Market Value152,511,000
Total Holdings121
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VUG / Vanguard Index Funds - Vanguard Growth ETF
MA / Mastercard Incorporated
ABB / ABB Ltd. - ADR
ADT / ADT Inc.
AAGIY / AIA Group Limited - Depositary Receipt (Common Stock)
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
LH / Labcorp Holdings Inc.
AET / Aetna, Inc.
A / Agilent Technologies, Inc.
AKAM / Akamai Technologies, Inc.
AOSDF / Alberta Oilsands Inc.
ALU / Alcatel Lucent
01449J105 / Alere Inc.
ALL / The Allstate Corporation
MO / Altria Group, Inc.
AIG / American International Group, Inc.
AMP / Ameriprise Financial, Inc.
ADI / Analog Devices, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
ARIA / ARIAD Pharmaceuticals, Inc.
BCE / BCE Inc.
BBL / BHP Group Plc - ADR
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BDX / Becton, Dickinson and Company
BAC / Bank of America Corporation
BOH / Bank of Hawaii Corporation
BK / The Bank of New York Mellon Corporation
BCR / C. R. Bard, Inc. - Corporate Bond/Note
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
BAX / Baxter International Inc.
BAYZF / Bayer Aktiengesellschaft
BBBY / Bed Bath & Beyond, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
BLKB / Blackbaud, Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
BA / The Boeing Company
BBD.B / Bombardier Inc.
US1011191053 / Boston Private Financial Hldg Inc
BMY / Bristol-Myers Squibb Company
19041P105 / CBS Corp.
CHRW / C.H. Robinson Worldwide, Inc.
CI / The Cigna Group
CNL / Collective Mining Ltd.
CVS / CVS Health Corporation
CPN / Calpine Corp.
CNI / Canadian National Railway Company
CNQ / Canadian Natural Resources Limited
CAH / Cardinal Health, Inc.
CCL / Carnival Corporation & plc
CAT / Caterpillar Inc.
CELG / Celgene Corp.
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
CLAYMORE EXCHANGE TRD FD TR / GUGG BRIC ETF (18383M100)
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
CLW / Clearwater Paper Corporation
CBLI / Cytocom Inc
COKE / Coca-Cola Consolidated, Inc.
KO / The Coca-Cola Company
CCEP / Coca-Cola Europacific Partners PLC
COLDWATER CREEK INC / (193068202)
CFX / Colfax Corp
COP / ConocoPhillips
PRMW / Primo Water Corporation
DTE / DTE Energy Company
DCTH / Delcath Systems, Inc.
DELL / Dell Technologies Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
DTV / DTE Energy Company
DG / Dollar General Corporation
DVD / Dover Motorsports Inc
DOW / Dow Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
DNB / Dun & Bradstreet Holdings, Inc.
EGA EMERGING GLOBAL SHS TR / EGS EMKTCONS ETF (268461779)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
EBAY / eBay Inc.
ECL / Ecolab Inc.
ELN / Elan Corp. Plc
ECA / EnCana Corp.
ENOC / EnerNOC, Inc.
ETR / Entergy Corporation
XLS / Exelis
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
FTI / TechnipFMC plc
FXFLF / Fairfax Financial Holdings Limited - Preferred Stock
FAST / Fastenal Company
FHI / Federated Hermes, Inc.
FDX / FedEx Corporation
Fiat SPA Sp ADR Ord / (315621888)
FITB / Fifth Third Bancorp
FRC / First Republic Bank
FE / FirstEnergy Corp.
F / Ford Motor Company
345838106 / Forest Laboratories Inc
C.WSA / Citigroup, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
GD / General Dynamics Corporation
GE / General Electric Company
GM / General Motors Company
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GG / Goldcorp, Inc.
GS / The Goldman Sachs Group, Inc.
GGG / Graco Inc.
Grupo Intl Inc / (40051Y109)
HCC / Warrior Met Coal, Inc.
HUSI.PRFCL / HSBC USA, Inc.
HAE / Haemonetics Corporation
HAL / Halliburton Company
HOG / Harley-Davidson, Inc.
HP / Helmerich & Payne, Inc.
HPQ / HP Inc.
HOLX / Hologic, Inc.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
441060100 / Hospira
HUBB / Hubbell Incorporated
INVO / INVO BioScience, Inc.
ITT / ITT Inc.
IDXX / IDEXX Laboratories, Inc.
ITW / Illinois Tool Works Inc.
INTC / Intel Corporation
INAP / Internap Corporation
IGT / International Game Technology PLC
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
TUR / iShares, Inc. - iShares MSCI Turkey ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IXN / iShares Trust - iShares Global Tech ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXC / iShares Trust - iShares Global Energy ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IOO / iShares Trust - iShares Global 100 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IEV / iShares Trust - iShares Europe ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
AXP / American Express Company
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MXI / iShares Trust - iShares Global Materials ETF
JXI / iShares Trust - iShares Global Utilities ETF
EXI / iShares Trust - iShares Global Industrials ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SLV / iShares Silver Trust
JUVF / Juniata Valley Financial Corp.
KLAC / KLA Corporation
KMB / Kimberly-Clark Corporation
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
KRFT /
KRO / Kronos Worldwide, Inc.
FWONA / Formula One Group
LLY / Eli Lilly and Company
LLTC / Linear Technology Corp.
LMRMF / Lomiko Metals Inc.
LOW / Lowe's Companies, Inc.
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MCD / McDonald's Corporation
MCK / McKesson Corporation
MJN / Mead Johnson Nutrition Co.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MTD / Mettler-Toledo International Inc.
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
MHK / Mohawk Industries, Inc.
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MS / Morgan Stanley
MSI / Motorola Solutions, Inc.
NOV / NOV Inc.
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
NWL / Newell Brands Inc.
NEM / Newmont Corporation
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
ES / Eversource Energy
NTRS / Northern Trust Corporation
NOC / Northrop Grumman Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
OXY / Occidental Petroleum Corporation
OMC / Omnicom Group Inc.
ONEX / Onex Corporation
OPK / OPKO Health, Inc.
ORCL / Oracle Corporation
PNC / The PNC Financial Services Group, Inc.
PAYD / PAID, Inc.
PH / Parker-Hannifin Corporation
PDCO / Patterson Companies, Inc.
PEGA / Pegasystems Inc.
PDRDY / Pernod Ricard - ADR
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
PSX / Phillips 66
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BR / Broadridge Financial Solutions, Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PLCM / Polycom, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / HI YLD EQ DVDN (73935X302)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYN OIL SVCS (73935X625)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
POWERSHARES GLOBAL ETF TRUST / WK VRDO TX FR (73936T433)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PRI / Primerica, Inc.
WCN / Waste Connections, Inc.
PSDV / pSivida Corp.
QCOM / QUALCOMM Incorporated
RTN / Raytheon Co.
REGN / Regeneron Pharmaceuticals, Inc.
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
GAF / SPDR(R) S&P(R) EMERGING MIDDLE EAST & AFRICA ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
MDY / SPDR S&P MidCap 400 ETF Trust
STJ / St. Jude Medical, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
CTON / Second Street Capital Inc
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SIMA / SIM Acquisition Corp. I
SO / The Southern Company
SCCO / Southern Copper Corporation
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
SWK / Stanley Black & Decker, Inc.
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
LGF.A / Lions Gate Entertainment Corp.
STT / State Street Corporation
SRCL / Stericycle, Inc.
SPWR / Complete Solaria, Inc.
STPFQ / Suntech Power Holdings Co., Ltd.
NLOK / NortonLifeLock Inc
TGT / Target Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TXT / Textron Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TSGTY / Tsingtao Brewery Company Limited - Depositary Receipt (Common Stock)
UIL / UIL Holdings Corporation
USB / U.S. Bancorp
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
VFC / V.F. Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VZ / Verizon Communications Inc.
VRTX / Vertex Pharmaceuticals Incorporated
VIAB / Viacom, Inc.
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
VG / Venture Global, Inc.
WBC / Wabco Holdings, Inc.
WPPGY / WPP PLC
WAG /
ACN / Accenture plc
ANTM / Anthem Inc
WFC / Wells Fargo & Company
WU / The Western Union Company
WPRT / Westport Fuel Systems Inc.
WBK / Westpac Banking Corp - ADR
WFM / Whole Foods Market, Inc.
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CRDT / Simplify Exchange Traded Funds - Simplify Opportunistic Income ETF
WITS / Witness Systems Inc
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
YUM / Yum! Brands, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ZTS / Zoetis Inc.
PDRDY / Pernod Ricard - ADR
MGDDY / Compagnie Générale des Établissements Michelin Société en commandite par actions - Depositary Receipt (Common Stock)
AON / Aon plc
ARCO / Arcos Dorados Holdings Inc.
AHL / Aspen Insurance Holdings Limited
COV /
GLRE / Greenlight Capital Re, Ltd.
1169 / HAIER ELECTRONICS GROUP CO LTD COMMON STOCK HKD.1
PRE / Prenetics Global Limited
PRTA / Prothena Corporation plc
WTW / Willis Towers Watson Public Limited Company
CB / Chubb Limited
PNR / Pentair plc
TEL / TE Connectivity plc
JCI / Johnson Controls International plc
ASMLF / ASML Holding N.V.
C&C Group EUR / (NA0000001)
NA0000002 / Stellus Capital Investment Corp
WOW / Woolworths Group Limited
Fiat SpA Torino Ord / (T4210N122)
RCL / Royal Caribbean Cruises Ltd.
FLEX / Flex Ltd.
V / Visa Inc.
TMO / Thermo Fisher Scientific Inc.
DHR / Danaher Corporation
SHW / The Sherwin-Williams Company
RSG / Republic Services, Inc.
DIS / The Walt Disney Company
MSFT / Microsoft Corporation
SPY / SPDR S&P 500 ETF
AMT / American Tower Corporation
PFE / Pfizer Inc.
CMCSA / Comcast Corporation
RTX / RTX Corporation
ETN / Eaton Corporation plc
BRK.B / Berkshire Hathaway Inc.
META / Meta Platforms, Inc.
GOOGL / Alphabet Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SYY / Sysco Corporation
AMGN / Amgen Inc.
LMT / Lockheed Martin Corporation
OEF / iShares Trust - iShares S&P 100 ETF
ADBE / Adobe Inc.
MMM / 3M Company
JNJ / Johnson & Johnson
IXJ / iShares Trust - iShares Global Healthcare ETF
IWM / iShares Trust - iShares Russell 2000 ETF
ADP / Automatic Data Processing, Inc.
SCHW / The Charles Schwab Corporation
WMT / Walmart Inc.
CLX / The Clorox Company
JPM / JPMorgan Chase & Co.
AAPL / Apple Inc.
PEP / PepsiCo, Inc.
WM / Waste Management, Inc.
PAYX / Paychex, Inc.
DE / Deere & Company
IBM / International Business Machines Corporation
BRK.A / Berkshire Hathaway Inc.
TJX / The TJX Companies, Inc.
CL / Colgate-Palmolive Company
PG / The Procter & Gamble Company