brands, Inc.
LINC / Lincoln Educational Services Corporation
LUFK / Lufkin Industries Inc
MGF / MFS Government Markets Income Trust
LDL / Lydall, Inc.
MIN / MFS Intermediate Income Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
LHX / L3Harris Technologies, Inc.
US5538291023 / MVC Capital, Inc.
MCN / XAI Madison Equity Premium Income Fund
MMP / Magellan Midstream Partners L.P.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EGY / VAALCO Energy, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MARKET VECTORS ETF TR MKTVEC M / INDX FD (57060U134)
MARKET VECTORS ETF TR AGRIBUS / INDX FD (57060U605)
MARKET VECTORS ETF TR RVE HARD / INDX FD (57060U795)
MARKET VECTORS ETF TR MKTVEC S / INDX FD (57060U803)
SVRA / Savara Inc.
MATX / Matson, Inc.
MLP / Maui Land & Pineapple Company, Inc.
MXWL / Maxwell Technologies, Inc.
MAXY / Maxygen Inc
MJN / Mead Johnson Nutrition Co.
MDCI / Medical Action Industries Inc
MEMS / Matthews International Funds - Matthews Emerging Markets Discovery Active ETF
US87403A1079 / Tailored Brands, Inc.
MSPD / Mindspeed Technologies, Inc
MINE / Minerco, Inc.
MOLX / Molex Inc
CL / Colgate-Palmolive Company
PHYS / Sprott Physical Gold Trust
VDE / Vanguard World Fund - Vanguard Energy ETF
RCMT / RCM Technologies, Inc.
IGT / International Game Technology PLC
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MBND / SSGA Active Trust - SPDR Nuveen Municipal Bond ETF
COP / ConocoPhillips
NC / NACCO Industries, Inc.
NAFC / Nash Finch Co
NFP / National Financial Partners Corp
NTZ / Natuzzi S.p.A. - Depositary Receipt (Common Stock)
NTSP / Netspend Holdings, Inc.
IQNT / Inteliquent, Inc.
AXP / American Express Company
NWSA / News Corporation
NVE / Nv Energy, Inc.
NUVEEN MULT STGV INCM COM / CLSD FD (67090N109)
NUO / Nuveen Ohio Quality Municipal Income Fund
OKS / ONEOK Partners, L.P.
ONXX / Onyx Pharmaceuticals Inc
ORBT / Orbit International Corp.
OVERHILL FARMS INC COM / (690212105)
T / AT&T Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ED / Consolidated Edison, Inc.
VWTR / Vidler Water Resources Inc
SIRI / Sirius XM Holdings Inc.
GDV / The Gabelli Dividend & Income Trust
DGICA / Donegal Group Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TXN / Texas Instruments Incorporated
JPM / JPMorgan Chase & Co.
USB / U.S. Bancorp
KMI / Kinder Morgan, Inc.
SYY / Sysco Corporation
JNJ / Johnson & Johnson
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
KO / The Coca-Cola Company
DE / Deere & Company
TKR / The Timken Company
GRF / Eagle Capital Growth Fund, Inc.
ASYS / Amtech Systems, Inc.
PVF CAPITAL CORP COM / (693654105)
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PENX / Penford Corp
US71361F1003 / Perceptron, Inc.
PFX / The Nassau Companies of New York - Preferred Security
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PLNR / Planar Systems, Inc.
PLCM / Polycom, Inc.
PWER / Macquarie ETF Trust - Macquarie Energy Transition ETF
POWERSHARES ETF TRUST DYNAMIC / INDX FD (73935X104)
POWERSHARES ETF TRUST HI YLD E / INDX FD (73935X302)
POWERSHARES ETF TRUST FTSE RAF / INDX FD (73935X583)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II INTL / INDX FD (73936Q835)
POWERSHARES GLOBAL ETF TRUST D / INDX FD (73936T789)
POWERSHARES ETF TR II S&P500 L / INDX FD (73937B779)
NKY /
PBTH / Prolor Biotech, Inc.
ET / Energy Transfer LP - Limited Partnership
EFA / iShares Trust - iShares MSCI EAFE ETF
EBMT / Eagle Bancorp Montana, Inc.
US74733V1008 / QEP Resources, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
SJM / The J. M. Smucker Company
TRIP / Tripadvisor, Inc.
QMCO / Quantum Corporation
QUMU / Qumu Corp
US74975N1054 / RTI Surgical, Inc.
RTN / Raytheon Co.
RNWK / Realnetworks, Inc.
SALE / RetailMeNot, Inc.
RIMAGE CORP COM / (766721104)
RRMS / Rose Rock Midstream, L.P.
RSE / Rouse Properties, Inc.
RDS.B / Shell Plc - ADR
SHEL / Shell plc - Depositary Receipt (Common Stock)
RT / Ruby Tuesday, Inc.
RUE / Rue21, Inc.
RUSHB / Rush Enterprises, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SFE / Safeguard Scientifics, Inc.
SALM / Salem Media Group, Inc.
JBSS / John B. Sanfilippo & Son, Inc.
SHS / Sauer Danfoss Inc
SIMG /
SILICON GRAPHICS INTL CORP COM / (82706L108)
SFD / Smithfield Foods, Inc.
csus836091108 / (836091108)
SCMF / Southern Community Financial Corp
SPTN / SpartanNash Company
847560109 / Spectra Energy Corp.
SEP / Spectra Energy Partners LP
LBTYK / Liberty Global Ltd.
STANDARD PARKING CORP COM / (853790103)
STLY / HG Holdings, Inc.
