Market Value154,925,000
Total Holdings370
File Date2020-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NNN / NNN REIT, Inc.
USB / U.S. Bancorp
PH / Parker-Hannifin Corporation
STWD / Starwood Property Trust, Inc.
NOV / NOV Inc.
AJG / Arthur J. Gallagher & Co.
SYY / Sysco Corporation
PEG / Public Service Enterprise Group Incorporated
ICF / iShares Trust - iShares Select U.S. REIT ETF
AEM / Agnico Eagle Mines Limited
HLF / Herbalife Ltd.
TROW / T. Rowe Price Group, Inc.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
30064K105 / Exacttarget, Inc.
MBB / iShares Trust - iShares MBS ETF
PSQ / ProShares Trust - ProShares Short QQQ
JEQ / Abrdn Japan Equity Fund Inc
MKC / McCormick & Company, Incorporated
DXD / ProShares Trust - ProShares UltraShort Dow30
GILD / Gilead Sciences, Inc.
US34407D1090 / Fly Leasing Ltd.
GWP / GW Pharmaceuticals plc
GCP / GCP Applied Technologies Inc
CAPR / Capricor Therapeutics, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
BAC / Bank of America Corporation
NKE / NIKE, Inc.
EXC / Exelon Corporation
MITT / AG Mortgage Investment Trust, Inc.
META / Meta Platforms, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ASAN / Asana, Inc.
NS / NuStar Energy L.P. - Limited Partnership
EVRG / Evergy, Inc.
CCI / Crown Castle Inc.
UA / Under Armour, Inc.
BHF / Brighthouse Financial, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
GS / The Goldman Sachs Group, Inc.
CB / Chubb Limited
DELL / Dell Technologies Inc.
LILAK / Liberty Latin America Ltd.
FBIN / Fortune Brands Innovations, Inc.
CC / The Chemours Company
AXP / American Express Company
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
PAYX / Paychex, Inc.
MRNA / Moderna, Inc.
VGR / Vector Group Ltd.
HRL / Hormel Foods Corporation
EMR / Emerson Electric Co.
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
US5249011058 / Legg Mason, Inc.
WLL / Whiting Petroleum Corp (New)
CDK / CDK Global Inc
ADI / Analog Devices, Inc.
KLAC / KLA Corporation
ARNC / Arconic Corporation
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
LEG / Leggett & Platt, Incorporated
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
RY / Royal Bank of Canada
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
PFE / Pfizer Inc.
/ Denbury Resources, Inc.
TFC / Truist Financial Corporation
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
RDS.B / Shell Plc - ADR
GSK / GSK plc - Depositary Receipt (Common Stock)
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ZNGA / Zynga Inc - Class A
BP / BP p.l.c. - Depositary Receipt (Common Stock)
TAP / Molson Coors Beverage Company
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
US41753F1093 / Harvest Capital Credit Corp
GRA / W.R. Grace & Co.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
TWLO / Twilio Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
AFL / Aflac Incorporated
BIIB / Biogen Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GOOG / Alphabet Inc.
EMN / Eastman Chemical Company
PSEC / Prospect Capital Corporation
920355104 / Valspar Corp.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
USAC / USA Compression Partners, LP - Limited Partnership
57772K101 / Maxim Integrated Products Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
EOG / EOG Resources, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TWO / Two Harbors Investment Corp.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PARA / Paramount Global
CNP / CenterPoint Energy, Inc.
NFLX / Netflix, Inc.
SCI / Service Corporation International
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
NTRS / Northern Trust Corporation
DISCA / Discovery Inc - Class A
PSA / Public Storage
RJF / Raymond James Financial, Inc.
IP / International Paper Company
DOW / Dow Inc.
KHC / The Kraft Heinz Company
LEN / Lennar Corporation
DMAC / DiaMedica Therapeutics Inc.
CSPR / Casper Sleep Inc
OTIS / Otis Worldwide Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
RTX / RTX Corporation
TMO / Thermo Fisher Scientific Inc.
KR / The Kroger Co.
CRM / Salesforce, Inc.
GOOGL / Alphabet Inc.
JPM / JPMorgan Chase & Co.
VLO / Valero Energy Corporation
AMAT / Applied Materials, Inc.
MO / Altria Group, Inc.
OKE / ONEOK, Inc.
GLD / SPDR Gold Trust
SCM / Stellus Capital Investment Corporation
QQQ / Invesco QQQ Trust, Series 1
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AWK / American Water Works Company, Inc.
CVS / CVS Health Corporation
MDLZ / Mondelez International, Inc.
LHX / L3Harris Technologies, Inc.
CARR / Carrier Global Corporation
DUK / Duke Energy Corporation
ARE / Alexandria Real Estate Equities, Inc.
DVN / Devon Energy Corporation
BR / Broadridge Financial Solutions, Inc.
TGT / Target Corporation
DIS / The Walt Disney Company
EFA / iShares Trust - iShares MSCI EAFE ETF
BK / The Bank of New York Mellon Corporation
KO / The Coca-Cola Company
DAL / Delta Air Lines, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PG / The Procter & Gamble Company
LOW / Lowe's Companies, Inc.
SO / The Southern Company
SQQQ / ProShares Trust - ProShares UltraPro Short QQQ
NEM / Newmont Corporation
DE / Deere & Company
ZTS / Zoetis Inc.
DKNG / DraftKings Inc.
CPRX / Catalyst Pharmaceuticals, Inc.
BMY / Bristol-Myers Squibb Company
MDT / Medtronic plc
ADP / Automatic Data Processing, Inc.
BRK.B / Berkshire Hathaway Inc.
OLN / Olin Corporation
FAST / Fastenal Company
PEP / PepsiCo, Inc.
SLV / iShares Silver Trust
LMT / Lockheed Martin Corporation
WPM / Wheaton Precious Metals Corp.
APAM / Artisan Partners Asset Management Inc.
ITW / Illinois Tool Works Inc.
MSFT / Microsoft Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
MA / Mastercard Incorporated
JNJ / Johnson & Johnson
CMG / Chipotle Mexican Grill, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
C / Citigroup Inc.
LBTYA / Liberty Global Ltd.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MS / Morgan Stanley
SPY / SPDR S&P 500 ETF
CMCSA / Comcast Corporation
ABBV / AbbVie Inc.
AWR / American States Water Company
IRM / Iron Mountain Incorporated
SU / Suncor Energy Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PHYS / Sprott Physical Gold Trust
SHOP / Shopify Inc.
MRK / Merck & Co., Inc.
ADBE / Adobe Inc.
DLR / Digital Realty Trust, Inc.
AAPL / Apple Inc.
IBB / iShares Trust - iShares Biotechnology ETF
F / Ford Motor Company
RF / Regions Financial Corporation
OXM / Oxford Industries, Inc.
CVE / Cenovus Energy Inc.
PRU / Prudential Financial, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
EARN / Ellington Credit Company
HAL / Halliburton Company
WM / Waste Management, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
RSG / Republic Services, Inc.
AA / Alcoa Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CTVA / Corteva, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
GD / General Dynamics Corporation
ADSK / Autodesk, Inc.
PSX / Phillips 66
WMB / The Williams Companies, Inc.
MCD / McDonald's Corporation
AVGO / Broadcom Inc.
IONS / Ionis Pharmaceuticals, Inc.
HFC / HollyFrontier Corp
PYPL / PayPal Holdings, Inc.
WASH / Washington Trust Bancorp, Inc.
WAT / Waters Corporation
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
APTO / Aptose Biosciences Inc.
YUMC / Yum China Holdings, Inc.
EAF / GrafTech International Ltd.
DISCK / Warner Bros.Discovery Inc - Series C
KSU / Kansas City Southern
IAA / IAA Inc
CNQ / Canadian Natural Resources Limited
INTC / Intel Corporation
AMP / Ameriprise Financial, Inc.
HPE / Hewlett Packard Enterprise Company
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
CCL / Carnival Corporation & plc
BLU / Bellus Health Inc
TWTR / Twitter Inc
AMT / American Tower Corporation
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
CFR / Cullen/Frost Bankers, Inc.
GOLD / Barrick Mining Corporation
T / AT&T Inc.
UAL / United Airlines Holdings, Inc.
LNT / Alliant Energy Corporation
CHMI / Cherry Hill Mortgage Investment Corporation
SRCL / Stericycle, Inc.
TYG / Tortoise Energy Infrastructure Corporation
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
GM / General Motors Company
FDX / FedEx Corporation
LYB / LyondellBasell Industries N.V.
CLX / The Clorox Company
BDX / Becton, Dickinson and Company
TSCO / Tractor Supply Company
NSC / Norfolk Southern Corporation
HON / Honeywell International Inc.
GPMT / Granite Point Mortgage Trust Inc.
WFC / Wells Fargo & Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AEF / abrdn Emerging Markets ex-China Fund, Inc.
DD / DuPont de Nemours, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
SSO / ProShares Trust - ProShares Ultra S&P500
MTZ / MasTec, Inc.
IGT / International Game Technology PLC
D / Dominion Energy, Inc.
BX / Blackstone Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
STX / Seagate Technology Holdings plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
HPQ / HP Inc.
XPO / XPO, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
TSLA / Tesla, Inc.
AAL / American Airlines Group Inc.
X / United States Steel Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
CI / The Cigna Group
ALL / The Allstate Corporation
SCCO / Southern Copper Corporation
LPLA / LPL Financial Holdings Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
VRSN / VeriSign, Inc.
FCPT / Four Corners Property Trust, Inc.
LBTYK / Liberty Global Ltd.
CPB / The Campbell's Company
AEP / American Electric Power Company, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
DRI / Darden Restaurants, Inc.
CSX / CSX Corporation
LSTR / Landstar System, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
CME / CME Group Inc.
OXY / Occidental Petroleum Corporation
C.WSA / Citigroup, Inc.
VZ / Verizon Communications Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
MMP / Magellan Midstream Partners L.P.
WTW / Willis Towers Watson Public Limited Company
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CIM / Chimera Investment Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
GE / General Electric Company
UAN / CVR Partners, LP - Limited Partnership
IVE / iShares Trust - iShares S&P 500 Value ETF
ACB / Aurora Cannabis Inc.
APA / APA Corporation
SQ / Block, Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
COP / ConocoPhillips
WBA / Walgreens Boots Alliance, Inc.
WMT / Walmart Inc.
ED / Consolidated Edison, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LILA / Liberty Latin America Ltd.
RGLD / Royal Gold, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
ENB / Enbridge Inc.
ETN / Eaton Corporation plc
IR / Ingersoll Rand Inc.
CAT / Caterpillar Inc.
V / Visa Inc.
QCOM / QUALCOMM Incorporated
WHF / WhiteHorse Finance, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
LRCX / Lam Research Corporation
PNC / The PNC Financial Services Group, Inc.
COST / Costco Wholesale Corporation
HWM / Howmet Aerospace Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
DVAX / Dynavax Technologies Corporation
CVX / Chevron Corporation
RYN / Rayonier Inc.
RRC / Range Resources Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
NVDA / NVIDIA Corporation
CL / Colgate-Palmolive Company
TT / Trane Technologies plc
LLY / Eli Lilly and Company
CSCO / Cisco Systems, Inc.
PLTR / Palantir Technologies Inc.
UNH / UnitedHealth Group Incorporated
ABT / Abbott Laboratories
YUM / Yum! Brands, Inc.
BA / The Boeing Company
TTWO / Take-Two Interactive Software, Inc.
PM / Philip Morris International Inc.
RCL / Royal Caribbean Cruises Ltd.
ORCL / Oracle Corporation
FCX / Freeport-McMoRan Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NEE / NextEra Energy, Inc.
AMZN / Amazon.com, Inc.
LYFT / Lyft, Inc.
HD / The Home Depot, Inc.
TXN / Texas Instruments Incorporated
AMGN / Amgen Inc.
BRO / Brown & Brown, Inc.
CGC / Canopy Growth Corporation
XOM / Exxon Mobil Corporation
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
GLW / Corning Incorporated
SPOT / Spotify Technology S.A.
APD / Air Products and Chemicals, Inc.
WU / The Western Union Company
UNP / Union Pacific Corporation
MKL / Markel Group Inc.
LIN / Linde plc
KMB / Kimberly-Clark Corporation
COF / Capital One Financial Corporation
HBAN / Huntington Bancshares Incorporated
ECL / Ecolab Inc.
IVZ / Invesco Ltd.
KMI / Kinder Morgan, Inc.
VRTX / Vertex Pharmaceuticals Incorporated