Market Value418,038,000
Total Holdings397
File Date2020-07-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SRE / Sempra
USA / Liberty All-Star Equity Fund
GIS / General Mills, Inc.
AHT / Ashford Hospitality Trust, Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IAU / iShares Gold Trust
XLNX / Xilinx, Inc.
CNP / CenterPoint Energy, Inc.
TFC / Truist Financial Corporation
HQH / Abrdn Healthcare Investors
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
GS / The Goldman Sachs Group, Inc.
TSLA / Tesla, Inc.
K / Kellanova
M / Macy's, Inc.
EBAY / eBay Inc.
AMD / Advanced Micro Devices, Inc.
MOS / The Mosaic Company
BGY / BlackRock Enhanced International Dividend Trust
HPE / Hewlett Packard Enterprise Company
MCR / MFS Charter Income Trust
OVV / Ovintiv Inc.
RYDAF / Shell plc
SQ / Block, Inc.
CPB / The Campbell's Company
PFLT / PennantPark Floating Rate Capital Ltd.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
AVGO / Broadcom Inc.
RYC / Royal Bank of Canada
TJX / The TJX Companies, Inc.
TDOC / Teladoc Health, Inc.
EXAS / Exact Sciences Corporation
NEWT / NewtekOne, Inc.
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
KOS / Kosmos Energy Ltd.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
GWP / GW Pharmaceuticals plc
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
BLMN / Bloomin' Brands, Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
FMY / First Trust Mortgage Income Fund
FLDM / Standard BioTools Inc
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
PB / Prosperity Bancshares, Inc.
US83088V1026 / Slack Technologies Inc
NTAP / NetApp, Inc.
MOTS / Motus GI Holdings, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
DE / Deere & Company
BDX / Becton, Dickinson and Company
MRO / Marathon Oil Corporation
BHF / Brighthouse Financial, Inc.
HPF / John Hancock Preferred Income Fund II
GSV / Gold Standard Ventures Corp
AWK / American Water Works Company, Inc.
IBM / International Business Machines Corporation
ADP / Automatic Data Processing, Inc.
CCL / Carnival Corporation & plc
PYPL / PayPal Holdings, Inc.
AXP / American Express Company
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
MDT / Medtronic plc
US16941M1099 / China Mobile Ltd.
TCPC / BlackRock TCP Capital Corp.
VUZI / Vuzix Corporation
WFC / Wells Fargo & Company
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
MRNA / Moderna, Inc.
AWF / AllianceBernstein Global High Income Fund
WPG / Washington Prime Group Inc
LUMN / Lumen Technologies, Inc.
LLY / Eli Lilly and Company
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
NZF / Nuveen Municipal Credit Income Fund
OKTA / Okta, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
AAPL / Apple Inc.
AYX / Alteryx, Inc.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
US35952V3033 / FS KKR Capital Corp II
USX / U.S. Xpress Enterprises Inc - Class A
CIK / Credit Suisse Asset Management Income Fund, Inc.
WETF / Wisdomtree Investments Inc
920355104 / Valspar Corp.
IHIT / Invesco High Income 2023 Target Term Fund
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
DLR / Digital Realty Trust, Inc.
WDC / Western Digital Corporation
SE / Sea Limited - Depositary Receipt (Common Stock)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MA / Mastercard Incorporated
MCHP / Microchip Technology Incorporated
DWSH / AdvisorShares Trust - AdvisorShares Dorsey Wright Short ETF
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
WBIT / Absolute Shares Trust - WBI BullBear Trend Switch US 3000 Total Return ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
US14054R1068 / Capitala Finance Corp.
IVE / iShares Trust - iShares S&P 500 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
KMI / Kinder Morgan, Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
US3665541039 / Garrison Capital Inc.
NBEV / NewAge Inc
MU / Micron Technology, Inc.
ATHX / Athersys, Inc.
IGA / Voya Global Advantage and Premium Opportunity Fund
AAIC / Arlington Asset Investment Corp - Class A
GPRO / GoPro, Inc.
MCD / McDonald's Corporation
IBB / iShares Trust - iShares Biotechnology ETF
STK / Columbia Seligman Premium Technology Growth Fund
CAH / Cardinal Health, Inc.
PPT / Putnam Premier Income Trust
GOOGL / Alphabet Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QQQ / Invesco QQQ Trust, Series 1
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
BAC / Bank of America Corporation
WBA / Walgreens Boots Alliance, Inc.
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
WMB / The Williams Companies, Inc.
PSEC / Prospect Capital Corporation
TRV / The Travelers Companies, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CAT / Caterpillar Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PNF / PIMCO New York Municipal Income Fund
ET / Energy Transfer LP - Limited Partnership
VPU / Vanguard World Fund - Vanguard Utilities ETF
STZ / Constellation Brands, Inc.
AMGN / Amgen Inc.
ABT / Abbott Laboratories
AEE / Ameren Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
ECL / Ecolab Inc.
DPZ / Domino's Pizza, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
ONCY / Oncolytics Biotech Inc.
NMFC / New Mountain Finance Corporation
PG / The Procter & Gamble Company
JQC / Nuveen Credit Strategies Income Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SPY / SPDR S&P 500 ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
IDE / Voya Infrastructure, Industrials and Materials Fund
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
VZ / Verizon Communications Inc.
TTD / The Trade Desk, Inc.
HBI / Hanesbrands Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
JBLU / JetBlue Airways Corporation
LMT / Lockheed Martin Corporation
WEC / WEC Energy Group, Inc.
DUK / Duke Energy Corporation
MAC / The Macerich Company
TXMD / TherapeuticsMD, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
DGX / Quest Diagnostics Incorporated
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LMFA / LM Funding America, Inc.
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
ADBE / Adobe Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
PNNT / PennantPark Investment Corporation
DIS / The Walt Disney Company
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SUN / Sunoco LP - Limited Partnership
ARKK / ARK ETF Trust - ARK Innovation ETF
HD / The Home Depot, Inc.
CGBD / Carlyle Secured Lending, Inc.
WPC / W. P. Carey Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PAYC / Paycom Software, Inc.
PFE / Pfizer Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
COST / Costco Wholesale Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
MDY / SPDR S&P MidCap 400 ETF Trust
BXMX / Nuveen S&P 500 Buy-Write Income Fund
XOM / Exxon Mobil Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
PARA / Paramount Global
V / Visa Inc.
JNJ / Johnson & Johnson
META / Meta Platforms, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
CL / Colgate-Palmolive Company
KHC / The Kraft Heinz Company
PPG / PPG Industries, Inc.
SLV / iShares Silver Trust
ELV / Elevance Health, Inc.
BMY / Bristol-Myers Squibb Company
BFK / BlackRock Municipal Income Trust
DLTR / Dollar Tree, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
MPC / Marathon Petroleum Corporation
AFIN / American Fin Tr Inc - Class A
ZM / Zoom Communications Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PDT / John Hancock Premium Dividend Fund
JCE / Nuveen Core Equity Alpha Fund
UPS / United Parcel Service, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
CB / Chubb Limited
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
PRU / Prudential Financial, Inc.
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
ED / Consolidated Edison, Inc.
CLX / The Clorox Company
ODFL / Old Dominion Freight Line, Inc.
CRM / Salesforce, Inc.
SBUX / Starbucks Corporation
ESPO / VanEck ETF Trust - VanEck Video Gaming and Esports ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DOCU / DocuSign, Inc.
LULU / lululemon athletica inc.
ARCC / Ares Capital Corporation
GD / General Dynamics Corporation
CLF / Cleveland-Cliffs Inc.
TMO / Thermo Fisher Scientific Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
THG / The Hanover Insurance Group, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SO / The Southern Company
TXN / Texas Instruments Incorporated
DOW / Dow Inc.
D / Dominion Energy, Inc.
BRK.B / Berkshire Hathaway Inc.
NFLX / Netflix, Inc.
HSY / The Hershey Company
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AEP / American Electric Power Company, Inc.
GILD / Gilead Sciences, Inc.
ABBV / AbbVie Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
AMT / American Tower Corporation
ICMB / Investcorp Credit Management BDC, Inc.
STWD / Starwood Property Trust, Inc.
RTX / RTX Corporation
KO / The Coca-Cola Company
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
MMM / 3M Company
C / Citigroup Inc.
GOF / Guggenheim Strategic Opportunities Fund
VLO / Valero Energy Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
THQ / Abrdn Healthcare Opportunities Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MDLZ / Mondelez International, Inc.
OXSQ / Oxford Square Capital Corp.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
F / Ford Motor Company
MRVL / Marvell Technology, Inc.
GBDC / Golub Capital BDC, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
OGE / OGE Energy Corp.
RIG / Transocean Ltd.
WMT / Walmart Inc.
TPVG / TriplePoint Venture Growth BDC Corp.
HTGC / Hercules Capital, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
URI / United Rentals, Inc.
PSX / Phillips 66
JHMM / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Mid Cap ETF
KSS / Kohl's Corporation
CEF / Sprott Physical Gold and Silver Trust
PTBD / Pacer Funds Trust - Pacer Trendpilot US Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FSLY / Fastly, Inc.
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
GLD / SPDR Gold Trust
CHY / Calamos Convertible and High Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
VVR / Invesco Senior Income Trust
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
WM / Waste Management, Inc.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
SFL / SFL Corporation Ltd.
QCOM / QUALCOMM Incorporated
BEST / BEST Inc. - Depositary Receipt (Common Stock)
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
MVIS / MicroVision, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
FAAR / First Trust Exchange-Traded Fund VII - First Trust Alternative Absolute Return Strategy ETF
GIM / Templeton Global Income Fund
CMI / Cummins Inc.
NIE / Virtus Equity & Convertible Income Fund
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
LAZ / Lazard, Inc.
T / AT&T Inc.
WKHS / Workhorse Group Inc.
GUT / The Gabelli Utility Trust
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
DG / Dollar General Corporation
CSCO / Cisco Systems, Inc.
EVBG / Everbridge, Inc.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
INO / Inovio Pharmaceuticals, Inc.
KGCRF / Kinross Gold Corporation - Equity Right
NLY / Annaly Capital Management, Inc.
MTCH / Match Group, Inc.
DIAL / Columbia Threadneedle Investments - Columbia Diversified Fixed Income Allocation ETF Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
DSU / BlackRock Debt Strategies Fund, Inc.
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
NOC / Northrop Grumman Corporation
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
H / Hyatt Hotels Corporation
IIPR / Innovative Industrial Properties, Inc.
FTNT / Fortinet, Inc.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
EWS / iShares, Inc. - iShares MSCI Singapore ETF
MO / Altria Group, Inc.
MIN / MFS Intermediate Income Trust
OFS / OFS Capital Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
QLC / FlexShares Trust - FlexShares US Quality Large Cap Index Fund
SYF / Synchrony Financial
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TIP / iShares Trust - iShares TIPS Bond ETF
MAR / Marriott International, Inc.
GTX / Garrett Motion Inc.
NVDA / NVIDIA Corporation
DVY / iShares Trust - iShares Select Dividend ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
TWO / Two Harbors Investment Corp.
UNH / UnitedHealth Group Incorporated
RNG / RingCentral, Inc.
ORCL / Oracle Corporation
USAS / Americas Gold and Silver Corporation
SDC / Smiledirectclub Inc - Class A
JPS / Nuveen Preferred & Income Securities Fund
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
DOC / Healthpeak Properties, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FBIN / Fortune Brands Innovations, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
FFA / First Trust Enhanced Equity Income Fund
PEP / PepsiCo, Inc.
CMCSA / Comcast Corporation
KBA / KraneShares Trust - KraneShares Bosera MSCI China A 50 Connect Index ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
BA / The Boeing Company
SVC / Service Properties Trust
PCN / PIMCO Corporate & Income Strategy Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
MET / MetLife, Inc.
PHK / PIMCO High Income Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
DD / DuPont de Nemours, Inc.
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CCI / Crown Castle Inc.
CVX / Chevron Corporation
JPM / JPMorgan Chase & Co.
FDX / FedEx Corporation
YUM / Yum! Brands, Inc.
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
EXC / Exelon Corporation
SYY / Sysco Corporation
FSK / FS KKR Capital Corp.
MFIC / MidCap Financial Investment Corporation
NEE / NextEra Energy, Inc.
AMZN / Amazon.com, Inc.
MSFT / Microsoft Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LOW / Lowe's Companies, Inc.
CVS / CVS Health Corporation
HON / Honeywell International Inc.
INTC / Intel Corporation
COR / Cencora, Inc.