STFC / State Auto Financial Corp.
LGF.A / Lions Gate Entertainment Corp.
LVB / Steinway Musical Instruments Inc
STERLING MNG CO COM / (859410102)
SGL / Strategic Global Income Fund, Inc.
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
SYMMETRICOM INC COM / (871543104)
TRGT / Targacept
TELULAR CORP COM NEW / (87970T208)
ANDX / Tesoro Logistics LP
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TGX / Theragenics Corp
TWX / Warner Media LLC
TOWR / Tower International, Inc.
TRANSCEPT PHARMACEUTICALS INC / (89354M106)
TRT / Trio-Tech International
TRST / TrustCo Bank Corp NY
TUEM / Tuesday Morning Corp. - New
ULSGF / UBS AG
GROW / U.S. Global Investors, Inc.
UNTD / United Online, Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VANGUARD INDEX FDS S&P 500 ETF / INDX FD (922908413)
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PRSU / Pursuit Attractions and Hospitality, Inc.
VII / 7GC & Co Holdings Inc - Class A
VODPF / Vodafone Group Public Limited Company
AYRO / StableX Technologies, Inc.
WSHLY / WSP Holdings Ltd.
WX / Wuxi Pharmatech (Cayman) Inc.
WAG /
WRES / Warren Resources, Inc.
WBSN / Websense Inc
WIA / Western Asset Inflation-Linked Income Fund
WIA / Western Asset Inflation-Linked Income Fund
WES / Western Midstream Partners, LP - Limited Partnership
WU / The Western Union Company
WTSLQ / Wet Seal, Inc. (THE)
WWAV / The WhiteWave Foods Co.
JW.A / John Wiley & Sons Inc. - Class A
Y / Alleghany Corp.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
XRX / Xerox Holdings Corporation
YOKU / Youku Tudou Inc.
US98884U1088 / ZAGG Inc
ZEP / Zep Inc.
ZOLT / Zoltek Companies Inc
XZTRX / Zweig Total Return Fund Inc.
MNKKQ / Mallinckrodt Plc
WFT / Weatherford International plc
ESEA / Euroseas Ltd.
GASS / StealthGas Inc.
FEI / First Trust MLP and Energy Income Fund
ABBNY / ABB Ltd - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
XOM / Exxon Mobil Corporation
CELG / Celgene Corp.
VAW / Vanguard World Fund - Vanguard Materials ETF
NLS / Nautilus Inc
IWD / iShares Trust - iShares Russell 1000 Value ETF
LUB / Luby`s, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
GLW / Corning Incorporated
GIS / General Mills, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ETN / Eaton Corporation plc
EBAY / eBay Inc.
SURE / AdvisorShares Trust - AdvisorShares Insider Advantage ETF
TIP / iShares Trust - iShares TIPS Bond ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EMR / Emerson Electric Co.
GDL / The GDL Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
MMM / 3M Company
DVY / iShares Trust - iShares Select Dividend ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
HUBB / Hubbell Incorporated
SMG / The Scotts Miracle-Gro Company
CINF / Cincinnati Financial Corporation
ABT / Abbott Laboratories
HOFT / Hooker Furnishings Corporation
ADM / Archer-Daniels-Midland Company
UTMD / Utah Medical Products, Inc.
QRTEA / Qurate Retail Inc - Series A
PFE / Pfizer Inc.
RAIL / FreightCar America, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
KCP / Cloud Peak Energy Inc
AMP / Ameriprise Financial, Inc.
SLB / Schlumberger Limited
HDV / iShares Trust - iShares Core High Dividend ETF
SYK / Stryker Corporation
JEF / Jefferies Financial Group Inc.
AMGN / Amgen Inc.
BAC / Bank of America Corporation
ADP / Automatic Data Processing, Inc.
LAKE / Lakeland Industries, Inc.
INTC / Intel Corporation
TFSL / TFS Financial Corporation
MODG / Topgolf Callaway Brands Corp.
SPE / Special Opportunities Fund, Inc.
SLV / iShares Silver Trust
ABBV / AbbVie Inc.
SWZ / Total Return Securities, Inc.
POST / Post Holdings, Inc.
COST / Costco Wholesale Corporation
PGR / The Progressive Corporation
CSCO / Cisco Systems, Inc.
MSFT / Microsoft Corporation
DD / DuPont de Nemours, Inc.
KEY / KeyCorp
USA / Liberty All-Star Equity Fund
HSY / The Hershey Company
AMAT / Applied Materials, Inc.
ES / Eversource Energy
ACIC / American Coastal Insurance Corporation
PEP / PepsiCo, Inc.
DIS / The Walt Disney Company
C / Citigroup Inc.
TURN / 180 Degree Capital Corp.
PPL / PPL Corporation
MCD / McDonald's Corporation
CAG / Conagra Brands, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
FE / FirstEnergy Corp.
VOYA / Voya Financial, Inc.
MRK / Merck & Co., Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IBM / International Business Machines Corporation
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
NEM / Newmont Corporation
MDLZ / Mondelez International, Inc.
PM / Philip Morris International Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MNTX / Manitex International, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
PH / Parker-Hannifin Corporation
STEW / SRH Total Return Fund, Inc.
FCX / Freeport-McMoRan Inc.
QCOM / QUALCOMM Incorporated
GLD / SPDR Gold Trust
BMY / Bristol-Myers Squibb Company
FWONA / Formula One Group
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TY / Tri-Continental Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
LLY / Eli Lilly and Company
MDT / Medtronic plc
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
CAT / Caterpillar Inc.
DSGR / Distribution Solutions Group, Inc.