Market Value881,123,000
Total Holdings624
File Date2020-10-27
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TAIL / Cambria ETF Trust - Cambria Tail Risk ETF
HYGH / iShares U.S. ETF Trust - iShares Interest Rate Hedged High Yield Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
VVR / Invesco Senior Income Trust
EW / Edwards Lifesciences Corporation
HIO / Western Asset High Income Opportunity Fund Inc.
PSR / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Active U.S. Real Estate ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
RAFE / PIMCO Equity Series - PIMCO RAFI ESG U.S. ETF
MILN / Global X Funds - Global X Millennial Consumer ETF
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF Put
PIM / Putnam Master Intermediate Income Trust
NXP / Nuveen Select Tax-Free Income Portfolio
ZM / Zoom Communications Inc.
ZM / Zoom Communications Inc. Put
CMCSA / Comcast Corporation
RWM / ProShares Trust - ProShares Short Russell2000
SPNV / Supernova Partners Acquisition Company Inc - Class A
ADM / Archer-Daniels-Midland Company
SPE / Special Opportunities Fund, Inc.
HRL / Hormel Foods Corporation
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ROST / Ross Stores, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
JHMD / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Developed International ETF
ROKU / Roku, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SCHW / The Charles Schwab Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TSLA / Tesla, Inc.
AWK / American Water Works Company, Inc.
HD / The Home Depot, Inc.
MCD / McDonald's Corporation
MSFT / Microsoft Corporation Put
MSFT / Microsoft Corporation
AMD / Advanced Micro Devices, Inc.
AMD / Advanced Micro Devices, Inc. Call
LOW / Lowe's Companies, Inc.
CAT / Caterpillar Inc.
JNJ / Johnson & Johnson
BX / Blackstone Inc.
INTC / Intel Corporation
F / Ford Motor Company
TGT / Target Corporation Call
TGT / Target Corporation
AMZN / Amazon.com, Inc.
AMZN / Amazon.com, Inc. Call
AMZN / Amazon.com, Inc. Put
CRWD / CrowdStrike Holdings, Inc.
CRWD / CrowdStrike Holdings, Inc. Call
CI / The Cigna Group
GOOGL / Alphabet Inc.
NAC / Nuveen California Quality Municipal Income Fund
AAPL / Apple Inc. Put
NOC / Northrop Grumman Corporation
IBM / International Business Machines Corporation
SBUX / Starbucks Corporation Call
SBUX / Starbucks Corporation
SHW / The Sherwin-Williams Company
PFE / Pfizer Inc.
MSI / Motorola Solutions, Inc.
LLY / Eli Lilly and Company
GLD / SPDR Gold Trust
MKC / McCormick & Company, Incorporated
COST / Costco Wholesale Corporation
COST / Costco Wholesale Corporation Call
QQQ / Invesco QQQ Trust, Series 1 Call
FDX / FedEx Corporation
DIS / The Walt Disney Company
SYK / Stryker Corporation
BAC / Bank of America Corporation
NKE / NIKE, Inc.
V / Visa Inc.
MPC / Marathon Petroleum Corporation
MO / Altria Group, Inc.
MA / Mastercard Incorporated
CVX / Chevron Corporation
CVS / CVS Health Corporation
AVGO / Broadcom Inc.
KMI / Kinder Morgan, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
VEEV / Veeva Systems Inc.
COP / ConocoPhillips
TPIC / TPI Composites, Inc.
AMT / American Tower Corporation
ARES / Ares Management Corporation
DHR / Danaher Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SAM / The Boston Beer Company, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
KHC / The Kraft Heinz Company
DGX / Quest Diagnostics Incorporated
ETN / Eaton Corporation plc
DE / Deere & Company
SO / The Southern Company
DHI / D.R. Horton, Inc.
TRV / The Travelers Companies, Inc.
ABT / Abbott Laboratories
ABT / Abbott Laboratories Call
EQIX / Equinix, Inc.
PBCT / People`s United Financial Inc
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MDT / Medtronic plc
ROP / Roper Technologies, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
PSQ / ProShares Trust - ProShares Short QQQ
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PLCE / The Children's Place, Inc.
CMI / Cummins Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
QQQ / Invesco QQQ Trust, Series 1
GOOG / Alphabet Inc.
TXN / Texas Instruments Incorporated
LULU / lululemon athletica inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
XYZ / Block, Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
HL / Hecla Mining Company
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
MMM / 3M Company Call
SPGI / S&P Global Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DVA / DaVita Inc.
DCI / Donaldson Company, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
VZ / Verizon Communications Inc. Call
DXC / DXC Technology Company
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
NSC / Norfolk Southern Corporation
NFLX / Netflix, Inc. Put
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF Put
US46434V7120 / iShares Edge MSCI Min Vol Japan ETF
BCX / Blackrock Resources & Commodities Strategy Trust
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
PRI / Primerica, Inc.
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
TWOU / 2U, Inc.
US83088V1026 / Slack Technologies Inc
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
46434V571 / iShares iBonds Sep 2020 Term Muni Bond ETF
T / AT&T Inc.
SWKS / Skyworks Solutions, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
IYW / iShares Trust - iShares U.S. Technology ETF
ITW / Illinois Tool Works Inc.
WELL / Welltower Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
KMX / CarMax, Inc.
NOG / Northern Oil and Gas, Inc.
AXP / American Express Company
RIGL / Rigel Pharmaceuticals, Inc.
ALL / The Allstate Corporation
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
VRSK / Verisk Analytics, Inc.
ALC / Alcon Inc.
MIN / MFS Intermediate Income Trust
SONM / Sonim Technologies, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
XMMO / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap Momentum ETF
TMO / Thermo Fisher Scientific Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
JPM / JPMorgan Chase & Co.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
COF / Capital One Financial Corporation
DKNG / DraftKings Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SSNC / SS&C Technologies Holdings, Inc.
ET / Energy Transfer LP - Limited Partnership
ED / Consolidated Edison, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SLV / iShares Silver Trust
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
XT / iShares Trust - iShares Exponential Technologies ETF
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
NEE / NextEra Energy, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
PYPL / PayPal Holdings, Inc.
HSCZ / iShares Trust - iShares Currency Hedged MSCI EAFE Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
DBAW / DBX ETF Trust - Xtrackers MSCI All World ex US Hedged Equity ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
NFLX / Netflix, Inc. Call
ADI / Analog Devices, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CRM / Salesforce, Inc.
DOW / Dow Inc.
GBCI / Glacier Bancorp, Inc.
FLQM / Franklin Templeton ETF Trust - Franklin U.S. Mid Cap Multifactor Index ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
JHMM / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Mid Cap ETF
NFLX / Netflix, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund
WTW / Willis Towers Watson Public Limited Company
GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
ENB / Enbridge Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ABBV / AbbVie Inc.
D / Dominion Energy, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
ORCL / Oracle Corporation Call
DIA / SPDR Dow Jones Industrial Average ETF Trust Call
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
SHOP / Shopify Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust Put
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ATNI / ATN International, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
HON / Honeywell International Inc. Call
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
ESGV / Vanguard World Fund - Vanguard ESG U.S. Stock ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
ORCL / Oracle Corporation
EFT / Eaton Vance Floating-Rate Income Trust
CIK / Credit Suisse Asset Management Income Fund, Inc.
MRK / Merck & Co., Inc.
HCA / HCA Healthcare, Inc.
CSX / CSX Corporation
TFLO / iShares Trust - iShares Treasury Floating Rate Bond ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
BRK.B / Berkshire Hathaway Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
WM / Waste Management, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GWRS / Global Water Resources, Inc.
TT / Trane Technologies plc
IVW / iShares Trust - iShares S&P 500 Growth ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
PPT / Putnam Premier Income Trust
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
DUK / Duke Energy Corporation
IOO / iShares Trust - iShares Global 100 ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PM / Philip Morris International Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SPOT / Spotify Technology S.A.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IXN / iShares Trust - iShares Global Tech ETF
LMT / Lockheed Martin Corporation
SOXX / iShares Trust - iShares Semiconductor ETF
WMB / The Williams Companies, Inc.
QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MMM / 3M Company
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
PSX / Phillips 66
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
CMF / iShares Trust - iShares California Muni Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
O / Realty Income Corporation
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
ACN / Accenture plc
SLB / Schlumberger Limited
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EDF / Virtus Stone Harbor Emerging Markets Income Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
PEP / PepsiCo, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LVHI / Legg Mason ETF Investment Trust - Franklin International Low Volatility High Dividend Index ETF
MBB / iShares Trust - iShares MBS ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MPW / Medical Properties Trust, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SPOT / Spotify Technology S.A. Call
FIS / Fidelity National Information Services, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
PPL / PPL Corporation
BMY / Bristol-Myers Squibb Company
STZ / Constellation Brands, Inc.
NETL / ETF Series Solutions - NETLease Corporate Real Estate ETF
GALT / Galectin Therapeutics Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
JMST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Municipal Income ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
TJX / The TJX Companies, Inc.
LHX / L3Harris Technologies, Inc.
MNST / Monster Beverage Corporation
CCI / Crown Castle Inc.
RTX / RTX Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
BKNG / Booking Holdings Inc.
TER / Teradyne, Inc.
ECL / Ecolab Inc.
SUSC / iShares Trust - iShares ESG Aware USD Corporate Bond ETF
ANSS / ANSYS, Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
BGRN / iShares Trust - iShares USD Green Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IWM / iShares Trust - iShares Russell 2000 ETF
BHK / BlackRock Core Bond Trust
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VZ / Verizon Communications Inc.
TTD / The Trade Desk, Inc.
EMR / Emerson Electric Co.
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
WEC / WEC Energy Group, Inc.
KO / The Coca-Cola Company
IWM / iShares Trust - iShares Russell 2000 ETF Put
GOF / Guggenheim Strategic Opportunities Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
PG / The Procter & Gamble Company
PTEN / Patterson-UTI Energy, Inc.
BAX / Baxter International Inc.
INSG / Inseego Corp.
INSG / Inseego Corp. Call
WPC / W. P. Carey Inc.
JHSC / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Small Cap ETF
ADM / Archer-Daniels-Midland Company Call
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VIXY / ProShares Trust II - ProShares VIX Short-Term Futures ETF
MUR / Murphy Oil Corporation
MCR / MFS Charter Income Trust
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
NZF / Nuveen Municipal Credit Income Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
CRSP / CRISPR Therapeutics AG
ULTA / Ulta Beauty, Inc.
BIOL / BIOLASE, Inc.
TWTR / Twitter Inc
SWK / Stanley Black & Decker, Inc.
OKE / ONEOK, Inc.
DRSK / ETF Series Solutions - Aptus Defined Risk ETF
TEUM / Pareteum Corp
HIL / Hill International Inc
SBI / Western Asset Intermediate Muni Fund Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
BDX / Becton, Dickinson and Company
AMGN / Amgen Inc.
SLV / iShares Silver Trust Call
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
MS / Morgan Stanley
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
CSCO / Cisco Systems, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VSGX / Vanguard World Fund - Vanguard ESG International Stock ETF
OMFL / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 1000 Dynamic Multifactor ETF
IBB / iShares Trust - iShares Biotechnology ETF
GOVI / Invesco Exchange-Traded Fund Trust II - Invesco Equal Weight 0-30 Year Treasury ETF
XYL / Xylem Inc.
CAG / Conagra Brands, Inc.
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
GIS / General Mills, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
FXE / Invesco CurrencyShares Euro Trust
MGF / MFS Government Markets Income Trust
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
WFC / Wells Fargo & Company
VHT / Vanguard World Fund - Vanguard Health Care ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
LIN / Linde plc
META / Meta Platforms, Inc.
CL / Colgate-Palmolive Company
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
META / Meta Platforms, Inc. Put
ICVT / iShares Trust - iShares Convertible Bond ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
NBB / Nuveen Taxable Municipal Income Fund
YUM / Yum! Brands, Inc.
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
IIPR / Innovative Industrial Properties, Inc.
APD / Air Products and Chemicals, Inc.
USB / U.S. Bancorp
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
BYLD / iShares Trust - iShares Yield Optimized Bond ETF
SRE / Sempra
HDV / iShares Trust - iShares Core High Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
ES / Eversource Energy
IVV / iShares Trust - iShares Core S&P 500 ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CSQ / Calamos Strategic Total Return Fund
XOM / Exxon Mobil Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
ISRG / Intuitive Surgical, Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
LVS / Las Vegas Sands Corp.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
LYB / LyondellBasell Industries N.V.
ENLC / EnLink Midstream, LLC
CVM / CEL-SCI Corporation
CORN / Teucrium Commodity Trust - Teucrium Corn Fund Call
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
NUSA / NuShares ETF Trust - Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF
SPLK / Splunk Inc.
/ Fortress Value Acquisition Corp.
PDCE / PDC Energy Inc
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
AIA / iShares Trust - iShares Asia 50 ETF
SHAG / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund
IEIH / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Innovative Healthcare ETF
UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November
QD / Qudian Inc. - Depositary Receipt (Common Stock)
COPX / Global X Funds - Global X Copper Miners ETF
GD / General Dynamics Corporation
ROKU / Roku, Inc. Call
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
JPS / Nuveen Preferred & Income Securities Fund
JDD / Nuveen Diversified Dividend and Income Fund
EIM / Eaton Vance Municipal Bond Fund
CCL / Carnival Corporation & plc
NUS / Nu Skin Enterprises, Inc.
CTSH / Cognizant Technology Solutions Corporation
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
ENR.PRA / Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
REGN / Regeneron Pharmaceuticals, Inc.
IWC / iShares Trust - iShares Micro-Cap ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FAM / First Trust/Abrdn Global Opportunity Income Fund
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
ITI / Iteris, Inc.
PFEB / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - February
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
RTX / RTX Corporation Call
JSML / Janus Detroit Street Trust - Janus Henderson Small Cap Growth Alpha ETF
SH / ProShares Trust - ProShares Short S&P500
PACB / Pacific Biosciences of California, Inc.
OIS / Oil States International, Inc.
BFK / BlackRock Municipal Income Trust
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
NLY / Annaly Capital Management, Inc.
MTN / Vail Resorts, Inc.
JHML / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Large Cap ETF
CAF / Morgan Stanley China A Share Fund, Inc.
BLE / BlackRock Municipal Income Trust II
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
TSN / Tyson Foods, Inc.
IAU / iShares Gold Trust
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
EXP / Eagle Materials Inc.
DGRS / WisdomTree Trust - WisdomTree U.S. SmallCap Quality Dividend Growth Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
ONEM / 1life Healthcare Inc
BSL / Blackstone Senior Floating Rate 2027 Term Fund
CVA / Covanta Holding Corporation
MYD / BlackRock MuniYield Fund, Inc.
HYZD / WisdomTree Trust - WisdomTree Interest Rate Hedged High Yield Bond Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
FINX / Global X Funds - Global X FinTech ETF
RMT / Royce Micro-Cap Trust, Inc.
DKNG / DraftKings Inc. Call
DVY / iShares Trust - iShares Select Dividend ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
LCR / Managed Portfolio Series - Leuthold Core ETF
AGZ / iShares Trust - iShares Agency Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
MMU / Western Asset Managed Municipals Fund Inc.
BLW / BlackRock Limited Duration Income Trust
ABMD / Abiomed Inc.
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
LEO / BNY Mellon Strategic Municipals, Inc.
MASI / Masimo Corporation
EFR / Eaton Vance Senior Floating-Rate Trust
SMED / Sharps Compliance Corp.
CXH / MFS Investment Grade Municipal Trust
MMT / MFS Multimarket Income Trust
MHD / BlackRock MuniHoldings Fund, Inc.
MVF / BlackRock MuniVest Fund, Inc.
JRS / Nuveen Real Estate Income Fund
US09248T1097 / Blackrock Strategic Municipal Trust
/ Global X Longevity Thematic ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
DWM / WisdomTree Trust - WisdomTree International Equity Fund
US55315D1054 / MMA Capital Holdings Inc
NAD / Nuveen Quality Municipal Income Fund
NSL / Nuveen Senior Income Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
BKN / BlackRock Investment Quality Municipal Trust Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
NMI / Nuveen Municipal Income Fund, Inc.
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
IIM / Invesco Value Municipal Income Trust
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
SOLN / Southern Company - Unit - Series A (2019)
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IGEB / iShares Trust - iShares Investment Grade Systematic Bond ETF
F / Ford Motor Company Call
GE / General Electric Company
IDNA / iShares Trust - iShares Genomics Immunology and Healthcare ETF
FSLY / Fastly, Inc. Call
FSLY / Fastly, Inc.
AAPL / Apple Inc.
BRMK / Broadmark Realty Capital Inc
HST / Host Hotels & Resorts, Inc.
FIBR / iShares Trust - iShares U.S. Fixed Income Balanced Risk Systematic ETF
SKT / Tanger Inc. Call
XSOE / WisdomTree Trust - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
CLX / The Clorox Company
TDOC / Teladoc Health, Inc.
BAM / Brookfield Asset Management Ltd.
FLR / Fluor Corporation
IGI / Western Asset Investment Grade Opportunity Trust Inc.
FBIO / Fortress Biotech, Inc.
USFD / US Foods Holding Corp.
JPC / Nuveen Preferred & Income Opportunities Fund
AON / Aon plc
TFC / Truist Financial Corporation
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
TDOC / Teladoc Health, Inc. Call
JFR / Nuveen Floating Rate Income Fund
WFH / Direxion Shares ETF Trust - Direxion Work From Home ETF
FMBI / First Midwest Bancorp, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
YEXT / Yext, Inc.
MRK / Merck & Co., Inc. Call
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
DOCU / DocuSign, Inc.
CRON / Cronos Group Inc. Call
EXPE / Expedia Group, Inc.
SYF / Synchrony Financial
BYND / Beyond Meat, Inc.
GPC / Genuine Parts Company
BKT / BlackRock Income Trust, Inc.
GLDI / ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond/Note
XEL / Xcel Energy Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
CRON / Cronos Group Inc.
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
BMY / Bristol-Myers Squibb Company Call
MTNB / Matinas BioPharma Holdings, Inc.
BA / The Boeing Company
ATVI / Activision Blizzard Inc
QCOM / QUALCOMM Incorporated
PCAR / PACCAR Inc
GILD / Gilead Sciences, Inc.
AAPL / Apple Inc. Call
CME / CME Group Inc.
ADBE / Adobe Inc.
INTU / Intuit Inc.
MELI / MercadoLibre, Inc.
UNP / Union Pacific Corporation
CB / Chubb Limited
CARR / Carrier Global Corporation
EL / The Estée Lauder Companies Inc.
NVDA / NVIDIA Corporation
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
DRI / Darden Restaurants, Inc.
STOR / Store Capital Corp
QQQ / Invesco QQQ Trust, Series 1 Put
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
PARA / Paramount Global
C.WSA / Citigroup, Inc.
ORLY / O'Reilly Automotive, Inc.
OTIS / Otis Worldwide Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
IGR / CBRE Global Real Estate Income Fund
ISCF / iShares Trust - iShares International Small-Cap Equity Factor ETF
GLD / SPDR Gold Trust Call
NUV / Nuveen Municipal Value Fund, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
PRMW / Primo Water Corporation
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
AAL / American Airlines Group Inc.
X / United States Steel Corporation
WMT / Walmart Inc. Call
NUAG / NuShares ETF Trust - Nuveen Enhanced Yield U.S. Aggregate Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
HAL / Halliburton Company
WMT / Walmart Inc.
UAL / United Airlines Holdings, Inc.
PRU / Prudential Financial, Inc.
HON / Honeywell International Inc.
BAC / Bank of America Corporation Call
ZTS / Zoetis Inc.
UPS / United Parcel Service, Inc.
ALB / Albemarle Corporation
UNH / UnitedHealth Group Incorporated
NVDA / NVIDIA Corporation Call
HD / The Home Depot, Inc. Call
C / Citigroup Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
KMB / Kimberly-Clark Corporation
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
MDLZ / Mondelez International, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund Call
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
KW / Kennedy-Wilson Holdings, Inc.
ADP / Automatic Data Processing, Inc.
WDC / Western Digital Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
DD / DuPont de Nemours, Inc.