Market Value268,995,000
Total Holdings280
File Date2018-04-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BR / Broadridge Financial Solutions, Inc.
DB / Deutsche Bank Aktiengesellschaft
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
TIP / iShares Trust - iShares TIPS Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
WFC / Wells Fargo & Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TGT / Target Corporation
UNP / Union Pacific Corporation
EFV / iShares Trust - iShares MSCI EAFE Value ETF
INDA / iShares Trust - iShares MSCI India ETF
IAU / iShares Gold Trust
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
MSFT / Microsoft Corporation
JFR / Nuveen Floating Rate Income Fund
SMB / VanEck ETF Trust - VanEck Short Muni ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SDRL / Seadrill Limited
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
INTC / Intel Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WLL / Whiting Petroleum Corp (New)
ARGO / Argo Group International Holdings, Inc.
YY / JOYY Inc. - Depositary Receipt (Common Stock)
ESV / Ensco plc
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
KBE / SPDR Series Trust - SPDR S&P Bank ETF
ALB / Albemarle Corporation
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SPY / SPDR S&P 500 ETF
SMG / The Scotts Miracle-Gro Company
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
WBA / Walgreens Boots Alliance, Inc.
SWKS / Skyworks Solutions, Inc.
US00C4U1L353 / Mylan N.V.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
PAYX / Paychex, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
ROK / Rockwell Automation, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
PSEC / Prospect Capital Corporation
OAS / Oasis Petroleum Inc. - New
HTGC / Hercules Capital, Inc.
QRVO / Qorvo, Inc.
MCHP / Microchip Technology Incorporated
HPQ / HP Inc.
AWK / American Water Works Company, Inc.
T / AT&T Inc.
NWL / Newell Brands Inc.
INTU / Intuit Inc.
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
MO / Altria Group, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PEP / PepsiCo, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IDXX / IDEXX Laboratories, Inc.
KO / The Coca-Cola Company
MCD / McDonald's Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
GIM / Templeton Global Income Fund
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
HROW / Harrow, Inc.
SWM / Schweitzer-Mauduit International, Inc.
DIS / The Walt Disney Company
WBK / Westpac Banking Corp - ADR
IVW / iShares Trust - iShares S&P 500 Growth ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
US74733V1008 / QEP Resources, Inc.
CVX / Chevron Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
ABBV / AbbVie Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CSCO / Cisco Systems, Inc.
ARCC / Ares Capital Corporation
BRK.B / Berkshire Hathaway Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
CPA / Copa Holdings, S.A.
AMLP / ALPS ETF Trust - Alerian MLP ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
MMT / MFS Multimarket Income Trust
MXL / MaxLinear, Inc.
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
JMF / Nuveen Energy MLP Total Return Fund
PFE / Pfizer Inc.
OXY / Occidental Petroleum Corporation
QQQ / Invesco QQQ Trust, Series 1
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SHYD / VanEck ETF Trust - VanEck Short High Yield Muni ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
V / Visa Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
GPC / Genuine Parts Company
WU / The Western Union Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
COP / ConocoPhillips
XOM / Exxon Mobil Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
INBK / First Internet Bancorp
FEU / SPDR STOXX Europe 50 ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
ORCL / Oracle Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
KR / The Kroger Co.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
ULSGF / UBS AG
OZRK / Bank of the Ozarks, Inc.
BBRC / Columbia Beyond BRICs ETF
GAB / The Gabelli Equity Trust Inc.
RY / Royal Bank of Canada
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
US54142L1098 / LogMein, Inc.
POWERSHARES BULLETSHARES 2019 HIGH YIELD CORPORATE BOND PORTFOLIO / ETF (73939W409)
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
QID / ProShares Trust - ProShares UltraShort QQQ
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
MIN / MFS Intermediate Income Trust
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
DOMINION ENERGY INC UT SER A 081519 / Stock (25746UCH0)
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
IBM / International Business Machines Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
PG / The Procter & Gamble Company
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
KAR / OPENLANE, Inc.
POWERSHARES S&P MIDCAP 400 PURE GROWTH PORTFOLIO / ETF (739371672)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
SODA / SodaStream International Ltd.
XLNX / Xilinx, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
HSY / The Hershey Company
MTN / Vail Resorts, Inc.
GE / General Electric Company
GUGGENHEIM ULTRA SHORT DURATION ETF / ETF (73935B797)
LMT / Lockheed Martin Corporation
TTWO / Take-Two Interactive Software, Inc.
MDC / M.D.C. Holdings, Inc.
ES / Eversource Energy
DIA / SPDR Dow Jones Industrial Average ETF Trust
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
IWD / iShares Trust - iShares Russell 1000 Value ETF
BRK.A / Berkshire Hathaway Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
BDX / Becton, Dickinson and Company
SDLP / Seadrill Partners LLC
RMD / ResMed Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
EL / The Estée Lauder Companies Inc.
ALL / The Allstate Corporation
CONE / CyrusOne Inc
ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
GSBC / Great Southern Bancorp, Inc.
GUGGENHEIM BLT 2018 HIGH YIELD CORP BND ETF / ETF (73939W201)
FISV / Fiserv, Inc.
RYDEX ETF TRUST S&P 500 PURE VALUE / ETF (739371714)
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
CELG / Celgene Corp.
CAFD / 8point3 Energy Partners LP
HELE / Helen of Troy Limited
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MRK / Merck & Co., Inc.
OAK / Oaktree Capital Group, LLC
MET / MetLife, Inc.
BSFT / BroadSoft, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
HD / The Home Depot, Inc.
AMZN / Amazon.com, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
WNRL / Western Refining Logistics, LP
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
SNCR / Synchronoss Technologies, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
WMT / Walmart Inc.
F / Ford Motor Company
GS / The Goldman Sachs Group, Inc.
JNJ / Johnson & Johnson
/ Cantel Medical Corp.
CMF / iShares Trust - iShares California Muni Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PM / Philip Morris International Inc.
ON / ON Semiconductor Corporation
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
FAST / Fastenal Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
GOOG / Alphabet Inc.
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT / ETF (739371813)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CDTI ADVANCED MATLS INC COM / Stock (12514V105)
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
ROP / Roper Technologies, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
BGCP / BGC Partners Inc - Class A
AEP / American Electric Power Company, Inc.
TMO / Thermo Fisher Scientific Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
LNC / Lincoln National Corporation
ILF / iShares Trust - iShares Latin America 40 ETF
SCU / Sculptor Capital Management Inc - Class A
BBDC / Barings BDC, Inc.
SNA / Snap-on Incorporated
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
TEI / Templeton Emerging Markets Income Fund
BAC / Bank of America Corporation
JPM / JPMorgan Chase & Co.
HON / Honeywell International Inc.
META / Meta Platforms, Inc.
CRM / Salesforce, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
SJT / San Juan Basin Royalty Trust
OHI / Omega Healthcare Investors, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
RRGB / Red Robin Gourmet Burgers, Inc.
ENZL / iShares Trust - iShares MSCI New Zealand ETF
MDT / Medtronic plc
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
ABT / Abbott Laboratories
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SLB / Schlumberger Limited
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)