Market Value1,165,750,000
Total Holdings587
File Date2016-05-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BIIB / Biogen Inc.
IBM / International Business Machines Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
ELV / Elevance Health, Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
ET / Energy Transfer LP - Limited Partnership Call
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
SBUX / Starbucks Corporation
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CLF / Cleveland-Cliffs Inc.
COP / ConocoPhillips
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FIS / Fidelity National Information Services, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
GALT / Galectin Therapeutics Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
FAST / Fastenal Company
CHD / Church & Dwight Co., Inc.
MDT / Medtronic plc
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
HD / The Home Depot, Inc.
IYG / iShares Trust - iShares U.S. Financial Services ETF
LVS / Las Vegas Sands Corp.
RPM / RPM International Inc.
AMP / Ameriprise Financial, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SLB / Schlumberger Limited
HTGC / Hercules Capital, Inc.
QSR / Restaurant Brands International Inc.
MTB / M&T Bank Corporation
GILD / Gilead Sciences, Inc.
JNJ / Johnson & Johnson
SNY / Sanofi - Depositary Receipt (Common Stock)
LYB / LyondellBasell Industries N.V.
NUV / Nuveen Municipal Value Fund, Inc.
VLO / Valero Energy Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
BPK / BlackRock Municipal 2018 Term Trust
ULTA / Ulta Beauty, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FDX / FedEx Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
US3798901068 / Glu Mobile Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
HTD / John Hancock Tax-Advantaged Dividend Income Fund
IGA / Voya Global Advantage and Premium Opportunity Fund
WBIH / WBI Tactical High Income Shares
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
LUMN / Lumen Technologies, Inc.
STE / STERIS plc
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
NXZ / Nuveen Dividend Advantage Municipal Fund 2
FLOT / iShares Trust - iShares Floating Rate Bond ETF
WEC / WEC Energy Group, Inc.
ROST / Ross Stores, Inc.
VTR / Ventas, Inc.
HON / Honeywell International Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
BXLT / Baxalta Incorporated
TWX / Warner Media LLC
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
SOR / Source Capital
US0549371070 / BB&T Corp.
MCK / McKesson Corporation
APH / Amphenol Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
XRAY / DENTSPLY SIRONA Inc.
INUV / Inuvo, Inc.
CHW / Calamos Global Dynamic Income Fund
OHI / Omega Healthcare Investors, Inc.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
HOG / Harley-Davidson, Inc.
LEG / Leggett & Platt, Incorporated
PCAR / PACCAR Inc
SO / The Southern Company
TIP / iShares Trust - iShares TIPS Bond ETF
GLD / SPDR Gold Trust
ED / Consolidated Edison, Inc.
INTC / Intel Corporation
NOC / Northrop Grumman Corporation
PAYX / Paychex, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GOOG / Alphabet Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
MPC / Marathon Petroleum Corporation
BX / Blackstone Inc.
ET / Energy Transfer LP - Limited Partnership
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
PYPL / PayPal Holdings, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SJM / The J. M. Smucker Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
GM / General Motors Company
VIS / Vanguard World Fund - Vanguard Industrials ETF
MUA / BlackRock MuniAssets Fund, Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
STWD / Starwood Property Trust, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
JCI / Johnson Controls International plc
MMM / 3M Company
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
NEE / NextEra Energy, Inc.
GWW / W.W. Grainger, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ABBV / AbbVie Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
MSFT / Microsoft Corporation
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
CRM / Salesforce, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CBSH / Commerce Bancshares, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
UPS / United Parcel Service, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CMCSA / Comcast Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
D / Dominion Energy, Inc.
DUK / Duke Energy Corporation
SPY / SPDR S&P 500 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
MET / MetLife, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
ORCL / Oracle Corporation
KHC / The Kraft Heinz Company
DHR / Danaher Corporation
DGT / SPDR Series Trust - SPDR Global Dow ETF
C / Citigroup Inc.
BKN / BlackRock Investment Quality Municipal Trust Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DLR / Digital Realty Trust, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
ZBH / Zimmer Biomet Holdings, Inc.
WSBC / WesBanco, Inc.
ARCC / Ares Capital Corporation
BRK.B / Berkshire Hathaway Inc.
WPZ / Access Midstream Partners, L.P
61166W101 / Monsanto Co.
