Market Value196,063,000
Total Holdings361
File Date2016-11-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WNR / Western Refining, Inc.
IEP / Icahn Enterprises L.P.
IVTY / Invuity, Inc.
SHPG / Shire Plc.
TCI / Transcontinental Realty Investors, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
AMAT / Applied Materials, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
ENBL / Enable Midstream Partners LP - Unit
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
BK / The Bank of New York Mellon Corporation
TGP / Teekay LNG Partners LP - Unit
GIM / Templeton Global Income Fund
SABR / Sabre Corporation
AYI / Acuity Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
HSY / The Hershey Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PYPL / PayPal Holdings, Inc.
HAS / Hasbro, Inc.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
HPQ / HP Inc.
CMP / Compass Minerals International, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IMI / Intermolecular, Inc.
ANET / Arista Networks Inc
PII / Polaris Inc.
CNC / Centene Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WYNN / Wynn Resorts, Limited
FTNT / Fortinet, Inc.
GILD / Gilead Sciences, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
CPHD / Cepheid
PM / Philip Morris International Inc.
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
CDK / CDK Global Inc
ESRX / Express Scripts Holding Co.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
RBSPF / NatWest Group plc
NVDA / NVIDIA Corporation
IDXX / IDEXX Laboratories, Inc.
COST / Costco Wholesale Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
MDY / SPDR S&P MidCap 400 ETF Trust
VZ / Verizon Communications Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
887228104 / Time Inc.
GLD / SPDR Gold Trust
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SBUX / Starbucks Corporation
TD / The Toronto-Dominion Bank
AMZN / Amazon.com, Inc.
WFC / Wells Fargo & Company
LNKD / LinkedIn Corp.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DECK / Deckers Outdoor Corporation
UPS / United Parcel Service, Inc.
STT / State Street Corporation
DE / Deere & Company
MMP / Magellan Midstream Partners L.P.
NPTN / NeoPhotonics Corporation
BOX / Box, Inc.
GPRO / GoPro, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
GD / General Dynamics Corporation
MRK / Merck & Co., Inc.
BMY / Bristol-Myers Squibb Company
BAC / Bank of America Corporation
NMBL / Nimble Storage, Inc.
AXP / American Express Company
V / Visa Inc.
A / Agilent Technologies, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
NOC / Northrop Grumman Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
VTOL / Bristow Group Inc.
EW / Edwards Lifesciences Corporation
AST.WS / Asterias Biotherapeutics, Inc. Warrants
EBAY / eBay Inc.
STI / Solidion Technology, Inc.
ZEN / Zendesk Inc
DBL / DoubleLine Opportunistic Credit Fund
NAC / Nuveen California Quality Municipal Income Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SJM / The J. M. Smucker Company
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FLS / Flowserve Corporation
USO / United States Oil Fund, LP - Limited Partnership
OKS / ONEOK Partners, L.P.
MORN / Morningstar, Inc.
PFPT / Proofpoint Inc
VHT / Vanguard World Fund - Vanguard Health Care ETF
USDP / USD Partners LP - Limited Partnership
WFM / Whole Foods Market, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
HAIN / The Hain Celestial Group, Inc.
SSSS / SuRo Capital Corp.
VRSN / VeriSign, Inc.
SWX / Southwest Gas Holdings, Inc.
BDX / Becton, Dickinson and Company
TNET / TriNet Group, Inc.
KMB / Kimberly-Clark Corporation
ADBE / Adobe Inc.
CERN / Cerner Corp.
GOOGL / Alphabet Inc.
LBRDA / Liberty Broadband Corporation
WM / Waste Management, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
NATI / National Instruments Corp.
IDCC / InterDigital, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
DISCA / Discovery Inc - Class A
WSM / Williams-Sonoma, Inc.
QCOM / QUALCOMM Incorporated
EQC / Equity Commonwealth
ACRX / Talphera, Inc.
PSTG / Pure Storage, Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
ILMN / Illumina, Inc.
CRM / Salesforce, Inc.
OREX / Orexigen Therapeutics, Inc.
US71361F1003 / Perceptron, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CINF / Cincinnati Financial Corporation
RSX / VanEck ETF Trust - VanEck Russia ETF
BOOT / Boot Barn Holdings, Inc.
ULTA / Ulta Beauty, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
NI / NiSource Inc.
BRK.B / Berkshire Hathaway Inc.
IPWR / Ideal Power Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
904784709 / Unilever N.V.
ROK / Rockwell Automation, Inc.
ORCL / Oracle Corporation
PAYX / Paychex, Inc.
BIIB / Biogen Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DVY / iShares Trust - iShares Select Dividend ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
JNJ / Johnson & Johnson
GPC / Genuine Parts Company
FLOT / iShares Trust - iShares Floating Rate Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
WAT / Waters Corporation
CP / Canadian Pacific Kansas City Limited
PCG / PG&E Corporation
META / Meta Platforms, Inc.
MO / Altria Group, Inc.
PVH / PVH Corp.
BA / The Boeing Company
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PEP / PepsiCo, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CELG / Celgene Corp.
XOM / Exxon Mobil Corporation
XPDIX / PIMCO Dynamic Income Fund
LLL / JX Luxventure Limited
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
OCX / OncoCyte Corporation
DUK / Duke Energy Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
HII / Huntington Ingalls Industries, Inc.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
CVX / Chevron Corporation
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
TIP / iShares Trust - iShares TIPS Bond ETF
GS / The Goldman Sachs Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
MCD / McDonald's Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RDS.B / Shell Plc - ADR
NVS / Novartis AG - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
VTR / Ventas, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
RY / Royal Bank of Canada
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
NEE / NextEra Energy, Inc.
ADI / Analog Devices, Inc.
CVS / CVS Health Corporation
LLTC / Linear Technology Corp.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
GE / General Electric Company
SHW / The Sherwin-Williams Company
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
NTG / Tortoise Midstream Energy Fund, Inc.
BBH / VanEck ETF Trust - VanEck Biotech ETF
KHC / The Kraft Heinz Company
DLTR / Dollar Tree, Inc.
MS / Morgan Stanley
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
US62857M1053 / MyoKardia, Inc.
BKNG / Booking Holdings Inc.
US92220P1057 / Varian Medical Systems, Inc.
EXC / Exelon Corporation
IBM / International Business Machines Corporation
SYY / Sysco Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
JYN / Barclays iPath JPY/USD Exchange Rate ETN due 5/14/2037
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ITRI / Itron, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
UNP / Union Pacific Corporation
DATA / Tableau Software, Inc.
PG / The Procter & Gamble Company
WMT / Walmart Inc.
F / Ford Motor Company
IGE / iShares Trust - iShares North American Natural Resources ETF
CNP / CenterPoint Energy, Inc.
SRC / Spirit Realty Capital, Inc.
WDAY / Workday, Inc.
DCM / NTT DOCOMO, Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
LOW / Lowe's Companies, Inc.
SPLK / Splunk Inc.
KEYS / Keysight Technologies, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SCCO / Southern Copper Corporation
BLACKROCK DEFINED OPPRTY CR / (09255Q105)
TSCO / Tractor Supply Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ORLY / O'Reilly Automotive, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
ADP / Automatic Data Processing, Inc.
O / Realty Income Corporation
WMB / The Williams Companies, Inc.
TOO / Teekay Offshore Partners L.P.
CCL / Carnival Corporation & plc
NKE / NIKE, Inc.
BHI / Baker Hughes Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MNST / Monster Beverage Corporation
MWW / Monster Worldwide, Inc.
QQQ / Invesco QQQ Trust, Series 1
RRC / Range Resources Corporation
PSA / Public Storage
WHR / Whirlpool Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
INTC / Intel Corporation
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
ISRG / Intuitive Surgical, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
RTN / Raytheon Co.
SU / Suncor Energy Inc.
T / AT&T Inc.
USB / U.S. Bancorp
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
DFT / Dupont Fabros Technology, Inc.
WINA / Winmark Corporation
AIG / American International Group, Inc.
SCHW / The Charles Schwab Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
CHGG / Chegg, Inc.
EA / Electronic Arts Inc.
KMI / Kinder Morgan, Inc.
BAX / Baxter International Inc.
EXPD / Expeditors International of Washington, Inc.
TWX / Warner Media LLC
74005P104 / Praxair, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
GOOG / Alphabet Inc.
BBBY / Bed Bath & Beyond, Inc.
AMGN / Amgen Inc.
CTSH / Cognizant Technology Solutions Corporation
ICE / Intercontinental Exchange, Inc.
PCTI / PCTEL, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01
/ Total S.A.
NTAP / NetApp, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ZOES / Zoe's Kitchen, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
INN / Summit Hotel Properties, Inc.
STZ / Constellation Brands, Inc.
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
MA / Mastercard Incorporated
KO / The Coca-Cola Company
PANW / Palo Alto Networks, Inc.
ED / Consolidated Edison, Inc.
WTRG / Essential Utilities, Inc.
EL / The Estée Lauder Companies Inc.
MMM / 3M Company
CMG / Chipotle Mexican Grill, Inc.
FCX / Freeport-McMoRan Inc.
NFLX / Netflix, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
AMT / American Tower Corporation
INTU / Intuit Inc.
SPY / SPDR S&P 500 ETF
WBK / Westpac Banking Corp - ADR
SRCL / Stericycle, Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
EMR / Emerson Electric Co.
61166W101 / Monsanto Co.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AVDL / Avadel Pharmaceuticals plc
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
GERN / Geron Corporation
847560109 / Spectra Energy Corp.
JPM / JPMorgan Chase & Co.
GBT / Global Blood Therapeutics Inc.
AABA / Altaba Inc
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
HPE / Hewlett Packard Enterprise Company
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MDU / MDU Resources Group, Inc.
ASMLF / ASML Holding N.V.
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
CL / Colgate-Palmolive Company
CSCO / Cisco Systems, Inc.
US6550441058 / Noble Energy, Inc.
US0549371070 / BB&T Corp.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BBWI / Bath & Body Works, Inc.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
NXPI / NXP Semiconductors N.V.
MSFT / Microsoft Corporation
PRGO / Perrigo Company plc
30064K105 / Exacttarget, Inc.
HLT / Hilton Worldwide Holdings Inc.
SMG / The Scotts Miracle-Gro Company
ETN / Eaton Corporation plc
MDT / Medtronic plc
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
GREE / Greenidge Generation Holdings Inc.
CCI / Crown Castle Inc.
LUMN / Lumen Technologies, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DOW / Dow Inc.
/ UNIT Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PGEN / Precigen, Inc.
BBN / BlackRock Taxable Municipal Bond Trust
TGT / Target Corporation
AAPL / Apple Inc.
TSLA / Tesla, Inc.
ABAX / Abaxis, Inc.
NCR / NCR Corp.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
UBFO / United Security Bancshares