Market Value473,506,000
Total Holdings328
File Date2014-01-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BXSY / Bexil Investment Trust
GNRC / Generac Holdings Inc.
MKC / McCormick & Company, Incorporated
WM / Waste Management, Inc.
BAC / Bank of America Corporation
PSA / Public Storage
V / Visa Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
T / AT&T Inc.
DBC / Invesco DB Commodity Index Tracking Fund
MMM / 3M Company
DG / Dollar General Corporation
KMI / Kinder Morgan, Inc.
MCD / McDonald's Corporation
/ Gulfport Energy Corp.
UTHR / United Therapeutics Corporation
KRFT /
TRW / TRW Automotive Holdings
IXP / iShares Trust - iShares Global Comm Services ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
PHK / PIMCO High Income Fund
NCV / Virtus Convertible & Income Fund
TREX / Trex Company, Inc.
EXC / Exelon Corporation
FLT / Corpay, Inc.
920355104 / Valspar Corp.
SXL / Sunoco Logistics Partners L.P.
KMP /
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
MBI / MBIA Inc.
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
67071S101 / Nuveen Quality Preferred Income Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PNRA / Panera Bread Co.
KFH / KKR Financial Holdings LLC
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
TST / TheStreet, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
NCZ / Virtus Convertible & Income Fund II
SKT / Tanger Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
91911K102 / Bausch Health Companies
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
007639107 / Advent Claymore Convertible Securities & Income Fund II
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
GWR / Genesee & Wyoming, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
IRY / SPDR(R) S&P(R) International Health Care Sector ETF
GIGM / GigaMedia Limited
IYY / iShares Trust - iShares Dow Jones U.S. ETF
RDN / Radian Group Inc.
AABA / Altaba Inc
SIRI / Sirius XM Holdings Inc.
HRI / Herc Holdings Inc.
WAG /
SAM / The Boston Beer Company, Inc.
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
EWC / iShares, Inc. - iShares MSCI Canada ETF
AVNW / Aviat Networks, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
MIDD / The Middleby Corporation
AOD / Abrdn Total Dynamic Dividend Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
SDRL / Seadrill Limited
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
385002100 / Gramercy Property Trust Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
ESRX / Express Scripts Holding Co.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PDT / John Hancock Premium Dividend Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
HPF / John Hancock Preferred Income Fund II
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IAU / iShares Gold Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
WLK / Westlake Corporation
AFG / American Financial Group, Inc.
NLY / Annaly Capital Management, Inc.
GLD / SPDR Gold Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
CHY / Calamos Convertible and High Income Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
AMGN / Amgen Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPY / SPDR S&P 500 ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
74005P104 / Praxair, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SHW / The Sherwin-Williams Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
CIM / Chimera Investment Corporation
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
MDY / SPDR S&P MidCap 400 ETF Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VKQ / Invesco Municipal Trust
IWM / iShares Trust - iShares Russell 2000 ETF
CMO / Capstead Mortgage Corp.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
MHK / Mohawk Industries, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
DLTR / Dollar Tree, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
DNP / DNP Select Income Fund Inc.
VMO / Invesco Municipal Opportunity Trust
VAW / Vanguard World Fund - Vanguard Materials ETF
IYW / iShares Trust - iShares U.S. Technology ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VER / VEREIT Inc
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
OXSQ / Oxford Square Capital Corp.
IWD / iShares Trust - iShares Russell 1000 Value ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
DIA / SPDR Dow Jones Industrial Average ETF Trust
DHY / Credit Suisse High Yield Bond Fund, Inc.
HTA / Healthcare Realty Trust Inc - Class A
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VLY / Valley National Bancorp
CI / The Cigna Group
SLB / Schlumberger Limited
RTX / RTX Corporation
WYNN / Wynn Resorts, Limited
AMT / American Tower Corporation
KO / The Coca-Cola Company
SNI / Scripps Networks Interactive, Inc.
TSCO / Tractor Supply Company
DDD / 3D Systems Corporation
G0083B108 / Actavis
DLBS / iPath US Treasury Long Bond Bear ETN
BCS.PRC / Barclays Bank plc, 7.75% Non-cum Callable Dollar Preference Shares, Series 4 ADR
HYT / BlackRock Corporate High Yield Fund, Inc.
US1080351067 / Bridge Bancorp, Inc.
CLAYMORE EXCHANGE TRD FD TR / GUGG INSDR SENT (18383M209)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
CXP / Columbia Property Trust Inc
EVR / Evercore Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HCSG / Healthcare Services Group, Inc.
HRL / Hormel Foods Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / HI YLD EQ DVDN (73935X302)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
/ Total S.A.
TRIP / Tripadvisor, Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
NXPI / NXP Semiconductors N.V.
BA / The Boeing Company
OPEN / Opendoor Technologies Inc.
K / Kellanova
JNJ / Johnson & Johnson
COP / ConocoPhillips
ABBV / AbbVie Inc.
GAB / The Gabelli Equity Trust Inc.
NKE / NIKE, Inc.
SRC / Spirit Realty Capital, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PHM / PulteGroup, Inc.
CMCSA / Comcast Corporation
CELG / Celgene Corp.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
SBUX / Starbucks Corporation
COST / Costco Wholesale Corporation
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
CVX / Chevron Corporation
ED / Consolidated Edison, Inc.
PML / PIMCO Municipal Income Fund II
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DUK / Duke Energy Corporation
PPG / PPG Industries, Inc.
AGNC / AGNC Investment Corp.
KMB / Kimberly-Clark Corporation
MDLZ / Mondelez International, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
AWK / American Water Works Company, Inc.
CMI / Cummins Inc.
META / Meta Platforms, Inc.
BRK.B / Berkshire Hathaway Inc.
MA / Mastercard Incorporated
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
YUM / Yum! Brands, Inc.
MRK / Merck & Co., Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
O / Realty Income Corporation
ADP / Automatic Data Processing, Inc.
DIS / The Walt Disney Company
RPAI / Retail Properties of America Inc - Class A
STX / Seagate Technology Holdings plc
TDG / TransDigm Group Incorporated
LNG / Cheniere Energy, Inc.
EMR / Emerson Electric Co.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SO / The Southern Company
SLV / iShares Silver Trust
UPS / United Parcel Service, Inc.
PEP / PepsiCo, Inc.
WMT / Walmart Inc.
CHD / Church & Dwight Co., Inc.
PM / Philip Morris International Inc.
QCOM / QUALCOMM Incorporated
IBM / International Business Machines Corporation
CAT / Caterpillar Inc.
RMD / ResMed Inc.
DOW / Dow Inc.
CSCO / Cisco Systems, Inc.
GIS / General Mills, Inc.
ZNGA / Zynga Inc - Class A
TROW / T. Rowe Price Group, Inc.
CSX / CSX Corporation
D / Dominion Energy, Inc.
GILD / Gilead Sciences, Inc.
DE / Deere & Company
INTC / Intel Corporation
ODFL / Old Dominion Freight Line, Inc.
CAH / Cardinal Health, Inc.
DOW / Dow Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
TJX / The TJX Companies, Inc.
61166W101 / Monsanto Co.
WFC / Wells Fargo & Company
FCX / Freeport-McMoRan Inc.
GLW / Corning Incorporated
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
BMY / Bristol-Myers Squibb Company
HD / The Home Depot, Inc.
JCI / Johnson Controls International plc
CVS / CVS Health Corporation
MO / Altria Group, Inc.
TGT / Target Corporation
ABT / Abbott Laboratories
PSX / Phillips 66
JPM / JPMorgan Chase & Co.
SYY / Sysco Corporation
ADS / Bread Financial Holdings Inc
PFE / Pfizer Inc.
ROST / Ross Stores, Inc.
ORCL / Oracle Corporation
AFL / Aflac Incorporated
BAX / Baxter International Inc.
F / Ford Motor Company
JBHT / J.B. Hunt Transport Services, Inc.
BIIB / Biogen Inc.
VLO / Valero Energy Corporation
MAS / Masco Corporation
NEE / NextEra Energy, Inc.
ES / Eversource Energy
PDM / Piedmont Realty Trust, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
GOOGL / Alphabet Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MDT / Medtronic plc
HOV / Hovnanian Enterprises, Inc.
PG / The Procter & Gamble Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VZ / Verizon Communications Inc.
AXP / American Express Company
AMZN / Amazon.com, Inc.
XOM / Exxon Mobil Corporation
PEG / Public Service Enterprise Group Incorporated
AAPL / Apple Inc.
AIG / American International Group, Inc.
RF / Regions Financial Corporation
VODPF / Vodafone Group Public Limited Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
GE / General Electric Company
MSFT / Microsoft Corporation