JPC / Nuveen Preferred & Income Opportunities Fund
PHYS / Sprott Physical Gold Trust
MCHP / Microchip Technology Incorporated
TRGP / Targa Resources Corp.
GPC / Genuine Parts Company
MUB / iShares Trust - iShares National Muni Bond ETF
LUV / Southwest Airlines Co.
AJG / Arthur J. Gallagher & Co.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
UNH / UnitedHealth Group Incorporated
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ETN / Eaton Corporation plc
EMN / Eastman Chemical Company
/ McDermott International, Inc.
TSLA / Tesla, Inc.
CELG / Celgene Corp.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DBEZ / DBX ETF Trust - Xtrackers MSCI Eurozone Hedged Equity ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
AOD / Abrdn Total Dynamic Dividend Fund
FMSA / Fairmount Santrol Holdings Inc.
MHRC / Magnum Hunter Resources Corp.
EVA / Enviva Inc. Call
91911K102 / Bausch Health Companies
L / Loews Corporation
SITE / SiteOne Landscape Supply, Inc.
AKS / AK Steel Holding Corp.
HYT / BlackRock Corporate High Yield Fund, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
PSX / Phillips 66
SNA / Snap-on Incorporated
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CMI / Cummins Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
WPC / W. P. Carey Inc.
AMZN / Amazon.com, Inc.
BRK.A / Berkshire Hathaway Inc.
MBB / iShares Trust - iShares MBS ETF
MBLY / Mobileye Global Inc.
PRU / Prudential Financial, Inc.
WM / Waste Management, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership Call
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
QCOM / QUALCOMM Incorporated
JPM / JPMorgan Chase & Co.
TMO / Thermo Fisher Scientific Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
USA / Liberty All-Star Equity Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
XEL / Xcel Energy Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
O / Realty Income Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
KKR / KKR & Co. Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PM / Philip Morris International Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PSEC / Prospect Capital Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UNP / Union Pacific Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BK / The Bank of New York Mellon Corporation
SAP / SAP SE - Depositary Receipt (Common Stock)
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMT / American Tower Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FSK / FS KKR Capital Corp.
LOW / Lowe's Companies, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
KMI / Kinder Morgan, Inc. Call
GIS / General Mills, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MDLZ / Mondelez International, Inc.
V / Visa Inc.
CL / Colgate-Palmolive Company
KMI / Kinder Morgan, Inc.
PPL / PPL Corporation
OUNZ / VanEck Merk Gold ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PEP / PepsiCo, Inc.
MAR / Marriott International, Inc.
HIG / The Hartford Insurance Group, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KMB / Kimberly-Clark Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
WFC / Wells Fargo & Company
TXN / Texas Instruments Incorporated
META / Meta Platforms, Inc.
AON / Aon plc
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MMC / Marsh & McLennan Companies, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
LLY / Eli Lilly and Company
IVZ / Invesco Ltd.
HWC / Hancock Whitney Corporation
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
WELL / Welltower Inc.
RTX / RTX Corporation
JHI / John Hancock Investors Trust
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SSO / ProShares Trust - ProShares Ultra S&P500
LHX / L3Harris Technologies, Inc.
ADBE / Adobe Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MA / Mastercard Incorporated
BKNG / Booking Holdings Inc.
YUM / Yum! Brands, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
APD / Air Products and Chemicals, Inc.
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
FDS / FactSet Research Systems Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SYY / Sysco Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
COST / Costco Wholesale Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
PRK / Park National Corporation
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
F / Ford Motor Company
GS / The Goldman Sachs Group, Inc.
NUE / Nucor Corporation
TJX / The TJX Companies, Inc.
KO / The Coca-Cola Company
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
FCX / Freeport-McMoRan Inc. Call
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
CHKP / Check Point Software Technologies Ltd.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
WMT / Walmart Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
IWB / iShares Trust - iShares Russell 1000 ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
IVE / iShares Trust - iShares S&P 500 Value ETF
MCD / McDonald's Corporation
SRE / Sempra
RPAI / Retail Properties of America Inc - Class A
COOP / Mr. Cooper Group Inc.
SWN / Southwestern Energy Company
COL / Rockwell Collins, Inc.
M / Macy's, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
FUN / Six Flags Entertainment Corporation
PH / Parker-Hannifin Corporation
BDX / Becton, Dickinson and Company
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
AMGN / Amgen Inc.
IEX / IDEX Corporation
RTN / Raytheon Co.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NLY / Annaly Capital Management, Inc.
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
MRK / Merck & Co., Inc.
018490100 / Allergan plc
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
IAU / iShares Gold Trust
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BBN / BlackRock Taxable Municipal Bond Trust
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US92220P1057 / Varian Medical Systems, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
GE / General Electric Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
SRC / Spirit Realty Capital, Inc.
XHR / Xenia Hotels & Resorts, Inc.
HPT / Hospitality Properties Trust
KRG / Kite Realty Group Trust
CYS / CYS Investments, Inc.
HAS / Hasbro, Inc.
EOG / EOG Resources, Inc.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
NAD / Nuveen Quality Municipal Income Fund
COF / Capital One Financial Corporation
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
BR / Broadridge Financial Solutions, Inc.
ATVI / Activision Blizzard Inc
KMX / CarMax, Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
DIS / The Walt Disney Company
GOOGL / Alphabet Inc.
USB / U.S. Bancorp
MHD / BlackRock MuniHoldings Fund, Inc.
19041P105 / CBS Corp.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
NLSN / Nielsen Holdings plc
LH / Labcorp Holdings Inc.
ESRX / Express Scripts Holding Co.
MMU / Western Asset Managed Municipals Fund Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EL / The Estée Lauder Companies Inc.
RMT / Royce Micro-Cap Trust, Inc.
WY / Weyerhaeuser Company
MPW / Medical Properties Trust, Inc.
ES / Eversource Energy
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
ABT / Abbott Laboratories
IGE / iShares Trust - iShares North American Natural Resources ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BAX / Baxter International Inc.
MFC / Manulife Financial Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
T / AT&T Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
META / Meta Platforms, Inc. Call
HAL / Halliburton Company
JKHY / Jack Henry & Associates, Inc.
WHR / Whirlpool Corporation
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
GIM / Templeton Global Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
WYNN / Wynn Resorts, Limited
RCS / PIMCO Strategic Income Fund, Inc.
TSCO / Tractor Supply Company
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
BAA / Banro Corp.
385002100 / Gramercy Property Trust Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
RRD / R.R. Donnelley & Sons Co.
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MVV / ProShares Trust - ProShares Ultra MidCap400
670984103 / Nuveen Municipal Opportunity Fund, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FMER / FirstMerit Corp.
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
CSV / Carriage Services, Inc.
920355104 / Valspar Corp.
153501101 / Central Fund of Canada Ltd.
NAVB / Navidea Biopharmaceuticals, Inc.
CWEN / Clearway Energy, Inc.
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
CNS / Cohen & Steers, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
BOIL / ProShares Trust II - ProShares Ultra Bloomberg Natural Gas
DSU / BlackRock Debt Strategies Fund, Inc.
MVT / BlackRock MuniVest Fund II, Inc.
EEP / Enbridge Energy Partners, L.P.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
US1182301010 / Buckeye Partners, L.P.
AWP / abrdn Global Premier Properties Fund
SBGI / Sinclair, Inc.
AET / Aetna, Inc.
PEAK / Healthpeak Properties, Inc.
60979P105 / Monogram Residential Trust, Inc.
GDV / The Gabelli Dividend & Income Trust
RDS.B / Shell Plc - ADR
HST / Host Hotels & Resorts, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
VIAB / Viacom, Inc.
BKT / BlackRock Income Trust, Inc.
PSHG / Performance Shipping Inc.
DOW / Dow Inc.
SNEC / Sanchez Energy Corp
CCEP / Coca-Cola Europacific Partners PLC
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
SDRL / Seadrill Limited
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
GAIN / Gladstone Investment Corporation
FL / Foot Locker, Inc.
PBCT / People`s United Financial Inc
MVF / BlackRock MuniVest Fund, Inc.
COHU / Cohu, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
CMC / Commercial Metals Company
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
ECA / EnCana Corp.
VAC / Marriott Vacations Worldwide Corporation
UAA / Under Armour, Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
EIX / Edison International
TSS / Total System Services, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
IYY / iShares Trust - iShares Dow Jones U.S. ETF
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
SHPG / Shire Plc.
AVNT / Avient Corporation
US40449J1034 / The Habit Restaurants, Inc.
USO / United States Oil Fund, LP - Limited Partnership
AINV / Apollo Investment Corporation
US00400R5028 / WBI BullBear Rising Income 3000 ETF
US6706871026 / Nuveen Municipal 2021 Trgt Trm
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
QQQ / Invesco QQQ Trust, Series 1 Put
VHC / VirnetX Holding Corporation
ZIOP / Alaunos Therapeutics Inc
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
CPK / Chesapeake Utilities Corporation
PHDG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
SUNE / SUNation Energy Inc.
TNDM / Tandem Diabetes Care, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TNH / Terra Nitrogen Co., L.P.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
WBIC / WBI SMID Tactical Yield Shares
WBIF / Absolute Shares Trust - WBI BullBear Value 3000 ETF
ULSGF / UBS AG
465685105 / ITC Holdings Corp.
NOV / NOV Inc.
NMRX / Numerex Corp.
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
VNR / Vanguard Natural Resources, LLC
MWE / MarkWest Energy Partners, LP
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
RAI / Reynolds American, Inc.
BLE / BlackRock Municipal Income Trust II
HYGS / Hydrogenics Corp
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
NYLD.A / NRG Yield, Inc
UWM / ProShares Trust - ProShares Ultra Russell2000
SXL / Sunoco Logistics Partners L.P.
UPLMQ / Ultra Petroleum Corp.
FMY / First Trust Mortgage Income Fund
EVA / Enviva Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
AGZ / iShares Trust - iShares Agency Bond ETF
BBWI / Bath & Body Works, Inc.
IYT / iShares Trust - iShares U.S. Transportation ETF
JWN / Nordstrom, Inc.
ELME / Elme Communities
BCS / Barclays PLC - Depositary Receipt (Common Stock)
FM / iShares, Inc. - iShares Frontier and Select EM ETF
SH / ProShares Trust - ProShares Short S&P500
/ Nuveen High Income 2020 Target Term Fund
PSCE / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Energy ETF
COMPASS EMP FDS TR / 100 ENH VOLA ETF (20452Y783)
FTR / Frontier Communications Corp.
VFC / V.F. Corporation
PII / Polaris Inc.
SCU / Sculptor Capital Management Inc - Class A
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
LBTYK / Liberty Global Ltd.
ACWI / iShares Trust - iShares MSCI ACWI ETF
75972AAA1 / Renewable Energy Group, Inc. Bond
PMM / Putnam Managed Municipal Income Trust
IGOV / iShares Trust - iShares International Treasury Bond ETF
XMUHX / BlackRock MuniHoldings Fund II,
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
NUVEEN HGH INC DEC18 TRGT TR / (67075P103)
WBIL / Absolute Shares Trust - WBI BullBear Quality 3000 ETF
WBID / WBI SMID Tactical Select Shares
233153204 / DCT Industrial Trust, Inc.
WBIB / WBI SMID Tactical Value Shares
WBIA / WBI BullBear Rising Income 2000 ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
LINE / Lineage, Inc.
095428108 / Blue Earth, Inc.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
WBIG / Absolute Shares Trust - WBI BullBear Yield 3000 ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
847560109 / Spectra Energy Corp.
PHD / Pioneer Floating Rate Fund, Inc.
AABA / Altaba Inc
WBII / WBI Investments Inc - WBI BullBear Global Income ETF
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
MERK GOLD TR / SHS BEN INT (590055109)
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
TOWN / TowneBank
QQQ / Invesco QQQ Trust, Series 1
LLTC / Linear Technology Corp.
PSAU / PowerShares Global Gold and Precious Metals Portfolio
NGLS / Targa Resources Partners LP
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
74005P104 / Praxair, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
MHK / Mohawk Industries, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
GPL / Great Panther Mining Ltd
JBLU / JetBlue Airways Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
IDV / iShares Trust - iShares International Select Dividend ETF
CHI / Calamos Convertible Opportunities and Income Fund
06740C337 / Barclays ETN+ S&P VEQTOR ETN due on 9/8/2020
GNOG / Golden Nugget Online Gaming Inc - Class A
SIAL / Sigma-Aldrich Corporation
ADS / Bread Financial Holdings Inc
CERN / Cerner Corp.
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
57772K101 / Maxim Integrated Products Inc.
ECPG / Encore Capital Group, Inc.
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
FIIT / First Security Inc
GME / GameStop Corp.
DVY / iShares Trust - iShares Select Dividend ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
WEN / The Wendy's Company
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AIG / American International Group, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SLV / iShares Silver Trust
NGG / National Grid plc - Depositary Receipt (Common Stock)
GAM / General American Investors Company, Inc.
CSCO / Cisco Systems, Inc.
CAG / Conagra Brands, Inc.
C.WSA / Citigroup, Inc.
GAB / The Gabelli Equity Trust Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
KEY / KeyCorp
IYF / iShares Trust - iShares U.S. Financials ETF
SPG / Simon Property Group, Inc.
WMB / The Williams Companies, Inc.
EQL / ALPS ETF Trust - ALPS Equal Sector Weight ETF
CAH / Cardinal Health, Inc.
GD / General Dynamics Corporation
WBA / Walgreens Boots Alliance, Inc.
SHW / The Sherwin-Williams Company
SWKS / Skyworks Solutions, Inc.
MKL / Markel Group Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ACN / Accenture plc
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
CNI / Canadian National Railway Company
GSBD / Goldman Sachs BDC, Inc.
MAIN / Main Street Capital Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
OXSQ / Oxford Square Capital Corp.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PFE / Pfizer Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
OXY / Occidental Petroleum Corporation
MRO / Marathon Oil Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
HPQ / HP Inc.
STEW / SRH Total Return Fund, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
BA / The Boeing Company
RIGS / ALPS ETF Trust - RiverFront Strategic Income Fund
LNT / Alliant Energy Corporation
SIRI / Sirius XM Holdings Inc.
BCE / BCE Inc.
NKE / NIKE, Inc.
CET / Central Securities Corporation
PDT / John Hancock Premium Dividend Fund
AFL / Aflac Incorporated
AXP / American Express Company
AMN / AMN Healthcare Services, Inc.
EXPD / Expeditors International of Washington, Inc.
ADP / Automatic Data Processing, Inc.
CHK / Chesapeake Energy Corporation
OIA / Invesco Municipal Income Opportunities Trust
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
ARNC / Arconic Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
BAC / Bank of America Corporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
PSLV / Sprott Physical Silver Trust
UGA / United States Gasoline Fund, LP - Limited Partnership
MPLX / MPLX LP - Limited Partnership
FE / FirstEnergy Corp.
BMY / Bristol-Myers Squibb Company
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF Call
PCN / PIMCO Corporate & Income Strategy Fund
ORLY / O'Reilly Automotive, Inc.
MMP / Magellan Midstream Partners L.P.
CB / Chubb Limited
PPG / PPG Industries, Inc.
CTSH / Cognizant Technology Solutions Corporation
ICE / Intercontinental Exchange, Inc.
MS / Morgan Stanley
RAD / Rite Aid Corp.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
FITB / Fifth Third Bancorp
IP / International Paper Company
MNKD / MannKind Corporation
GAP / The Gap, Inc.
DD / DuPont de Nemours, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
FCX / Freeport-McMoRan Inc.
CSX / CSX Corporation
HSY / The Hershey Company
XOM / Exxon Mobil Corporation
K / Kellanova
CVX / Chevron Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
RSG / Republic Services, Inc.
CLX / The Clorox Company
DFS / Discover Financial Services
INSG / Inseego Corp.
EMR / Emerson Electric Co.
PKG / Packaging Corporation of America
PNC / The PNC Financial Services Group, Inc.
ROK / Rockwell Automation, Inc.
LMT / Lockheed Martin Corporation
ECL / Ecolab Inc.
CVS / CVS Health Corporation
DE / Deere & Company
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VZ / Verizon Communications Inc.
KR / The Kroger Co.
CAT / Caterpillar Inc.
AEP / American Electric Power Company, Inc.
PSA / Public Storage
NFLX / Netflix, Inc.
MO / Altria Group, Inc.
SCHW / The Charles Schwab Corporation
AAPL / Apple Inc.
HBAN / Huntington Bancshares Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund