Market Value203,838,000
Total Holdings198
File Date2020-11-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
ADBE / Adobe Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
XRT / SPDR Series Trust - SPDR S&P Retail ETF
RPAI / Retail Properties of America Inc - Class A
CLNE / Clean Energy Fuels Corp. Call
IBB / iShares Trust - iShares Biotechnology ETF
AFIN / American Fin Tr Inc - Class A
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
ITB / iShares Trust - iShares U.S. Home Construction ETF
TWST / Twist Bioscience Corporation
MUX / McEwen Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
KGC / Kinross Gold Corporation
HL / Hecla Mining Company
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
CEF / Sprott Physical Gold and Silver Trust
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
CXP / Columbia Property Trust Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
PPT / Putnam Premier Income Trust
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
RWM / ProShares Trust - ProShares Short Russell2000
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
LPLA / LPL Financial Holdings Inc.
TRGP / Targa Resources Corp.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
VER / VEREIT Inc
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
WDIV / SPDR Index Shares Funds - SPDR S&P Global Dividend ETF
IBTX / Independent Bank Group, Inc.
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
CSWI / CSW Industrials, Inc.
FLMN / Falcon Minerals Corp - Class A
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock) Call
CIM / Chimera Investment Corporation Put
UYG / ProShares Trust - ProShares Ultra Financials Put
UYG / ProShares Trust - ProShares Ultra Financials Call
/ Sina Corp. Call
IWM / iShares Trust - iShares Russell 2000 ETF
CSCO / Cisco Systems, Inc.
BTG / B2Gold Corp.
APO / Apollo Global Management, Inc.
87600U104 / Tanzanian Royalty Exploration Corp.
SMLV / SPDR Series Trust - SPDR SSGA US Small Cap Low Volatility Index ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOLD / Barrick Mining Corporation
MUR / Murphy Oil Corporation
GOOGL / Alphabet Inc.
NFLX / Netflix, Inc. Call
NFLX / Netflix, Inc.
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
NEM / Newmont Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
GOOG / Alphabet Inc.
BRK.B / Berkshire Hathaway Inc.
AAPL / Apple Inc.
SYK / Stryker Corporation
XOM / Exxon Mobil Corporation
TMO / Thermo Fisher Scientific Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CLX / The Clorox Company
CAT / Caterpillar Inc.
DD / DuPont de Nemours, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
BBL / BHP Group Plc - ADR
AGR / Avangrid, Inc.
SPGI / S&P Global Inc.
MPLX / MPLX LP - Limited Partnership
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
US35952V3033 / FS KKR Capital Corp II
CHIQ / Global X Funds - Global X MSCI China Consumer Discretionary ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
EW / Edwards Lifesciences Corporation
HTA / Healthcare Realty Trust Inc - Class A
CODI / Compass Diversified
VLO / Valero Energy Corporation
MRO / Marathon Oil Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
LUV / Southwest Airlines Co.
BRSP / BrightSpire Capital, Inc.
ZTS / Zoetis Inc.
AG / First Majestic Silver Corp.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IP / International Paper Company
IHI / iShares Trust - iShares U.S. Medical Devices ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
IAU / iShares Gold Trust
SON / Sonoco Products Company
HCA / HCA Healthcare, Inc.
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MBB / iShares Trust - iShares MBS ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
HXL / Hexcel Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
CTAS / Cintas Corporation
HCC / Warrior Met Coal, Inc.
CINF / Cincinnati Financial Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
MMP / Magellan Midstream Partners L.P.
HTRB / Hartford Funds Exchange-Traded Trust - Hartford Total Return Bond ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
GE / General Electric Company
JFR / Nuveen Floating Rate Income Fund
PYPL / PayPal Holdings, Inc.
ES / Eversource Energy
HIG / The Hartford Insurance Group, Inc.
PAYX / Paychex, Inc.
JCI / Johnson Controls International plc
BCE / BCE Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
PLD / Prologis, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
AWK / American Water Works Company, Inc.
SBUX / Starbucks Corporation
ABBV / AbbVie Inc.
BX / Blackstone Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FITB / Fifth Third Bancorp
ET / Energy Transfer LP - Limited Partnership
PEP / PepsiCo, Inc.
INTC / Intel Corporation
TGT / Target Corporation
MO / Altria Group, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AEP / American Electric Power Company, Inc.
PFE / Pfizer Inc.
CTVA / Corteva, Inc.
BRK.A / Berkshire Hathaway Inc.
TMUS / T-Mobile US, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SPY / SPDR S&P 500 ETF
MRK / Merck & Co., Inc. Put
ORCL / Oracle Corporation Call
BAC / Bank of America Corporation
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
COST / Costco Wholesale Corporation
KMI / Kinder Morgan, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
KMB / Kimberly-Clark Corporation
GLD / SPDR Gold Trust
QQQ / Invesco QQQ Trust, Series 1 Call
QCOM / QUALCOMM Incorporated
KHC / The Kraft Heinz Company
IVV / iShares Trust - iShares Core S&P 500 ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CL / Colgate-Palmolive Company
PM / Philip Morris International Inc.
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
ACN / Accenture plc
MGY / Magnolia Oil & Gas Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
XOM / Exxon Mobil Corporation Put
OKE / ONEOK, Inc.
ENB / Enbridge Inc.
D / Dominion Energy, Inc.
MDT / Medtronic plc
CMA / Comerica Incorporated
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DOW / Dow Inc. Put
STZ / Constellation Brands, Inc.
CCI / Crown Castle Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
RTX / RTX Corporation
FTSD / Franklin U.S. Core Dividend Tilt Index ETF - Franklin Short Duration U.S. Government ETF
HON / Honeywell International Inc.
DIS / The Walt Disney Company
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
CMCSA / Comcast Corporation
ETR / Entergy Corporation
JPM / JPMorgan Chase & Co.
FSK / FS KKR Capital Corp.
CVX / Chevron Corporation
QQQ / Invesco QQQ Trust, Series 1
ORCL / Oracle Corporation
PAGP / Plains GP Holdings, L.P. - Limited Partnership
APD / Air Products and Chemicals, Inc.
EMR / Emerson Electric Co.
AMZN / Amazon.com, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
SPY / SPDR S&P 500 ETF Call
AAPL / Apple Inc. Call
VUG / Vanguard Index Funds - Vanguard Growth ETF
GILD / Gilead Sciences, Inc.
ARCC / Ares Capital Corporation
DGX / Quest Diagnostics Incorporated
DUK / Duke Energy Corporation
LMT / Lockheed Martin Corporation
MMM / 3M Company
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
IBM / International Business Machines Corporation
META / Meta Platforms, Inc.
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
KMB / Kimberly-Clark Corporation Put
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
DHR / Danaher Corporation
QQQ / Invesco QQQ Trust, Series 1 Put
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
UNP / Union Pacific Corporation
EOG / EOG Resources, Inc.
NEE / NextEra Energy, Inc.
SLB / Schlumberger Limited
TD / The Toronto-Dominion Bank
MDLZ / Mondelez International, Inc.
MSFT / Microsoft Corporation Call
GIS / General Mills, Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DOW / Dow Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
UNH / UnitedHealth Group Incorporated
CRM / Salesforce, Inc.
NFLX / Netflix, Inc. Put
V / Visa Inc.
CRM / Salesforce, Inc. Call
JNJ / Johnson & Johnson
O / Realty Income Corporation
TSLA / Tesla, Inc.
CVS / CVS Health Corporation
WMT / Walmart Inc.
HDEF / DBX ETF Trust - Xtrackers MSCI EAFE High Dividend Yield Equity ETF
T / AT&T Inc.
KO / The Coca-Cola Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MSFT / Microsoft Corporation
HD / The Home Depot, Inc.
VZ / Verizon Communications Inc.
MA / Mastercard Incorporated
COP / ConocoPhillips
MRK / Merck & Co., Inc.
NNN / NNN REIT, Inc.
ETN / Eaton Corporation plc
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
FCX / Freeport-McMoRan Inc.
FCX / Freeport-McMoRan Inc. Call
MRK / Merck & Co., Inc. Call
MCD / McDonald's Corporation
F / Ford Motor Company
ARKK / ARK ETF Trust - ARK Innovation ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
AVGO / Broadcom Inc.
NKE / NIKE, Inc.
BA / The Boeing Company
NVDA / NVIDIA Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
PSX / Phillips 66
PG / The Procter & Gamble Company
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
GD / General Dynamics Corporation
FCX / Freeport-McMoRan Inc. Put
XEL / Xcel Energy Inc.
CME / CME Group Inc.
C / Citigroup Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF