Market Value1,313,838,000
Total Holdings753
File Date2014-10-24
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
C / Citigroup Inc.
WIA / Western Asset Inflation-Linked Income Fund
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
IVR / Invesco Mortgage Capital Inc.
QQQ / Invesco QQQ Trust, Series 1
CORNERSTONE PROGRESSIVE RTN / (21925C101)
DCI / Donaldson Company, Inc.
FTR / Frontier Communications Corp.
GAB / The Gabelli Equity Trust Inc.
ISHARES TR / NYSE COMPSIT ETF (464287143)
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
NYRT / New York REIT, Inc.
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
SDRL / Seadrill Limited
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
TWO / Two Harbors Investment Corp.
US87233Q1085 / TC Pipelines, LP
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
WFM / Whole Foods Market, Inc.
FHY / First Trust Strategic High Income Fund II
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
COMPASS EMP FDS TR / 100 ENH VOLA ETF (20452Y783)
BCE / BCE Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
SPY / SPDR S&P 500 ETF
AWF / AllianceBernstein Global High Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BWP / Boardwalk Pipeline Partners L.P
PTY / Partway Group Plc
WPM / Wheaton Precious Metals Corp.
UTF / Cohen & Steers Infrastructure Fund, Inc
PBI / Pitney Bowes Inc.
STO / Statoil ASA
EWA / iShares, Inc. - iShares MSCI Australia ETF
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
EMR / Emerson Electric Co.
CAT / Caterpillar Inc.
UNH / UnitedHealth Group Incorporated
ATRS / Antares Pharma Inc
MKC / McCormick & Company, Incorporated
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SO / The Southern Company
DOV / Dover Corporation
MNKKQ / Mallinckrodt Plc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
HSY / The Hershey Company
GE / General Electric Company
FLC / Flaherty & Crumrine Total Return Fund Inc.
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
IRC / Inland Real Estate Corporation
NCZ / Virtus Convertible & Income Fund II
OPK / OPKO Health, Inc.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
XPFLX / PIMCO Income Strategy Fund
AME / AMETEK, Inc.
PAYX / Paychex, Inc.
AKG / Asanko Gold Inc.
NFLX / Netflix, Inc.
ARNC / Arconic Corporation
OXY / Occidental Petroleum Corporation
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
CRF / Cornerstone Total Return Fund, Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
910187903 / UNITED DEV FDG IV
FM / iShares, Inc. - iShares Frontier and Select EM ETF
OXSQ / Oxford Square Capital Corp.
KTF / DWS Municipal Income Trust
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
CVBF / CVB Financial Corp.
MXI / iShares Trust - iShares Global Materials ETF
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
/ FERRELLGAS PARTNERS LP Unit
MHI / Pioneer Municipal High Income Fund, Inc.
WEC / WEC Energy Group, Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
CMO / Capstead Mortgage Corp.
RGP / Resources Connection, Inc.
GNSS / Genasys Inc.
PXD / Pioneer Natural Resources Company
TJX / The TJX Companies, Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
T / AT&T Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
MRK / Merck & Co., Inc.
AINV / Apollo Investment Corporation
UHT / Universal Health Realty Income Trust
SLV / iShares Silver Trust
NEE / NextEra Energy, Inc.
BA / The Boeing Company
ALKS / Alkermes plc
SXL / Sunoco Logistics Partners L.P.
AEP / American Electric Power Company, Inc.
/ Windstream Holdings, Inc
MGHCF / Minco Capital Corp.
BB / BlackBerry Limited
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
TPLM / Triangle Petroleum Corp.
FSK / FS KKR Capital Corp.
JBLU / JetBlue Airways Corporation
XNPMX / Nuveen Premium Income Municipal
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
MARKET VECTORS ETF TR / MUN BD CLOSED (57060U332)
NUVEEN GBL INCOME OPPORTUN F / (67073C104)
WWAV / The WhiteWave Foods Co.
DOW 30SM ENHANCED PREM & INC / (260537105)
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
PCYC / Pharmacyclics
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
RDNT / RadNet, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
DSL / DoubleLine Income Solutions Fund
ITB / iShares Trust - iShares U.S. Home Construction ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
GABELLI EQUITY TR INC / RIGHT 10/20/2014 (362397184)
NEON / Neonode Inc.
SBR / Sabine Royalty Trust
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
SIR / Select Income REIT
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DBL / DoubleLine Opportunistic Credit Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
GAS / AGL Resources Inc.
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DRA / Diversified Real Asset Income Fund
DNP / DNP Select Income Fund Inc.
61166W101 / Monsanto Co.
IGE / iShares Trust - iShares North American Natural Resources ETF
BPT / BP Prudhoe Bay Royalty Trust
SYNG / Synergetics, Inc.
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
MMT / MFS Multimarket Income Trust
KRFT /
MIN / MFS Intermediate Income Trust
XPP / ProShares Trust - ProShares Ultra FTSE China 50
HCT / American Realty Capital Healthcare Trust Inc
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
ASG / Liberty All-Star Growth Fund, Inc.
QUIK / QuickLogic Corporation
HYLD / Exchange Listed Funds Trust - High Yield ETF
CLDX / Celldex Therapeutics, Inc.
LMT / Lockheed Martin Corporation
EXT / WisdomTree U.S. Total Market Fund
RYN / Rayonier Inc.
MPA / BlackRock MuniYield Pennsylvania Quality Fund
FBP / First BanCorp.
BLK / BlackRock, Inc.
UNP / Union Pacific Corporation
TRIP / Tripadvisor, Inc. Call
PRXL / PAREXEL International Corp.
AMERICAN STRATEGIC INCM PTFL / (030098107)
US0153511094 / Alexion Pharmaceuticals, Inc.
IXC / iShares Trust - iShares Global Energy ETF
CTRL / Control4 Corp
D / Dominion Energy, Inc.
META / Meta Platforms, Inc.
XEL / Xcel Energy Inc.
US6550441058 / Noble Energy, Inc.
GIS / General Mills, Inc.
DTE / DTE Energy Company
PBCT / People`s United Financial Inc
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
PZC / PIMCO California Municipal Income Fund III
SHW / The Sherwin-Williams Company
/ Voya Prime Rate Trust
GPC / Genuine Parts Company
SLB / Schlumberger Limited
AMGN / Amgen Inc.
NEM / Newmont Corporation
YMLP / Yorkville High Income MLP ETF
KMI / Kinder Morgan, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
NOC / Northrop Grumman Corporation
00B65Z9D7 / Noble Corporation plc
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
UAA / Under Armour, Inc.
CLX / The Clorox Company
RIG / Transocean Ltd.
SKT / Tanger Inc.
LTC / LTC Properties, Inc.
ADP / Automatic Data Processing, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
COMPASS EMP FDS TR / US500 ENH VOL (20452Y817)
DEJOUR ENERGY INC / (24486R103)
BLACKROCK ECOSOLUTIONS INVT / COM SH (092546100)
US09249H1041 / BlackRock Municipal Bond Investment Trust
XNBBX / Nuveen Build America Bond Fund
SU / Suncor Energy Inc.
LPI / Laredo Petroleum Inc.
IDE / Voya Infrastructure, Industrials and Materials Fund
MDU / MDU Resources Group, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
FMY / First Trust Mortgage Income Fund
US92913C1062 / Voya Natural Resources Equity Income Fnd
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
POT / Potash Corp. of Saskatchewan, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
WEN / The Wendy's Company
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
US69329Y1047 / PDL BioPharma, Inc.
FWDB / Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF
MARKET VECTORS ETF TR / URAN NUCLR ENRGY (57061R577)
PARAMOUNT GOLD & SILVER CORP / (69924P102)
GTAT / GT Advanced Technologies Inc
AIKI / AIkido Pharma Inc
FPI / Farmland Partners Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
SWAY / Starwood Waypoint Residential Trust
US69329Y1047 / PDL BioPharma, Inc. Call
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
US3798901068 / Glu Mobile Inc.
XPCMX / PCM Fund, Inc.
USO / United States Oil Fund, LP - Limited Partnership
PMM / Putnam Managed Municipal Income Trust
XBHKX / BlackRock Core Bond Trust
DIG / ProShares Trust - ProShares Ultra Energy
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
/ Total S.A.
BKH / Black Hills Corporation
BGS / B&G Foods, Inc.
EXEL / Exelixis, Inc.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
CLR / Continental Resources Inc (OKLA)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
KRG / Kite Realty Group Trust
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
JPI / Nuveen Preferred Securities & Income Opportunities Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PLW / Invesco Capital Management LLC - Invesco 1-30 Laddered Treasury ETF
WBC / Wabco Holdings, Inc.
PVH / PVH Corp.
URI / United Rentals, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
WISDOMTREE TR / STRATEGIC CP BD (97717X693)
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
POM / PEPCO Holdings, Inc.
MWA / Mueller Water Products, Inc.
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
SRV / NXG Cushing Midstream Energy Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PNC / The PNC Financial Services Group, Inc.
LUMN / Lumen Technologies, Inc.
GLW / Corning Incorporated
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PM / Philip Morris International Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SYK / Stryker Corporation
HPQ / HP Inc.
RTX / RTX Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
BLE / BlackRock Municipal Income Trust II
JPC / Nuveen Preferred & Income Opportunities Fund
TSLA / Tesla, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
SNH / Senior Housing Properties Trust
HAL / Halliburton Company
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
CSCO / Cisco Systems, Inc.
/ Blackrock Muniyield Arizona Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
IONS / Ionis Pharmaceuticals, Inc.
PCO / Pendrell Corporation
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
FULT / Fulton Financial Corporation
US2782651036 / Eaton Vance Corp.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
HAIN / The Hain Celestial Group, Inc.
ASB / Associated Banc-Corp
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IAU / iShares Gold Trust
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CPG / Veren Inc.
XETWX / Eaton Vance Tax-Managed Global
DHF / BNY Mellon High Yield Strategies Fund
JCE / Nuveen Core Equity Alpha Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IOO / iShares Trust - iShares Global 100 ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
CLM / Cornerstone Strategic Investment Fund, Inc.
HIX / Western Asset High Income Fund II Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
PETM /
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VER / VEREIT Inc
MDSO / Medidata Solutions, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
MDWCQ / Midway Gold Corp.
RDS.B / Shell Plc - ADR
NUV / Nuveen Municipal Value Fund, Inc.
/ Global X YieldCo & Renewable Energy Income ETF
/ Global X YieldCo & Renewable Energy Income ETF
IWV / iShares Trust - iShares Russell 3000 ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
NS / NuStar Energy L.P. - Limited Partnership
TIPZ / PIMCO ETF Trust - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund
NCV / Virtus Convertible & Income Fund
CNS / Cohen & Steers, Inc.
APU / AmeriGas Partners, L.P.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
CHY / Calamos Convertible and High Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
AMRE / Amreit, Inc.
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
VTA / Invesco Dynamic Credit Opportunities Fund
KMP /
XPHTX / Pioneer High Income Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
RY / Royal Bank of Canada
IWF / iShares Trust - iShares Russell 1000 Growth ETF
748356102 / Questar Corp.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
DST / DST Systems, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
OKS / ONEOK Partners, L.P.
VDE / Vanguard World Fund - Vanguard Energy ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
KMI / Kinder Morgan, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
YRI / Yamana Gold Inc
TWER / Towerstream Corporation
DDD / 3D Systems Corporation
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
MCP /
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
RPM / RPM International Inc.
AKR / Acadia Realty Trust
MVT / BlackRock MuniVest Fund II, Inc.
PSEC / Prospect Capital Corporation
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
ELRC / Electro Rent Corp.
EXI / iShares Trust - iShares Global Industrials ETF
MFM / MFS Municipal Income Trust
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
XWEAX / Western Asset Premier Bond Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
FXI / iShares Trust - iShares China Large-Cap ETF
PPP / Primero Mining Corp.
847560109 / Spectra Energy Corp.
NYCB / Flagstar Financial, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
XUTGX / Reaves Utility Income Fund
PCN / PIMCO Corporate & Income Strategy Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
OCSL / Oaktree Specialty Lending Corporation
JRO / Nuveen Floating Rate Income Opportunity Fund
IWM / iShares Trust - iShares Russell 2000 ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
FDX / FedEx Corporation
CSQ / Calamos Strategic Total Return Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DBC / Invesco DB Commodity Index Tracking Fund
IYJ / iShares Trust - iShares U.S. Industrials ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
IYE / iShares Trust - iShares U.S. Energy ETF
DRWIW / Dragonwave, Inc.
US85207U1051 / Sprint Corporation
GLAD / Gladstone Capital Corporation
GLD / SPDR Gold Trust
MUB / iShares Trust - iShares National Muni Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WR / Westar Energy, Inc.
153501101 / Central Fund of Canada Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
GSS / Golden Star Resources Ltd.
PKO / Pimco Income Opportunity Fund
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
GLQ / Clough Global Equity Fund
PHD / Pioneer Floating Rate Fund, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
GOF / Guggenheim Strategic Opportunities Fund
BKCC / BlackRock Capital Investment Corporation
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
ESV / Ensco plc
TRN / Trinity Industries, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
MUX / McEwen Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RAI / Reynolds American, Inc.
BMO / Bank of Montreal
JPS / Nuveen Preferred & Income Securities Fund
TNH / Terra Nitrogen Co., L.P.
IBB / iShares Trust - iShares Biotechnology ETF
AGNC / AGNC Investment Corp.
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
UXI / ProShares Trust - ProShares Ultra Industrials
US1182301010 / Buckeye Partners, L.P.
RCS / PIMCO Strategic Income Fund, Inc.
GIM / Templeton Global Income Fund
SON / Sonoco Products Company
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
ERF / Enerplus Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
91911K102 / Bausch Health Companies
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
CLB / Core Laboratories Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
OAK / Oaktree Capital Group, LLC
ACWI / iShares Trust - iShares MSCI ACWI ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
IEP / Icahn Enterprises L.P.
ARNA / Arena Pharmaceuticals Inc
HCN / Welltower Inc.
HL / Hecla Mining Company
IWB / iShares Trust - iShares Russell 1000 ETF
TEI / Templeton Emerging Markets Income Fund
IYW / iShares Trust - iShares U.S. Technology ETF
EVV / Eaton Vance Limited Duration Income Fund
YELP / Yelp Inc.
CBI / Chicago Bridge & Iron Co., N.V.
RALS / ProShares Trust - ProShares RAFI Long/Short
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TOO / Teekay Offshore Partners L.P.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
NTI / Northern Tier Energy LP
BKJ / Bancorp of New Jersey, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
KOG /
BYM / BlackRock Municipal Income Quality Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GG / Goldcorp, Inc.
BME / BlackRock Health Sciences Trust
FEU / SPDR STOXX Europe 50 ETF
DHY / Credit Suisse High Yield Bond Fund, Inc.
IXN / iShares Trust - iShares Global Tech ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ILF / iShares Trust - iShares Latin America 40 ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
461730103 / Investors Real Estate Trust
AGQ / ProShares Trust II - ProShares Ultra Silver
PCK / PIMCO California Municipal Income Fund II
CRR / Carbo Ceramics Inc.
HE / Hawaiian Electric Industries, Inc.
TYG / Tortoise Energy Infrastructure Corporation
AABA / Altaba Inc
SIRI / Sirius XM Holdings Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CHI / Calamos Convertible Opportunities and Income Fund
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
SDIV / Global X Funds - Global X SuperDividend ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
HQH / Abrdn Healthcare Investors
ORI / Old Republic International Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
WAG /
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
VGR / Vector Group Ltd.
XPFNX / PIMCO Income Strategy Fund II
HTM / U.S. Geothermal Inc.
VLY / Valley National Bancorp
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
GPM / Guggenheim Enhanced Equity Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
EFSC / Enterprise Financial Services Corp
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
CMU / MFS High Yield Municipal Trust
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
BOE / BlackRock Enhanced Global Dividend Trust
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
VPU / Vanguard World Fund - Vanguard Utilities ETF
IGR / CBRE Global Real Estate Income Fund
DTV / DTE Energy Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
PGP / PIMCO Global StocksPLUS & Income Fund
385002100 / Gramercy Property Trust Inc.
TSI / TCW Strategic Income Fund, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
IWX / iShares Trust - iShares Russell Top 200 Value ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
CLMT / Calumet, Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AFL / Aflac Incorporated
VVR / Invesco Senior Income Trust
GILD / Gilead Sciences, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DXCM / DexCom, Inc.
EIX / Edison International
NKE / NIKE, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
RPAI / Retail Properties of America Inc - Class A
HDV / iShares Trust - iShares Core High Dividend ETF
CMG / Chipotle Mexican Grill, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
CE / Celanese Corporation
LOW / Lowe's Companies, Inc.
AXP / American Express Company
PRGO / Perrigo Company plc
BCRX / BioCryst Pharmaceuticals, Inc.
LGF.A / Lions Gate Entertainment Corp.
OKE / ONEOK, Inc.
DE / Deere & Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
FCX / Freeport-McMoRan Inc.
WPC / W. P. Carey Inc.
KSU / Kansas City Southern
SCHW / The Charles Schwab Corporation
AAL / American Airlines Group Inc.
CXP / Columbia Property Trust Inc
AMLP / ALPS ETF Trust - Alerian MLP ETF
BMR / Beamr Imaging Ltd.
HPT / Hospitality Properties Trust
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
ITW / Illinois Tool Works Inc.
WM / Waste Management, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
MA / Mastercard Incorporated
BK / The Bank of New York Mellon Corporation
CVX / Chevron Corporation
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
GLJ / iShares Trust
EXK / Endeavour Silver Corp.
WYNN / Wynn Resorts, Limited
RTN / Raytheon Co.
DUK / Duke Energy Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MCD / McDonald's Corporation
GWP / GW Pharmaceuticals plc
INCY / Incyte Corporation
NLY / Annaly Capital Management, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
MRO / Marathon Oil Corporation
CTSH / Cognizant Technology Solutions Corporation
CTT / CatchMark Timber Trust Inc - Class A
KMB / Kimberly-Clark Corporation
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
DFS / Discover Financial Services
SWBI / Smith & Wesson Brands, Inc.
HKRS / Halcon Resources Corp.
MDLZ / Mondelez International, Inc.
GOOGL / Alphabet Inc.
NG / NovaGold Resources Inc.
CIM / Chimera Investment Corporation
STWD / Starwood Property Trust, Inc.
GS / The Goldman Sachs Group, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
PDM / Piedmont Realty Trust, Inc.
EL / The Estée Lauder Companies Inc.
30064K105 / Exacttarget, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
NUE / Nucor Corporation
EVF / Eaton Vance Senior Income Trust
HRL / Hormel Foods Corporation
HOG / Harley-Davidson, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
HON / Honeywell International Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
CMI / Cummins Inc.
DOW / Dow Inc.
OAS / Oasis Petroleum Inc. - New
MMM / 3M Company
FE / FirstEnergy Corp.
LNT / Alliant Energy Corporation
BRK.B / Berkshire Hathaway Inc.
BXSY / Bexil Investment Trust
CPB / The Campbell's Company
LVS / Las Vegas Sands Corp.
GME / GameStop Corp.
PPG / PPG Industries, Inc.
BRK.A / Berkshire Hathaway Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
CMCSA / Comcast Corporation
DPZ / Domino's Pizza, Inc.
USB / U.S. Bancorp
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DBRG / DigitalBridge Group, Inc.
SYY / Sysco Corporation
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
PEP / PepsiCo, Inc.
GM / General Motors Company
GOOG / Alphabet Inc.
TGT / Target Corporation
CAG / Conagra Brands, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
CHD / Church & Dwight Co., Inc.
UPS / United Parcel Service, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
KKR / KKR & Co. Inc.
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CVGW / Calavo Growers, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
STT / State Street Corporation
ADM / Archer-Daniels-Midland Company
INTC / Intel Corporation
TRVN / Trevena, Inc.
EOG / EOG Resources, Inc.
QCOM / QUALCOMM Incorporated
CL / Colgate-Palmolive Company
HD / The Home Depot, Inc.
NOV / NOV Inc.
CRM / Salesforce, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
TRV / The Travelers Companies, Inc.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
CELG / Celgene Corp.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ERII / Energy Recovery, Inc.
FLR / Fluor Corporation
VTR / Ventas, Inc.
VFC / V.F. Corporation
AMZN / Amazon.com, Inc.
AJG / Arthur J. Gallagher & Co.
NSC / Norfolk Southern Corporation
PPL / PPL Corporation
IBM / International Business Machines Corporation
COP / ConocoPhillips
V / Visa Inc.
PMD / Psychemedics Corporation
PFE / Pfizer Inc.
TEX / Terex Corporation
SRE / Sempra
ARIA / ARIAD Pharmaceuticals, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
EBAY / eBay Inc.
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
SBUX / Starbucks Corporation
CSX / CSX Corporation
YUM / Yum! Brands, Inc.
CHK / Chesapeake Energy Corporation
BAC / Bank of America Corporation
DOW / Dow Inc.
ETN / Eaton Corporation plc
XWEL / XWELL, Inc.
EMN / Eastman Chemical Company
KEY / KeyCorp
US0325111070 / Anadarko Petroleum Corp.
TRIP / Tripadvisor, Inc.
BMY / Bristol-Myers Squibb Company
SPPP / Sprott Physical Platinum and Palladium Trust
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
XRT / SPDR Series Trust - SPDR S&P Retail ETF
FANG / Diamondback Energy, Inc.
APA / APA Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
WMB / The Williams Companies, Inc.
LLY / Eli Lilly and Company
JPM / JPMorgan Chase & Co.
EXC / Exelon Corporation
BAX / Baxter International Inc.
JKHY / Jack Henry & Associates, Inc.
ORLY / O'Reilly Automotive, Inc.
AEE / Ameren Corporation
PEAK / Healthpeak Properties, Inc.
GD / General Dynamics Corporation
SPGI / S&P Global Inc.
DLR / Digital Realty Trust, Inc.
JNJ / Johnson & Johnson
KO / The Coca-Cola Company
APD / Air Products and Chemicals, Inc.
STJ / St. Jude Medical, Inc.
ORCL / Oracle Corporation
MCK / McKesson Corporation
PSX / Phillips 66
AWK / American Water Works Company, Inc.
PSA / Public Storage
VLO / Valero Energy Corporation
DHR / Danaher Corporation
HES / Hess Corporation
DAL / Delta Air Lines, Inc.
SCU / Sculptor Capital Management Inc - Class A
BDX / Becton, Dickinson and Company
ABT / Abbott Laboratories
PNR / Pentair plc
MBB / iShares Trust - iShares MBS ETF
WY / Weyerhaeuser Company
ABBV / AbbVie Inc.
PSLV / Sprott Physical Silver Trust
IYH / iShares Trust - iShares U.S. Healthcare ETF
WFC / Wells Fargo & Company
MDT / Medtronic plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
O / Realty Income Corporation
DIS / The Walt Disney Company
PG / The Procter & Gamble Company
MMP / Magellan Midstream Partners L.P.
MFA / MFA Financial, Inc.
PHYS / Sprott Physical Gold Trust
PHK / PIMCO High Income Fund
BX / Blackstone Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
OHI / Omega Healthcare Investors, Inc.
HTA / Healthcare Realty Trust Inc - Class A
VZ / Verizon Communications Inc.
REG / Regency Centers Corporation
XOM / Exxon Mobil Corporation
PEG / Public Service Enterprise Group Incorporated
AAPL / Apple Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
TEUM / Pareteum Corp
ECTE / Echo Therapeutics Inc
BIIB / Biogen Inc.
MNKD / MannKind Corporation
SJM / The J. M. Smucker Company
RAD / Rite Aid Corp.
F / Ford Motor Company
SGEN / Seagen Inc
MSFT / Microsoft Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
AIG / American International Group, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
IYM / iShares Trust - iShares U.S. Basic Materials ETF