Market Value668,555,000
Total Holdings312
File Date2019-05-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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DIS / The Walt Disney Company
SPY / SPDR S&P 500 ETF
BB / BlackBerry Limited
GLO / Clough Global Opportunities Fund
NTAP / NetApp, Inc.
ABT / Abbott Laboratories
FFWM / First Foundation Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
DVY / iShares Trust - iShares Select Dividend ETF
PAYX / Paychex, Inc.
INTC / Intel Corporation
GM / General Motors Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
JNJ / Johnson & Johnson
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BAH / Booz Allen Hamilton Holding Corporation
KHC / The Kraft Heinz Company
GAB / The Gabelli Equity Trust Inc.
T / AT&T Inc.
CCJ / Cameco Corporation
CVX / Chevron Corporation
UPS / United Parcel Service, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
WMB / The Williams Companies, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
KKR / KKR & Co. Inc.
ERC / Allspring Multi-Sector Income Fund
MYI / BlackRock MuniYield Quality Fund III, Inc.
HSY / The Hershey Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
NEM / Newmont Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
C / Citigroup Inc.
PM / Philip Morris International Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
GOOG / Alphabet Inc.
ATOM / Atomera Incorporated
DSL / DoubleLine Income Solutions Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
V / Visa Inc.
TSN / Tyson Foods, Inc.
AMZN / Amazon.com, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
BKNG / Booking Holdings Inc.
META / Meta Platforms, Inc.
CNNE / Cannae Holdings, Inc.
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
UNH / UnitedHealth Group Incorporated
NFLX / Netflix, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
OXY / Occidental Petroleum Corporation
BRK.A / Berkshire Hathaway Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
GS / The Goldman Sachs Group, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
EVV / Eaton Vance Limited Duration Income Fund
KO / The Coca-Cola Company
TUR / iShares, Inc. - iShares MSCI Turkey ETF
BFZ / BlackRock California Municipal Income Trust
ABBV / AbbVie Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
VZ / Verizon Communications Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
WMT / Walmart Inc.
ISRG / Intuitive Surgical, Inc.
XOM / Exxon Mobil Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ICUI / ICU Medical, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
CHI / Calamos Convertible Opportunities and Income Fund
F / Ford Motor Company
LCI / Lannett Co., Inc.
MFC / Manulife Financial Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IP / International Paper Company
SBUX / Starbucks Corporation
DB / Deutsche Bank Aktiengesellschaft
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
CKHUY / CK Hutchison Holdings Limited - Depositary Receipt (Common Stock)
ENLAY / Enel SpA - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
KGFHY / Kingfisher plc - Depositary Receipt (Common Stock)
LWLG / Lightwave Logic, Inc.
TSLA / Tesla, Inc.
PFE / Pfizer Inc.
FRCB / First Republic Bank
PMX / PIMCO Municipal Income Fund III
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
PEK / VanEck Vectors ChinaAMC CSI 300 ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
AVGO / Broadcom Inc.
PZC / PIMCO California Municipal Income Fund III
TLSNY / Telia Company AB (publ) - Depositary Receipt (Common Stock)
OEF / iShares Trust - iShares S&P 100 ETF
FMO / Fiduciary/Claymore Energy Infrastructure Fund
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
MFL / BlackRock MuniHoldings Investment Quality Fund
1/100000TH SPECTRUM GRP FRACTI / (JEH63M206)
GQM / Golden Queen Mining Co. Ltd.
ALTAIR - SPECIAL OPPORTUNITY / ETF (ZZC99D246)
BAYZF / Bayer Aktiengesellschaft
AMLP / ALPS ETF Trust - Alerian MLP ETF
TIVO / TiVo Inc.
/ Tesco PLC
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
US2782651036 / Eaton Vance Corp.
AZSEY / Allianz SE
BGY / BlackRock Enhanced International Dividend Trust
AAGIY / AIA Group Limited - Depositary Receipt (Common Stock)
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
CHE / Chemed Corporation
GILD / Gilead Sciences, Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
/ Hillman Group Capital Trust
ATVI / Activision Blizzard Inc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DATA / Tableau Software, Inc.
NLY / Annaly Capital Management, Inc.
ARNC / Arconic Corporation
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
LEO / BNY Mellon Strategic Municipals, Inc.
PYPL / PayPal Holdings, Inc.
BKI / Black Knight Inc - Class A
/ Array BioPharma, Inc.
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
PFN / PIMCO Income Strategy Fund II
MYD / BlackRock MuniYield Fund, Inc.
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
ORCL / Oracle Corporation
NTR / Nutrien Ltd.
MQT / BlackRock MuniYield Quality Fund II, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
TXN / Texas Instruments Incorporated
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
TWLO / Twilio Inc.
CSCO / Cisco Systems, Inc.
SLB / Schlumberger Limited
QQQ / Invesco QQQ Trust, Series 1
GOOGL / Alphabet Inc.
AAPL / Apple Inc.
IVH / Delaware Ivy High Income Opportunities Fund
XLNX / Xilinx, Inc.
KTF / DWS Municipal Income Trust
FUJHY / Subaru Corporation - Depositary Receipt (Common Stock)
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
MYC / BlackRock MuniYield California Fund Inc
UQM / UQM Technologies, Inc.
TABERNA PREFERRED .018 07/05/2 / PFD (87330L200)
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
1/100000 INSIGHT SEL INC / TAXABLE CEF (EFH81W105)
APF / Morgan Stanley Asia-Pacific Fund, Inc.
IVOV / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Value ETF
POPE / Pope Resources, L.P.
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
FPF / First Trust Intermediate Duration Preferred & Income Fund
APO / Apollo Global Management, Inc.
EMHY / iShares, Inc. - iShares J.P. Morgan EM High Yield Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VKI / Invesco Advantage Municipal Income Trust II
PETX / Aratana Therapeutics, Inc.
ALTAIR - PACIFIC COAST CAP PTN / ETF (92299R115)
APRN / Blue Apron Holdings Inc - Class A
Q L T INC WTS F WARRANTS EXP U / WT (746992171)
TGNA / TEGNA Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
US30767E3071 / Farm Credit Bank of Texas
Security Etch Intl Sr-B Red/Cv / PFD (000000000)
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
VGM / Invesco Trust for Investment Grade Municipals
ICF / iShares Trust - iShares Select U.S. REIT ETF
142 / First Pacific Co Ltd
SNWV / SANUWAVE Health, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
JAX / J. Alexanders Holdings Inc
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DTEGF / Deutsche Telekom AG
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
DBRG / DigitalBridge Group, Inc.
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
GSS / Golden Star Resources Ltd.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
NEV / Nuveen Enhanced Municipal Value Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
HIX / Western Asset High Income Fund II Inc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
CBIA / Canopus BioPharma Incorporated
MCA / BlackRock MuniYield California Quality Fund Inc
POAHY / Porsche Automobil Holding SE - Depositary Receipt (Common Stock)
DHT / DHT Holdings, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VKQ / Invesco Municipal Trust
NMZ / Nuveen Municipal High Income Opportunity Fund
MHD / BlackRock MuniHoldings Fund, Inc.
VMO / Invesco Municipal Opportunity Trust
RVT / Royce Small-Cap Trust, Inc.
FFIV / F5, Inc.
3988 / Bank of China Limited
TGTX / TG Therapeutics, Inc.
ARTPRICE.COM ORDF / (F0405C108)
Q L T INC WTS F WARRANTS EXP U / WT (746992189)
AFB / AllianceBernstein National Municipal Income Fund, Inc.
CLNS / Colony NorthStar, Inc.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
KROTY / Kroton Educacional SA
CHK / Chesapeake Energy Corporation
CIT / CIT Group Inc
IDRA / Idera Pharmaceuticals, Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
AABA / Altaba Inc
RSX / VanEck ETF Trust - VanEck Russia ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
AMC / AMC Entertainment Holdings, Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
HTZZ / Hertz Global Holdings Inc. (New)
EZA / iShares, Inc. - iShares MSCI South Africa ETF
INGN / Inogen, Inc.
BX / Blackstone Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
ELV / Elevance Health, Inc.
HLT / Hilton Worldwide Holdings Inc.
EWI / iShares, Inc. - iShares MSCI Italy ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HAS / Hasbro, Inc.
XYZ / Block, Inc.
CEF / Sprott Physical Gold and Silver Trust
NEE / NextEra Energy, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
CCI / Crown Castle Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HD / The Home Depot, Inc.
JKHY / Jack Henry & Associates, Inc.
SIRI / Sirius XM Holdings Inc.
USB / U.S. Bancorp
NAC / Nuveen California Quality Municipal Income Fund
IWV / iShares Trust - iShares Russell 3000 ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
PMF / PIMCO Municipal Income Fund
PG / The Procter & Gamble Company
IWB / iShares Trust - iShares Russell 1000 ETF
LJPC / La Jolla Pharmaceutical Co.
PACW / Pacwest Bancorp
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
GREK / Global X Funds - Global X MSCI Greece ETF
IAU / iShares Gold Trust
MRO / Marathon Oil Corporation
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
JPS / Nuveen Preferred & Income Securities Fund
QCOM / QUALCOMM Incorporated
MO / Altria Group, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
AMGN / Amgen Inc.
PDT / John Hancock Premium Dividend Fund
CNC / Centene Corporation
CHY / Calamos Convertible and High Income Fund
MMU / Western Asset Managed Municipals Fund Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
AIG / American International Group, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
INVE / Identiv, Inc.
PML / PIMCO Municipal Income Fund II
BA / The Boeing Company
MRK / Merck & Co., Inc.
BFK / BlackRock Municipal Income Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
EWG / iShares, Inc. - iShares MSCI Germany ETF
IIM / Invesco Value Municipal Income Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
PTY / PIMCO Corporate & Income Opportunity Fund
BMY / Bristol-Myers Squibb Company
FIS / Fidelity National Information Services, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LLY / Eli Lilly and Company
MSI / Motorola Solutions, Inc.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IVV / iShares Trust - iShares Core S&P 500 ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
PHYS / Sprott Physical Gold Trust
CMCSA / Comcast Corporation
CRM / Salesforce, Inc.
GLD / SPDR Gold Trust
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VLO / Valero Energy Corporation
FNF / Fidelity National Financial, Inc.
PCG / PG&E Corporation
LUV / Southwest Airlines Co.
BRK.B / Berkshire Hathaway Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
NAD / Nuveen Quality Municipal Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X Shares
MSFT / Microsoft Corporation
BAC / Bank of America Corporation
MMM / 3M Company
FCX / Freeport-McMoRan Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
UHS / Universal Health Services, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WDFC / WD-40 Company
BOE / BlackRock Enhanced Global Dividend Trust
VCV / Invesco California Value Municipal Income Trust
URI / United Rentals, Inc.
COST / Costco Wholesale Corporation