Market Value271,443,000
Total Holdings580
File Date2015-02-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
PXD / Pioneer Natural Resources Company
ZNGA / Zynga Inc - Class A
HNNMY / H & M Hennes & Mauritz AB (publ) - Depositary Receipt (Common Stock)
SYNA / Synaptics Incorporated
NQS / Nuveen Select Quality Municipal Fund, Inc.
ATVI / Activision Blizzard Inc
SWBI / Smith & Wesson Brands, Inc.
ATK /
KING / King Digital Entertainment plc
BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01
HPQ / HP Inc.
RAVE / Rave Restaurant Group, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
/ Diamond Offshore Drilling Inc
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BB / BlackBerry Limited
SO / The Southern Company
NUVEEN MASS PRE INCM MUN / cs (67061E108)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CAT / Caterpillar Inc.
ES / Eversource Energy
S G I INTERNATIONAL NXXX / cs (784185209)
MARKET VECTORS ETF / cs (57061R791)
US98884U1088 / ZAGG Inc
APU / AmeriGas Partners, L.P.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
DBC / Invesco DB Commodity Index Tracking Fund
CHK / Chesapeake Energy Corporation
RMBS / Rambus Inc.
SWX / Southwest Gas Holdings, Inc.
PWAVQ / Powerwave Technologies, Inc.
DITEM EXPLORATION INC F / cs (254920101)
VRTV / Veritiv Corp
QQQ / Invesco QQQ Trust, Series 1
GBNW / Global Energy Networks Corp.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
SCS / Steelcase Inc.
LNG / Cheniere Energy, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
83416T100 / SolarCity Corp
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
FITX / Creative Edge Nutrition, Inc.
GM.WS.A / General Motors Company
VIAV / Viavi Solutions Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
IAU / iShares Gold Trust
DMLRY / Mercedes-Benz Group AG - ADR - Unsponsored
UNG / United States Natural Gas Fund, LP - Limited Partnership
82735Q102 / Silver Bay Realty Trust Corp.
FE / FirstEnergy Corp.
EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF
OCR /
90267L409 / ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
NUVEEN EQTY PREM OPTY FD / cs (6706EM102)
LRLCY / L'Oréal S.A. - Depositary Receipt (Common Stock)
NUVEEN ALL CAP ENGY MLP / cs (67075E112)
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
CLF / Cleveland-Cliffs Inc.
CWT / California Water Service Group
KEYS / Keysight Technologies, Inc.
LEA / Lear Corporation
GALT / Galectin Therapeutics Inc.
FIGY / Barclays ETN+ FI Enhanced Global High Yield ETN
ADELPHIA COMMUN CP CLXXX / cs (006ESC917)
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
REXR / Rexford Industrial Realty, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
SIRI / Sirius XM Holdings Inc.
SNDK / Sandisk Corporation
BLACKROCK CA MUN INCM TR / cs (09248E105)
PSMT / PriceSmart, Inc.
ACI09N1H7 / Fiat Chrysler Automobiles N.V
ALD / WisdomTree Asia Local Debt Fund
CTXS / Citrix Systems, Inc.
/ Wyndham Destinations, Inc.
SPLK / Splunk Inc.
GTMIF / Gastem Inc.
RY / Royal Bank of Canada
CS FI ENHANCED ETN F / cs (22542D100)
PUT CURRENCYSHARES JAPA / pt Put (004881436)
HLX / Helix Energy Solutions Group, Inc.
GMKKY / Gruma, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MERRILL LYNCH 7.28% PFD / ps (59021K205)
WWAV / The WhiteWave Foods Co.
PEB / Pebblebrook Hotel Trust
ABC / Amerisource Bergen Corp.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
OUBS /
VCV / Invesco California Value Municipal Income Trust
NKTR / Nektar Therapeutics
SPCL / Solaris Power Cells, Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
SMDCF / SHL Telemedicine Ltd.
IDNA INC XXX / cs (45169P106)
BAYZF / Bayer Aktiengesellschaft
NMBL / Nimble Storage, Inc.
NXC / Nuveen California Select Tax-Free Income Portfolio
GNVC / GenVec, Inc.
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
KLXI / KLX Inc.
DVY / iShares Trust - iShares Select Dividend ETF
MKTO / Marketo, Inc.
ARNC / Arconic Corporation
TEL / TE Connectivity plc
CRC / California Resources Corporation
NUVEEN INVT QLTY MUN FD / cs (67062E107)
DOW 30 PREM & DIV INCM / cs (260582101)
UIL / UIL Holdings Corporation
PREMIER LASER SYS A NXXX / cs (740522107)
USA URANIUM CORP XXX / cs (91154T109)
ENPH / Enphase Energy, Inc.
AVNS / Avanos Medical, Inc.
US92346NAB55 / VeriFone Systems, Inc
VA / Virgin America Inc.
JPS / Nuveen Preferred & Income Securities Fund
CRUS / Cirrus Logic, Inc.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
ISC8 INC / cs (450098108)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
EAGLE BROADBAND INC NXXX / cs (269437208)
GLOBAL X ETF / cs (03795E295)
GLOBAL X ETF / cs (03795E222)
NEXTWAVE WIRELESS CVRXXX / cs (653CVR993)
MSO / Martha Stewart Living Omnimedia, Inc.
JCP / J.C. Penney Co., Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IWR / iShares Trust - iShares Russell Mid-Cap ETF
NUWE / Nuwellis, Inc.
RYAM / Rayonier Advanced Materials Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
BLACKROCK INCM OPPNTY TR / cs (092475102)
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
ORANGE COUNTY BUS BANK / cs (684193105)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
CFC.PRB / Countrywide Capital V
LVMUY / LVMH Moët Hennessy - Louis Vuitton, Société Européenne - Depositary Receipt (Common Stock)
THQI / Thq Inc
PHK / PIMCO High Income Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CHINA DIGITAL MEDIA CXXX / cs (169382108)
126132109 / CNOOC Ltd.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
BLACKROCK CORE BD TRUST / cs (09249E104)
XPCMX / PCM Fund, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
SCCFF / Strategic Resources Inc.
DRE / Duke Realty Corporation - Preferred Security
PRU / Prudential Financial, Inc.
US0549371070 / BB&T Corp.
CCGM / China CGame, Inc.
LAC / Lithium Americas Corp.
/ Windstream Holdings, Inc
SRE / Sempra
PTR / PetroChina Co. Ltd. - ADR
SLV / iShares Silver Trust
TNK / Teekay Tankers Ltd.
QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF
RYN / Rayonier Inc.
NKE / NIKE, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
MBB / iShares Trust - iShares MBS ETF
TTFNF / TotalEnergies SE
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
JAZZ / Jazz Pharmaceuticals plc
KMI / Kinder Morgan, Inc.
US7443206070 / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052
EPD / Enterprise Products Partners L.P. - Limited Partnership
ALU / Alcatel Lucent
FIRST TR NYSE ARCA / cs (33733E207)
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
INVE / Identiv, Inc.
LBSR / Liberty Star Uranium & Metals Corp.
CXW / CoreCivic, Inc.
NRG / NRG Energy, Inc.
PNR / Pentair plc
GPS / The Gap, Inc.
GERN / Geron Corporation
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
JFR / Nuveen Floating Rate Income Fund
UAA / Under Armour, Inc.
AMAT / Applied Materials, Inc.
GLW / Corning Incorporated
US3021041047 / ExOne Co
RIG / Transocean Ltd.
MNKKQ / Mallinckrodt Plc
EQR / Equity Residential
SGEN / Seagen Inc
NUE / Nucor Corporation
NLY / Annaly Capital Management, Inc.
FMCC / Federal Home Loan Mortgage Corporation
PM / Philip Morris International Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
GM.WS.B / General Motors Company - Warrants 07/10/2019
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PWNX / Powerlinx Inc.
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
91912N105 / Vape Holdings, Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
SVA / Sinovac Biotech, Ltd.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
UIS / Unisys Corporation
PNK / Pinnacle Entertainment, Inc.
ZQKSQ / Quiksilver, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
RHT / Red Hat, Inc.
US62010U1016 / Motors Liquidation Company GUC Trust
MHRC / Magnum Hunter Resources Corp.
