| GER / GE Capital Global Holdings, LLC - Preferred Security
|
|
|
|
|
|
|
|
| JPS / Nuveen Preferred & Income Securities Fund
|
|
|
|
|
|
|
|
| NAC / Nuveen California Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
|
|
|
|
|
|
|
|
| WFC / Wells Fargo & Company Put
|
|
|
|
|
|
|
|
| DSL / DoubleLine Income Solutions Fund
|
|
|
|
|
|
|
|
| EWY / iShares, Inc. - iShares MSCI South Korea ETF Put
|
|
|
|
|
|
|
|
| WIA / Western Asset Inflation-Linked Income Fund
|
|
|
|
|
|
|
|
| GAB / The Gabelli Equity Trust Inc.
|
|
|
|
|
|
|
|
| GHY / PGIM Global High Yield Fund, Inc
|
|
|
|
|
|
|
|
| SMM / Salient Midstream & MLP Fund
|
|
|
|
|
|
|
|
| BCS / Barclays PLC - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| TRI / Thomson Reuters Corporation
|
|
|
|
|
|
|
|
| ENSC / Ensysce Biosciences, Inc.
|
|
|
|
|
|
|
|
| VTOL / Bristow Group Inc.
|
|
|
|
|
|
|
|
| GOOGL / Alphabet Inc.
|
|
|
|
|
|
|
|
| BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
|
|
|
|
|
|
| INF / Brookfield Global Listed Infrastructure Income Fund
|
|
|
|
|
|
|
|
| GSMG / Glory Star New Media Group Holdings Limited
|
|
|
|
|
|
|
|
| ITW / Illinois Tool Works Inc.
|
|
|
|
|
|
|
|
| FPL / First Trust New Opportunities MLP & Energy Fund
|
|
|
|
|
|
|
|
| PDI / PIMCO Dynamic Income Fund
|
|
|
|
|
|
|
|
| PFL / PIMCO Income Strategy Fund
|
|
|
|
|
|
|
|
| TEI / Templeton Emerging Markets Income Fund
|
|
|
|
|
|
|
|
| RWGE / Regalwood Global Energy Ltd.
|
|
|
|
|
|
|
|
| TUEM / Tuesday Morning Corp. - New
|
|
|
|
|
|
|
|
| PCN / PIMCO Corporate & Income Strategy Fund
|
|
|
|
|
|
|
|
| WFC.PRL / Wells Fargo & Company - Preferred Stock
|
|
|
|
|
|
|
|
| LOTZ / CarLotz Inc - Class A
|
|
|
|
|
|
|
|
| ACRX / Talphera, Inc.
|
|
|
|
|
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|
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| BDSI / Biodelivery Sciences International
|
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|
|
|
|
|
|
| PBI / Pitney Bowes Inc.
|
|
|
|
|
|
|
|
| US74348TAT97 / Prospect Capital Corporation Bond
|
|
|
|
|
|
|
|
| NAVI / Navient Corporation
|
|
|
|
|
|
|
|
| RMO / Romeo Power Inc - Class A
|
|
|
|
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|
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| AESE / Allied Esports Entertainment Inc
|
|
|
|
|
|
|
|
| / Norbord Inc.
|
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|
|
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|
|
| MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
|
|
|
|
|
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|
|
| PDT / John Hancock Premium Dividend Fund
|
|
|
|
|
|
|
|
| EARN / Ellington Credit Company
|
|
|
|
|
|
|
|
| NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| COTY / Coty Inc. Call
|
|
|
|
|
|
|
|
| XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| ACP / Abrdn Income Credit Strategies Fund
|
|
|
|
|
|
|
|
| FRO / Frontline plc
|
|
|
|
|
|
|
|
| MOSC.U / Mosaic Acquisition Corp.
|
|
|
|
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|
|
| STNL / Sentinel Energy Services Inc.
|
|
|
|
|
|
|
|
| NCV / Virtus Convertible & Income Fund
|
|
|
|
|
|
|
|
| 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15
|
|
|
|
|
|
|
|
| MCA / BlackRock MuniYield California Quality Fund Inc
|
|
|
|
|
|
|
|
| US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
|
|
|
|
|
|
|
|
| GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
|
|
|
|
|
|
|
|
| MCN / XAI Madison Equity Premium Income Fund
|
|
|
|
|
|
|
|
| US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
|
|
|
|
|
|
|
|
| NVAX / Novavax, Inc.
|
|
|
|
|
|
|
|
| JMF / Nuveen Energy MLP Total Return Fund
|
|
|
|
|
|
|
|
| JGH / Nuveen Global High Income Fund
|
|
|
|
|
|
|
|
| JRS / Nuveen Real Estate Income Fund
|
|
|
|
|
|
|
|
| JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
|
|
|
|
|
|
|
|
| PLATINUM EAGLE ACQUISITIN CO
/ SHS CL A (G7126L100) |
|
|
|
|
|
|
|
| EYES / Vivani Medical Inc
|
|
|
|
|
|
|
|
| NTG / Tortoise Midstream Energy Fund, Inc.
|
|
|
|
|
|
|
|
| VGI / Virtus Global Multi-Sector Income Fund
|
|
|
|
|
|
|
|
| G9366W101 / Union Acquisition Corp.
|
|
|
|
|
|
|
|
| EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
|
|
|
|
|
|
| 26433F207 / Duff & Phelps Select MLP and M Common Stock
|
|
|
|
|
|
|
|
| CCD / Calamos Dynamic Convertible and Income Fund
|
|
|
|
|
|
|
|
| FSAC / Foresite Life Sciences Corp - Class A
|
|
|
|
|
|
|
|
| DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
|
|
|
|
|
|
|
|
| DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
|
|
|
|
|
|
| SWZ / Total Return Securities, Inc.
|
|
|
|
|
|
|
|
| XMUHX / BlackRock MuniHoldings Fund II,
|
|
|
|
|
|
|
|
| US09254R1041 / BlackRock MuniYield Investment Fund
|
|
|
|
|
|
|
|
| CGO / Calamos Global Total Return Fund
|
|
|
|
|
|
|
|
| CIK / Credit Suisse Asset Management Income Fund, Inc.
|
|
|
|
|
|
|
|
| ESV / Ensco plc
|
|
|
|
|
|
|
|
| EXPR / Express, Inc.
|
|
|
|
|
|
|
|
| INSY / Insys Therapeutics Inc.
|
|
|
|
|
|
|
|
| UWN / Nevada Gold & Casinos, Inc.
|
|
|
|
|
|
|
|
| PLATINUM EAGLE ACQUISITIN CO
/ *W EXP 01/17/202 (G7126L118) |
|
|
|
|
|
|
|
| FUND / Sprott Focus Trust, Inc.
|
|
|
|
|
|
|
|
| 58733RAB8 / MercadoLibre, Inc. Bond
|
|
|
|
|
|
|
|
| US14161HAG39 / Cardtronics, Inc. Bond
|
|
|
|
|
|
|
|
| 420870115 / Haymaker Acquisition Corp. II, Class A
|
|
|
|
|
|
|
|
| CM SEVEN STAR ACQUISITION CO
/ SHS (G2345N102) |
|
|
|
|
|
|
|
| VST / Vistra Corp.
|
|
|
|
|
|
|
|
| US92854Q1067 / Vivint Solar Inc.
|
|
|
|
|
|
|
|
| US04351G1013 / Ascena Retail Group, Inc.
|
|
|
|
|
|
|
|
| BKS / Barnes & Noble, Inc.
|
|
|
|
|
|
|
|
| US756577AD47 / Red Hat, Inc. Bond
|
|
|
|
|
|
|
|
| OMAD.U / One Madison Corporation
|
|
|
|
|
|
|
|
| CNSL / Consolidated Communications Holdings, Inc.
|
|
|
|
|
|
|
|
| VHC / VirnetX Holding Corporation
|
|
|
|
|
|
|
|
| CHURCHILL CAP CORP
/ *W EXP 09/11/202 (17142R111) |
|
|
|
|
|
|
|
| TCS / The Container Store Group, Inc.
|
|
|
|
|
|
|
|
| DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
|
|
|
|
|
|
|
|
| EVM / Eaton Vance California Municipal Bond Fund
|
|
|
|
|
|
|
|
| MSF / Morgan Stanley Emerging Markets Fund, Inc.
|
|
|
|
|
|
|
|
| AER / AerCap Holdings N.V.
|
|
|
|
|
|
|
|
| THW / Abrdn World Healthcare Fund
|
|
|
|
|
|
|
|
| CHY / Calamos Convertible and High Income Fund
|
|
|
|
|
|
|
|
| ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred
|
|
|
|
|
|
|
|
| ASA / ASA Gold and Precious Metals Limited
|
|
|
|
|
|
|
|
| FIF / First Trust Energy Infrastructure Fund
|
|
|
|
|
|
|
|
| IMO / Imperial Oil Limited
|
|
|
|
|
|
|
|
| MXE / Mexico Equity & Income Fund Inc.
|
|
|
|
|
|
|
|
| HYB / The New America High Income Fund Inc.
|
|
|
|
|
|
|
|
| NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
|
|
|
|
|
|
|
|
| NRE / NorthStar Realty Europe Corp.
|
|
|
|
|
|
|
|
| ISBC / Investors Bancorp Inc
|
|
|
|
|
|
|
|
| PHD / Pioneer Floating Rate Fund, Inc.
|
|
|
|
|
|
|
|
| MDLM / Medley Management Inc.
|
|
|
|
|
|
|
|
| SJ / Scienjoy Holding Corporation
|
|
|
|
|
|
|
|
| CLVT / Clarivate Plc
|
|
|
|
|
|
|
|
| MA / Mastercard Incorporated
|
|
|
|
|
|
|
|
| GERN / Geron Corporation
|
|
|
|
|
|
|
|
| EOI / Eaton Vance Enhanced Equity Income Fund
|
|
|
|
|
|
|
|
| RH / RH Put
|
|
|
|
|
|
|
|
| BTO / John Hancock Financial Opportunities Fund
|
|
|
|
|
|
|
|
| TIBR / Tiberius Acquisition Corp
|
|
|
|
|
|
|
|
| CYH / Community Health Systems, Inc.
|
|
|
|
|
|
|
|
| TSLA / Tesla, Inc. Put
|
|
|
|
|
|
|
|
| AXSM / Axsome Therapeutics, Inc.
|
|
|
|
|
|
|
|
| BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
|
|
|
|
|
|
|
| 00B65Z9D7 / Noble Corporation plc
|
|
|
|
|
|
|
|
| NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
|
|
|
|
|
|
| CSQ / Calamos Strategic Total Return Fund
|
|
|
|
|
|
|
|
| GNT / GAMCO Natural Resources, Gold & Income Trust
|
|
|
|
|
|
|
|
| ABUS / Arbutus Biopharma Corporation
|
|
|
|
|
|
|
|
| SCD / LMP Capital and Income Fund Inc.
|
|
|
|
|
|
|
|
| TXN / Texas Instruments Incorporated
|
|
|
|
|
|
|
|
| CLNE / Clean Energy Fuels Corp.
|
|
|
|
|
|
|
|
| HYLN / Hyliion Holdings Corp.
|
|
|
|
|
|
|
|
| BOE / BlackRock Enhanced Global Dividend Trust
|
|
|
|
|
|
|
|
| EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
|
|
|
|
|
| 50200K207 / LF Capital Acquistion Corp.
|
|
|
|
|
|
|
|
| GILD / Gilead Sciences, Inc.
|
|
|
|
|
|
|
|
| EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
|
|
|
|
|
|
|
|
| / Third Point Reinsurance Ltd.
|
|
|
|
|
|
|
|
| GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
|
|
|
|
|
|
|
|
| DFBHW / DFB Healthcare Acquisitions Corp. Warrant
|
|
|
|
|
|
|
|
| QGEN / Qiagen N.V.
|
|
|
|
|
|
|
|
| MGY / Magnolia Oil & Gas Corporation
|
|
|
|
|
|
|
|
| FLMNW / Falcon Minerals Corp - Warrants(21/07/2022)
|
|
|
|
|
|
|
|
| QTNT / Quotient Ltd
|
|
|
|
|
|
|
|
| / Global Eagle Entertainment Inc.
|
|
|
|
|
|
|
|
| EFT / Eaton Vance Floating-Rate Income Trust
|
|
|
|
|
|
|
|
| RLJ.PRA / RLJ Lodging Trust - Preferred Stock
|
|
|
|
|
|
|
|
| XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| JDD / Nuveen Diversified Dividend and Income Fund
|
|
|
|
|
|
|
|
| FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
|
|
|
|
|
|
|
|
| MFIN / Medallion Financial Corp.
|
|
|
|
|
|
|
|
| QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
|
|
|
|
|
|
|
|
| JCE / Nuveen Core Equity Alpha Fund
|
|
|
|
|
|
|
|
| US58503F5026 / Medley Capital Corp.
|
|
|
|
|
|
|
|
| DRRX / DURECT Corporation
|
|
|
|
|
|
|
|
| SESN / Sesen Bio Inc.
|
|
|
|
|
|
|
|
| ARDC / Ares Dynamic Credit Allocation Fund, Inc.
|
|
|
|
|
|
|
|
| 85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0
|
|
|
|
|
|
|
|
| APF / Morgan Stanley Asia-Pacific Fund, Inc.
|
|
|
|
|
|
|
|
| CMO / Capstead Mortgage Corp.
|
|
|
|
|
|
|
|
| MCF / Contango Oil & Gas Company
|
|
|
|
|
|
|
|
| JTD / Nuveen Tax-Advantaged Dividend Growth Fund
|
|
|
|
|
|
|
|
| ORM / Owens Realty Mortgage, Inc.
|
|
|
|
|
|
|
|
| TTOO / T2 Biosystems, Inc.
|
|
|
|
|
|
|
|
| KIO / KKR Income Opportunities Fund
|
|
|
|
|
|
|
|
| XIAFX / Aberdeen Australia Equity Fund,
|
|
|
|
|
|
|
|
| INB / Cohen & Steers Global Income Builder, Inc.
|
|
|
|
|
|
|
|
| BGCP / BGC Partners Inc - Class A
|
|
|
|
|
|
|
|
| DCA / Virtus Total Return Fund
|
|
|
|
|
|
|
|
| US36191JAC53 / Gsvc 4.75 03/23 Bond
|
|
|
|
|
|
|
|
| VGG2956M1124 / 8i Enterprises Acquisition Corp.
|
|
|
|
|
|
|
|
| US210226AB26 / Consolidated-Tomoka Land Co. Bond
|
|
|
|
|
|
|
|
| STNL / Sentinel Energy Services Inc.
|
|
|
|
|
|
|
|
| 670979889 / Nuveen Michigan Quality Income
|
|
|
|
|
|
|
|
| DHF / BNY Mellon High Yield Strategies Fund
|
|
|
|
|
|
|
|
| XCXEX / MFS High Income Municipal Trust
|
|
|
|
|
|
|
|
| DBL / DoubleLine Opportunistic Credit Fund
|
|
|
|
|
|
|
|
| CHGG / Chegg, Inc.
|
|
|
|
|
|
|
|
| SCACU / Serendipity Capital Acquisition Corp - Units (1 Ord Share Class A & 1/3 War)
|
|
|
|
|
|
|
|
| NDP / Tortoise Energy Independence Fund, Inc.
|
|
|
|
|
|
|
|
| TTP / Tortoise Pipeline & Energy Fund, Inc.
|
|
|
|
|
|
|
|
| KDP / Keurig Dr Pepper Inc.
|
|
|
|
|
|
|
|
| IGA / Voya Global Advantage and Premium Opportunity Fund
|
|
|
|
|
|
|
|
| BGT / BlackRock Floating Rate Income Trust
|
|
|
|
|
|
|
|
| MCR / MFS Charter Income Trust
|
|
|
|
|
|
|
|
| ALGRW / Allegro Merger Corp. Warrant
|
|
|
|
|
|
|
|
| G5463L113 / Leo Holdings Corp. Warrants, each whole warrant exercisable for one ClaSS A Ordinary Share at an exe
|
|
|
|
|
|
|
|
| SITE / SiteOne Landscape Supply, Inc.
|
|
|
|
|
|
|
|
| ILPT / Industrial Logistics Properties Trust
|
|
|
|
|
|
|
|
| ALAC / Alberton Acquisition Corp
|
|
|
|
|
|
|
|
| ALAC / Alberton Acquisition Corp
|
|
|
|
|
|
|
|
| VGT / Vanguard World Fund - Vanguard Information Technology ETF
|
|
|
|
|
|
|
|
| 48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
|
|
|
| EDTX / EdtechX Holdings Acquisition Corp II - Class A
|
|
|
|
|
|
|
|
| EDTX / EdtechX Holdings Acquisition Corp II - Class A
|
|
|
|
|
|
|
|
| SEMG / EA Series Trust - Suncoast Select Growth ETF
|
|
|
|
|
|
|
|
| SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
|
|
|
|
|
|
|
|
| CAPITOL INVT CORP IV
/ CL A ORD (G18920101) |
|
|
|
|
|
|
|
| MHI / Pioneer Municipal High Income Fund, Inc.
|
|
|
|
|
|
|
|
| KTF / DWS Municipal Income Trust
|
|
|
|
|
|
|
|
| MPA / BlackRock MuniYield Pennsylvania Quality Fund
|
|
|
|
|
|
|
|
| SOR / Source Capital
|
|
|
|
|
|
|
|
| RPAI / Retail Properties of America Inc - Class A
|
|
|
|
|
|
|
|
| GAM / General American Investors Company, Inc.
|
|
|
|
|
|
|
|
| OIA / Invesco Municipal Income Opportunities Trust
|
|
|
|
|
|
|
|
| HIX / Western Asset High Income Fund II Inc.
|
|
|
|
|
|
|
|
| XGLVX / Clough Global Allocation Fund
|
|
|
|
|
|
|
|
| EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
|
|
|
|
|
|
| NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
|
|
|
|
|
|
| BIF / Boulder Growth & Income Fund Inc
|
|
|
|
|
|
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| RNOTX / RiverNorth Funds - RiverNorth/Oaktree High Income Fund Class R
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| DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
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| FTF / Franklin Limited Duration Income Trust
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| MGU / Macquarie Global Infrastructure Total Return Fund Inc
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| CHW / Calamos Global Dynamic Income Fund
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| PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
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| SRNE / Sorrento Therapeutics, Inc.
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| EHI / Western Asset Global High Income Fund Inc.
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| ADMA / ADMA Biologics, Inc.
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| CREDIT SUISSE NASSAU BRH
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| EOT / Eaton Vance National Municipal Opportunities Trust
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| NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
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| TMCX / Trinity Merger Corp.
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| ROX / Castle Brands, Inc.
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| / Gulfport Energy Corp.
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| 761283AD2 / RH Bond
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| VTA / Invesco Dynamic Credit Opportunities Fund
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| SWN / Southwestern Energy Company
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| APPS / Digital Turbine, Inc.
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| TDAC / Translational Development Acquisition Corp.
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| 298736AH2 / Euronet Worldwide, Inc. Bond
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| NSL / Nuveen Senior Income Fund
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| ERC / Allspring Multi-Sector Income Fund
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| BME / BlackRock Health Sciences Trust
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| MMDM / Modern Media Acquisition Corp.
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| WPG / Washington Prime Group Inc
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| CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
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| ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
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| FPF / First Trust Intermediate Duration Preferred & Income Fund
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| IMGN / ImmunoGen, Inc.
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| KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
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| EVF / Eaton Vance Senior Income Trust
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| CMU / MFS High Yield Municipal Trust
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| NBH / Neuberger Berman Municipal Fund Inc.
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| NKX / Nuveen California AMT-Free Quality Municipal Income Fund
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| JRI / Nuveen Real Asset Income and Growth Fund
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| JSD / Nuveen Short Duration Credit Opportunities Fund
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| GPM / Guggenheim Enhanced Equity Income Fund
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| VPV / Invesco Pennsylvania Value Municipal Income Trust
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| HEQ / John Hancock Diversified Income Fund
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| IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
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| CWT / California Water Service Group
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| 458118AC0 / Integrated Device Technology, Inc. Bond
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| DDMXW / DD3 Acquisition Corp.
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| US595017AD62 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15
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| PFSI / PennyMac Financial Services, Inc.
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| / AMCI Acquisition Corp. Warrant
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| GDX / VanEck ETF Trust - VanEck Gold Miners ETF
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| US8583751081 / Stein Mart, Inc.
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| AWR / American States Water Company
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| EMO / ClearBridge Energy Midstream Opportunity Fund Inc
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| TH / Target Hospitality Corp.
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| PVT.U / Pivotal Acquisition Corp.
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| PVT.U / Pivotal Acquisition Corp.
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| US92337CAA27 / Verastem, Inc. Bond
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| MGEE / MGE Energy, Inc.
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| GTEC / Greenland Technologies Holding Corporation
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| SPPP / Sprott Physical Platinum and Palladium Trust
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| US09629F1084 / Bluegreen Vacations Corp
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| HOS / Hornbeck Offshore Services Inc
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| HTD / John Hancock Tax-Advantaged Dividend Income Fund
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| GRSHU / Gores Holdings, Inc.
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| GLQ / Clough Global Equity Fund
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| IPOA.U / Social Capital Hedosophia
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| CNAC / Constellation Alpha Capital Corp.
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| MGY / Magnolia Oil & Gas Corporation
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| SPWH / Sportsman's Warehouse Holdings, Inc.
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| TBRGU / Thunder Bridge Acquisition Ltd
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| TBRGU / Thunder Bridge Acquisition Ltd
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| US59408Q1067 / Michaels Companies Inc. (The)
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| NCMI / National CineMedia, Inc.
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| SYY / Sysco Corporation
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| PSDO / Presidio, Inc.
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| RC / Ready Capital Corporation
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| GLO / Clough Global Opportunities Fund
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| FNSR / Finisar Corporation Put
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| / Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
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| MIY / BlackRock MuniYield Michigan Quality Fund, Inc.
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| TSLF / THL Credit Senior Loan Fund
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| HPS / John Hancock Preferred Income Fund III
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| HPI / John Hancock Preferred Income Fund
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| BLE / BlackRock Municipal Income Trust II
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| IFN / The India Fund, Inc.
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| FCO / abrdn Global Income Fund, Inc.
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| FCT / First Trust Senior Floating Rate Income Fund II
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| VSI / Vitamin Shoppe, Inc.
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| US58518F1093 / Megalith Financial Acquisition Corp.
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| GLU / The Gabelli Global Utility & Income Trust
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| AIF / Apollo Tactical Income Fund Inc.
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|
| / BlackRock Municipal Income Investment Trust
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| CHI / Calamos Convertible Opportunities and Income Fund
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| IVR / Invesco Mortgage Capital Inc.
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| US61179L1008 / Mindray Medical International Limited
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| FSK / FS KKR Capital Corp.
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| CTXS / Citrix Systems, Inc.
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| VEAC / Vantage Energy Acquisition Corp
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| IAE / Voya Asia Pacific High Dividend Equity Income Fund
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| EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
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| EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
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| / Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
|
|
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| NTB / The Bank of N.T. Butterfield & Son Limited
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| FDEU / First Trust Dynamic Europe Equity Income Fund
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| GD / General Dynamics Corporation
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| G4603R114 / HL Acquisitions Corp.
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| US90069K1043 / Tuscan Holdings Corp.
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| US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
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| LPSN / LivePerson, Inc.
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| PHT / Pioneer High Income Fund, Inc.
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| SABA / Saba Capital Income & Opportunities Fund II
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| EDF / Virtus Stone Harbor Emerging Markets Income Fund
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| US9021041085 / II-VI, Inc.
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| PFN / PIMCO Income Strategy Fund II
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| IQI / Invesco Quality Municipal Income Trust
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| MX / Magnachip Semiconductor Corporation
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| ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
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| EMD / Western Asset Emerging Markets Debt Fund Inc.
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| FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
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| FSD / First Trust High Income Long/Short Fund
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| BIT / BlackRock Multi-Sector Income Trust
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| JFR / Nuveen Floating Rate Income Fund
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| US6247451130 / Mudrick Capital Acquisition Corporation
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| AVCT / American Virtual Cloud Technologies Inc
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| RTN / Raytheon Co.
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| TAC / TransAlta Corporation
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| VGR / Vector Group Ltd.
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| HIE / Miller/Howard High Income Equity Fund
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| BEN / Franklin Resources, Inc.
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|
| / Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
|
|
|
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|
|
|
|
| ALACU / Alberton Acquisition Corp - Units (1 Ord, 1 Warr & 1Rts)
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| NRXP / NRx Pharmaceuticals, Inc.
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| CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
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| NQP / Nuveen Pennsylvania Quality Municipal Income Fund
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| DSU / BlackRock Debt Strategies Fund, Inc.
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| LRMR / Larimar Therapeutics, Inc.
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| GIL / Gildan Activewear Inc.
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| DMS / Digital Media Solutions Inc - Class A
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| VLDR / Velodyne Lidar Inc
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| MGA / Magna International Inc.
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| CEF / Sprott Physical Gold and Silver Trust
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| AVK / Advent Convertible and Income Fund
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| AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
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| BGH / Barings Global Short Duration High Yield Fund
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| GENN / Genesis Healthcare, Inc.
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| US7170711045 / Pfenex Inc.
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| SNAX / Stryve Foods, Inc.
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| GFF / Griffon Corporation
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| EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
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| ANIP / ANI Pharmaceuticals, Inc.
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| CII / BlackRock Enhanced Large Cap Core Fund, Inc.
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| HQL / Abrdn Life Sciences Investors
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| BLW / BlackRock Limited Duration Income Trust
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|
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| BTZ / BlackRock Credit Allocation Income Trust
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| LEO / BNY Mellon Strategic Municipals, Inc.
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| 34985B103 / Forum Merger Corporation
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| KMB / Kimberly-Clark Corporation
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| EFR / Eaton Vance Senior Floating-Rate Trust
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| JE / Just Energy Group Inc
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| JPC / Nuveen Preferred & Income Opportunities Fund
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| PEO / Adams Natural Resources Fund, Inc.
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| ZTR / Virtus Global Dividend & Income Fund Inc.
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| JQC / Nuveen Credit Strategies Income Fund
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| ISD / PGIM High Yield Bond Fund, Inc.
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| MYN / BlackRock MuniYield New York Quality Fund, Inc.
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| PFF / iShares Trust - iShares Preferred and Income Securities ETF Put
|
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| RQI / Cohen & Steers Quality Income Realty Fund, Inc.
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| IIM / Invesco Value Municipal Income Trust
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| AMGN / Amgen Inc.
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| HYI / Western Asset High Yield Opportunity Fund Inc.
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| RA / Brookfield Real Assets Income Fund Inc.
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| HFRO / Highland Funds I - Highland Opportunities and Income Fund
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| FSR / Fisker Inc.
|
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|
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|
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| MMM / 3M Company
|
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|
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| DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
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| DBRG / DigitalBridge Group, Inc.
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| SIR / Select Income REIT
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|
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| WMC / Western Asset Mortgage Capital Corp
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|
|
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| FFA / First Trust Enhanced Equity Income Fund
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|
|
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| STK / Columbia Seligman Premium Technology Growth Fund
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| LOACR / Longevity Acquisition Corp.
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| SA / Seabridge Gold Inc.
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| PFE / Pfizer Inc.
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| KLR / Kaleyra Inc
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| PPT / Putnam Premier Income Trust
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|
|
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|
|
| HOFV / Hall of Fame Resort & Entertainment Company
|
|
|
|
|
|
|
|
| NFH / New Frontier Health Corporation - Class A
|
|
|
|
|
|
|
|
| ADVM / Adverum Biotechnologies, Inc.
|
|
|
|
|
|
|
|
| ID / PARTS iD, Inc.
|
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|
|
|
|
|
|
| XEC / Cimarex Energy Co.
|
|
|
|
|
|
|
|
| SJ / Scienjoy Holding Corporation
|
|
|
|
|
|
|
|
| SJ / Scienjoy Holding Corporation
|
|
|
|
|
|
|
|
| TWNKW / Hostess Brands Inc - Warrants (14/08/2022)
|
|
|
|
|
|
|
|
| FAX / Abrdn Asia-Pacific Income Fund Inc
|
|
|
|
|
|
|
|
| / Andina Acquisition Corp. II
|
|
|
|
|
|
|
|
| GSAH / GS Acquisition Holdings Corp II - Class A
|
|
|
|
|
|
|
|
| GDYN / Grid Dynamics Holdings, Inc.
|
|
|
|
|
|
|
|
| FL / Foot Locker, Inc.
|
|
|
|
|
|
|
|
| AFMD / Affimed N.V.
|
|
|
|
|
|
|
|
| BRSP / BrightSpire Capital, Inc.
|
|
|
|
|
|
|
|
| BROGW / Brooge Energy Limited - Warrants (22/12/2024)
|
|
|
|
|
|
|
|
| / Andina Acquisition Corp. II
|
|
|
|
|
|
|
|
| IVH / Delaware Ivy High Income Opportunities Fund
|
|
|
|
|
|
|
|
| / NextGen Acquisition Corporation Units
|
|
|
|
|
|
|
|
| MUI / BlackRock Municipal Income Fund, Inc.
|
|
|
|
|
|
|
|
| QUAD / Quad/Graphics, Inc.
|
|
|
|
|
|
|
|
| ACN / Accenture plc
|
|
|
|
|
|
|
|
| RVT / Royce Small-Cap Trust, Inc.
|
|
|
|
|
|
|
|
| UTF / Cohen & Steers Infrastructure Fund, Inc
|
|
|
|
|
|
|
|
| NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
|
|
|
|
|
| DIS / The Walt Disney Company
|
|
|
|
|
|
|
|
| BDJ / BlackRock Enhanced Equity Dividend Trust
|
|
|
|
|
|
|
|
| HYT / BlackRock Corporate High Yield Fund, Inc.
|
|
|
|
|
|
|
|
| ICE / Intercontinental Exchange, Inc.
|
|
|
|
|
|
|
|
| XOM / Exxon Mobil Corporation
|
|
|
|
|
|
|
|
| IDE / Voya Infrastructure, Industrials and Materials Fund
|
|
|
|
|
|
|
|
| BST / BlackRock Science and Technology Trust
|
|
|
|
|
|
|
|
| NHF / NexPoint Strategic Opportunities Fund
|
|
|
|
|
|
|
|
| TDF / Templeton Dragon Fund, Inc.
|
|
|
|
|
|
|
|
| UPS / United Parcel Service, Inc.
|
|
|
|
|
|
|
|
| EWZ / iShares, Inc. - iShares MSCI Brazil ETF
|
|
|
|
|
|
|
|
| GSAH / GS Acquisition Holdings Corp II - Class A
|
|
|
|
|
|
|
|
| PRTY / Party City Holdco Inc
|
|
|
|
|
|
|
|
| NIHD / NII Holdings, Inc.
|
|
|
|
|
|
|
|
| KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
|
|
|
|
|
| HOUS / Anywhere Real Estate Inc.
|
|
|
|
|
|
|
|
| PCAR / PACCAR Inc
|
|
|
|
|
|
|
|
| CAI / Caris Life Sciences, Inc.
|
|
|
|
|
|
|
|
| ASLE / AerSale Corporation
|
|
|
|
|
|
|
|
| COOP / Mr. Cooper Group Inc.
|
|
|
|
|
|
|
|
| PGR / The Progressive Corporation
|
|
|
|
|
|
|
|
| RF / Regions Financial Corporation
|
|
|
|
|
|
|
|
| HSY / The Hershey Company
|
|
|
|
|
|
|
|
| ATCX / Atlas Technical Consultants Inc - Class A
|
|
|
|
|
|
|
|
| DMS / Digital Media Solutions Inc - Class A
|
|
|
|
|
|
|
|
| MSFT / Microsoft Corporation
|
|
|
|
|
|
|
|
| VST / Vistra Corp. Put
|
|
|
|
|
|
|
|
| L / Loews Corporation
|
|
|
|
|
|
|
|
| BGB / Blackstone Strategic Credit 2027 Term Fund
|
|
|
|
|
|
|
|
| AMZN / Amazon.com, Inc.
|
|
|
|
|
|
|
|
| RIDE / Lordstown Motors Corp. - Class A
|
|
|
|
|
|
|
|
| VST / Vistra Corp.
|
|
|
|
|
|
|
|
| RVPH / Reviva Pharmaceuticals Holdings, Inc.
|
|
|
|
|
|
|
|
| IGD / Voya Global Equity Dividend and Premium Opportunity Fund
|
|
|
|
|
|
|
|
| IGR / CBRE Global Real Estate Income Fund
|
|
|
|
|
|
|
|
| TY / Tri-Continental Corporation
|
|
|
|
|
|
|
|
| GDV / The Gabelli Dividend & Income Trust
|
|
|
|
|
|
|
|
| BCX / Blackrock Resources & Commodities Strategy Trust
|
|
|
|
|
|
|
|
| MVF / BlackRock MuniVest Fund, Inc.
|
|
|
|
|
|
|
|
| NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| AWF / AllianceBernstein Global High Income Fund
|
|
|
|
|
|
|
|
| VMO / Invesco Municipal Opportunity Trust
|
|
|
|
|
|
|
|
| LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
|
|
|
|
|
|
|
|
| RMT / Royce Micro-Cap Trust, Inc.
|
|
|
|
|
|
|
|
| EVV / Eaton Vance Limited Duration Income Fund
|
|
|
|
|
|
|
|
| BGY / BlackRock Enhanced International Dividend Trust
|
|
|
|
|
|
|
|
| MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
|
|
|
|
|
|
|
|
| AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
|
|
|
|
|
|
| MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
|
|
|
|
|
|
| MYD / BlackRock MuniYield Fund, Inc.
|
|
|
|
|
|
|
|
| PMM / Putnam Managed Municipal Income Trust
|
|
|
|
|
|
|
|
| BYM / BlackRock Municipal Income Quality Trust
|
|
|
|
|
|
|
|
| NFJ / Virtus Dividend, Interest & Premium Strategy Fund
|
|
|
|
|
|
|
|
| CEM / ClearBridge MLP and Midstream Fund Inc
|
|
|
|
|
|
|
|
| AOD / Abrdn Total Dynamic Dividend Fund
|
|
|
|
|
|
|
|
| BGR / BlackRock Energy and Resources Trust
|
|
|
|
|
|
|
|
| HQH / Abrdn Healthcare Investors
|
|
|
|
|
|
|
|
| DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
|
|
|
|
|
|
|
|
| JRO / Nuveen Floating Rate Income Opportunity Fund
|
|
|
|
|
|
|
|
| EVN / Eaton Vance Municipal Income Trust
|
|
|
|
|
|
|
|
| TYG / Tortoise Energy Infrastructure Corporation
|
|
|
|
|
|
|
|
| GGN / GAMCO Global Gold, Natural Resources & Income Trust
|
|
|
|
|
|
|
|
| C.WSA / Citigroup, Inc.
|
|
|
|
|
|
|
|
| PM / Philip Morris International Inc.
|
|
|
|
|
|
|
|
| IYR / iShares Trust - iShares U.S. Real Estate ETF Put
|
|
|
|
|
|
|
|
| GL / Globe Life Inc.
|
|
|
|
|
|
|
|
| HIO / Western Asset High Income Opportunity Fund Inc.
|
|
|
|
|
|
|
|
| OGS / ONE Gas, Inc.
|
|
|
|
|
|
|
|
| ORCL / Oracle Corporation
|
|
|
|
|
|
|
|
| GOOG / Alphabet Inc.
|
|
|
|
|
|
|
|
| THQ / Abrdn Healthcare Opportunities Fund
|
|
|
|
|
|
|
|
| NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| NZF / Nuveen Municipal Credit Income Fund
|
|
|
|
|
|
|
|
| BXMX / Nuveen S&P 500 Buy-Write Income Fund
|
|
|
|
|
|
|
|
| VKI / Invesco Advantage Municipal Income Trust II
|
|
|
|
|
|
|
|
| JPI / Nuveen Preferred Securities & Income Opportunities Fund
|
|
|
|
|
|
|
|
| ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
|
|
|
|
|
| MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
|
|
|
|
|
|
|
| EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
|
|
|
|
|
|
|
| NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| IBM / International Business Machines Corporation
|
|
|
|
|
|
|
|
| ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
|
|
|
|
|
|
|
|
| GOEV / Canoo Inc.
|
|
|
|
|
|
|
|
| NAD / Nuveen Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| EIM / Eaton Vance Municipal Bond Fund
|
|
|
|
|
|
|
|
| VGM / Invesco Trust for Investment Grade Municipals
|
|
|
|
|
|
|
|
| PG / The Procter & Gamble Company
|
|
|
|
|
|
|
|
| PML / PIMCO Municipal Income Fund II
|
|
|
|
|
|
|
|
| USA / Liberty All-Star Equity Fund
|
|
|
|
|
|
|
|
| LVOX / LiveVox Holdings, Inc.
|
|
|
|
|
|
|
|
| NKLA / Nikola Corporation
|
|
|
|
|
|
|
|
| ADX / Adams Diversified Equity Fund, Inc.
|
|
|
|
|
|
|
|
| SVRA / Savara Inc.
|
|
|
|
|
|
|
|
| COST / Costco Wholesale Corporation
|
|
|
|
|
|
|
|
| CL / Colgate-Palmolive Company
|
|
|
|
|
|
|
|
| AWK / American Water Works Company, Inc.
|
|
|
|
|
|
|
|
| PSA / Public Storage
|
|
|
|
|
|
|
|
| PEP / PepsiCo, Inc.
|
|
|
|
|
|
|
|
| ADBE / Adobe Inc.
|
|
|
|
|
|
|
|
| SATS / EchoStar Corporation
|
|
|
|
|
|
|
|
| SYK / Stryker Corporation
|
|
|
|
|
|
|
|
| TMUS / T-Mobile US, Inc.
|
|
|
|
|
|
|
|
| WMT / Walmart Inc.
|
|
|
|
|
|
|
|
| UNH / UnitedHealth Group Incorporated
|
|
|
|
|
|
|
|
| ENPH / Enphase Energy, Inc.
|
|
|
|
|
|
|
|
| KO / The Coca-Cola Company
|
|
|
|
|
|
|
|
| ES / Eversource Energy
|
|
|
|
|
|
|
|
| CSCO / Cisco Systems, Inc.
|
|
|
|
|
|
|
|
| CRK / Comstock Resources, Inc.
|
|
|
|
|
|
|
|
| EAT / Brinker International, Inc.
|
|
|
|
|
|
|
|
| INTC / Intel Corporation
|
|
|
|
|
|
|
|
| HD / The Home Depot, Inc.
|
|
|
|
|
|
|
|
| BSIG / BrightSphere Investment Group Inc.
|
|
|
|
|
|
|
|
| ROKU / Roku, Inc.
|
|
|
|
|
|
|
|
| TJX / The TJX Companies, Inc.
|
|
|
|
|
|
|
|
| SWK / Stanley Black & Decker, Inc.
|
|
|
|
|
|
|
|
| HRL / Hormel Foods Corporation
|
|
|
|
|
|
|
|
| DHR / Danaher Corporation
|
|
|
|
|
|
|
|
| CAT / Caterpillar Inc.
|
|
|
|
|
|
|
|
| GWW / W.W. Grainger, Inc.
|
|
|
|
|
|
|
|
| HES / Hess Corporation
|
|
|
|
|
|
|
|
| TGT / Target Corporation
|
|
|
|
|
|
|
|
| HON / Honeywell International Inc.
|
|
|
|
|
|
|
|
| BRK.B / Berkshire Hathaway Inc.
|
|
|
|
|
|
|
|
| MRK / Merck & Co., Inc.
|
|
|
|
|
|
|
|
| NKE / NIKE, Inc.
|
|
|
|
|
|
|
|
| CNX / CNX Resources Corporation
|
|
|
|
|
|
|
|
| JNJ / Johnson & Johnson
|
|
|
|
|
|
|
|
| CVX / Chevron Corporation
|
|
|
|
|
|
|
|
| DELL / Dell Technologies Inc. Put
|
|
|
|
|
|
|
|
| RITM / Rithm Capital Corp.
|
|
|
|
|
|
|
|
| TRV / The Travelers Companies, Inc.
|
|
|
|
|
|
|
|
| CDMO / Avid Bioservices, Inc.
|
|
|
|
|
|
|
|
| SPG / Simon Property Group, Inc.
|
|
|
|
|
|
|
|
| EMR / Emerson Electric Co.
|
|
|
|
|
|
|
|
| CMI / Cummins Inc.
|
|
|
|
|
|
|
|
| ATO / Atmos Energy Corporation
|
|
|
|
|
|
|
|
| EL / The Estée Lauder Companies Inc.
|
|
|
|
|
|
|
|
| ADM / Archer-Daniels-Midland Company
|
|
|
|
|
|
|
|
| BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
|
|
|
|
|
|
| WIA / Western Asset Inflation-Linked Income Fund
|
|
|
|
|
|
|
|
| APD / Air Products and Chemicals, Inc.
|
|
|
|
|
|
|
|
| LXP / LXP Industrial Trust
|
|
|
|
|
|
|
|
| D / Dominion Energy, Inc.
|
|
|
|
|
|
|
|
| V / Visa Inc.
|
|
|
|
|
|
|
|
| VFC / V.F. Corporation
|
|
|
|
|
|
|
|
| QQQ / Invesco QQQ Trust, Series 1
|
|
|
|
|
|
|
|
| VKQ / Invesco Municipal Trust
|
|
|
|
|
|
|
|
| NIE / Virtus Equity & Convertible Income Fund
|
|
|
|
|
|
|
|
| DELL / Dell Technologies Inc.
|
|
|
|
|
|
|
|
| BTT / Blackrock Municipal 2030 Target Term Trust
|
|
|
|
|
|
|
|
| NCZ / Virtus Convertible & Income Fund II
|
|
|
|
|
|
|
|
| D / Dominion Energy, Inc. Call
|
|
|
|
|
|
|
|
| AMC / AMC Entertainment Holdings, Inc.
|
|
|
|
|
|
|
|
| NEE / NextEra Energy, Inc.
|
|
|
|
|
|
|
|
| NTR / Nutrien Ltd.
|
|
|
|
|
|
|
|
| HPE / Hewlett Packard Enterprise Company
|
|
|
|
|
|
|
|
| BAC / Bank of America Corporation Put
|
|
|
|
|
|
|
|
| AGO / Assured Guaranty Ltd.
|
|
|
|
|
|
|
|
| EAGLW / Double Eagle Acquisition Corp.
|
|
|
|
|
|
|
|
| AAPL / Apple Inc.
|
|
|
|
|
|
|
|
| MGNI / Magnite, Inc.
|
|
|
|
|
|
|
|
| SOXX / iShares Trust - iShares Semiconductor ETF
|
|
|
|
|
|
|
|
| SPY / SPDR S&P 500 ETF Put
|
|
|
|
|
|
|
|
.
