Market Value734,086,000
Total Holdings371
File Date2021-10-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
ETHO / Amplify ETF Trust - Amplify Etho Climate Leadership U.S. ETF
WPC / W. P. Carey Inc.
AME / AMETEK, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IRM / Iron Mountain Incorporated
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
UNP / Union Pacific Corporation
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
IBB / iShares Trust - iShares Biotechnology ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF
COIN / Coinbase Global, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
KOMP / SPDR Series Trust - SPDR S&P Kensho New Economies Composite ETF
KMI / Kinder Morgan, Inc.
VLO / Valero Energy Corporation
SO / The Southern Company
BAC / Bank of America Corporation
HIO / Western Asset High Income Opportunity Fund Inc.
INTC / Intel Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IXN / iShares Trust - iShares Global Tech ETF
QQQ / Invesco QQQ Trust, Series 1
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
CCL / Carnival Corporation & plc
PAYX / Paychex, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
T / AT&T Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ADP / Automatic Data Processing, Inc.
TSLA / Tesla, Inc.
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
ORCL / Oracle Corporation
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
AEP / American Electric Power Company, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DHR / Danaher Corporation
UTG / Reaves Utility Income Fund
KO / The Coca-Cola Company
CVX / Chevron Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
CSQ / Calamos Strategic Total Return Fund
XOM / Exxon Mobil Corporation
LLY / Eli Lilly and Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
TIP / iShares Trust - iShares TIPS Bond ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
NERV / Minerva Neurosciences, Inc.
GLD / SPDR Gold Trust
MCK / McKesson Corporation
SBUX / Starbucks Corporation
HD / The Home Depot, Inc.
SPY / SPDR S&P 500 ETF
COP / ConocoPhillips
AMZN / Amazon.com, Inc.
QCOM / QUALCOMM Incorporated
BX / Blackstone Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
GE / General Electric Company
MPC / Marathon Petroleum Corporation
GOOGL / Alphabet Inc.
AMAT / Applied Materials, Inc.
ADI / Analog Devices, Inc.
ABBV / AbbVie Inc.
ABT / Abbott Laboratories
SHOP / Shopify Inc.
DLR / Digital Realty Trust, Inc.
VZ / Verizon Communications Inc.
D / Dominion Energy, Inc.
CMCSA / Comcast Corporation
AON / Aon plc
MMM / 3M Company
QQQM / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ 100 ETF
TRV / The Travelers Companies, Inc.
CAT / Caterpillar Inc.
TFC / Truist Financial Corporation
SPG / Simon Property Group, Inc.
MDT / Medtronic plc
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
NSC / Norfolk Southern Corporation
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
ELV / Elevance Health, Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
ZM / Zoom Communications Inc.
BDX / Becton, Dickinson and Company
BBN / BlackRock Taxable Municipal Bond Trust
FGB / First Trust Specialty Finance and Financial Opportunities Fund
NEE / NextEra Energy, Inc.
PPG / PPG Industries, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
CVS / CVS Health Corporation
MET / MetLife, Inc.
PPL / PPL Corporation
GD / General Dynamics Corporation
MDU / MDU Resources Group, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
QUS / SPDR Series Trust - SPDR MSCI USA StrategicFactors ETF
SRVR / Pacer Funds Trust - Pacer Data & Infrastructure Real Estate ETF
NBB / Nuveen Taxable Municipal Income Fund
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NOC / Northrop Grumman Corporation
V / Visa Inc.
JMBS / Janus Detroit Street Trust - Janus Henderson Mortgage-Backed Securities ETF
XMHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap Quality ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
BMY / Bristol-Myers Squibb Company
EXC / Exelon Corporation
NUSC / Nushares ETF Trust - Nuveen ESG Small-Cap ETF
NJR / New Jersey Resources Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SPBO / SPDR Series Trust - SPDR Portfolio Corporate Bond ETF
META / Meta Platforms, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
JPM / JPMorgan Chase & Co.
IBM / International Business Machines Corporation
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
JHMM / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Mid Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
IGR / CBRE Global Real Estate Income Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
MDLZ / Mondelez International, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
CRM / Salesforce, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GOOG / Alphabet Inc.
PYPL / PayPal Holdings, Inc.
DOW / Dow Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LOW / Lowe's Companies, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MSI / Motorola Solutions, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ET / Energy Transfer LP - Limited Partnership
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
NFLX / Netflix, Inc.
MSFT / Microsoft Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SLV / iShares Silver Trust
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PEP / PepsiCo, Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
APD / Air Products and Chemicals, Inc.
EFAX / SPDR Index Shares Funds - SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
RTX / RTX Corporation
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
FE / FirstEnergy Corp.
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
JNJ / Johnson & Johnson
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
MCD / McDonald's Corporation
ITW / Illinois Tool Works Inc.
LMT / Lockheed Martin Corporation
HON / Honeywell International Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
GUT / The Gabelli Utility Trust
PFE / Pfizer Inc.
UPS / United Parcel Service, Inc.
PG / The Procter & Gamble Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ENB / Enbridge Inc.
MRK / Merck & Co., Inc.
BA / The Boeing Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
EIM / Eaton Vance Municipal Bond Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BRK.B / Berkshire Hathaway Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
PRU / Prudential Financial, Inc.
F / Ford Motor Company
ARKK / ARK ETF Trust - ARK Innovation ETF
IWM / iShares Trust - iShares Russell 2000 ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
CNRG / SPDR Series Trust - SPDR S&P Kensho Clean Power ETF
USAI / Pacer Funds Trust - Pacer American Energy Independence ETF
CCI / Crown Castle Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
UYG / ProShares Trust - ProShares Ultra Financials
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
AMD / Advanced Micro Devices, Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
JPS / Nuveen Preferred & Income Securities Fund
SNY / Sanofi - Depositary Receipt (Common Stock)
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
OCSL / Oaktree Specialty Lending Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
INPX / Inpixon
NAT / Nordic American Tankers Limited
IIPR / Innovative Industrial Properties, Inc.
AAPL / Apple Inc.
ARVL / Arrival
SPMB / SPDR Series Trust - SPDR Portfolio Mortgage Backed Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
NCV / Virtus Convertible & Income Fund
SYY / Sysco Corporation
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
RY / Royal Bank of Canada
IVW / iShares Trust - iShares S&P 500 Growth ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
TSN / Tyson Foods, Inc.
FISR / SSGA Active Trust - SPDR SSGA Fixed Income Sector Rotation ETF
INSG / Inseego Corp.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
COR / Cencora, Inc.
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PLD / Prologis, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
VHT / Vanguard World Fund - Vanguard Health Care ETF
ATVI / Activision Blizzard Inc
ARKF / ARK ETF Trust - ARK Fintech Innovation ETF
IVR / Invesco Mortgage Capital Inc.
PBEE / Invesco Capital Management LLC - Invesco PureBeta SM FTSE Emerging Markets ETF
PFLD / ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF
EVRG / Evergy, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
PINS / Pinterest, Inc.
SHW / The Sherwin-Williams Company
US0153511094 / Alexion Pharmaceuticals, Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
SVM / Silvercorp Metals Inc.
URA / Global X Funds - Global X Uranium ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
KHC / The Kraft Heinz Company
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
STEM / Stem, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
WBA / Walgreens Boots Alliance, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
PKO / Pimco Income Opportunity Fund
TGT / Target Corporation
MRNA / Moderna, Inc.
ROKU / Roku, Inc.
ASH / Ashland Inc.
SE / Sea Limited - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
NXTG / First Trust Exchange-Traded Fund II - First Trust Indxx NextG ETF
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
GNMA / iShares Trust - iShares GNMA Bond ETF
SCHW / The Charles Schwab Corporation
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
TROW / T. Rowe Price Group, Inc.
TWTR / Twitter Inc
IVOL / KraneShares Trust - Quadratic Interest Rate Volatility and Inflation Hedge ETF
PSX / Phillips 66
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
PHK / PIMCO High Income Fund
DIS / The Walt Disney Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
NLY / Annaly Capital Management, Inc.
NKE / NIKE, Inc.
COPX / Global X Funds - Global X Copper Miners ETF
GRMN / Garmin Ltd.
BMO / Bank of Montreal
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
TLRY / Tilray Brands, Inc.
BXRX / Baudax Bio, Inc.
EVV / Eaton Vance Limited Duration Income Fund
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
FSK / FS KKR Capital Corp.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
GLAD / Gladstone Capital Corporation
HASI / HA Sustainable Infrastructure Capital, Inc.
WMT / Walmart Inc.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
REGN / Regeneron Pharmaceuticals, Inc.
STX / Seagate Technology Holdings plc
LUV / Southwest Airlines Co.
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
WELL / Welltower Inc.
PM / Philip Morris International Inc.
GS / The Goldman Sachs Group, Inc.
DD / DuPont de Nemours, Inc.
AMGN / Amgen Inc.
SYK / Stryker Corporation
KMB / Kimberly-Clark Corporation
MA / Mastercard Incorporated
ALB / Albemarle Corporation
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
PTBD / Pacer Funds Trust - Pacer Trendpilot US Bond ETF
EVA / Enviva Inc.
WTRG / Essential Utilities, Inc.
PDI / PIMCO Dynamic Income Fund
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
KKR / KKR & Co. Inc.
DE / Deere & Company
SQ / Block, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
COST / Costco Wholesale Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
PLTR / Palantir Technologies Inc.
MS / Morgan Stanley
GLW / Corning Incorporated
WFC / Wells Fargo & Company
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
XITK / SPDR Series Trust - SPDR FactSet Innovative Technology ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CSCO / Cisco Systems, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MARA / MARA Holdings, Inc.
WM / Waste Management, Inc.
UNH / UnitedHealth Group Incorporated
C / Citigroup Inc.
ALL / The Allstate Corporation
MO / Altria Group, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
UBER / Uber Technologies, Inc.
TMO / Thermo Fisher Scientific Inc.
DUK / Duke Energy Corporation
NVDA / NVIDIA Corporation