MHRC / Magnum Hunter Resources Corp.
MXI / iShares Trust - iShares Global Materials ETF
US98212B1035 / WPX Energy, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
/ Sina Corp.
MO / Altria Group, Inc.
LVS / Las Vegas Sands Corp.
SNY / Sanofi - Depositary Receipt (Common Stock)
SSYS / Stratasys Ltd.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
HAL / Halliburton Company
TSLA / Tesla, Inc.
/ Blackrock Muniyield Arizona Fund Inc
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
DMMK / Dream Marketing, Inc.
AFL / Aflac Incorporated
AMBA / Ambarella, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
ELX / Emulex Corp
DASTY / Dassault Systèmes SE - Depositary Receipt (Common Stock)
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
EEP / Enbridge Energy Partners, L.P.
GIMO / Gigamon Inc.
JCI / Johnson Controls International plc
NRTLQ / Nortel Networks Corp
LFC / China Life Insurance Co - ADR
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MDSO / Medidata Solutions, Inc.
RVREF / True Gold Mining Inc
WFM / Whole Foods Market, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWV / iShares Trust - iShares Russell 3000 ETF
LNCO / Linn Co, LLC
KMP /
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
ENIA / Enel Americas SA - ADR
SODA / SodaStream International Ltd.
MWO / Morgan Stanley Capital Trust V, 5 3/4% Capital Securities
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
DDD / 3D Systems Corporation
MATX / Matson, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
MCP /
WES / Western Midstream Partners, LP - Limited Partnership
XPDIX / PIMCO Dynamic Income Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
BERY / Berry Global Group, Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
SASOF / Sasol Limited
EWW / iShares, Inc. - iShares MSCI Mexico ETF
MTNX / Meltronix, Inc.
CACI / CACI International Inc
/ VIVUS, Inc.
MHRC / Magnum Hunter Resources Corp.
MSTR / Strategy Inc
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
NQI / Nuveen Quality Municipal Fund, Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
Y0553W103 / Baltic Trading Ltd
LOGN / Logitech International S.A.
153501101 / Central Fund of Canada Ltd.
RGR / Sturm, Ruger & Company, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
CMLS / Cumulus Media Inc.
BEAV / B/E Aerospace, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
AGNCP / AGNC Investment Corp. - Preferred Stock
NQU / Nuveen Quality Income Municipal Fund, Inc.
LODE / Comstock Inc.
CHAG / Chancellor Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
91911K102 / Bausch Health Companies
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
ALEX / Alexander & Baldwin, Inc.
YELP / Yelp Inc.
CMNR / Commerce Energy Group, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
868536103 / Supervalu, Inc.
UMH / UMH Properties, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
SANB / BOC Aviation Limited - Corporate Bond/Note
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
BKN / BlackRock Investment Quality Municipal Trust Inc.
US5249011058 / Legg Mason, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
SCCO / Southern Copper Corporation
OLN / Olin Corporation
HAO / Haoxi Health Technology Limited
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
SEAS / United Parks & Resorts Inc.
SDRL / Seadrill Limited
ZG / Zillow Group, Inc.
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
HOT / Starwood Hotels & Resorts Worldwide, Inc.
INGN / Inogen, Inc.
COV /
USL / United States 12 Month Oil Fund, LP
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IDCC / InterDigital, Inc.
NUAN / Nuance Communications Inc
GM / General Motors Company
DE / Deere & Company
WM / Waste Management, Inc.
US0325111070 / Anadarko Petroleum Corp.
018490100 / Allergan plc
CMG / Chipotle Mexican Grill, Inc.
AAL / American Airlines Group Inc.
STX / Seagate Technology Holdings plc
FTR / Frontier Communications Corp.
C.WSA / Citigroup, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
BJZ / BlackRock California Municipal 2018 Term Trust
CLMT / Calumet, Inc.
O / Realty Income Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
ROST / Ross Stores, Inc.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
GD / General Dynamics Corporation
RTN / Raytheon Co.
TJX / The TJX Companies, Inc.
PHM / PulteGroup, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LFVN / LifeVantage Corporation
CMI / Cummins Inc.
PPG / PPG Industries, Inc.
VRSN / VeriSign, Inc.
ALL / The Allstate Corporation
AXON / Axon Enterprise, Inc.
PTY / Partway Group Plc
BFFAF / BASF SE
CNMD / CONMED Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
TR / Tootsie Roll Industries, Inc.
CATY / Cathay General Bancorp
HAS / Hasbro, Inc.
GPRO / GoPro, Inc.
MDLZ / Mondelez International, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
BANC / Banc of California, Inc.
HOG / Harley-Davidson, Inc.
OCX / OncoCyte Corporation
TR / Tootsie Roll Industries, Inc.
A / Agilent Technologies, Inc.
RVT / Royce Small-Cap Trust, Inc.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
RGT / Royce Global Trust, Inc.
USB / U.S. Bancorp
MYC / BlackRock MuniYield California Fund Inc
BOH / Bank of Hawaii Corporation
HTA / Healthcare Realty Trust Inc - Class A
BOBE / Bob Evans Farms, Inc.
DX / Dynex Capital, Inc.
MET / MetLife, Inc.
YUM / Yum! Brands, Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
CYS / CYS Investments, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
HII / Huntington Ingalls Industries, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
TWX / Warner Media LLC
VNO / Vornado Realty Trust
FL / Foot Locker, Inc.
PLUG / Plug Power Inc.
LLL / JX Luxventure Limited
CELG / Celgene Corp.
SYY / Sysco Corporation
ETR / Entergy Corporation
GILD / Gilead Sciences, Inc.
DATA / Tableau Software, Inc.
EIX / Edison International
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
COP / ConocoPhillips
PNW / Pinnacle West Capital Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
TTWO / Take-Two Interactive Software, Inc.
CAH / Cardinal Health, Inc.
CNP / CenterPoint Energy, Inc.
VTR / Ventas, Inc.
TD / The Toronto-Dominion Bank
BKNG / Booking Holdings Inc.
DVA / DaVita Inc.
BIIB / Biogen Inc.
EBAY / eBay Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
NEM / Newmont Corporation
ESRX / Express Scripts Holding Co.
FCX / Freeport-McMoRan Inc.
RTX / RTX Corporation
ED / Consolidated Edison, Inc.
MA / Mastercard Incorporated
LMT / Lockheed Martin Corporation
MSFT / Microsoft Corporation
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ABBV / AbbVie Inc.
CVS / CVS Health Corporation
F / Ford Motor Company
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
MOS / The Mosaic Company
US8865471085 / Tiffany & Co.
KR / The Kroger Co.
CRYFQ / Crystallex International Corp
JCI / Johnson Controls International plc
GTAT / GT Advanced Technologies Inc
MMAT / Meta Materials Inc.
IP / International Paper Company
PCG / PG&E Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FAST / Fastenal Company
ADM / Archer-Daniels-Midland Company
WMB / The Williams Companies, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
ZTS / Zoetis Inc.
BAX / Baxter International Inc.
LUV / Southwest Airlines Co.
CINF / Cincinnati Financial Corporation
TPR / Tapestry, Inc.
DLR / Digital Realty Trust, Inc.
SWKS / Skyworks Solutions, Inc.
FLR / Fluor Corporation
JBLU / JetBlue Airways Corporation
EW / Edwards Lifesciences Corporation
ODFL / Old Dominion Freight Line, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
WFT / Weatherford International plc
ABT / Abbott Laboratories
FCEL / FuelCell Energy, Inc.
AUY / Yamana Gold Inc.
SHLD / Global X Funds - Global X Defense Tech ETF
D / Dominion Energy, Inc.
NXPI / NXP Semiconductors N.V.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
BF.B / Brown-Forman Corporation
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
WFC / Wells Fargo & Company
LNKD / LinkedIn Corp.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
OXY / Occidental Petroleum Corporation
X / United States Steel Corporation
QCOM / QUALCOMM Incorporated
MFA / MFA Financial, Inc.
AXP / American Express Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ABB / ABB Ltd. - ADR
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
PEG / Public Service Enterprise Group Incorporated
PANW / Palo Alto Networks, Inc.
NOC / Northrop Grumman Corporation
NAC / Nuveen California Quality Municipal Income Fund
ACN / Accenture plc
INDA / iShares Trust - iShares MSCI India ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RAD / Rite Aid Corp.
LULU / lululemon athletica inc.
OPK / OPKO Health, Inc.
HAIN / The Hain Celestial Group, Inc.
KRFT /
FRN / Guggenheim Frontier Markets ETF
TWC / Spectrum Management Holding Company LLC
NLY.PRE / Annaly Capital Management, Inc.
US16941M1099 / China Mobile Ltd.
SAVE / Spirit Airlines, Inc.
MFC / HEXAOM
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BESE / Beeston Enterprises, Ltd.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
NQ / NQ Mobile Inc.
SXL / Sunoco Logistics Partners L.P.
MSEX / Middlesex Water Company
LUMN / Lumen Technologies, Inc.
ADT / ADT Inc.
PHSL / PHSL Worldwide Inc.
POT / Potash Corp. of Saskatchewan, Inc.
FNMA / Federal National Mortgage Association
GE / General Electric Company
SLS / SELLAS Life Sciences Group, Inc.
NM / Navios Maritime Holdings, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
BTU / Peabody Energy Corporation
DHR / Danaher Corporation
INTC / Intel Corporation
VZ / Verizon Communications Inc.
NFLX / Netflix, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BA / The Boeing Company
DIS / The Walt Disney Company
IVV / iShares Trust - iShares Core S&P 500 ETF
GOOGL / Alphabet Inc.
V / Visa Inc.
TGT / Target Corporation
KO / The Coca-Cola Company
NVDA / NVIDIA Corporation
EVV / Eaton Vance Limited Duration Income Fund
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
EMR / Emerson Electric Co.
DNP / DNP Select Income Fund Inc.
BRK.B / Berkshire Hathaway Inc.
MU / Micron Technology, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DSL / DoubleLine Income Solutions Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
FNSR / Finisar Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
T / AT&T Inc.
SPY / SPDR S&P 500 ETF
BMY / Bristol-Myers Squibb Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
MS / Morgan Stanley
ORCL / Oracle Corporation
AVGO / Broadcom Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DBL / DoubleLine Opportunistic Credit Fund
AMGN / Amgen Inc.
BAC / Bank of America Corporation
PEP / PepsiCo, Inc.
GOOG / Alphabet Inc.
AMD / Advanced Micro Devices, Inc.
WMT / Walmart Inc.
C / Citigroup Inc.
CRM / Salesforce, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
HRL / Hormel Foods Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BRK.A / Berkshire Hathaway Inc.
AAPL / Apple Inc.
KMB / Kimberly-Clark Corporation
VMC / Vulcan Materials Company
UTF / Cohen & Steers Infrastructure Fund, Inc
AMTY / Amerityre Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PCQ / PIMCO California Municipal Income Fund
FCT / First Trust Senior Floating Rate Income Fund II
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
PSX / Phillips 66
AMT / American Tower Corporation
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
SCHW / The Charles Schwab Corporation
IBM / International Business Machines Corporation
UNP / Union Pacific Corporation
ETN / Eaton Corporation plc
CMCSA / Comcast Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
META / Meta Platforms, Inc.
GS / The Goldman Sachs Group, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SLB / Schlumberger Limited
LOW / Lowe's Companies, Inc.
JNJ / Johnson & Johnson
CVX / Chevron Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AMZN / Amazon.com, Inc.
PFE / Pfizer Inc.
GLD / SPDR Gold Trust
COST / Costco Wholesale Corporation
XOM / Exxon Mobil Corporation
FAX / Abrdn Asia-Pacific Income Fund Inc
JPM / JPMorgan Chase & Co.
MCD / McDonald's Corporation
KLAC / KLA Corporation
MDT / Medtronic plc
LLY / Eli Lilly and Company
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
GIS / General Mills, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
DUK / Duke Energy Corporation
PG / The Procter & Gamble Company
IWM / iShares Trust - iShares Russell 2000 ETF
SBUX / Starbucks Corporation
MRK / Merck & Co., Inc.