All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| RVT / Royce Small-Cap Trust, Inc.
|
|
|
|
|
|
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| AMP / Ameriprise Financial, Inc.
|
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|
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| BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Put
|
|
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|
|
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| NESR / National Energy Services Reunited Corp.
|
|
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| BRQS / Borqs Technologies Inc
|
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| WINR / Simplicity Esports and Gaming Company
|
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| JMF / Nuveen Energy MLP Total Return Fund
|
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| US531229AB89 / Liberty Media Corporation Bond
|
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| GILD / Gilead Sciences, Inc.
|
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| CRF / Cornerstone Total Return Fund, Inc.
|
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| EPR / EPR Properties
|
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| DDC / DDC Enterprise Limited
|
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| 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
|
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|
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| CAPITOL INVT CORP IV
/ UNIT 99/99/9999 (G18920119) |
|
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|
|
| US458140AF79 / Intel Corp. 3.25% Bond Due 8/1/2039
|
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| RRD / R.R. Donnelley & Sons Co.
|
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| PNRA / Panera Bread Co.
|
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| DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units
|
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|
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| CYH / Community Health Systems, Inc.
|
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|
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| SA / Seabridge Gold Inc. Put
|
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| CSQ / Calamos Strategic Total Return Fund
|
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|
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| BOE / BlackRock Enhanced Global Dividend Trust
|
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| CELG / Celgene Corp.
|
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| MGY / Magnolia Oil & Gas Corporation
|
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| WPG / Washington Prime Group Inc
|
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| US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
|
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| RBSPF / NatWest Group plc
|
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| TRI / Thomson Reuters Corporation
|
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| 874054AD1 / Take-Two Interactive Software, Inc. Bond
|
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| US29089QAB14 / Emergent Biosolutions, Inc. Bond
|
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| 896522AF6 / Trinity Industries, Inc. Bond
|
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| IPOA.U / Social Capital Hedosophia
|
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| NYRT / New York REIT, Inc.
|
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| 01449J105 / Alere Inc.
|
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| MIII / M III Acquisition Corp.
|
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|
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| IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
|
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| CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
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| CYS / CYS Investments, Inc.
|
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|
|
| FELCOR LODGING TR INC
/ PFD CV A $1.95 (31430F200) |
|
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|
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| DOTA / Draper Oakwood Technology Acquisition, Inc.
|
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| RMNI / Rimini Street, Inc.
|
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|
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|
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| US584688AE55 / Medicines Company 2.500% Bond
|
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| NVAX / Novavax, Inc.
|
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| CHW / Calamos Global Dynamic Income Fund
|
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| JFC / JPMorgan China Region Fund, Inc.
|
|
|
|
|
|
|
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| 165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
|
|
|
|
|
|
|
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| 512807AL2 / Lam Research Corp. Bond
|
|
|
|
|
|
|
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| JHG / Janus Henderson Group plc
|
|
|
|
|
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|
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| PPL / Pembina Pipeline Corporation
|
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| 48242A104 / KBL Merger Corp. IV Unit
|
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|
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| US62952QAB68 / NXP Semiconductors N.V. Bond
|
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| BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
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| HUNT / Hunter Maritime Acquisition Corp.
|
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| EACQ / Easterly Acquisition Corp.
|
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| AXARW / Axar Acquisition Corp. Warrants
|
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| LRCX / Lam Research Corporation
|
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| 34985B103 / Forum Merger Corporation
|
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| NRE / NorthStar Realty Europe Corp.
|
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| 048206106 / Atlantic Acquisition Corp.
|
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| IYF / iShares Trust - iShares U.S. Financials ETF
|
|
|
|
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| MMDM / Modern Media Acquisition Corp.
|
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|
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| CMO / Capstead Mortgage Corp.
|
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| 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1
|
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| US670008AD31 / NOVELLUS SYS INC Bond
|
|
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| SWN / Southwestern Energy Company
|
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| AGIO / Agios Pharmaceuticals, Inc.
|
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| 048206106 / Atlantic Acquisition Corp.
|
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| SNR / New Senior Investment Group Inc
|
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| ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
|
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| IAC / IAC Inc.
|
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| ACTA / Actua Corporation
|
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| 212485AE6 / Convergys Corp. Bond
|
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| CNLM / CB Pharma Acquisition Corp.
|
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| HLF / Herbalife Ltd.
|
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| TPGH / TPG Pace Holdings Corp.
|
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| US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
|
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| DENN / Denny's Corporation
|
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| US758075AC90 / Redwood Tr Inc Bond
|
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| XUTGX / Reaves Utility Income Fund
|
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| NRCG / NRC GROUP HOLDINGS CORP.
|
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| FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
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| US0373471012 / Anworth Mortgage Asset Corp.
|
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| SPPP / Sprott Physical Platinum and Palladium Trust
|
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| EFT / Eaton Vance Floating-Rate Income Trust
|
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| CNAC / Constellation Alpha Capital Corp.
|
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| 50063B104 / Korea Equity Fund, Inc.
|
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| PMO / Putnam Municipal Opportunities Trust
|
|
|
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| OMAM / OM Asset Management Plc
|
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| FF / FutureFuel Corp.
|
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|
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| AXAR ACQUISITION CORP
/ *W EXP 12/31/202 (05455L128) |
|
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| US111621AQ12 / Brocade Communications Systems, Inc. 1.375% Bond Due 1/1/2020
|
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| BRCD / Brocade Communications Systems, Inc.
|
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| TKF / Turkish Investment Fund, Inc.
|
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| GCI / Gannett Co., Inc.
|
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| CBA / ClearBridge American Energy MLP Fund Inc.
|
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| NTB / The Bank of N.T. Butterfield & Son Limited
|
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| BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
|
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| JSYNU / Jensyn Acquistion Corp.
|
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| MACQ / MCAP Acquisition Corp - Class A
|
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| DHF / BNY Mellon High Yield Strategies Fund
|
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| MX / Magnachip Semiconductor Corporation
|
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| GDV / The Gabelli Dividend & Income Trust
|
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|
|
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|
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| JFR / Nuveen Floating Rate Income Fund
|
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|
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| CLM / Cornerstone Strategic Investment Fund, Inc.
|
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| AVCT / American Virtual Cloud Technologies Inc
|
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| MGA / Magna International Inc.
|
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| 018490100 / Allergan plc
|
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| BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
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| ELEC / Electrum Special Acquisition Corporation
|
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| 018490100 / Allergan plc Call
|
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| XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Put
|
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| AGI / Alamos Gold Inc.
|
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| US0153511094 / Alexion Pharmaceuticals, Inc.
|
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| NYMT / New York Mortgage Trust, Inc.
|
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| JE / Just Energy Group Inc
|
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| ARNC / Arconic Corporation Call
|
|
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| IYR / iShares Trust - iShares U.S. Real Estate ETF Put
|
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| NBIX / Neurocrine Biosciences, Inc.
|
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| STK / Columbia Seligman Premium Technology Growth Fund
|
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| IONS / Ionis Pharmaceuticals, Inc.
|
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| GM.WS.B / General Motors Company - Warrants 07/10/2019
|
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| NAVI / Navient Corporation
|
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| INCY / Incyte Corporation
|
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| VRTX / Vertex Pharmaceuticals Incorporated
|
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| ARCC / Ares Capital Corporation Put
|
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| SRC / Spirit Realty Capital, Inc.
|
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| SA / Seabridge Gold Inc.
|
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| XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
|
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| CEM / ClearBridge MLP and Midstream Fund Inc
|
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| VMO / Invesco Municipal Opportunity Trust
|
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| VGM / Invesco Trust for Investment Grade Municipals
|
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| ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
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| BXMX / Nuveen S&P 500 Buy-Write Income Fund
|
|
|
|
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|
|
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| AOD / Abrdn Total Dynamic Dividend Fund
|
|
|
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| BKR / Baker Hughes Company
|
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| ASG / Liberty All-Star Growth Fund, Inc.
|
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| NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
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| QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
|
|
|
|
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| RQI / Cohen & Steers Quality Income Realty Fund, Inc.
|
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| TGT / Target Corporation
|
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| USA / Liberty All-Star Equity Fund
|
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| AGO / Assured Guaranty Ltd.
|
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| BKNG / Booking Holdings Inc.
|
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| PSLV / Sprott Physical Silver Trust
|
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| XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
|
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| PHYS / Sprott Physical Gold Trust
|
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| ANIP / ANI Pharmaceuticals, Inc.
|
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|
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|
|
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| NMZ / Nuveen Municipal High Income Opportunity Fund
|
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|
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|
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| PML / PIMCO Municipal Income Fund II
|
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|
|
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| NVDA / NVIDIA Corporation
|
|
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|
