Randall C Barnes - Insider Trading Tracker

Advent Convertible and Income Fund - Equity Right

US ˙ NYSE

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Randall C Barnes. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Randall C Barnes telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti	Tajuk	Pegangan Terkini Dilaporkan
US:AVK / Advent Convertible and Income Fund	Director	15,140
US:GUG / Guggenheim Active Allocation Fund	Director	65,322
US:GOF / Guggenheim Strategic Opportunities Fund	Director	0
US:GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF	Director	12,530
US:FMO / Fiduciary/Claymore Energy Infrastructure Fund	Director	40,513
US:GPM / Guggenheim Enhanced Equity Income Fund	Director	0
	Director	0
	Director	5,700
US:LCM / Advent Claymore Convertible Securities and Income Fund II	Director	3,828
US:GGE / Green Giant Inc.	Director	0
US:GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	Director	0
US:MCN / XAI Madison Equity Premium Income Fund	Director	0

Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Randall C Barnes. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam AVK.RT / Advent Convertible and Income Fund - Equity Right - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2024-10-17	AVK	Barnes Randall C	3,785	11.2800	3,785	11.2800	42,695	301	12.5500	4,808	11.26
2022-01-13	AVK	Barnes Randall C	1,370	17.8700	1,370	17.8700	24,482
2022-01-10	AVK	Barnes Randall C	1,000	18.2000	1,000	18.2000	18,200
2022-01-04	AVK	Barnes Randall C	1,000	18.2500	1,000	18.2500	18,250
2021-12-30	AVK	Barnes Randall C	1,000	17.7500	1,000	17.7500	17,750
2021-07-19	AVK	Barnes Randall C	640	18.1700	640	18.1700	11,629
2014-10-10	AVK	Barnes Randall C	1,000	16.6590	1,000	16.6590	16,659
2007-12-21	AVK	Barnes Randall C	5,000	22.5200	5,000	22.5200	112,600
2007-12-21	AVK	Barnes Randall C	4,000	22.5900	4,000	22.5900	90,360
2007-08-15	AVK	Barnes Randall C	6,000	22.5250	6,000	22.5250	135,150
2007-08-14	AVK	Barnes Randall C	1,000	23.3700	1,000	23.3700	23,370
2007-05-29	AVK	Barnes Randall C	210	27.5900	210	27.5900	5,794
2007-01-30	AVK	Barnes Randall C	1,475	28.1000	1,475	28.1000	41,448
2007-01-26	AVK	Barnes Randall C	3,000	28.1200	3,000	28.1200	84,360
2006-11-17	AVK	Barnes Randall C	156	26.2000	156	26.2000	4,087
2006-11-17	AVK	Barnes Randall C	140	26.2000	140	26.2000	3,668
2005-10-11	AVK	Barnes Randall C	600	24.9100	600	24.9100	14,946

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam AVK.RT / Advent Convertible and Income Fund - Equity Right - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2014-02-18 AVK Barnes Randall C 2,388 18.7800 2,388 18.7800 44,847 239 15.7700 -7,187 -16.03

2014-01-22 AVK Barnes Randall C 1,000 18.7700 1,000 18.7700 18,770

2014-01-22 AVK Barnes Randall C 2,000 18.7600 2,000 18.7600 37,520

2014-01-09 AVK Barnes Randall C 2,000 18.7400 2,000 18.7400 37,480

2010-10-07 AVK Barnes Randall C 5,000 17.7600 5,000 17.7600 88,800

2010-10-07 AVK Barnes Randall C 5,000 17.7600 5,000 17.7600 88,800

2010-08-13 AVK Barnes Randall C 1 16.8800 1 16.8800 9

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam GGEI / Green Giant Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2012-05-03 GGE Barnes Randall C 2,900 17.2200 1,450 34.4400 49,938 730

2012-05-03 GGE Barnes Randall C 700 17.2400 350 34.4800 12,068

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam GGEI / Green Giant Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2013-01-10 GGE Barnes Randall C 2,850 17.8800 1,425 35.7600 50,958 730

2013-01-10 GGE Barnes Randall C 50 17.9000 25 35.8000 895

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2019-05-09 GGM Barnes Randall C 2,400 20.6600 2,400 20.6600 49,584 14 21.4000 1,776 3.58

2018-12-13 GGM Barnes Randall C 400 19.7000 400 19.7000 7,880

2016-12-06 GGM Barnes Randall C 620 21.2600 620 21.2600 13,181

2016-06-29 GGM Barnes Randall C 1,350 20.2300 1,350 20.2300 27,310

2016-05-03 GGM Barnes Randall C 260 19.3000 260 19.3000 5,018

2016-03-14 GGM Barnes Randall C 600 18.3500 600 18.3500 11,010

2016-02-02 GGM Barnes Randall C 550 18.3000 550 18.3000 10,065

2016-02-01 GGM Barnes Randall C 1,200 18.5500 1,200 18.5500 22,260

2016-02-01 GGM Barnes Randall C 900 18.5000 900 18.5000 16,650

2015-12-12 GGM Barnes Randall C 400 21.8000 400 21.8000 8,720

2015-10-02 GGM Barnes Randall C 1,200 19.7400 1,200 19.7400 23,688

2015-10-02 GGM Barnes Randall C 650 19.7500 650 19.7500 12,838

2015-06-30 GGM Barnes Randall C 500 21.7500 500 21.7500 10,875

2015-03-11 GGM Barnes Randall C 626 22.1800 626 22.1800 13,885

2015-03-11 GGM Barnes Randall C 579 22.1690 579 22.1690 12,836

2015-03-10 GGM Barnes Randall C 119 22.3000 119 22.3000 2,654

2015-03-06 GGM Barnes Randall C 2,350 22.3600 2,350 22.3600 52,546

2015-03-06 GGM Barnes Randall C 1,000 22.3600 1,000 22.3600 22,360

2015-03-02 GGM Barnes Randall C 168 22.4000 168 22.4000 3,763

2014-12-11 GGM Barnes Randall C 200 21.7800 200 21.7800 4,356

2014-12-09 GGM Barnes Randall C 400 22.1000 400 22.1000 8,840

2014-12-09 GGM Barnes Randall C 290 22.1000 290 22.1000 6,409

2013-12-30 GGM Barnes Randall C 645 22.5000 645 22.5000 14,512

2013-12-30 GGM Barnes Randall C 1,530 22.5000 1,530 22.5000 34,425

2013-10-31 GGM Barnes Randall C 1,000 23.1000 1,000 23.1000 23,100

2013-10-31 GGM Barnes Randall C 500 23.0500 500 23.0500 11,525

2013-10-08 GGM Barnes Randall C 1,000 23.2000 1,000 23.2000 23,200

2013-10-08 GGM Barnes Randall C 1,000 23.3500 1,000 23.3500 23,350

2013-10-08 GGM Barnes Randall C 1,500 23.3500 1,500 23.3500 35,025

2013-10-07 GGM Barnes Randall C 1,000 23.5000 1,000 23.5000 23,500

2013-10-07 GGM Barnes Randall C 1,000 23.4500 1,000 23.4500 23,450

2013-10-07 GGM Barnes Randall C 1,000 23.3500 1,000 23.3500 23,350

2013-10-07 GGM Barnes Randall C 1,000 23.3500 1,000 23.3500 23,350

2013-10-04 GGM Barnes Randall C 1,100 23.5500 1,100 23.5500 25,905

2013-10-04 GGM Barnes Randall C 1,000 23.6000 1,000 23.6000 23,600

2013-10-04 GGM Barnes Randall C 1,000 23.5300 1,000 23.5300 23,530

2013-10-03 GGM Barnes Randall C 100 23.5800 100 23.5800 2,358

2013-10-01 GGM Barnes Randall C 1,000 23.5800 1,000 23.5800 23,580

2013-09-30 GGM Barnes Randall C 1,100 23.6200 1,100 23.6200 25,982

2013-09-05 GGM Barnes Randall C 630 23.4000 630 23.4000 14,742

2013-09-04 GGM Barnes Randall C 1,600 23.5000 1,600 23.5000 37,600

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2014-03-18 GGM Barnes Randall C 2,011 23.5000 2,011 23.5000 47,258 272 20.9400 -5,148 -10.89

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam GOF / Guggenheim Strategic Opportunities Fund - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2020-04-16 GOF Barnes Randall C 4,140 15.1600 4,140 15.1600 62,762 362 21.9500 28,111 44.79

2019-12-27 GOF Barnes Randall C 1,000 18.2800 1,000 18.2800 18,280

2019-12-27 GOF Barnes Randall C 1,000 18.2600 1,000 18.2600 18,260

2019-12-27 GOF Barnes Randall C 1,330 18.2500 1,330 18.2500 24,272

2019-01-22 GOF Barnes Randall C 2,700 19.0000 2,700 19.0000 51,300

2019-01-22 GOF Barnes Randall C 2,575 18.9500 2,575 18.9500 48,796

2018-12-26 GOF Barnes Randall C 725 17.4300 725 17.4300 12,637

2018-09-26 GOF Barnes Randall C 3,950 20.5500 3,950 20.5500 81,172

2018-07-17 GOF Barnes Randall C 5,100 21.1100 5,100 21.1100 107,661

2018-06-18 GOF Barnes Randall C 790 21.4700 790 21.4700 16,961

2018-02-06 GOF Barnes Randall C 2,770 19.7100 2,770 19.7100 54,597

2018-02-05 GOF Barnes Randall C 2,600 20.2250 2,600 20.2250 52,585

2018-01-30 GOF Barnes Randall C 2,997 20.8200 2,997 20.8200 62,398

2016-03-14 GOF Barnes Randall C 2,000 16.1300 2,000 16.1300 32,260

2016-03-14 GOF Barnes Randall C 4,000 16.1500 4,000 16.1500 64,600

2016-02-10 GOF Barnes Randall C 3,000 15.5000 3,000 15.5000 46,500

2014-01-31 GOF Barnes Randall C 700 21.1500 700 21.1500 14,805

2014-01-30 GOF Barnes Randall C 5 21.1900 5 21.1900 106

2014-01-17 GOF Barnes Randall C 700 21.1600 700 21.1600 14,812

2013-12-18 GOF Barnes Randall C 900 20.5500 900 20.5500 18,495

2013-12-16 GOF Barnes Randall C 300 21.2500 300 21.2500 6,375

2013-06-24 GOF Barnes Randall C 5,000 21.0800 5,000 21.0800 105,400

2013-06-24 GOF Barnes Randall C 200 21.1100 200 21.1100 4,222

2013-06-11 GOF Barnes Randall C 2,600 21.9000 2,600 21.9000 56,940

2013-06-11 GOF Barnes Randall C 1,000 21.8900 1,000 21.8900 21,890

2013-06-11 GOF Barnes Randall C 2,000 21.8500 2,000 21.8500 43,700

2013-06-11 GOF Barnes Randall C 400 21.9000 400 21.9000 8,760

2013-06-11 GOF Barnes Randall C 200 21.9000 200 21.9000 4,380

2012-12-28 GOF Barnes Randall C 1,300 21.2300 1,300 21.2300 27,599

2012-12-28 GOF Barnes Randall C 400 21.1500 400 21.1500 8,460

2012-12-28 GOF Barnes Randall C 2,000 21.1700 2,000 21.1700 42,340

2012-12-28 GOF Barnes Randall C 140 20.9300 140 20.9300 2,930

2012-12-28 GOF Barnes Randall C 4,000 21.2300 4,000 21.2300 84,920

2012-12-28 GOF Barnes Randall C 500 21.1300 500 21.1300 10,565

2012-12-28 GOF Barnes Randall C 4,000 21.2400 4,000 21.2400 84,960

2012-12-28 GOF Barnes Randall C 200 21.2200 200 21.2200 4,244

2012-12-28 GOF Barnes Randall C 2,000 21.2300 2,000 21.2300 42,460

2012-12-26 GOF Barnes Randall C 1,600 21.4000 1,600 21.4000 34,240

2012-12-26 GOF Barnes Randall C 2,000 21.4500 2,000 21.4500 42,900

2012-12-26 GOF Barnes Randall C 1,500 21.4000 1,500 21.4000 32,100

2012-12-26 GOF Barnes Randall C 1,890 21.6500 1,890 21.6500 40,918

2012-12-26 GOF Barnes Randall C 2,400 21.4500 2,400 21.4500 51,480

2012-12-21 GOF Barnes Randall C 110 21.6500 110 21.6500 2,382

2012-12-05 GOF Barnes Randall C 1,000 21.1000 1,000 21.1000 21,100

2012-12-05 GOF Barnes Randall C 1,000 21.0800 1,000 21.0800 21,080

2012-12-05 GOF Barnes Randall C 793 21.0000 793 21.0000 16,653

2012-02-06 GOF Barnes Randall C 2,000 19.9800 2,000 19.9800 39,960

2012-02-06 GOF Barnes Randall C 950 19.9800 950 19.9800 18,981

2008-09-11 GOF Barnes Randall C 1,000 15.8400 1,000 15.8400 15,840

2008-09-10 GOF Barnes Randall C 1,200 15.9300 1,200 15.9300 19,116

2008-08-19 GOF Barnes Randall C 1,610 15.6600 1,610 15.6600 25,213

2008-08-19 GOF Barnes Randall C 2,700 15.7400 2,700 15.7400 42,498

2008-04-10 GOF Barnes Randall C 210 16.3200 210 16.3200 3,427

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam GOF / Guggenheim Strategic Opportunities Fund - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2024-07-02 GOF Barnes Randall C 5,849 15.0200 5,849 15.0200 87,852 279 13.7400 -7,486 -8.52

2024-02-01 GOF Barnes Randall C 10,000 13.9500 10,000 13.9500 139,500

2024-01-05 GOF Barnes Randall C 20,000 13.6000 20,000 13.6000 272,000

2023-12-13 GOF Barnes Randall C 6,000 13.6700 6,000 13.6700 82,020

2023-12-08 GOF Barnes Randall C 2,000 13.8600 2,000 13.8600 27,720

2023-12-07 GOF Barnes Randall C 8,000 13.7100 8,000 13.7100 109,680

2023-12-06 GOF Barnes Randall C 16,000 13.6600 16,000 13.6600 218,560

2023-12-05 GOF Barnes Randall C 20,000 13.4700 20,000 13.4700 269,400

2023-12-04 GOF Barnes Randall C 3,000 13.3600 3,000 13.3600 40,080

2023-12-01 GOF Barnes Randall C 6,211 13.3600 6,211 13.3600 82,979

2023-11-30 GOF Barnes Randall C 10,000 13.3000 10,000 13.3000 133,000

2023-11-29 GOF Barnes Randall C 1,000 13.2500 1,000 13.2500 13,250

2023-11-28 GOF Barnes Randall C 1,000 13.3000 1,000 13.3000 13,300

2023-11-03 GOF Barnes Randall C 9,926 13.4600 9,926 13.4600 133,601

2022-06-16 GOF Barnes Randall C 356 0.0000 356 0.0000 0

2022-06-15 GOF Barnes Randall C 1 16.7500 1 16.7500 11

2022-06-15 GOF Barnes Randall C 0 16.7700 0 16.7700 7

2022-06-14 GOF Barnes Randall C 20,000 0.0000 20,000 0.0000 0

2022-06-02 GOF Barnes Randall C 13,000 17.6100 13,000 17.6100 228,930

2021-11-02 GOF Barnes Randall C 33,000 19.0800 33,000 19.0800 629,640

2012-12-28 GOF Barnes Randall C 74 21.0400 74 21.0400 1,557

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam GUG / Guggenheim Active Allocation Fund - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2024-01-30 GUG Barnes Randall C 385 14.5000 385 14.5000 5,582 230 16.6500 828 14.84

2023-12-13 GUG Barnes Randall C 5,880 13.9200 5,880 13.9200 81,850

2023-12-08 GUG Barnes Randall C 2,000 14.0700 2,000 14.0700 28,140

2023-12-07 GUG Barnes Randall C 7,725 14.1200 7,725 14.1200 109,077

2023-12-06 GUG Barnes Randall C 14,705 14.0100 14,705 14.0100 206,017

2023-12-05 GUG Barnes Randall C 6,000 13.9200 6,000 13.9200 83,520

2023-11-30 GUG Barnes Randall C 1,000 13.8500 1,000 13.8500 13,850

2023-10-31 GUG Barnes Randall C 1,000 12.9900 1,000 12.9900 12,990

2023-09-29 GUG Barnes Randall C 1,784 13.5800 1,784 13.5800 24,227

2023-09-05 GUG Barnes Randall C 1,390 13.9800 1,390 13.9800 19,432

2023-09-01 GUG Barnes Randall C 333 14.1000 333 14.1000 4,695

2023-08-01 GUG Barnes Randall C 1,729 14.1600 1,729 14.1600 24,483

2023-07-01 GUG Barnes Randall C 1,645 14.3600 1,645 14.3600 23,622

2023-06-07 GUG Barnes Randall C 310 13.8000 310 13.8000 4,278

2023-06-01 GUG Barnes Randall C 1,400 13.7500 1,400 13.7500 19,250

2023-05-01 GUG Barnes Randall C 1,146 14.1100 1,146 14.1100 16,170

2023-04-28 GUG Barnes Randall C 500 14.0800 500 14.0800 7,040

2023-03-10 GUG Barnes Randall C 1,610 14.2700 1,610 14.2700 22,975

2023-02-01 GUG Barnes Randall C 1,540 14.8500 1,540 14.8500 22,869

2022-12-30 GUG Barnes Randall C 1,645 13.4900 1,645 13.4900 22,191

2022-12-21 GUG Barnes Randall C 2,400 13.7300 2,400 13.7300 32,952

2022-12-20 GUG Barnes Randall C 2,030 13.8700 2,030 13.8700 28,156

2022-11-30 GUG Barnes Randall C 1,560 13.8000 1,560 13.8000 21,528

2022-11-28 GUG Barnes Randall C 2,860 14.0100 2,860 14.0100 40,069

2022-11-01 GUG Barnes Randall C 1,565 13.6000 1,565 13.6000 21,284

2022-10-25 GUG Barnes Randall C 270 13.0500 270 13.0500 3,524

2022-09-08 GUG Barnes Randall C 240 14.6000 240 14.6000 3,504

2022-07-13 GUG Barnes Randall C 170 14.1800 170 14.1800 2,411

2022-06-21 GUG Barnes Randall C 275 13.9200 275 13.9200 3,828

2022-04-12 GUG Barnes Randall C 725 16.9300 725 16.9300 12,274

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam GUG / Guggenheim Active Allocation Fund - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2024-10-03 GUG Barnes Randall C 500 16.4500 500 16.4500 8,225 186 13.9800 -1,235 -15.02

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam MCN / XAI Madison Equity Premium Income Fund - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2007-11-26 MCN Barnes Randall C 5,000 11.1600 5,000 11.1600 55,800 67 12.32 5,800 10.39

2007-01-26 MCN Barnes Randall C 1,000 15.0700 1,000 15.0700 15,070

2005-06-20 MCN Barnes Randall C 1,300 15.2500 1,300 15.2500 19,825

2005-02-25 MCN Barnes Randall C 400 15.2600 400 15.2600 6,104

2005-01-31 MCN Barnes Randall C 1,300 15.1600 1,300 15.1600 19,708

2005-01-31 MCN Barnes Randall C 1,300 15.1400 1,300 15.1400 19,682

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam MCN / XAI Madison Equity Premium Income Fund - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVK.RT / Advent Convertible and Income Fund - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2009-05-01 MCN Barnes Randall C 2,450 6.6000 2,450 6.6000 16,170 12 6.31 -710 -4.39

2009-05-01 MCN Barnes Randall C 117 6.6100 117 6.6100 773

2008-08-20 MCN Barnes Randall C 2,500 9.8700 2,500 9.8700 24,675

2008-08-19 MCN Barnes Randall C 1,419 9.8800 1,419 9.8800 14,020

2008-08-19 MCN Barnes Randall C 3,901 9.8900 3,901 9.8900 38,581

2008-08-19 MCN Barnes Randall C 7,234 9.8800 7,234 9.8800 71,472

2008-08-19 MCN Barnes Randall C 526 9.8800 526 9.8800 5,197

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Randall C Barnes seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah Saham
harga Tran
Nilai Baki
Nilai

2024-10-21 2024-10-17 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 3,785 15,140 33.33 11.28 42,695 170,779

2024-10-04 2024-10-03 4 GUG Guggenheim Active Allocation Fund
Common Stock S - Sale -500 65,322 -0.76 16.45 -8,225 1,074,547

2024-07-03 2024-07-02 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -5,849 0 -100.00 15.02 -87,852

2024-02-01 2024-02-01 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -10,000 5,849 -63.09 13.95 -139,500 81,596

2024-01-30 2024-01-30 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 385 65,822 0.59 14.50 5,582 954,419

2024-01-05 2024-01-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -20,000 15,849 -55.79 13.60 -272,000 215,546

2023-12-13 2023-12-13 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -6,000 35,849 -14.34 13.67 -82,020 490,056

2023-12-13 2023-12-13 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 5,880 65,437 9.87 13.92 81,850 910,883

2023-12-11 2023-12-08 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -2,000 41,849 -4.56 13.86 -27,720 580,027

2023-12-11 2023-12-08 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 2,000 59,557 3.47 14.07 28,140 837,967

2023-12-08 2023-12-07 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -8,000 43,849 -15.43 13.71 -109,680 601,170

2023-12-08 2023-12-07 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 7,725 57,557 15.50 14.12 109,077 812,705

2023-12-07 2023-12-06 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -16,000 51,849 -23.58 13.66 -218,560 708,257

2023-12-07 2023-12-06 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 14,705 49,832 41.86 14.01 206,017 698,146

2023-12-06 2023-12-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -20,000 67,849 -22.77 13.47 -269,400 913,926

2023-12-06 2023-12-05 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 6,000 35,127 20.60 13.92 83,520 488,968

2023-12-04 2023-12-01 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -6,211 90,849 -6.40 13.36 -82,979 1,213,743

2023-12-04 2023-12-04 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -3,000 87,849 -3.30 13.36 -40,080 1,173,663

2023-11-30 2023-11-29 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -1,000 107,060 -0.93 13.25 -13,250 1,418,545

2023-11-30 2023-11-30 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -10,000 97,060 -9.34 13.30 -133,000 1,290,898

2023-11-30 2023-11-30 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,000 29,127 3.56 13.85 13,850 403,409

2023-11-28 2023-11-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -1,000 108,060 -0.92 13.30 -13,300 1,437,198

2023-11-06 2023-11-03 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -9,926 0 -100.00 13.46 -133,601

2023-11-01 2023-10-31 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,000 28,127 3.69 12.99 12,990 365,370

2023-09-29 2023-09-29 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,784 27,127 7.04 13.58 24,227 368,385

2023-09-05 2023-09-05 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,390 25,343 5.80 13.98 19,432 354,295

2023-09-01 2023-09-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 333 23,953 1.41 14.10 4,695 337,737

2023-08-01 2023-08-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,729 23,620 7.90 14.16 24,483 334,459

2023-07-03 2023-07-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,645 21,891 8.13 14.36 23,622 314,355

2023-06-07 2023-06-07 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 310 20,246 1.55 13.80 4,278 279,395

2023-06-01 2023-06-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,400 19,936 7.55 13.75 19,250 274,120

2023-05-02 2023-05-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,146 18,536 6.59 14.11 16,170 261,543

2023-05-01 2023-04-28 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 500 17,390 2.96 14.08 7,040 244,851

2023-03-10 2023-03-10 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,610 16,890 10.54 14.27 22,975 241,020

2023-02-01 2023-02-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,540 15,280 11.21 14.85 22,869 226,908

2023-01-03 2022-12-30 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,645 13,740 13.60 13.49 22,191 185,353

2022-12-22 2022-12-21 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 2,400 12,095 24.76 13.73 32,952 166,064

2022-12-20 2022-12-20 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 2,030 9,695 26.48 13.87 28,156 134,470

2022-11-30 2022-11-30 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,560 7,665 25.55 13.80 21,528 105,777

2022-11-28 2022-11-28 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 2,860 6,105 88.14 14.01 40,069 85,531

2022-11-01 2022-11-01 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 1,565 3,245 93.15 13.60 21,284 44,132

2022-10-26 2022-10-25 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 270 1,680 19.15 13.05 3,524 21,924

2022-09-09 2022-09-08 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 240 1,410 20.51 14.60 3,504 20,586

2022-07-13 2022-07-13 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 170 1,170 17.00 14.18 2,411 16,591

2022-06-21 2022-06-21 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 275 1,000 37.93 13.92 3,828 13,920

2022-06-16 2022-06-16 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -356 0 -100.00

2022-06-15 2022-06-15 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -0 356 -0.12 16.77 -7 5,970

2022-06-15 2022-06-15 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -1 8,318 -0.01 16.75 -11 139,326

2022-06-15 2022-06-14 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -20,000 8,319 -70.62

2022-06-08 2022-06-02 4/A GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -13,000 27,881 -31.80 17.61 -228,930 490,984

2022-06-03 2022-06-02 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -13,000 27,881 -31.80 17.61 -228,930 490,984

2022-04-12 2022-04-12 4 GUG Guggenheim Active Allocation Fund
Common Stock P - Purchase 725 725 16.93 12,274 12,274

2022-01-13 2022-01-13 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 1,370 11,355 13.72 17.87 24,482 202,914

2022-01-11 2022-01-10 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 1,000 9,985 11.13 18.20 18,200 181,727

2022-01-05 2022-01-04 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 1,000 8,985 12.52 18.25 18,250 163,976

2021-12-30 2021-12-30 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 1,000 7,985 14.32 17.75 17,750 141,734

2021-11-03 2021-11-02 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -33,000 0 -100.00 19.08 -629,640

2021-07-20 2021-07-19 4 AVK ADVENT CONVERTIBLE & INCOME FUND
Common Stock P - Purchase 640 6,986 10.09 18.17 11,629 126,927

2020-04-16 2020-04-16 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 4,140 59,121 7.53 15.16 62,762 896,274

2019-12-30 2019-12-27 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,330 52,649 2.59 18.25 24,272 960,844

2019-12-30 2019-12-27 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,000 51,319 1.99 18.26 18,260 937,085

2019-12-30 2019-12-27 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,000 50,319 2.03 18.28 18,280 919,831

2019-05-13 2019-05-09 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 2,400 12,530 23.69 20.66 49,584 258,867

2019-01-23 2019-01-22 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,575 30,894 9.09 18.95 48,796 585,442

2019-01-23 2019-01-22 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,700 44,388 6.48 19.00 51,300 843,379

2018-12-27 2018-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 725 41,277 1.79 17.43 12,637 719,450

2018-12-13 2018-12-13 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 400 16,293,129 0.00 19.70 7,880 320,974,641

2018-12-13 2018-12-13 4/A GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 400 16,293 2.52 19.70 7,880 320,975

2018-09-26 2018-09-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 3,950 27,287 16.93 20.55 81,172 560,741

2018-08-28 2018-08-27 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock J - Other 1,895 6,346 42.59 0.50 938 3,142

2018-08-28 2018-08-27 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock J - Other 2,069 4,450 86.91 0.36 751 1,615

2018-07-17 2018-07-17 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 5,100 38,781 15.14 21.11 107,661 818,665

2018-06-18 2018-06-18 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 790 33,396 2.42 21.47 16,961 717,015

2018-03-27 2018-03-26 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 5,000 40,513 14.08 10.80 54,000 437,542

2018-02-07 2018-02-06 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,770 31,427 9.67 19.71 54,597 619,418

2018-02-05 2018-02-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,600 28,419 10.07 20.22 52,585 574,768

2018-01-30 2018-01-30 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,997 21,739 15.99 20.82 62,398 452,611

2018-01-30 2018-01-30 4 GPM Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)
Common Stock S - Sale -4,275 0 -100.00 9.30 -39,758

2017-10-24 2017-10-23 4/A FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 500 35,513 1.43 12.30 6,150 436,812

2017-10-23 2017-10-23 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 500 35,513 1.43 12.30 6,150 436,812

2017-08-14 2017-08-11 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 5,000 30,513 19.60 12.70 63,500 387,518

2017-04-26 2017-04-26 4 GPM Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)
Common Stock S - Sale -6,459 3,934 -62.15 8.36 -53,997 32,884

2017-03-22 2017-03-20 4 GPM Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)
Common Stock J - Other 1,492 10,393 16.76 8.66 12,921 90,003

2016-12-07 2016-12-06 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 620 8,001 8.40 21.26 13,181 170,106

2016-06-30 2016-06-29 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,350 12,503 12.10 20.23 27,310 252,936

2016-05-04 2016-05-03 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 260 11,153 2.39 19.30 5,018 215,253

2016-03-15 2016-03-14 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 600 10,893 5.83 18.35 11,010 199,887

2016-03-15 2016-03-14 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 4,000 15,395 35.10 16.15 64,600 248,629

2016-03-15 2016-03-14 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,000 7,498 36.38 16.13 32,260 120,936

2016-02-11 2016-02-10 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 3,000 20,756 16.90 15.50 46,500 321,720

2016-02-09 2016-02-09 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 3,000 25,513 13.33 9.15 27,450 233,446

2016-02-03 2016-02-02 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 550 5,295 11.59 18.30 10,065 96,898

2016-02-02 2016-02-01 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 900 7,138 14.43 18.50 16,650 132,053

2016-02-02 2016-02-01 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,200 10,293 13.20 18.55 22,260 190,935

2016-01-27 2016-01-25 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 300 22,513 1.35 9.65 2,895 217,252

2016-01-19 2016-01-19 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common stock P - Purchase 10,000 22,213 81.88 10.36 103,600 230,129

2016-01-11 2016-01-11 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 2,000 12,213 19.58 11.85 23,700 144,726

2015-11-24 2015-11-23 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 3,000 10,213 41.59 14.10 42,300 144,006

2015-10-28 2015-10-27 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 3,000 7,213 71.20 16.01 48,030 115,483

2015-10-06 2015-10-02 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 650 6,238 11.63 19.75 12,838 123,200

2015-10-06 2015-10-02 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,200 9,093 15.20 19.74 23,688 179,496

2015-09-17 2015-09-15 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 2,000 4,213 90.37 17.72 35,450 74,679

2015-08-28 2015-08-27 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 1,000 1,000 18.67 18,670 18,670

2015-08-28 2015-08-27 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 537 2,213 32.04 18.60 9,988 41,165

2015-08-27 3 XGEIX Guggenheim Energy & Income Fund
Common Stock - Initial Filing 0

2015-07-29 2015-07-27 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock P - Purchase 1,000 1,676 147.89 20.20 20,200 33,859

2015-07-01 2015-06-30 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 500 5,588 9.83 21.75 10,875 121,539

2015-03-13 2015-03-11 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 579 5,088 12.84 22.17 12,836 112,796

2015-03-13 2015-03-11 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 626 4,745 15.20 22.18 13,885 105,244

2015-03-11 2015-03-10 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 119 4,509 2.71 22.30 2,654 100,551

2015-03-09 2015-03-06 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 4,419 29.25 22.36 22,360 98,809

2015-03-09 2015-03-06 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 2,350 7,893 42.40 22.36 52,546 176,487

2015-03-03 2015-03-02 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 168 5,543 3.13 22.40 3,763 124,163

2014-12-23 2014-12-22 4 AGC Advent Claymore Convertible Securities & Income Fund II
Common Stock P - Purchase 1,800 5,700 46.15 6.28 11,304 35,796

2014-12-23 2014-12-22 4 LCM ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND
Common Stock P - Purchase 200 3,828 5.51 8.91 1,782 34,107

2014-12-15 2015-12-12 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 400 3,119 14.71 21.80 8,720 67,994

2014-12-11 2014-12-11 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 200 2,719 7.94 21.78 4,356 59,220

2014-12-10 2014-12-09 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 290 4,390 7.07 22.10 6,409 97,019

2014-12-10 2014-12-09 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 400 5,375 8.04 22.10 8,840 118,788

2014-10-14 2014-10-10 4 AGC Advent Claymore Convertible Securities & Income Fund II
Common Stock P - Purchase 2,000 3,900 105.26 6.50 13,000 25,350

2014-10-14 2014-10-10 4 LCM ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND
Common Stock P - Purchase 1,900 3,628 109.93 9.14 17,356 33,145

2014-10-14 2014-10-10 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 1,000 2,382 72.38 16.66 16,659 39,675

2014-03-18 2014-03-18 4 GGM Guggenheim Credit Allocation Fund
Common Stock S - Sale -2,011 2,519 -44.39 23.50 -47,258 59,196

2014-02-20 2014-02-18 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale 2,388 0 -100.00 18.78 44,847

2014-01-31 2014-01-31 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 700 14,343 5.13 21.15 14,805 303,364

2014-01-31 2014-01-30 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 5 9,102 0.05 21.19 106 192,869

2014-01-22 2014-01-22 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -2,000 0 -100.00 18.76 -37,520

2014-01-22 2014-01-22 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -1,000 2,389 -29.51 18.77 -18,770 44,836

2014-01-22 2014-01-09 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -2,000 3,389 -37.11 18.74 -37,480 63,504

2014-01-21 2014-01-17 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 700 13,643 5.41 21.16 14,812 288,695

2013-12-31 2013-12-30 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,530 4,530 51.00 22.50 34,425 101,925

2013-12-31 2013-12-30 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 645 4,975 14.90 22.50 14,512 111,938

2013-12-18 2013-12-18 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 900 12,836 7.54 20.55 18,495 263,789

2013-12-18 2013-12-16 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 300 9,019 3.44 21.25 6,375 191,649

2013-11-01 2013-10-31 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 500 4,330 13.05 23.05 11,525 99,806

2013-11-01 2013-10-31 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 5,100 24.39 23.10 23,100 117,810

2013-10-08 2013-10-08 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,500 4,100 57.69 23.35 35,025 95,735

2013-10-08 2013-10-08 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 3,000 50.00 23.35 23,350 70,050

2013-10-08 2013-10-08 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 4,100 32.26 23.20 23,200 95,120

2013-10-08 2013-10-07 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 2,600 62.50 23.35 23,350 60,710

2013-10-08 2013-10-07 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 2,000 100.00 23.35 23,350 46,700

2013-10-08 2013-10-07 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 1,000 23.45 23,450 23,450

2013-10-08 2013-10-07 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 3,100 47.62 23.50 23,500 72,850

2013-10-04 2013-10-04 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 2,100 90.91 23.53 23,530 49,413

2013-10-04 2013-10-04 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 1,100 1,000.00 23.60 23,600 25,960

2013-10-04 2013-10-04 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,100 3,830 40.29 23.55 25,905 90,196

2013-10-04 2013-10-03 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 100 100 23.58 2,358 2,358

2013-10-02 2013-10-01 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,000 2,730 57.80 23.58 23,580 64,373

2013-10-01 2013-09-30 4 GGM Guggenheim Credit Allocation Fund
Coommon Stock P - Purchase 1,100 1,730 174.60 23.62 25,982 40,863

2013-09-06 2013-09-05 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 630 630 23.40 14,742 14,742

2013-09-05 2013-09-04 4 GGM Guggenheim Credit Allocation Fund
Common Stock P - Purchase 1,600 1,600 23.50 37,600 37,600

2013-06-28 3 GGM Guggenheim Credit Allocation Fund
Common Stock 0

2013-06-25 2013-06-24 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 200 4,132 5.09 21.11 4,222 87,227

2013-06-25 2013-06-24 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 5,000 10,987 83.51 21.08 105,400 231,606

2013-06-12 2013-06-11 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 200 3,932 5.36 21.90 4,380 86,111

2013-06-12 2013-06-11 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 400 8,274 5.08 21.90 8,760 181,201

2013-06-12 2013-06-11 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,000 12,822 18.48 21.85 43,700 280,161

2013-06-12 2013-06-11 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,000 5,987 20.05 21.89 21,890 131,055

2013-06-12 2013-06-11 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,600 11,328 29.79 21.90 56,940 248,083

2013-01-10 2013-01-10 4 GPM Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)
Common Stock S - Sale -100 0 -100.00 8.76 -876

2013-01-10 2013-01-10 4 GPM Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)
Common Stock S - Sale -4,900 100 -98.00 8.76 -42,924 876

2013-01-10 2013-01-10 4 GGE GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock S - Sale -50 0 -100.00 17.90 -895

2013-01-10 2013-01-10 4 GGE GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock S - Sale -2,850 50 -98.28 17.88 -50,958 894

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,300 3,700 54.17 21.23 27,599 78,551

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 4,000 10,400 62.50 21.24 84,960 220,896

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 4,000 6,400 166.67 21.23 84,920 135,872

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,000 2,400 500.00 21.17 42,340 50,808

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 400 400 21.15 8,460 8,460

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,000 8,354 31.48 21.23 42,460 177,355

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 200 6,354 3.25 21.22 4,244 134,832

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 500 6,154 8.84 21.13 10,565 130,034

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 140 5,654 2.54 20.93 2,930 118,338

2012-12-31 2012-12-28 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock S - Sale -74 5,514 -1.32 21.04 -1,557 116,015

2012-12-28 2012-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,000 7,535 36.13 21.45 42,900 161,626

2012-12-28 2012-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,600 5,535 40.66 21.40 34,240 118,449

2012-12-28 2012-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,500 5,588 36.69 21.40 32,100 119,583

2012-12-28 2012-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,890 4,793 65.11 21.65 40,918 103,768

2012-12-28 2012-12-26 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 2,400 2,400 21.45 51,480 51,480

2012-12-26 2012-12-21 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 110 2,903 3.94 21.65 2,382 62,850

2012-12-06 2012-12-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 793 2,793 39.65 21.00 16,653 58,653

2012-12-06 2012-12-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,000 2,000 100.00 21.08 21,080 42,160

2012-12-06 2012-12-05 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock P - Purchase 1,000 1,000 21.10 21,100 21,100

2012-05-04 2012-05-03 4 GGE GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock P - Purchase 700 700 17.24 12,068 12,068

2012-05-04 2012-05-03 4 GGE GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock P - Purchase 2,900 2,900 17.22 49,938 49,938

2012-02-07 2012-02-06 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Shares P - Purchase 950 3,650 35.19 19.98 18,981 72,927

2012-02-07 2012-02-06 4 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Shares P - Purchase 2,000 3,820 109.89 19.98 39,960 76,324

2010-10-12 2010-10-07 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -5,000 8,440 -37.20 17.76 -88,800 149,894

2010-10-12 2010-10-07 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -5,000 13,440 -27.11 17.76 -88,800 238,694

2010-09-28 3 BAB Guggenheim Build America Bonds Managed Duration Trust
Common Stock 0

2010-08-18 2010-08-13 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock S - Sale -1 18,511 0.00 16.88 -9 312,464

2010-02-02 2007-10-01 4 GOF CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Common Stock J - Other -1,820 2,700 -40.27 18.25 -33,215 49,275

2010-02-02 2007-10-01 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common Stock J - Other -10,720 2,480 -81.21 16.24 -174,093 40,275

2010-02-02 2007-10-01 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common Stock J - Other -5,358 5,442 -49.61 16.24 -87,014 88,378

2010-02-02 2007-10-01 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common Stock J - Other -23,110 5,000 -82.21 16.24 -375,306 81,200

2010-02-02 2007-10-01 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock J - Other -110 3,786 -2.82 25.76 -2,834 97,527

2010-02-02 2007-10-01 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock J - Other -15,081 2,000 -88.29 25.76 -388,487 51,520

2010-02-02 2007-10-01 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock J - Other -733 12,348 -5.60 25.76 -18,882 318,084

2009-12-21 2009-12-21 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock S - Sale -1,000 600 -62.50 17.44 -17,445 10,467

2009-10-30 2009-10-30 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock S - Sale -2,000 1,600 -55.56 16.32 -32,640 26,112

2009-10-30 2009-10-29 4 FMO FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Common Stock S - Sale -6,600 3,600 -64.71 16.20 -106,920 58,320

2009-05-06 2009-05-01 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -117 0 -100.00 6.61 -773

2009-05-06 2009-05-01 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -2,450 117 -95.44 6.60 -16,170 772

2008-09-12 2008-09-11 4 GOF Claymore/Guggenheim Strategic Opportunities Fund
Common Stock P - Purchase 1,000 6,720 17.48 15.84 15,840 106,445

2008-09-12 2008-09-10 4 GOF Claymore/Guggenheim Strategic Opportunities Fund
Common Stock P - Purchase 1,200 5,720 26.55 15.93 19,116 91,120

2008-08-20 2008-08-19 4 GOF Claymore/Guggenheim Strategic Opportunities Fund
Common Stock P - Purchase 2,700 4,520 148.35 15.74 42,498 71,145

2008-08-20 2008-08-19 4 GOF Claymore/Guggenheim Strategic Opportunities Fund
Common Stock P - Purchase 1,610 1,820 766.67 15.66 25,213 28,501

2008-08-20 2008-08-20 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -2,500 8,394 -22.95 9.87 -24,675 82,849

2008-08-20 2008-08-19 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -526 10,894 -4.61 9.88 -5,197 107,633

2008-08-20 2008-08-19 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -7,234 11,420 -38.78 9.88 -71,472 112,830

2008-08-20 2008-08-19 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -3,901 18,654 -17.30 9.89 -38,581 184,488

2008-08-20 2008-08-19 4 MCN Madison/Claymore Covered Call & Equity Strategy Fund
Common Stock S - Sale -1,419 22,555 -5.92 9.88 -14,020 222,843

2008-04-10 2008-04-10 4 GOF Claymore/Guggenheim Strategic Opportunities Fund
Common P - Purchase 210 210 16.32 3,427 3,427

2007-12-26 2007-12-24 4 FMO Fiduciary/Claymore MLP Opportunity Fund
Common Stock P - Purchase 4,200 11,800 55.26 20.35 85,470 240,130

2007-12-26 2007-12-21 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 4,000 17,081 30.58 22.59 90,360 385,860

2007-12-26 2007-12-21 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 5,000 13,081 61.87 22.52 112,600 294,584

2007-11-26 2007-11-26 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common Stock P - Purchase 5,000 28,110 21.64 14.61 73,050 410,687

2007-11-26 2007-11-26 4 MCN Madison/Claymore Covered Call Fund
Common Stock P - Purchase 5,000 15,600 47.17 11.16 55,800 174,096

2007-11-23 2007-11-21 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common Stock P - Purchase 5,000 23,110 27.61 14.53 72,650 335,788

2007-08-15 2007-08-15 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 6,000 12,581 91.17 22.52 135,150 283,387

2007-08-15 2007-08-14 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 1,000 6,581 17.92 23.37 23,370 153,798

2007-08-07 2007-08-01 4 FMO Fiduciary/Claymore MLP Opportunity Fund
Common Shares P - Purchase 3,000 7,600 65.22 22.74 68,220 172,824

2007-05-29 2007-05-29 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 210 5,581 3.91 27.59 5,794 153,980

2007-01-30 2007-01-30 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 1,475 5,371 37.86 28.10 41,448 150,925

2007-01-29 2007-01-26 4 MCN Madison/Claymore Covered Call Fund
Common Stock P - Purchase 1,000 10,600 10.42 15.07 15,070 159,742

2007-01-29 2007-01-26 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Stock P - Purchase 3,000 3,896 334.82 28.12 84,360 109,556

2006-11-17 2006-11-17 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Shares P - Purchase 140 896 18.52 26.20 3,668 23,475

2006-11-17 2006-11-17 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common Shares P - Purchase 156 756 26.00 26.20 4,087 19,807

2006-05-26 2006-05-25 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 600 18,110 3.43 16.63 9,978 301,169

2006-05-15 2006-05-11 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 1,600 17,510 10.06 17.06 27,296 298,721

2006-05-15 2006-05-11 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 1,800 15,910 12.76 17.06 30,708 271,425

2006-04-26 2006-04-26 4 FMO Fiduciary/Claymore MLP Opportunity Fund
Common shares P - Purchase 400 4,600 9.52 18.45 7,380 84,870

2006-04-26 2006-04-24 4 FMO Fiduciary/Claymore MLP Opportunity Fund
Common shares P - Purchase 1,200 4,200 40.00 18.40 22,080 77,280

2006-04-20 2006-04-19 4 FMO Fiduciary/Claymore MLP Opportunity Fund
Common shares P - Purchase 2,000 3,000 200.00 18.38 36,760 55,140

2006-01-30 2006-01-27 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 750 14,110 5.61 17.35 13,012 244,808

2006-01-25 2006-01-23 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 160 13,360 1.21 17.24 2,758 230,326

2006-01-25 2006-01-23 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Commons shares P - Purchase 2,400 13,200 22.22 17.22 41,328 227,304

2006-01-25 2006-01-23 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 2,300 10,800 27.06 17.22 39,599 185,943

2006-01-25 2006-01-23 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 2,000 8,500 30.77 17.20 34,400 146,200

2006-01-18 2005-01-18 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 2,000 6,500 44.44 17.50 35,000 113,750

2005-12-12 2005-12-08 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 1,500 4,500 50.00 18.00 27,000 81,000

2005-12-01 2005-11-30 4 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares P - Purchase 3,000 3,000 17.76 53,292 53,292

2005-10-12 2005-10-11 4 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common shares P - Purchase 600 600 24.91 14,946 14,946

2005-10-11 3 AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Common shares 0

2005-08-23 3 OLA Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Common shares 0

2005-06-22 2005-06-20 4 MCN Madison/Claymore Covered Call Fund
Common shares P - Purchase 1,300 9,600 15.66 15.25 19,825 146,400

2005-02-28 2005-02-25 4 MCN Madison/Claymore Covered Call Fund
Common stock P - Purchase 400 7,100 5.97 15.26 6,104 108,346

2005-02-02 2005-01-31 4 MCN Madison/Claymore Covered Call Fund
Common stock P - Purchase 1,300 6,700 24.07 15.14 19,682 101,438

2005-02-02 2005-01-31 4 MCN Madison/Claymore Covered Call Fund
Common stock P - Purchase 1,300 5,400 31.71 15.16 19,708 81,864

2004-12-22 3 FMO Fiduciary/Claymore MLP Opportunity Fund
Common Shares 0

2004-07-29 3/A MCN Madison Claymore Covered Call Fund
Madison/Claymore Covered Call Fund 0

2004-07-29 3 MCN Madison Claymore Covered Call Fund
Madison/Claymore Covered Call Fund 0

P

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

S

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

A

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

C

Penukaran derivatif

D

Penjualan atau pemindahan sekuriti kembali kepada syarikat

F

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

G

Hadiah sekuriti oleh atau kepada orang dalam

K

Swap ekuiti dan urus niaga lindung nilai yang serupa

M

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

V

Transaksi dilaporkan secara sukarela pada Borang 4

J

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2014-02-18	AVK	Barnes Randall C	2,388	18.7800	2,388	18.7800	44,847	239	15.7700	-7,187	-16.03
2014-01-22	AVK	Barnes Randall C	1,000	18.7700	1,000	18.7700	18,770
2014-01-22	AVK	Barnes Randall C	2,000	18.7600	2,000	18.7600	37,520
2014-01-09	AVK	Barnes Randall C	2,000	18.7400	2,000	18.7400	37,480
2010-10-07	AVK	Barnes Randall C	5,000	17.7600	5,000	17.7600	88,800
2010-10-07	AVK	Barnes Randall C	5,000	17.7600	5,000	17.7600	88,800
2010-08-13	AVK	Barnes Randall C	1	16.8800	1	16.8800	9

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2012-05-03	GGE	Barnes Randall C	2,900	17.2200	1,450	34.4400	49,938	730
2012-05-03	GGE	Barnes Randall C	700	17.2400	350	34.4800	12,068

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2013-01-10	GGE	Barnes Randall C	2,850	17.8800	1,425	35.7600	50,958	730
2013-01-10	GGE	Barnes Randall C	50	17.9000	25	35.8000	895

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2019-05-09	GGM	Barnes Randall C	2,400	20.6600	2,400	20.6600	49,584	14	21.4000	1,776	3.58
2018-12-13	GGM	Barnes Randall C	400	19.7000	400	19.7000	7,880
2016-12-06	GGM	Barnes Randall C	620	21.2600	620	21.2600	13,181
2016-06-29	GGM	Barnes Randall C	1,350	20.2300	1,350	20.2300	27,310
2016-05-03	GGM	Barnes Randall C	260	19.3000	260	19.3000	5,018
2016-03-14	GGM	Barnes Randall C	600	18.3500	600	18.3500	11,010
2016-02-02	GGM	Barnes Randall C	550	18.3000	550	18.3000	10,065
2016-02-01	GGM	Barnes Randall C	1,200	18.5500	1,200	18.5500	22,260
2016-02-01	GGM	Barnes Randall C	900	18.5000	900	18.5000	16,650
2015-12-12	GGM	Barnes Randall C	400	21.8000	400	21.8000	8,720
2015-10-02	GGM	Barnes Randall C	1,200	19.7400	1,200	19.7400	23,688
2015-10-02	GGM	Barnes Randall C	650	19.7500	650	19.7500	12,838
2015-06-30	GGM	Barnes Randall C	500	21.7500	500	21.7500	10,875
2015-03-11	GGM	Barnes Randall C	626	22.1800	626	22.1800	13,885
2015-03-11	GGM	Barnes Randall C	579	22.1690	579	22.1690	12,836
2015-03-10	GGM	Barnes Randall C	119	22.3000	119	22.3000	2,654
2015-03-06	GGM	Barnes Randall C	2,350	22.3600	2,350	22.3600	52,546
2015-03-06	GGM	Barnes Randall C	1,000	22.3600	1,000	22.3600	22,360
2015-03-02	GGM	Barnes Randall C	168	22.4000	168	22.4000	3,763
2014-12-11	GGM	Barnes Randall C	200	21.7800	200	21.7800	4,356
2014-12-09	GGM	Barnes Randall C	400	22.1000	400	22.1000	8,840
2014-12-09	GGM	Barnes Randall C	290	22.1000	290	22.1000	6,409
2013-12-30	GGM	Barnes Randall C	645	22.5000	645	22.5000	14,512
2013-12-30	GGM	Barnes Randall C	1,530	22.5000	1,530	22.5000	34,425
2013-10-31	GGM	Barnes Randall C	1,000	23.1000	1,000	23.1000	23,100
2013-10-31	GGM	Barnes Randall C	500	23.0500	500	23.0500	11,525
2013-10-08	GGM	Barnes Randall C	1,000	23.2000	1,000	23.2000	23,200
2013-10-08	GGM	Barnes Randall C	1,000	23.3500	1,000	23.3500	23,350
2013-10-08	GGM	Barnes Randall C	1,500	23.3500	1,500	23.3500	35,025
2013-10-07	GGM	Barnes Randall C	1,000	23.5000	1,000	23.5000	23,500
2013-10-07	GGM	Barnes Randall C	1,000	23.4500	1,000	23.4500	23,450
2013-10-07	GGM	Barnes Randall C	1,000	23.3500	1,000	23.3500	23,350
2013-10-07	GGM	Barnes Randall C	1,000	23.3500	1,000	23.3500	23,350
2013-10-04	GGM	Barnes Randall C	1,100	23.5500	1,100	23.5500	25,905
2013-10-04	GGM	Barnes Randall C	1,000	23.6000	1,000	23.6000	23,600
2013-10-04	GGM	Barnes Randall C	1,000	23.5300	1,000	23.5300	23,530
2013-10-03	GGM	Barnes Randall C	100	23.5800	100	23.5800	2,358
2013-10-01	GGM	Barnes Randall C	1,000	23.5800	1,000	23.5800	23,580
2013-09-30	GGM	Barnes Randall C	1,100	23.6200	1,100	23.6200	25,982
2013-09-05	GGM	Barnes Randall C	630	23.4000	630	23.4000	14,742
2013-09-04	GGM	Barnes Randall C	1,600	23.5000	1,600	23.5000	37,600

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2020-04-16	GOF	Barnes Randall C	4,140	15.1600	4,140	15.1600	62,762	362	21.9500	28,111	44.79
2019-12-27	GOF	Barnes Randall C	1,000	18.2800	1,000	18.2800	18,280
2019-12-27	GOF	Barnes Randall C	1,000	18.2600	1,000	18.2600	18,260
2019-12-27	GOF	Barnes Randall C	1,330	18.2500	1,330	18.2500	24,272
2019-01-22	GOF	Barnes Randall C	2,700	19.0000	2,700	19.0000	51,300
2019-01-22	GOF	Barnes Randall C	2,575	18.9500	2,575	18.9500	48,796
2018-12-26	GOF	Barnes Randall C	725	17.4300	725	17.4300	12,637
2018-09-26	GOF	Barnes Randall C	3,950	20.5500	3,950	20.5500	81,172
2018-07-17	GOF	Barnes Randall C	5,100	21.1100	5,100	21.1100	107,661
2018-06-18	GOF	Barnes Randall C	790	21.4700	790	21.4700	16,961
2018-02-06	GOF	Barnes Randall C	2,770	19.7100	2,770	19.7100	54,597
2018-02-05	GOF	Barnes Randall C	2,600	20.2250	2,600	20.2250	52,585
2018-01-30	GOF	Barnes Randall C	2,997	20.8200	2,997	20.8200	62,398
2016-03-14	GOF	Barnes Randall C	2,000	16.1300	2,000	16.1300	32,260
2016-03-14	GOF	Barnes Randall C	4,000	16.1500	4,000	16.1500	64,600
2016-02-10	GOF	Barnes Randall C	3,000	15.5000	3,000	15.5000	46,500
2014-01-31	GOF	Barnes Randall C	700	21.1500	700	21.1500	14,805
2014-01-30	GOF	Barnes Randall C	5	21.1900	5	21.1900	106
2014-01-17	GOF	Barnes Randall C	700	21.1600	700	21.1600	14,812
2013-12-18	GOF	Barnes Randall C	900	20.5500	900	20.5500	18,495
2013-12-16	GOF	Barnes Randall C	300	21.2500	300	21.2500	6,375
2013-06-24	GOF	Barnes Randall C	5,000	21.0800	5,000	21.0800	105,400
2013-06-24	GOF	Barnes Randall C	200	21.1100	200	21.1100	4,222
2013-06-11	GOF	Barnes Randall C	2,600	21.9000	2,600	21.9000	56,940
2013-06-11	GOF	Barnes Randall C	1,000	21.8900	1,000	21.8900	21,890
2013-06-11	GOF	Barnes Randall C	2,000	21.8500	2,000	21.8500	43,700
2013-06-11	GOF	Barnes Randall C	400	21.9000	400	21.9000	8,760
2013-06-11	GOF	Barnes Randall C	200	21.9000	200	21.9000	4,380
2012-12-28	GOF	Barnes Randall C	1,300	21.2300	1,300	21.2300	27,599
2012-12-28	GOF	Barnes Randall C	400	21.1500	400	21.1500	8,460
2012-12-28	GOF	Barnes Randall C	2,000	21.1700	2,000	21.1700	42,340
2012-12-28	GOF	Barnes Randall C	140	20.9300	140	20.9300	2,930
2012-12-28	GOF	Barnes Randall C	4,000	21.2300	4,000	21.2300	84,920
2012-12-28	GOF	Barnes Randall C	500	21.1300	500	21.1300	10,565
2012-12-28	GOF	Barnes Randall C	4,000	21.2400	4,000	21.2400	84,960
2012-12-28	GOF	Barnes Randall C	200	21.2200	200	21.2200	4,244
2012-12-28	GOF	Barnes Randall C	2,000	21.2300	2,000	21.2300	42,460
2012-12-26	GOF	Barnes Randall C	1,600	21.4000	1,600	21.4000	34,240
2012-12-26	GOF	Barnes Randall C	2,000	21.4500	2,000	21.4500	42,900
2012-12-26	GOF	Barnes Randall C	1,500	21.4000	1,500	21.4000	32,100
2012-12-26	GOF	Barnes Randall C	1,890	21.6500	1,890	21.6500	40,918
2012-12-26	GOF	Barnes Randall C	2,400	21.4500	2,400	21.4500	51,480
2012-12-21	GOF	Barnes Randall C	110	21.6500	110	21.6500	2,382
2012-12-05	GOF	Barnes Randall C	1,000	21.1000	1,000	21.1000	21,100
2012-12-05	GOF	Barnes Randall C	1,000	21.0800	1,000	21.0800	21,080
2012-12-05	GOF	Barnes Randall C	793	21.0000	793	21.0000	16,653
2012-02-06	GOF	Barnes Randall C	2,000	19.9800	2,000	19.9800	39,960
2012-02-06	GOF	Barnes Randall C	950	19.9800	950	19.9800	18,981
2008-09-11	GOF	Barnes Randall C	1,000	15.8400	1,000	15.8400	15,840
2008-09-10	GOF	Barnes Randall C	1,200	15.9300	1,200	15.9300	19,116
2008-08-19	GOF	Barnes Randall C	1,610	15.6600	1,610	15.6600	25,213
2008-08-19	GOF	Barnes Randall C	2,700	15.7400	2,700	15.7400	42,498
2008-04-10	GOF	Barnes Randall C	210	16.3200	210	16.3200	3,427

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2024-07-02	GOF	Barnes Randall C	5,849	15.0200	5,849	15.0200	87,852	279	13.7400	-7,486	-8.52
2024-02-01	GOF	Barnes Randall C	10,000	13.9500	10,000	13.9500	139,500
2024-01-05	GOF	Barnes Randall C	20,000	13.6000	20,000	13.6000	272,000
2023-12-13	GOF	Barnes Randall C	6,000	13.6700	6,000	13.6700	82,020
2023-12-08	GOF	Barnes Randall C	2,000	13.8600	2,000	13.8600	27,720
2023-12-07	GOF	Barnes Randall C	8,000	13.7100	8,000	13.7100	109,680
2023-12-06	GOF	Barnes Randall C	16,000	13.6600	16,000	13.6600	218,560
2023-12-05	GOF	Barnes Randall C	20,000	13.4700	20,000	13.4700	269,400
2023-12-04	GOF	Barnes Randall C	3,000	13.3600	3,000	13.3600	40,080
2023-12-01	GOF	Barnes Randall C	6,211	13.3600	6,211	13.3600	82,979
2023-11-30	GOF	Barnes Randall C	10,000	13.3000	10,000	13.3000	133,000
2023-11-29	GOF	Barnes Randall C	1,000	13.2500	1,000	13.2500	13,250
2023-11-28	GOF	Barnes Randall C	1,000	13.3000	1,000	13.3000	13,300
2023-11-03	GOF	Barnes Randall C	9,926	13.4600	9,926	13.4600	133,601
2022-06-16	GOF	Barnes Randall C	356	0.0000	356	0.0000	0
2022-06-15	GOF	Barnes Randall C	1	16.7500	1	16.7500	11
2022-06-15	GOF	Barnes Randall C	0	16.7700	0	16.7700	7
2022-06-14	GOF	Barnes Randall C	20,000	0.0000	20,000	0.0000	0
2022-06-02	GOF	Barnes Randall C	13,000	17.6100	13,000	17.6100	228,930
2021-11-02	GOF	Barnes Randall C	33,000	19.0800	33,000	19.0800	629,640
2012-12-28	GOF	Barnes Randall C	74	21.0400	74	21.0400	1,557

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2024-01-30	GUG	Barnes Randall C	385	14.5000	385	14.5000	5,582	230	16.6500	828	14.84
2023-12-13	GUG	Barnes Randall C	5,880	13.9200	5,880	13.9200	81,850
2023-12-08	GUG	Barnes Randall C	2,000	14.0700	2,000	14.0700	28,140
2023-12-07	GUG	Barnes Randall C	7,725	14.1200	7,725	14.1200	109,077
2023-12-06	GUG	Barnes Randall C	14,705	14.0100	14,705	14.0100	206,017
2023-12-05	GUG	Barnes Randall C	6,000	13.9200	6,000	13.9200	83,520
2023-11-30	GUG	Barnes Randall C	1,000	13.8500	1,000	13.8500	13,850
2023-10-31	GUG	Barnes Randall C	1,000	12.9900	1,000	12.9900	12,990
2023-09-29	GUG	Barnes Randall C	1,784	13.5800	1,784	13.5800	24,227
2023-09-05	GUG	Barnes Randall C	1,390	13.9800	1,390	13.9800	19,432
2023-09-01	GUG	Barnes Randall C	333	14.1000	333	14.1000	4,695
2023-08-01	GUG	Barnes Randall C	1,729	14.1600	1,729	14.1600	24,483
2023-07-01	GUG	Barnes Randall C	1,645	14.3600	1,645	14.3600	23,622
2023-06-07	GUG	Barnes Randall C	310	13.8000	310	13.8000	4,278
2023-06-01	GUG	Barnes Randall C	1,400	13.7500	1,400	13.7500	19,250
2023-05-01	GUG	Barnes Randall C	1,146	14.1100	1,146	14.1100	16,170
2023-04-28	GUG	Barnes Randall C	500	14.0800	500	14.0800	7,040
2023-03-10	GUG	Barnes Randall C	1,610	14.2700	1,610	14.2700	22,975
2023-02-01	GUG	Barnes Randall C	1,540	14.8500	1,540	14.8500	22,869
2022-12-30	GUG	Barnes Randall C	1,645	13.4900	1,645	13.4900	22,191
2022-12-21	GUG	Barnes Randall C	2,400	13.7300	2,400	13.7300	32,952
2022-12-20	GUG	Barnes Randall C	2,030	13.8700	2,030	13.8700	28,156
2022-11-30	GUG	Barnes Randall C	1,560	13.8000	1,560	13.8000	21,528
2022-11-28	GUG	Barnes Randall C	2,860	14.0100	2,860	14.0100	40,069
2022-11-01	GUG	Barnes Randall C	1,565	13.6000	1,565	13.6000	21,284
2022-10-25	GUG	Barnes Randall C	270	13.0500	270	13.0500	3,524
2022-09-08	GUG	Barnes Randall C	240	14.6000	240	14.6000	3,504
2022-07-13	GUG	Barnes Randall C	170	14.1800	170	14.1800	2,411
2022-06-21	GUG	Barnes Randall C	275	13.9200	275	13.9200	3,828
2022-04-12	GUG	Barnes Randall C	725	16.9300	725	16.9300	12,274

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2007-11-26	MCN	Barnes Randall C	5,000	11.1600	5,000	11.1600	55,800	67	12.32	5,800	10.39
2007-01-26	MCN	Barnes Randall C	1,000	15.0700	1,000	15.0700	15,070
2005-06-20	MCN	Barnes Randall C	1,300	15.2500	1,300	15.2500	19,825
2005-02-25	MCN	Barnes Randall C	400	15.2600	400	15.2600	6,104
2005-01-31	MCN	Barnes Randall C	1,300	15.1600	1,300	15.1600	19,708
2005-01-31	MCN	Barnes Randall C	1,300	15.1400	1,300	15.1400	19,682

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2009-05-01	MCN	Barnes Randall C	2,450	6.6000	2,450	6.6000	16,170	12	6.31	-710	-4.39
2009-05-01	MCN	Barnes Randall C	117	6.6100	117	6.6100	773
2008-08-20	MCN	Barnes Randall C	2,500	9.8700	2,500	9.8700	24,675
2008-08-19	MCN	Barnes Randall C	1,419	9.8800	1,419	9.8800	14,020
2008-08-19	MCN	Barnes Randall C	3,901	9.8900	3,901	9.8900	38,581
2008-08-19	MCN	Barnes Randall C	7,234	9.8800	7,234	9.8800	71,472
2008-08-19	MCN	Barnes Randall C	526	9.8800	526	9.8800	5,197