Market Value78,794,000
Total Holdings24
File Date2014-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
DIS / The Walt Disney Company
DBL / DoubleLine Opportunistic Credit Fund
IDTI / Integrated Device Technology, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
AAPL / Apple Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
SIAL / Sigma-Aldrich Corporation
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
NVAX / Novavax, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
AMGN / Amgen Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF