Market Value254,548,000
Total Holdings252
File Date2016-08-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWN / iShares Trust - iShares Russell 2000 Value ETF
DIS / The Walt Disney Company
TRQ / Turquoise Hill Resources Ltd
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
US00C4U1L353 / Mylan N.V.
PAAS / Pan American Silver Corp.
MA / Mastercard Incorporated
MSFT / Microsoft Corporation
QCOM / QUALCOMM Incorporated
CSQ / Calamos Strategic Total Return Fund
BMY / Bristol-Myers Squibb Company
NLY / Annaly Capital Management, Inc.
83416T100 / SolarCity Corp Call
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
NMA / Nuveen Municipal Advantage Fund, Inc.
HTM / U.S. Geothermal Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
SPE / Special Opportunities Fund, Inc.
EVV / Eaton Vance Limited Duration Income Fund
GPP / Green Plains Partners LP - Limited Partnership
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
DRA / Diversified Real Asset Income Fund
WFT / Weatherford International plc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TWO / Two Harbors Investment Corp.
AFL / Aflac Incorporated
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NBH / Neuberger Berman Municipal Fund Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
CVX / Chevron Corporation
SBUX / Starbucks Corporation
GASS / StealthGas Inc.
PCAR / PACCAR Inc
AGU / Agrium Inc.
WPRT / Westport Fuel Systems Inc.
TXN / Texas Instruments Incorporated
KHC / The Kraft Heinz Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
O / Realty Income Corporation
CTXS / Citrix Systems, Inc.
KEY / KeyCorp
KO / The Coca-Cola Company
META / Meta Platforms, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
PMO / Putnam Municipal Opportunities Trust
VEDL / Vedanta Ltd - ADR
HMLP / Hoegh LNG Partners LP - Unit
CIEN / Ciena Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
018490100 / Allergan plc
CSCO / Cisco Systems, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MRK / Merck & Co., Inc.
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
DD / DuPont de Nemours, Inc.
HSY / The Hershey Company
GILD / Gilead Sciences, Inc.
USB / U.S. Bancorp
EFX / Equifax Inc.
SO / The Southern Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PG / The Procter & Gamble Company
MU / Micron Technology, Inc.
KMI / Kinder Morgan, Inc.
TWX / Warner Media LLC
MCD / McDonald's Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
KMB / Kimberly-Clark Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
RITM / Rithm Capital Corp.
EFA / iShares Trust - iShares MSCI EAFE ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
UNP / Union Pacific Corporation
IBB / iShares Trust - iShares Biotechnology ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
COST / Costco Wholesale Corporation
GCI / Gannett Co., Inc.
19041P105 / CBS Corp.
EXEL / Exelixis, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
STJ / St. Jude Medical, Inc.
NKE_KZ / NIKE, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
TWTR / Twitter Inc
JQC / Nuveen Credit Strategies Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
MZF / Managed Duration Investment Grade Municipal Fund
SONS / Sonus Networks, Inc.
VNR / Vanguard Natural Resources, LLC
HYLD / Exchange Listed Funds Trust - High Yield ETF
NSL / Nuveen Senior Income Fund
ACAD / ACADIA Pharmaceuticals Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
US0373471012 / Anworth Mortgage Asset Corp.
LUMN / Lumen Technologies, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NZF / Nuveen Municipal Credit Income Fund
PEAK / Healthpeak Properties, Inc.
JMM / Nuveen Multi-Market Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
AMBA / Ambarella, Inc.
APU / AmeriGas Partners, L.P.
DMO / Western Asset Mortgage Opportunity Fund Inc.
AMTX / Aemetis, Inc.
STOHF / Equinor ASA
US58503F5026 / Medley Capital Corp.
BGT / BlackRock Floating Rate Income Trust
PIM / Putnam Master Intermediate Income Trust
PSEC / Prospect Capital Corporation
TEI / Templeton Emerging Markets Income Fund
NMFC / New Mountain Finance Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SNOA / Sonoma Pharmaceuticals, Inc.
DS / Drive Shack Inc
UQM / UQM Technologies, Inc.
VGR / Vector Group Ltd.
DSU / BlackRock Debt Strategies Fund, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
ANFIF / Amira Nature Foods Ltd.
WTRG / Essential Utilities, Inc.
TWI / Titan International, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
BHK / BlackRock Core Bond Trust
FTR / Frontier Communications Corp.
/ BlackRock Municipal 2020 Term Trust
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
VGM / Invesco Trust for Investment Grade Municipals
OMER / Omeros Corporation
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
MUI / BlackRock Municipal Income Fund, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
MMT / MFS Multimarket Income Trust
FAM / First Trust/Abrdn Global Opportunity Income Fund
DOW / Dow Inc.
MHLD / Maiden Holdings, Ltd.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
SCU / Sculptor Capital Management Inc - Class A
ENBL / Enable Midstream Partners LP - Unit
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
MQT / BlackRock MuniYield Quality Fund II, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
WELL / Welltower Inc.
CMS / CMS Energy Corporation
PZE / Petrobras Argentina S.A.
MARKET VECTORS ETF TR / COAL ETF (57060U837)
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
NQU / Nuveen Quality Income Municipal Fund, Inc.
/ NextGen Acquisition Corporation Units
MFA / MFA Financial, Inc.
MDT / Medtronic plc
GLD / SPDR Gold Trust Call
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
JPM / JPMorgan Chase & Co.
MO / Altria Group, Inc.
PCN / PIMCO Corporate & Income Strategy Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
UNH / UnitedHealth Group Incorporated
ORCL / Oracle Corporation
COP / ConocoPhillips
VUG / Vanguard Index Funds - Vanguard Growth ETF
CLX / The Clorox Company
PSX / Phillips 66
AXP / American Express Company
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
OCN / Ocwen Financial Corporation
HFWA / Heritage Financial Corporation
ERC / Allspring Multi-Sector Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RTX / RTX Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BTZ / BlackRock Credit Allocation Income Trust
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SJM / The J. M. Smucker Company
BRK.A / Berkshire Hathaway Inc.
IBM / International Business Machines Corporation
BAC / Bank of America Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
F / Ford Motor Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PEP / PepsiCo, Inc.
BOH / Bank of Hawaii Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
IXJ / iShares Trust - iShares Global Healthcare ETF
NFLX / Netflix, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
MDY / SPDR S&P MidCap 400 ETF Trust
TMUS / T-Mobile US, Inc.
T / AT&T Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
AWF / AllianceBernstein Global High Income Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
SPY / SPDR S&P 500 ETF Put
RIG / Transocean Ltd.
HD / The Home Depot, Inc.
DHR / Danaher Corporation
SPY / SPDR S&P 500 ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
JNJ / Johnson & Johnson
MMM / 3M Company
SLB / Schlumberger Limited
TIP / iShares Trust - iShares TIPS Bond ETF
PM / Philip Morris International Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
V / Visa Inc.
BMO / Bank of Montreal
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SFL / SFL Corporation Ltd.
CMCSA / Comcast Corporation
ETN / Eaton Corporation plc
WY / Weyerhaeuser Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
AAPL / Apple Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
VZ / Verizon Communications Inc.
BA / The Boeing Company
MNKD / MannKind Corporation
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
INTC / Intel Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ANIP / ANI Pharmaceuticals, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
AMGN / Amgen Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
GOOG / Alphabet Inc.
US12654A1016 / CNX Midstream Partners LP