Market Value179,334,000
Total Holdings189
File Date2020-01-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PEP / PepsiCo, Inc.
ABB / ABB Ltd. - ADR
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
OKE / ONEOK, Inc.
MCHP / Microchip Technology Incorporated
PSX / Phillips 66
VCV / Invesco California Value Municipal Income Trust
MSFT / Microsoft Corporation
NVDA / NVIDIA Corporation
WFC / Wells Fargo & Company
APA / APA Corporation
NCLH / Norwegian Cruise Line Holdings Ltd.
LHX / L3Harris Technologies, Inc.
INTC / Intel Corporation
WBA / Walgreens Boots Alliance, Inc.
ECA / EnCana Corp.
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
US7846351044 / SPX Corp
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
US58503F5026 / Medley Capital Corp.
BBL / BHP Group Plc - ADR
AMLP / ALPS ETF Trust - Alerian MLP ETF
CTVA / Corteva, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
PCQ / PIMCO California Municipal Income Fund
PZC / PIMCO California Municipal Income Fund III
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CEV / Eaton Vance California Municipal Income Trust
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
HES / Hess Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HE / Hawaiian Electric Industries, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
LLY / Eli Lilly and Company
NFLX / Netflix, Inc.
JNJ / Johnson & Johnson
VZ / Verizon Communications Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AXP / American Express Company
ACN / Accenture plc
BHF / Brighthouse Financial, Inc.
PFE / Pfizer Inc.
SYY / Sysco Corporation
FNF / Fidelity National Financial, Inc.
KEYS / Keysight Technologies, Inc.
KMB / Kimberly-Clark Corporation
GILD / Gilead Sciences, Inc.
CELG / Celgene Corp.
HPQ / HP Inc.
US72941B1061 / Pluralsight Inc
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ASMLF / ASML Holding N.V.
ALV / Autoliv, Inc.
FRC / First Republic Bank
IP / International Paper Company
RGLD / Royal Gold, Inc.
DXC / DXC Technology Company
DOW / Dow Inc.
DELL / Dell Technologies Inc.
MALT / MASTR Alternative Loan Trust 2003-5
XEL / Xcel Energy Inc.
SJW / SJW Group
COST / Costco Wholesale Corporation
MRK / Merck & Co., Inc.
STT / State Street Corporation
UPS / United Parcel Service, Inc.
WAL / Western Alliance Bancorporation
NAC / Nuveen California Quality Municipal Income Fund
CMCSA / Comcast Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BAC / Bank of America Corporation
DIS / The Walt Disney Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
MBB / iShares Trust - iShares MBS ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
KMI / Kinder Morgan, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
V / Visa Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
STZ / Constellation Brands, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
COP / ConocoPhillips
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
RNG / RingCentral, Inc.
SPY / SPDR S&P 500 ETF
JPM / JPMorgan Chase & Co.
MCD / McDonald's Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MKC / McCormick & Company, Incorporated
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BF.B / Brown-Forman Corporation
ADP / Automatic Data Processing, Inc.
SYNA / Synaptics Incorporated
AA / Alcoa Corporation
ORCL / Oracle Corporation
COTY / Coty Inc.
ADBE / Adobe Inc.
BDX / Becton, Dickinson and Company
O / Realty Income Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
ZBH / Zimmer Biomet Holdings, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
RIG / Transocean Ltd.
BKI / Black Knight Inc - Class A
CMA / Comerica Incorporated
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
AMAT / Applied Materials, Inc.
AAPL / Apple Inc.
SQ / Block, Inc.
SIVB / SVB Financial Group
CVX / Chevron Corporation
GOOGL / Alphabet Inc.
BA / The Boeing Company
FHI / Federated Hermes, Inc.
CRM / Salesforce, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
HAL / Halliburton Company
SBUX / Starbucks Corporation
C.WSA / Citigroup, Inc.
DHR / Danaher Corporation
EXTR / Extreme Networks, Inc.
ALL / The Allstate Corporation
ADM / Archer-Daniels-Midland Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ET / Energy Transfer LP - Limited Partnership
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BAM / Brookfield Asset Management Ltd.
IAU / iShares Gold Trust
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
AEE / Ameren Corporation
MDT / Medtronic plc
WAB / Westinghouse Air Brake Technologies Corporation
A / Agilent Technologies, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
BG / Bunge Global SA
BK / The Bank of New York Mellon Corporation
SLB / Schlumberger Limited
TGT / Target Corporation
MMM / 3M Company
CWT / California Water Service Group
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ISRG / Intuitive Surgical, Inc.
Y / Alleghany Corp.
UNP / Union Pacific Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
RTX / RTX Corporation
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CNNE / Cannae Holdings, Inc.
GLW / Corning Incorporated
PG / The Procter & Gamble Company
HON / Honeywell International Inc.
MFC / HEXAOM
PM / Philip Morris International Inc.
HD / The Home Depot, Inc.
BMY / Bristol-Myers Squibb Company
SPGI / S&P Global Inc.
GD / General Dynamics Corporation
VRSN / VeriSign, Inc.
T / AT&T Inc.
WMT / Walmart Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DEO / Diageo plc - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
FCX / Freeport-McMoRan Inc.
XOM / Exxon Mobil Corporation
CSCO / Cisco Systems, Inc.
GE / General Electric Company
META / Meta Platforms, Inc.
AMZN / Amazon.com, Inc.
FEYE / FireEye Inc
MO / Altria Group, Inc.
TPL / Texas Pacific Land Corporation
AMGN / Amgen Inc.
MU / Micron Technology, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
HTBK / Heritage Commerce Corp
FIS / Fidelity National Information Services, Inc.
BRK.B / Berkshire Hathaway Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DOW / Dow Inc.