Market Value202,940,000
Total Holdings265
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
GAS / AGL Resources Inc.
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
018490100 / Allergan plc
AVK / Advent Convertible and Income Fund
ADVS / Advent Software, Inc.
APD / Air Products and Chemicals, Inc.
ALB / Albemarle Corporation
ALU / Alcatel Lucent
ALEX / Alexander & Baldwin, Inc.
AWF / AllianceBernstein Global High Income Fund
ATK /
ALL / The Allstate Corporation
AWP / abrdn Global Premier Properties Fund
MO / Altria Group, Inc.
AEP / American Electric Power Company, Inc.
AXP / American Express Company
AMT / American Tower Corporation
ABC / Amerisource Bergen Corp.
APH / Amphenol Corporation
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
ANSS / ANSYS, Inc.
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
ADM / Archer-Daniels-Midland Company
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ATML / Atmel Corporation
ATW / Atwood Oceanics, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
AVY / Avery Dennison Corporation
US0549371070 / BB&T Corp.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
BMO / Bank of Montreal
BK / The Bank of New York Mellon Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BCS.PRC / Barclays Bank plc, 7.75% Non-cum Callable Dollar Preference Shares, Series 4 ADR
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
BAX / Baxter International Inc.
BDX / Becton, Dickinson and Company
BRK.A / Berkshire Hathaway Inc.
BRK.B / Berkshire Hathaway Inc.
BBY / Best Buy Co., Inc.
BKT / BlackRock Income Trust, Inc.
BUI / BlackRock Utilities, Infrastructure & Power Opportunities Trust
BOE / BlackRock Enhanced Global Dividend Trust
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
MQT / BlackRock MuniYield Quality Fund II, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
XCYEX / BlackRock Corporate High Yield
HYT / BlackRock Corporate High Yield Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
BWP / Boardwalk Pipeline Partners L.P
BWA / BorgWarner Inc.
BXP / Boston Properties, Inc.
DVN / Devon Energy Corporation
BMY / Bristol-Myers Squibb Company
BF.B / Brown-Forman Corporation
US1182301010 / Buckeye Partners, L.P.
19041P105 / CBS Corp.
IGR / CBRE Global Real Estate Income Fund
CME / CME Group Inc.
CSX / CSX Corporation
CVS / CVS Health Corporation
CAB / Cabela's Incorporated
CHW / Calamos Global Dynamic Income Fund
CHY / Calamos Convertible and High Income Fund
CSQ / Calamos Strategic Total Return Fund
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CFFN / Capitol Federal Financial, Inc.
CAH / Cardinal Health, Inc.
KMX / CarMax, Inc.
CAT / Caterpillar Inc.
CVX / Chevron Corporation
CB / Chubb Limited
CINF / Cincinnati Financial Corporation
CSCO / Cisco Systems, Inc.
CTXS / Citrix Systems, Inc.
KO / The Coca-Cola Company
CTSH / Cognizant Technology Solutions Corporation
CNS / Cohen & Steers, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
CBSH / Commerce Bancshares, Inc.
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
* CORENERGY INFRASTRUCTURE TR / (21870U205)
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
CVD / Covance, Inc.
DJCO / Daily Journal Corporation
DHR / Danaher Corporation
KMB / Kimberly-Clark Corporation
DVA / DaVita Inc.
DECK / Deckers Outdoor Corporation
DE / Deere & Company
/ ViacomCBS Inc
DIS / The Walt Disney Company
D / Dominion Energy, Inc.
RRD / R.R. Donnelley & Sons Co.
* DOW CHEM CO / (260543103)
DOW / Dow Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
US2782651036 / Eaton Vance Corp.
EOI / Eaton Vance Enhanced Equity Income Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EVV / Eaton Vance Limited Duration Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
XETWX / Eaton Vance Tax-Managed Global
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
ECL / Ecolab Inc.
EMR / Emerson Electric Co.
EEP / Enbridge Energy Partners, L.P.
EPC / Edgewell Personal Care Company
SXL / Sunoco Logistics Partners L.P.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
FTI / TechnipFMC plc
META / Meta Platforms, Inc.
FDO /
FFBC / First Financial Bancorp.
FEO / First Trust-abrdn Emerging Opportunity Fund
FSD / First Trust High Income Long/Short Fund
FISV / Fiserv, Inc.
AVDL / Avadel Pharmaceuticals plc
FLR / Fluor Corporation
F / Ford Motor Company
FOSL / Fossil Group, Inc.
FCX / Freeport-McMoRan Inc.
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
FTR / Frontier Communications Corp.
FUL / H.B. Fuller Company
GATX / GATX Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GOOGL / Alphabet Inc.
GRPN / Groupon, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HAL / Halliburton Company
PDT / John Hancock Premium Dividend Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
HOG / Harley-Davidson, Inc.
HAS / Hasbro, Inc.
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HSY / The Hershey Company
HPQ / HP Inc.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
441060100 / Hospira
HUBG / Hub Group, Inc.
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
IDXX / IDEXX Laboratories, Inc.
ITW / Illinois Tool Works Inc.
IMO / Imperial Oil Limited
CEQP / Crestwood Equity Partners LP - Unit
INERGY MIDSTREAM LP / U LTD PARTNERS (45671U106)
US45773Y1055 / InnerWorkings, Inc.
IART / Integra LifeSciences Holdings Corporation
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
IP / International Paper Company
ISRG / Intuitive Surgical, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
DVY / iShares Trust - iShares Select Dividend ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IXP / iShares Trust - iShares Global Comm Services ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
K / Kellanova
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
KRFT /
LSI / Life Storage Inc - Registered Shares
LTC / LTC Properties, Inc.
LH / Labcorp Holdings Inc.
LDR / Landauer, Inc.
EL / The Estée Lauder Companies Inc.
LWAY / Lifeway Foods, Inc.
LLY / Eli Lilly and Company
LO /
LOW / Lowe's Companies, Inc.
MTB / M&T Bank Corporation
MBI / MBIA Inc.
MBFI / MB Financial, Inc.
MMT / MFS Multimarket Income Trust
MIN / MFS Intermediate Income Trust
M / Macy's, Inc.
MMP / Magellan Midstream Partners L.P.
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MLM / Martin Marietta Materials, Inc.
MA / Mastercard Incorporated
MCD / McDonald's Corporation
MJN / Mead Johnson Nutrition Co.
MWV /
MKTX / MarketAxess Holdings Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MSFT / Microsoft Corporation
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MS / Morgan Stanley
MOS / The Mosaic Company
MSI / Motorola Solutions, Inc.
NATI / National Instruments Corp.
NOV / NOV Inc.
NSM / Nationstar Mortgage Holdings Inc.
NTAP / NetApp, Inc.
NWL / Newell Brands Inc.
NEU / NewMarket Corporation
NEM / Newmont Corporation
NEE / NextEra Energy, Inc.
NHF / NexPoint Strategic Opportunities Fund
NKE / NIKE, Inc.
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
NTRS / Northern Trust Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUS / Nu Skin Enterprises, Inc.
NUE / Nucor Corporation
NS / NuStar Energy L.P. - Limited Partnership
NMA / Nuveen Municipal Advantage Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NAD / Nuveen Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
JRS / Nuveen Real Estate Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
JPS / Nuveen Preferred & Income Securities Fund
JPC / Nuveen Preferred & Income Opportunities Fund
JQC / Nuveen Credit Strategies Income Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
NQU / Nuveen Quality Income Municipal Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OXY / Occidental Petroleum Corporation
ODFL / Old Dominion Freight Line, Inc.
OMC / Omnicom Group Inc.
OKE / ONEOK, Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
ORCHARD SUPPLY HARDWARE STOR / CL A (685691404)
PACW / Pacwest Bancorp
PH / Parker-Hannifin Corporation
PRKR / ParkerVision, Inc.
PMT / PennyMac Mortgage Investment Trust
PEP / PepsiCo, Inc.
PKI / Revvity Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
XPDIX / PIMCO Dynamic Income Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PII / Polaris Inc.
POT / Potash Corp. of Saskatchewan, Inc.
PCH / PotlatchDeltic Corporation
* POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
* POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
PSMT / PriceSmart, Inc.
PG / The Procter & Gamble Company
SSO / ProShares Trust - ProShares Ultra S&P500
UWM / ProShares Trust - ProShares Ultra Russell2000
PEG / Public Service Enterprise Group Incorporated
PMO / Putnam Municipal Opportunities Trust
QCOM / QUALCOMM Incorporated
RJF / Raymond James Financial, Inc.
RTN / Raytheon Co.
ROP / Roper Technologies, Inc.
RBSPF / NatWest Group plc
ROVI / Rovi Corp.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SPY / SPDR S&P 500 ETF
US7846351044 / SPX Corp
GLD / SPDR Gold Trust
FEU / SPDR STOXX Europe 50 ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
CRM / Salesforce, Inc.
SASOF / Sasol Limited
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SHLD / Global X Funds - Global X Defense Tech ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SCI / Service Corporation International
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
SO / The Southern Company
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
STT / State Street Corporation
STLD / Steel Dynamics, Inc.
SRCL / Stericycle, Inc.
SYK / Stryker Corporation
RGR / Sturm, Ruger & Company, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SU / Suncor Energy Inc.
STPFQ / Suntech Power Holdings Co., Ltd.
NLOK / NortonLifeLock Inc
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
TE / T1 Energy Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TGT / Target Corporation
TSH / Teche Holding Co
GIM / Templeton Global Income Fund
TPX / Somnigroup International Inc.
THC / Tenet Healthcare Corporation
TSLA / Tesla, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MMM / 3M Company
TD / The Toronto-Dominion Bank
TYG / Tortoise Energy Infrastructure Corporation
TORTOISE ENERGY CAP CORP / (89147U100)
TRV / The Travelers Companies, Inc.
TWO / Two Harbors Investment Corp.
USB / U.S. Bancorp
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UIS / Unisys Corporation
UNTD / United Online, Inc.
RTX / RTX Corporation
UHT / Universal Health Realty Income Trust
CNVR / Conversant Inc
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VLCSX / Vanguard Large-Cap Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VRA / Vera Bradley, Inc.
VZ / Verizon Communications Inc.
VIAB / Viacom, Inc.
VODPF / Vodafone Group Public Limited Company
WPPGY / WPP PLC
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
ERC / Allspring Multi-Sector Income Fund
SBW / Western Asset Worldwide Income Fund, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
EHI / Western Asset Global High Income Fund Inc.
XEMDX / Western Assets Emerging Markets
WIA / Western Asset Inflation-Linked Income Fund
WIA / Western Asset Inflation-Linked Income Fund
WFM / Whole Foods Market, Inc.
WTFC / Wintrust Financial Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
XEL / Xcel Energy Inc.
YUM / Yum! Brands, Inc.
ZAZA / ZaZa Energy Corporation
AON / Aon plc
ACN / Accenture plc
BG / Bunge Global SA
G / Genpact Limited
WTM / White Mountains Insurance Group, Ltd.
WTW / Willis Towers Watson Public Limited Company
WFT / Weatherford International plc
RIG / Transocean Ltd.
ITRN / Ituran Location and Control Ltd.
CLB / Core Laboratories Inc.