All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
|
|
|
|
|
|
|
|
| C / Citigroup Inc.
|
|
|
|
|
|
|
|
| IWV / iShares Trust - iShares Russell 3000 ETF
|
|
|
|
|
|
|
|
| NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| PFF / iShares Trust - iShares Preferred and Income Securities ETF
|
|
|
|
|
|
|
|
| NMTR / 9 Meters Biopharma Inc
|
|
|
|
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|
|
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| FPF / First Trust Intermediate Duration Preferred & Income Fund
|
|
|
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|
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| VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
|
|
|
|
|
|
|
|
| XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
|
|
|
|
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|
|
|
| IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
|
|
|
|
|
|
|
|
| HIO / Western Asset High Income Opportunity Fund Inc.
|
|
|
|
|
|
|
|
| XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| US85571BAH87 / Starwood Property Trust Inc Bond
|
|
|
|
|
|
|
|
| GBDC / Golub Capital BDC, Inc.
|
|
|
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|
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|
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| ARCC / Ares Capital Corporation
|
|
|
|
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|
|
| TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
|
|
|
|
|
|
|
|
| FLOT / iShares Trust - iShares Floating Rate Bond ETF
|
|
|
|
|
|
|
|
| EVF / Eaton Vance Senior Income Trust
|
|
|
|
|
|
|
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| NTG / Tortoise Midstream Energy Fund, Inc.
|
|
|
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| VOX / Vanguard World Fund - Vanguard Communication Services ETF
|
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| SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
|
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|
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|
|
| MMP / Magellan Midstream Partners L.P.
|
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|
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|
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| EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
|
|
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| ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
|
|
|
|
|
|
|
|
| KBE / SPDR Series Trust - SPDR S&P Bank ETF
|
|
|
|
|
|
|
|
| REM / iShares Trust - iShares Mortgage Real Estate ETF
|
|
|
|
|
|
|
|
| MMM / 3M Company
|
|
|
|
|
|
|
|
| / Total S.A.
|
|
|
|
|
|
|
|
| XOM / Exxon Mobil Corporation
|
|
|
|
|
|
|
|
| BAC.WS.A / Bank of America Corp. A Warrants
|
|
|
|
|
|
|
|
| MDY / SPDR S&P MidCap 400 ETF Trust
|
|
|
|
|
|
|
|
| PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
|
|
|
|
|
|
|
|
| SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
|
|
|
|
|
|
|
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| PCN / PIMCO Corporate & Income Strategy Fund
|
|
|
|
|
|
|
|
| XBI / SPDR Series Trust - SPDR S&P Biotech ETF
|
|
|
|
|
|
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|
| US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
|
|
|
|
|
|
|
|
| VZ / Verizon Communications Inc.
|
|
|
|
|
|
|
|
| US67077N1063 / Nuveen High Income November 2021 Target Term Fund
|
|
|
|
|
|
|
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| DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
|
|
|
|
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| REGN / Regeneron Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| TBF / ProShares Trust - ProShares Short 20+ Year Treasury
|
|
|
|
|
|
|
|
| VGT / Vanguard World Fund - Vanguard Information Technology ETF
|
|
|
|
|
|
|
|
| JQC / Nuveen Credit Strategies Income Fund
|
|
|
|
|
|
|
|
| NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
|
|
|
|
|
|
|
|
| BIT / BlackRock Multi-Sector Income Trust
|
|
|
|
|
|
|
|
| NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
|
|
|
|
|
|
|
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| XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
|
|
|
|
|
|
|
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| EVV / Eaton Vance Limited Duration Income Fund
|
|
|
|
|
|
|
|
| PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
|
|
|
|
|
|
|
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| DVY / iShares Trust - iShares Select Dividend ETF
|
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|
|
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|
|
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| DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
|
|
|
|
|
|
|
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| SDY / SPDR Series Trust - SPDR S&P Dividend ETF
|
|
|
|
|
|
|
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| IWN / iShares Trust - iShares Russell 2000 Value ETF
|
|
|
|
|
|
|
|
| ED / Consolidated Edison, Inc.
|
|
|
|
|
|
|
|
| PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
|
|
|
|
|
|
|
|
| SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
|
|
|
|
|
|
|
|
| INTC / Intel Corporation
|
|
|
|
|
|
|
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| OLLI / Ollie's Bargain Outlet Holdings, Inc.
|
|
|
|
|
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|
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| FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
|
|
|
|
|
|
|
|
| SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
|
|
|
|
|
|
|
|
| PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
|
|
|
|
|
|
|
|
| MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
|
|
|
|
|
|
|
|
| DIA / SPDR Dow Jones Industrial Average ETF Trust
|
|
|
|
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|
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| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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|
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|
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| QQQ / Invesco QQQ Trust, Series 1
|
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|
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|
|
|
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| BXMT / Blackstone Mortgage Trust, Inc.
|
|
|
|
|
|
|
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| LYB / LyondellBasell Industries N.V.
|
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|
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|
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| VVR / Invesco Senior Income Trust
|
|
|
|
|
|
|
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| CNXC / Concentrix Corporation
|
|
|
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|
|
|
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| OCSL / Oaktree Specialty Lending Corporation
|
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| AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
|
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| DOW / Dow Inc.
|
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| CDXC / ChromaDex Corporation
|
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| PFE / Pfizer Inc.
|
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| GOOGL / Alphabet Inc.
|
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| VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
|
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|
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| CVX / Chevron Corporation
|
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| WIA / Western Asset Inflation-Linked Income Fund
|
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|
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|
|
|
| AXP / American Express Company
|
|
|
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|
| MRK / Merck & Co., Inc.
|
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|
|
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|
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| MO / Altria Group, Inc.
|
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|
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|
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| XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| AAPL / Apple Inc.
|
|
|
|
|
|
|
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| META / Meta Platforms, Inc.
|
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| WFC / Wells Fargo & Company
|
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| TMO / Thermo Fisher Scientific Inc.
|
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| AMZN / Amazon.com, Inc.
|
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| IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
|
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| VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
|
|
|
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|
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| GOOG / Alphabet Inc.
|
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| JPM / JPMorgan Chase & Co.
|
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| MSFT / Microsoft Corporation
|
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| JNJ / Johnson & Johnson
|
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| SPY / SPDR S&P 500 ETF
|
|
|
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|
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|
|
| IWM / iShares Trust - iShares Russell 2000 ETF
|
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|
|
|
|
|
| USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
|
|
|
|
|
|
|
|
| TIP / iShares Trust - iShares TIPS Bond ETF
|
|
|
|
|
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|
|
| VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
|
|
|
|
|
|
|
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| IJR / iShares Trust - iShares Core S&P Small-Cap ETF
|
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|
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|
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| IWB / iShares Trust - iShares Russell 1000 ETF
|
|
|
|
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|
|
| BRK.B / Berkshire Hathaway Inc.
|
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|
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|
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| PM / Philip Morris International Inc.
|
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|
