All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| C / Citigroup Inc.
|
|
|
|
|
|
|
|
| GBDC / Golub Capital BDC, Inc.
|
|
|
|
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|
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| SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
|
|
|
|
|
|
|
|
| FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
|
|
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|
| BIT / BlackRock Multi-Sector Income Trust
|
|
|
|
|
|
|
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| NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
|
|
|
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|
|
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| KBE / SPDR Series Trust - SPDR S&P Bank ETF
|
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|
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| REM / iShares Trust - iShares Mortgage Real Estate ETF
|
|
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|
|
|
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| NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
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| DIA / SPDR Dow Jones Industrial Average ETF Trust
|
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| FPF / First Trust Intermediate Duration Preferred & Income Fund
|
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|
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| INTC / Intel Corporation
|
|
|
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|
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| VOX / Vanguard World Fund - Vanguard Communication Services ETF
|
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|
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|
|
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| PCN / PIMCO Corporate & Income Strategy Fund
|
|
|
|
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|
|
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| EVV / Eaton Vance Limited Duration Income Fund
|
|
|
|
|
|
|
|
| VZ / Verizon Communications Inc.
|
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| US85571BAH87 / Starwood Property Trust Inc Bond
|
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|
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| TBF / ProShares Trust - ProShares Short 20+ Year Treasury
|
|
|
|
|
|
|
|
| IWN / iShares Trust - iShares Russell 2000 Value ETF
|
|
|
|
|
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|
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| ARCC / Ares Capital Corporation
|
|
|
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| MDY / SPDR S&P MidCap 400 ETF Trust
|
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|
|
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|
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| IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
|
|
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| DHG / Deutsche High Income Opportunities Fund, Inc.
|
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| CNXC / Concentrix Corporation
|
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| XBI / SPDR Series Trust - SPDR S&P Biotech ETF
|
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| ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
|
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| NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
|
|
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|
|
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| PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
|
|
|
|
|
|
|
|
| SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
|
|
|
|
|
|
|
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| PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
|
|
|
|
|
|
|
|
| OLLI / Ollie's Bargain Outlet Holdings, Inc.
|
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|
|
|
|
|
|
| DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
|
|
|
|
|
|
|
|
| XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
|
|
|
|
|
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|
| MO / Altria Group, Inc.
|
|
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|
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| QQQ / Invesco QQQ Trust, Series 1
|
|
|
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|
|
|
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| XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
|
|
|
|
|
|
|
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| CDXC / ChromaDex Corporation
|
|
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|
|
|
|
| HIO / Western Asset High Income Opportunity Fund Inc.
|
|
|
|
|
|
|
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| SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
|
|
|
|
|
|
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| OCSL / Oaktree Specialty Lending Corporation
|
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|
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| SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
|
|
|
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|
|
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| BAC.WS.A / Bank of America Corp. A Warrants
|
|
|
|
|
|
|
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| EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
|
|
|
|
|
|
|
|
| / Total S.A.
|
|
|
|
|
|
|
|
| MMM / 3M Company
|
|
|
|
|
|
|
|
| IWV / iShares Trust - iShares Russell 3000 ETF
|
|
|
|
|
|
|
|
| XOM / Exxon Mobil Corporation
|
|
|
|
|
|
|
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| US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
|
|
|
|
|
|
|
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| PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
|
|
|
|
|
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| PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
|
|
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| SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
|
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| FLOT / iShares Trust - iShares Floating Rate Bond ETF
|
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| NTG / Tortoise Midstream Energy Fund, Inc.
|
|
|
|
|
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| VVR / Invesco Senior Income Trust
|
|
|
|
|
|
|
|
| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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|
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|
|
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| US67077N1063 / Nuveen High Income November 2021 Target Term Fund
|
|
|
|
|
|
|
|
| XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| JQC / Nuveen Credit Strategies Income Fund
|
|
|
|
|
|
|
|
| TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
|
|
|
|
|
|
|
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| ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
|
|
|
|
|
|
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| LYB / LyondellBasell Industries N.V.
|
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|
|
|
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|
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| EVF / Eaton Vance Senior Income Trust
|
|
|
|
|
|
|
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| NMTR / 9 Meters Biopharma Inc
|
|
|
|
|
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| ED / Consolidated Edison, Inc.
|
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| MMP / Magellan Midstream Partners L.P.
|
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| PFF / iShares Trust - iShares Preferred and Income Securities ETF
|
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|
|
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| SDY / SPDR Series Trust - SPDR S&P Dividend ETF
|
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|
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| DVY / iShares Trust - iShares Select Dividend ETF
|
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|
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|
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| REGN / Regeneron Pharmaceuticals, Inc.
|
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|
|
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| BXMT / Blackstone Mortgage Trust, Inc.
|
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| AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
|
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| PFE / Pfizer Inc.
|
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| DOW / Dow Inc.
|
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| AXP / American Express Company
|
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| CVX / Chevron Corporation
|
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| WIA / Western Asset Inflation-Linked Income Fund
|
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| MRK / Merck & Co., Inc.
|
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| TIP / iShares Trust - iShares TIPS Bond ETF
|
|
|
|
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|
|
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| IWM / iShares Trust - iShares Russell 2000 ETF
|
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|
|
|
|
|
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| JPM / JPMorgan Chase & Co.
|
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| XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
|
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|
|
|
|
|
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| VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
|
|
|
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|
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| META / Meta Platforms, Inc.
|
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| AAPL / Apple Inc.
|
|
|
|
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|
|
| AMZN / Amazon.com, Inc.
|
|
|
|
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|
|
| TMO / Thermo Fisher Scientific Inc.
|
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| PM / Philip Morris International Inc.
|
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| VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
|
|
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| IWB / iShares Trust - iShares Russell 1000 ETF
|
|
|
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|
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| SPY / SPDR S&P 500 ETF
|
|
|
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|
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| USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
|
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| MSFT / Microsoft Corporation
|
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| JNJ / Johnson & Johnson
|
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| VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
|
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| GOOG / Alphabet Inc.
|
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| GOOGL / Alphabet Inc.
|
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| WFC / Wells Fargo & Company
|
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| IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
|
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| BRK.B / Berkshire Hathaway Inc.
|
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| IJR / iShares Trust - iShares Core S&P Small-Cap ETF
|
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|
