Market Value133,504,394
Total Holdings259
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PM / Philip Morris International Inc.
VLO / Valero Energy Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
DIG / ProShares Trust - ProShares Ultra Energy
IYJ / iShares Trust - iShares U.S. Industrials ETF
ROM / ProShares Trust - ProShares Ultra Technology
IYW / iShares Trust - iShares U.S. Technology ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
TIP / iShares Trust - iShares TIPS Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UXI / ProShares Trust - ProShares Ultra Industrials
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
IEV / iShares Trust - iShares Europe ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
GLD / SPDR Gold Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KMI / Kinder Morgan, Inc.
UYM / ProShares Trust - ProShares Ultra Materials
IP / International Paper Company
NEE / NextEra Energy, Inc.
RDS.B / Shell Plc - ADR
SLV / iShares Silver Trust
GOOGL / Alphabet Inc.
MRK / Merck & Co., Inc.
DE / Deere & Company
LBRDA / Liberty Broadband Corporation
AEP / American Electric Power Company, Inc.
CCEP / Coca-Cola Europacific Partners PLC
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
RTX / RTX Corporation
GIS / General Mills, Inc.
MCD / McDonald's Corporation
CYH / Community Health Systems, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
SBUX / Starbucks Corporation
SLB / Schlumberger Limited
VTR / Ventas, Inc.
BA / The Boeing Company
BAC / Bank of America Corporation
NEM / Newmont Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
K / Kellanova
KO / The Coca-Cola Company
GE / General Electric Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
AAPL / Apple Inc.
F / Ford Motor Company
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
ZTS / Zoetis Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
UYG / ProShares Trust - ProShares Ultra Financials
LNKD / LinkedIn Corp.
TWX / Warner Media LLC
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
GOLD / Barrick Mining Corporation
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
SIL / Global X Funds - Global X Silver Miners ETF
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
NTI / Northern Tier Energy LP
NZF / Nuveen Municipal Credit Income Fund
SXL / Sunoco Logistics Partners L.P.
JQC / Nuveen Credit Strategies Income Fund
DSU / BlackRock Debt Strategies Fund, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
EIDO / iShares Trust - iShares MSCI Indonesia ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
847560109 / Spectra Energy Corp.
US235851AF96 / Danaher Corp. Bond
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
WPM / Wheaton Precious Metals Corp.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
WIA / Western Asset Inflation-Linked Income Fund
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
CCP / Care Capital Properties, Inc.
NLY / Annaly Capital Management, Inc.
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
RGLD / Royal Gold, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
472319AG7 / Jefferies Group Inc Bond
SKF / ProShares Trust - ProShares UltraShort Financials
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XCEMX / Clearbridge Energy MLP Fund Inc
CAT / Caterpillar Inc.
CHUY / Chuy's Holdings, Inc.
MBB / iShares Trust - iShares MBS ETF
PAAS / Pan American Silver Corp.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
UGE / ProShares Trust - ProShares Ultra Consumer Staples
IYE / iShares Trust - iShares U.S. Energy ETF
SCC / ProShares Trust - ProShares UltraShort Consumer Discretionary
VTA / Invesco Dynamic Credit Opportunities Fund
651639AJ5 / Newmont Mining Corp. 1.625% Bond due 2017-07-15
IYR / iShares Trust - iShares U.S. Real Estate ETF
UFCS / United Fire Group, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OEF / iShares Trust - iShares S&P 100 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
RAI / Reynolds American, Inc.
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
AGNC / AGNC Investment Corp.
IVR / Invesco Mortgage Capital Inc.
670704AC9 / NuVasive, Inc. Bond
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
GNBC / Green Bancorp, Inc.
GXG / Global X Funds - Global X MSCI Colombia ETF
EPU / iShares Trust - iShares MSCI Peru and Global Exposure ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
LECO / Lincoln Electric Holdings, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
UPW / ProShares Trust - ProShares Ultra Utilities
16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018
872307903 / TCF Financial Corporation
UAA / Under Armour, Inc.
904784709 / Unilever N.V.
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
AGQ / ProShares Trust II - ProShares Ultra Silver
TRP / TC Energy Corporation
GAS / AGL Resources Inc.
MA / Mastercard Incorporated
LEO / BNY Mellon Strategic Municipals, Inc.
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
EGSHARES EM QUALITY DIVIDEND ETF / (268461654)
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ODC / Oil-Dri Corporation of America
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
IYF / iShares Trust - iShares U.S. Financials ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
TGP / Teekay LNG Partners LP - Unit
FEYE / FireEye Inc
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
HALO / Halozyme Therapeutics, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
QQQ / Invesco QQQ Trust, Series 1
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
CPPY / Corporate Property Associates 17
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
KBRS / KBS Real Estate Investment Trust II
GLO / Clough Global Opportunities Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VVR / Invesco Senior Income Trust
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
UCC / ProShares Trust - ProShares Ultra Consumer Discretionary
EWC / iShares, Inc. - iShares MSCI Canada ETF
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
33737J208 / First Trust Canada AlphaDEX Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NKE / NIKE, Inc.
COP / ConocoPhillips
TWTR / Twitter Inc
ES / Eversource Energy
CL / Colgate-Palmolive Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PG / The Procter & Gamble Company
HD / The Home Depot, Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
GOOG / Alphabet Inc.
KMB / Kimberly-Clark Corporation
PSG / Performance Sports Group Ltd.
ED / Consolidated Edison, Inc.
CSCO / Cisco Systems, Inc.
DUK / Duke Energy Corporation
ETR / Entergy Corporation
PEAK / Healthpeak Properties, Inc.
GS / The Goldman Sachs Group, Inc.
30064K105 / Exacttarget, Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CPB / The Campbell's Company
DOW / Dow Inc.
EUSC / WisdomTree Trust - WisdomTree European Opportunities Fund
MET / MetLife, Inc.
EXC / Exelon Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WFC / Wells Fargo & Company
RGORF / Randgold Resources Ltd.
ADP / Automatic Data Processing, Inc.
/ Voya Prime Rate Trust
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
PEP / PepsiCo, Inc.
IBM / International Business Machines Corporation
VRTX / Vertex Pharmaceuticals Incorporated
EMR / Emerson Electric Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
RXL / ProShares Trust - ProShares Ultra Health Care
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
XOM / Exxon Mobil Corporation
SO / The Southern Company
BIIB / Biogen Inc.
CELG / Celgene Corp.
FCX / Freeport-McMoRan Inc.
MMM / 3M Company
BRK.B / Berkshire Hathaway Inc.
VZ / Verizon Communications Inc.
TRV / The Travelers Companies, Inc.
AMGN / Amgen Inc.
IFF / International Flavors & Fragrances Inc.
UPS / United Parcel Service, Inc.
PSX / Phillips 66
TGT / Target Corporation
META / Meta Platforms, Inc.
GM / General Motors Company
MO / Altria Group, Inc.
JNJ / Johnson & Johnson
CVX / Chevron Corporation
PEG / Public Service Enterprise Group Incorporated
T / AT&T Inc.
ROK / Rockwell Automation, Inc.
INTC / Intel Corporation
PFE / Pfizer Inc.
AIG / American International Group, Inc.
JPM / JPMorgan Chase & Co.
STT / State Street Corporation
MSFT / Microsoft Corporation
V / Visa Inc.
CLX / The Clorox Company
IVV / iShares Trust - iShares Core S&P 500 ETF
DIS / The Walt Disney Company
910187903 / UNITED DEV FDG IV
BMY / Bristol-Myers Squibb Company
MS / Morgan Stanley
MCHI / iShares Trust - iShares MSCI China ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
APD / Air Products and Chemicals, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)