Market Value323,276,000
Total Holdings305
File Date2018-02-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BR / Broadridge Financial Solutions, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ABBV / AbbVie Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ARGO / Argo Group International Holdings, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PTEN / Patterson-UTI Energy, Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
AFT / Apollo Senior Floating Rate Fund Inc.
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
JHMS / John Hancock Investment Management LLC - John Hancock Multifactor Consumer Staples ETF
RMD / ResMed Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
MSFT / Microsoft Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
KHC / The Kraft Heinz Company
ES / Eversource Energy
MTN / Vail Resorts, Inc.
CCT / Comcast Corporation - Preferred Security
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
MRK / Merck & Co., Inc.
CPA / Copa Holdings, S.A.
INBK / First Internet Bancorp
LUMN / Lumen Technologies, Inc.
WLL / Whiting Petroleum Corp (New)
CELG / Celgene Corp.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
ALB / Albemarle Corporation
SDLP / Seadrill Partners LLC
GOOGL / Alphabet Inc.
ESV / Ensco plc
VZ / Verizon Communications Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
M / Macy's, Inc.
KAR / OPENLANE, Inc.
ON / ON Semiconductor Corporation
DOMINION ENERGY INC UT SER A 081519 / Stock (25746UCH0)
DOG / ProShares Trust - ProShares Short Dow30
SMB / VanEck ETF Trust - VanEck Short Muni ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
FNSR / Finisar Corporation
MDC / M.D.C. Holdings, Inc.
CAFD / 8point3 Energy Partners LP
HTUS / Capitol Series Trust - Hull Tactical US ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MC / Moelis & Company
ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
DXC / DXC Technology Company
FAX / Abrdn Asia-Pacific Income Fund Inc
JFR / Nuveen Floating Rate Income Fund
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
MIN / MFS Intermediate Income Trust
FEU / SPDR STOXX Europe 50 ETF
RESN / Resonant Inc
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
MET / MetLife, Inc.
APO / Apollo Global Management, Inc.
SODA / SodaStream International Ltd.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
JHMC / John Hancock Investment Management LLC - John Hancock Multifactor Consumer Discretionary ETF
CGNX / Cognex Corporation
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
JMF / Nuveen Energy MLP Total Return Fund
GAB / The Gabelli Equity Trust Inc.
CONE / CyrusOne Inc
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
US92189F8095 / VanEck Vectors Coal ETF
JHMU / John Hancock Exchange-Traded Fund Trust - John Hancock Dynamic Municipal Bond ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
SIOX / Sio Gene Therapies Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
GPC / Genuine Parts Company
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AJX / Great Ajax Corp.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
NWL / Newell Brands Inc.
ANDV / Andeavor Corp.
GTTN / GTT Communications Inc
WNRL / Western Refining Logistics, LP
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
BBRC / Columbia Beyond BRICs ETF
OAK / Oaktree Capital Group, LLC
GURU / Global X Funds - Global X Guru Index ETF
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
VTR / Ventas, Inc.
MMT / MFS Multimarket Income Trust
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
GIM / Templeton Global Income Fund
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
US74733V1008 / QEP Resources, Inc.
HSY / The Hershey Company
OZRK / Bank of the Ozarks, Inc.
EYES / Vivani Medical Inc
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
US0153511094 / Alexion Pharmaceuticals, Inc.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
SNCR / Synchronoss Technologies, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
AIG / American International Group, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
ABDC / Altmore BDC Inc
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
QQQ / Invesco QQQ Trust, Series 1
YY / JOYY Inc. - Depositary Receipt (Common Stock)
WABC / Westamerica Bancorporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
US00C4U1L353 / Mylan N.V.
HPQ / HP Inc.
OXY / Occidental Petroleum Corporation
SCU / Sculptor Capital Management Inc - Class A
EL / The Estée Lauder Companies Inc.
PDI / PIMCO Dynamic Income Fund
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
OAS / Oasis Petroleum Inc. - New
IYW / iShares Trust - iShares U.S. Technology ETF
TGT / Target Corporation
BA / The Boeing Company
SWK / Stanley Black & Decker, Inc.
DOW / Dow Inc.
BIIB / Biogen Inc.
OHI / Omega Healthcare Investors, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
MCHP / Microchip Technology Incorporated
QID / ProShares Trust - ProShares UltraShort QQQ
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
NUAN / Nuance Communications Inc
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
AAPL / Apple Inc.
BGCP / BGC Partners Inc - Class A
BDX / Becton, Dickinson and Company
KMI / Kinder Morgan, Inc.
TWM / ProShares Trust - ProShares UltraShort Russell2000
PCG / PG&E Corporation
GLW / Corning Incorporated
VVR / Invesco Senior Income Trust
MDY / SPDR S&P MidCap 400 ETF Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
ILF / iShares Trust - iShares Latin America 40 ETF
EIX / Edison International
SJT / San Juan Basin Royalty Trust
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SLV / iShares Silver Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
NVDA / NVIDIA Corporation
IP / International Paper Company
ROP / Roper Technologies, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IDXX / IDEXX Laboratories, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
WU / The Western Union Company
IBM / International Business Machines Corporation
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
WBA / Walgreens Boots Alliance, Inc.
TMO / Thermo Fisher Scientific Inc.
JPM / JPMorgan Chase & Co.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
UNP / Union Pacific Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PEP / PepsiCo, Inc.
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
META / Meta Platforms, Inc.
DIS / The Walt Disney Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ALL / The Allstate Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
TEI / Templeton Emerging Markets Income Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HD / The Home Depot, Inc.
CSCO / Cisco Systems, Inc.
ROK / Rockwell Automation, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BRK.B / Berkshire Hathaway Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
KO / The Coca-Cola Company
IVV / iShares Trust - iShares Core S&P 500 ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
WMT / Walmart Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
PG / The Procter & Gamble Company
MCD / McDonald's Corporation
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
ETN / Eaton Corporation plc
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GS / The Goldman Sachs Group, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AMZN / Amazon.com, Inc.
MMM / 3M Company
CLX / The Clorox Company
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
GIS / General Mills, Inc.
F / Ford Motor Company
ARCC / Ares Capital Corporation
UNH / UnitedHealth Group Incorporated
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SDRL / Seadrill Limited
LNC / Lincoln National Corporation
XOM / Exxon Mobil Corporation
QRVO / Qorvo, Inc.
CMF / iShares Trust - iShares California Muni Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CAT / Caterpillar Inc.
WFC / Wells Fargo & Company
TTWO / Take-Two Interactive Software, Inc.
AWK / American Water Works Company, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
DVY / iShares Trust - iShares Select Dividend ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
MDT / Medtronic plc
BRK.A / Berkshire Hathaway Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SBUX / Starbucks Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
GE / General Electric Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IGM / iShares Trust - iShares Expanded Tech Sector ETF
T / AT&T Inc.
JNJ / Johnson & Johnson
ABT / Abbott Laboratories
HON / Honeywell International Inc.
SRE / Sempra
MPC / Marathon Petroleum Corporation
CVX / Chevron Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PFE / Pfizer Inc.
SMG / The Scotts Miracle-Gro Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BIS / ProShares Trust - ProShares UltraShort Nasdaq Biotechnology
ENZL / iShares Trust - iShares MSCI New Zealand ETF
IDV / iShares Trust - iShares International Select Dividend ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GSBC / Great Southern Bancorp, Inc.
INTU / Intuit Inc.
CRM / Salesforce, Inc.
TRV / The Travelers Companies, Inc.
GLD / SPDR Gold Trust
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SPY / SPDR S&P 500 ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
INDA / iShares Trust - iShares MSCI India ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
OKE / ONEOK, Inc.
FI / Fiserv, Inc.
INTC / Intel Corporation
QCOM / QUALCOMM Incorporated
COST / Costco Wholesale Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
V / Visa Inc.
BAC / Bank of America Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
ORCL / Oracle Corporation
COP / ConocoPhillips
GOOGL / Alphabet Inc.
MO / Altria Group, Inc.
LMT / Lockheed Martin Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF