Market Value133,087,000
Total Holdings314
File Date2014-01-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CERN / Cerner Corp.
NR / NPK International Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
KRFT /
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
IGF / iShares Trust - iShares Global Infrastructure ETF
PSAU / PowerShares Global Gold and Precious Metals Portfolio
EFT / Eaton Vance Floating-Rate Income Trust
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HCN / Welltower Inc.
IYT / iShares Trust - iShares U.S. Transportation ETF
TRST / TrustCo Bank Corp NY
GGN / GAMCO Global Gold, Natural Resources & Income Trust
WAG /
DVY / iShares Trust - iShares Select Dividend ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
CAT / Caterpillar Inc.
DFS / Discover Financial Services
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
CL / Colgate-Palmolive Company
PM / Philip Morris International Inc.
BAC / Bank of America Corporation
SLV / iShares Silver Trust
ETN / Eaton Corporation plc
UNP / Union Pacific Corporation
DBC / Invesco DB Commodity Index Tracking Fund
MPC / Marathon Petroleum Corporation
IXG / iShares Trust - iShares Global Financials ETF
PROSHS TR / ULTRA SILVER (74347W841)
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
IYF / iShares Trust - iShares U.S. Financials ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHS ETF TRUST / ENERGY SEC POR (73935X385)
CLAYMORE EXCHANGE TRD FD TR / GUGG SHIPPNG ETF (18383Q796)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
YAO / Guggenheim China All-Cap ETF
CLX / The Clorox Company
IBB / iShares Trust - iShares Biotechnology ETF
JCI / Johnson Controls International plc
KMI / Kinder Morgan, Inc.
POWERSHS GLOBAL ETF TRUST / WK VRDO TXFR (73936T433)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
NVS / Novartis AG - Depositary Receipt (Common Stock)
KFH / KKR Financial Holdings LLC
LINE / Lineage, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MARKET VECTORS ETF TRUST / AGRIBUS ETF (57060U605)
OPK / OPKO Health, Inc.
POWERSHS GLOBAL ETF TRUST / ASIA PAC EX-JP (73936T854)
POWERSHS ETF TRUST / DYN BIO & GEN (73935X856)
POWERSHS ETF TRUST / DYN FD& BEV (73935X849)
POWERSHARES ETF TRUST II / CEF INC COMPST (73936Q843)
POWERSHS GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHS ETF TRUST / DYN LSR & ENT (73935X757)
POWERSHS ETF TRUST / HIGH YIELD EQ DVD (73935X302)
POWERSHARES ETF TRUST / CON DISCRE SEC (73935X419)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHS ETF TRUST / WATER RESOURCE (73935X575)
POWERSHS GLOBAL ETF TRUST / GBL WTR PORT (73936T623)
POWERSHS ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / DYN RETAIL PTF (73935X617)
POWERSHARES ETF TRUST II / NASDAQ INTNT ETF (73935X146)
POWERSHS ETF TRUST / AER SPC DEF (73935X690)
POWERSHS ETF TRUST / INDL SECT PORT (73935X369)
POWERSHARES ETF TRUST / CON STAPLE SEC (73935X393)
POWERSHARES ETF TRUST / (73935X344)
POWERSHS ETF TRUST / DYN UTIL PORT (73935X591)
POWERSHS ETF TRUST / DYN OIL SVCS (73935X625)
POWERSHS ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHS QQQ TRUST / UNIT SER 1 (73935A104)
ROVI / Rovi Corp.
RETAIL PPTYS AMER IN / CL A (73131V202)
RS / Reliance, Inc.
RMS / Rydex ETF Trust
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SHPG / Shire Plc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
PROSHARES TR II / ULT VIX S/T ETF (74347W411)
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
GOLD / Barrick Mining Corporation
CSCO / Cisco Systems, Inc.
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
PAYX / Paychex, Inc.
HSY / The Hershey Company
HD / The Home Depot, Inc.
WM / Waste Management, Inc.
KO / The Coca-Cola Company
ITW / Illinois Tool Works Inc.
COST / Costco Wholesale Corporation
CVX / Chevron Corporation
VNR / Vanguard Natural Resources, LLC
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IYW / iShares Trust - iShares U.S. Technology ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ED / Consolidated Edison, Inc.
BAX / Baxter International Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
WCG / Wellcare Health Plans, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
IGE / iShares Trust - iShares North American Natural Resources ETF
74005P104 / Praxair, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
IXC / iShares Trust - iShares Global Energy ETF
AIA / iShares Trust - iShares Asia 50 ETF
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
SXL / Sunoco Logistics Partners L.P.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
NNN / NNN REIT, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
RY / Royal Bank of Canada
IWF / iShares Trust - iShares Russell 1000 Growth ETF
PRKR / ParkerVision, Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
MBOT / Microbot Medical Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
DDD / 3D Systems Corporation
EZA / iShares, Inc. - iShares MSCI South Africa ETF
BNO / United States Brent Oil Fund, LP - Limited Partnership
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
EXI / iShares Trust - iShares Global Industrials ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
847560109 / Spectra Energy Corp.
/ McDermott International, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
GNAT / WisdomTree Global Natural Resources Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
IYE / iShares Trust - iShares U.S. Energy ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
153501101 / Central Fund of Canada Ltd.
ENY / Guggenheim Canadian Energy Income ETF
RGR / Sturm, Ruger & Company, Inc.
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
SO / The Southern Company
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
PAGG / PowerShares Global Agriculture Portfolio
WGL / WGL Holdings, Inc.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
WEN / The Wendy's Company
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
RENN / Renren Inc - ADR
ITIP / iShares International Inflation-Linked Bond ETF
RGLD / Royal Gold, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
CLB / Core Laboratories Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
WPC / W. P. Carey Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
HTR.RT / Helios Total Return Fund, Inc.
USO / United States Oil Fund, LP - Limited Partnership
NES / Nuverra Environmental Solutions Inc
ICF / iShares Trust - iShares Select U.S. REIT ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
Y / Alleghany Corp.
KERX / Keryx Biopharmaceuticals, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
MAIN / Main Street Capital Corporation
SJT / San Juan Basin Royalty Trust
DGP / DB Gold Double Long ETN
IWV / iShares Trust - iShares Russell 3000 ETF
/ Array BioPharma, Inc.
AVA / Avista Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
ISHARES INC / MSCI MALAYSIA (464286830)
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
GMCR / Keurig Green Mountain, Inc.
IAK / iShares Trust - iShares U.S. Insurance ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ITG / Investment Technology Group, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MFC / HEXAOM
WRE / Washington Real Estate Investment Trust
BA / The Boeing Company
GATX / GATX Corporation
MPW / Medical Properties Trust, Inc.
GS / The Goldman Sachs Group, Inc.
872307903 / TCF Financial Corporation
KMB / Kimberly-Clark Corporation
ILCV / iShares Trust - iShares Morningstar Value ETF
CNI / Canadian National Railway Company
CGRN / Capstone Green Energy Corp.
CMA / Comerica Incorporated
MDLZ / Mondelez International, Inc.
BRK.B / Berkshire Hathaway Inc.
LO /
MO / Altria Group, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
WMT / Walmart Inc.
CSX / CSX Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VMC / Vulcan Materials Company
K / Kellanova
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PGR / The Progressive Corporation
IBM / International Business Machines Corporation
INTC / Intel Corporation
AMZN / Amazon.com, Inc.
JPM / JPMorgan Chase & Co.
COP / ConocoPhillips
CNP / CenterPoint Energy, Inc.
HFC / HollyFrontier Corp
DAL / Delta Air Lines, Inc.
EXPD / Expeditors International of Washington, Inc.
CHK / Chesapeake Energy Corporation
GOOGL / Alphabet Inc.
DLTR / Dollar Tree, Inc.
COKE / Coca-Cola Consolidated, Inc.
/ Windstream Holdings, Inc
TGT / Target Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
PSX / Phillips 66
MMM / 3M Company
UNH / UnitedHealth Group Incorporated
TIP / iShares Trust - iShares TIPS Bond ETF
GD / General Dynamics Corporation
META / Meta Platforms, Inc.
MU / Micron Technology, Inc.
ORCL / Oracle Corporation
T / AT&T Inc.
F / Ford Motor Company
ADBE / Adobe Inc.
EXC / Exelon Corporation
ABT / Abbott Laboratories
NEE / NextEra Energy, Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
WFC / Wells Fargo & Company
BCE / BCE Inc.
DIS / The Walt Disney Company
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
ABBV / AbbVie Inc.
NORW / Global X Funds - Global X MSCI Norway ETF
XOM / Exxon Mobil Corporation
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
IAU / iShares Gold Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GE / General Electric Company
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
PEP / PepsiCo, Inc.
GLD / SPDR Gold Trust
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MCD / McDonald's Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
IWB / iShares Trust - iShares Russell 1000 ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
JNJ / Johnson & Johnson
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AAPL / Apple Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
MSFT / Microsoft Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund