The Carlyle Group Inc.
US ˙ NasdaqGS ˙ US14316J1088

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Michael J Cavanagh. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Michael J Cavanagh telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:CMCSA / Comcast Corporation President 171,000
US:YUM / Yum! Brands, Inc. Director 9,000
US:CG / The Carlyle Group Inc. See Remarks 935,012
US:JPM / JPMorgan Chase & Co. Executive Vice President 168,467
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Michael J Cavanagh. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam CG / The Carlyle Group Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam CG / The Carlyle Group Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan
Harga
Dilaporkan
Saham
Dilaraskan
Harga
Dilaraskan
Asas Kos Hari ke
Maks
Harga pada
Maks
Maks
Keuntungan ($)
Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

CG / The Carlyle Group Inc. Insider Trades
Jualan Orang Dalam CG / The Carlyle Group Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam CG / The Carlyle Group Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan
Harga
Dilaporkan
Saham
Dilaraskan
Harga
Dilaraskan
Asas Kos Hari ke
Min
Harga pada
Min
Kerugian Maks
Dielakkan ($)
Kerugian Maks
Dielakkan (%)
2015-02-03 CG Cavanagh Michael J 75,147 26.5500 75,147 26.5500 1,995,153 351 12.1100 -1,085,122 -54.39
2015-02-03 CG Cavanagh Michael J 77,410 26.9800 77,410 26.9800 2,088,522

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

CG / The Carlyle Group Inc. Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Michael J Cavanagh seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-05-07 2025-05-06 4 CMCSA COMCAST CORP
Class A Common Stock
G - Gift 171,000 171,000
2025-05-07 2025-05-06 4 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -171,000 38,633 -81.57
2025-03-04 2025-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -40,425 209,633 -16.17 35.88 -1,450,449 7,521,632
2025-03-04 2025-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 82,900 250,058 49.59
2025-03-04 2025-03-01 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -31,408 167,158 -15.82 35.88 -1,126,919 5,997,629
2025-03-04 2025-03-01 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,408 198,566 18.79
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -214,110 238,540 -47.30 42.56 -9,111,451 10,151,070
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
S - Sale -107,622 452,650 -19.21 42.53 -4,577,045 19,250,707
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 321,732 560,272 134.88 28.32 9,111,450 15,866,903
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -367,691 167,158 -68.75 42.60 -15,663,673 7,120,948
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
S - Sale -25,537 534,849 -4.56 42.59 -1,087,667 22,780,182
2024-11-29 2024-11-26 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 393,228 560,386 235.24 28.32 11,136,217 15,870,132
2024-06-07 2024-06-06 4 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -10,932 167,158 -6.14
2024-03-19 2024-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -40,002 178,090 -18.34 42.77 -1,710,886 7,616,909
2024-03-19 2024-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 83,400 218,092 61.92
2024-03-05 2024-03-04 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -109,664 134,692 -44.88 42.80 -4,693,619 5,764,818
2024-03-05 2024-03-04 4 CMCSA COMCAST CORP
Class A Common Stock
A - Award 228,202 244,356 1,412.67
2024-03-05 2024-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -14,933 16,154 -48.04 42.80 -639,132 691,391
2024-03-05 2024-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,087 31,087
2024-01-30 2024-01-29 4 CMCSA COMCAST CORP
Class A Common Stock
S - Sale -114,749 0 -100.00 46.10 -5,290,193
2023-06-14 2023-06-13 4 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -14,789 123,516 -10.69
2023-06-14 2023-06-12 4 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -883 138,305 -0.63
2023-03-17 2023-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -27,233 135,710 -16.71 36.24 -986,924 4,918,116
2023-03-17 2023-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 55,800 162,943 52.08
2023-03-17 2023-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -15,264 107,143 -12.47 35.89 -547,825 3,845,348
2023-03-17 2023-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,275 122,407 34.32
2023-03-03 2023-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -15,172 91,132 -14.27 36.95 -560,605 3,367,313
2023-03-03 2023-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,087 106,304 41.33
2022-03-18 2022-03-17 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -53,400 335,425 -13.73
2022-03-18 2022-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -26,081 72,628 -26.42 46.48 -1,212,245 3,375,749
2022-03-18 2022-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 53,400 98,709 117.86
2022-03-17 2022-03-16 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -20,925 388,825 -5.11
2022-03-17 2022-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -10,220 45,309 -18.40 46.23 -472,471 2,094,635
2022-03-17 2022-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 20,925 55,529 60.47
2022-03-17 2022-03-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -31,275 27,913 -52.84
2022-03-17 2022-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -15,275 34,604 -30.62 45.54 -695,624 1,575,866
2022-03-17 2022-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,275 49,879 168.11
2022-03-03 2022-03-02 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -31,087 59,188 -34.44
2022-03-03 2022-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -15,183 18,604 -44.94 46.38 -704,188 862,854
2022-03-03 2022-03-02 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 31,087 33,787 1,151.37
2022-03-03 2022-03-01 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 717,370 717,370
2022-02-24 2022-02-22 4 CMCSA COMCAST CORP
Restricted Stock Units
A - Award 220,088 409,750 116.04
2022-02-23 2022-02-18 4 CMCSA COMCAST CORP
Phantom Stock
I - Other 225,433 426,161 112.31 46.64 10,514,191 19,876,149
2022-02-10 2021-10-15 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift 138,540 238,540 138.54
2022-02-10 2021-10-15 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -138,540 0 -100.00
2022-02-10 2021-03-24 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift 9,474 138,540 7.34
2022-02-10 2021-03-24 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -9,474 2,700 -77.82
2022-02-10 2021-03-17 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift 129,066 129,066
2022-02-10 2021-03-17 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -129,066 12,174 -91.38
2022-02-10 2021-02-26 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -760 109,478 -0.69
2021-11-02 2021-10-29 4 CMCSA COMCAST CORP
Phantom Stock
I - Other 199,698 199,698 51.43 10,270,461 10,270,461
2021-03-19 2021-03-18 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -5,811 90,275 -6.05
2021-03-19 2021-03-18 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -5,811 12,174 -32.31 55.87 -324,661 680,161
2021-03-19 2021-03-18 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 5,811 17,985 47.73
2021-03-19 2021-03-17 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,342 96,086 -16.03
2021-03-19 2021-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,868 141,240 -5.91 57.50 -509,910 8,121,300
2021-03-19 2021-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,342 150,108 13.92
2021-03-17 2021-03-16 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,129 114,428 -13.68
2021-03-17 2021-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,765 131,766 -6.24 58.04 -508,721 7,647,699
2021-03-17 2021-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,129 140,531 14.81
2021-03-17 2021-03-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -25,020 132,557 -15.88
2021-03-17 2021-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -12,096 122,402 -8.99 57.53 -695,883 7,041,787
2021-03-17 2021-03-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 25,020 134,498 22.85
2021-03-03 2021-03-01 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 655,100 655,100 54.45 35,670,195 35,670,195
2021-02-12 2020-12-29 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift 100,000 100,000
2021-02-12 2020-12-29 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -100,000 110,238 -47.57
2021-02-12 2020-11-27 5 CMCSA COMCAST CORP
Class A Common Stock
G - Gift -12,125 210,238 -5.45
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift 321,732 321,732
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift 419,520 419,520
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift 258,615 258,615
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift 167,910 167,910
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift -321,732 393,228 -45.00
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift -419,520 279,680 -60.00
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift -258,615 316,085 -45.00
2021-02-12 2020-05-21 5 CMCSA COMCAST CORP
Option to Purchase
G - Gift -167,910 391,790 -30.00
2020-09-21 2020-09-18 4 CMCSA COMCAST CORP
Restricted Stock Units
I - Other -17,920 189,662 -8.63 45.26 -811,059 8,584,102
2020-06-05 2020-05-29 4 YUM YUM BRANDS INC
Common Stock
G - Gift -1,000 9,000 -10.00 89.72 -89,720 807,480
2020-05-18 2020-05-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -56,512 157,577 -26.40
2020-05-18 2020-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -27,320 222,363 -10.94 35.92 -981,334 7,987,279
2020-05-18 2020-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 56,512 249,683 29.25
2020-04-16 2020-04-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -25,020 214,089 -10.46
2020-04-16 2020-04-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -12,096 193,171 -5.89 37.16 -449,487 7,178,234
2020-04-16 2020-04-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 25,020 205,267 13.88
2020-03-20 2020-03-18 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -2,180 239,109 -0.90 35.68 -77,782 8,531,409
2020-03-20 2020-03-18 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -2,180 180,247 -1.19 35.68 -77,782 6,431,213
2020-03-20 2020-03-18 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 2,180 182,427 1.21
2020-03-18 2020-03-17 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,342 241,289 -7.06
2020-03-18 2020-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,868 180,247 -4.69 38.22 -338,935 6,889,040
2020-03-18 2020-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,342 189,115 10.74
2020-03-18 2020-03-16 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,129 259,631 -6.53
2020-03-18 2020-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,765 170,773 -4.88 36.04 -315,891 6,154,659
2020-03-18 2020-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,129 179,538 11.23
2020-03-04 2020-03-02 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 1,079,700 1,079,700
2020-02-20 2020-02-18 4 CMCSA COMCAST CORP
Restricted Stock Units
A - Award 166,800 207,582 409.00
2020-02-11 2020-02-10 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,527 2,527
2019-09-19 2019-09-18 4 CMCSA COMCAST CORP
Restricted Stock Units
I - Other -81,500 40,782 -66.65 46.94 -3,825,610 1,914,307
2019-05-17 2019-05-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -21,192 277,760 -7.09
2019-05-17 2019-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -10,248 161,409 -5.97 42.49 -435,438 6,858,268
2019-05-17 2019-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 21,192 171,657 14.08
2019-04-18 2019-04-16 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,129 298,952 -5.72
2019-04-18 2019-04-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,766 150,465 -5.51 41.97 -367,909 6,315,016
2019-04-18 2019-04-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,129 159,231 12.85
2019-03-19 2019-03-17 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,342 317,081 -5.47
2019-03-19 2019-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,869 141,102 -5.91 40.47 -358,928 5,710,398
2019-03-19 2019-03-17 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,342 149,971 13.93
2019-03-19 2019-03-15 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 600,500 600,500
2019-02-14 2019-02-12 4 CMCSA COMCAST CORP
Restricted Stock Units
A - Award 120,861 243,143 98.84
2019-02-12 2019-02-11 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,788 2,788
2018-11-19 2018-11-15 4 CMCSA COMCAST CORP
Restricted Stock Units
I - Other -29,426 214,562 -12.06 38.49 -1,132,607 8,258,491
2018-05-16 2018-05-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -21,192 243,988 -7.99
2018-05-16 2018-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -10,250 131,629 -7.22 32.01 -328,102 4,213,444
2018-05-16 2018-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 21,192 141,879 17.56
2018-04-19 2018-04-17 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -18,342 265,180 -6.47
2018-04-19 2018-04-17 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -8,871 120,687 -6.85 33.27 -295,138 4,015,256
2018-04-19 2018-04-17 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 18,342 129,558 16.49
2018-03-20 2018-03-16 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -81,500 283,522 -22.33
2018-03-20 2018-03-16 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 559,700 559,700
2018-03-20 2018-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -39,417 111,216 -26.17 35.83 -1,412,311 3,984,869
2018-03-20 2018-03-16 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 81,500 150,633 117.89
2018-02-22 2018-02-20 4 CMCSA COMCAST CORP
Restricted Stock Units
A - Award 122,282 122,282
2018-02-14 2018-02-12 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 3,074 3,074
2017-11-17 2017-11-15 4 CMCSA COMCAST CORP
Restricted Stock Units
I - Other -29,426 365,022 -7.46 37.18 -1,094,059 13,571,518
2017-05-16 2017-05-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -21,192 394,448 -5.10
2017-05-16 2017-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -10,805 69,133 -13.52 38.97 -421,071 2,694,113
2017-05-16 2017-05-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 21,192 79,938 36.07
2017-04-20 2017-04-18 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -81,500 415,640 -16.39
2017-04-20 2017-04-18 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -38,932 58,746 -39.86 37.59 -1,463,454 2,208,262
2017-04-20 2017-04-18 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 81,500 97,678 503.77
2017-03-21 2017-03-17 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 574,700 574,700
2017-02-13 2017-02-10 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 3,529 3,529
2016-12-19 2016-12-15 4 CMCSA COMCAST CORP
Restricted Stock Units
I - Other -191,267 248,570 -43.49 69.88 -13,365,738 17,370,072
2016-06-16 2016-06-15 4 CMCSA COMCAST CORP
Restricted Stock Units
M - Exercise -10,596 439,837 -2.35
2016-06-16 2016-06-15 4 CMCSA COMCAST CORP
Class A Common Stock
F - Taxes -3,857 8,089 -32.29 62.35 -240,484 504,349
2016-06-16 2016-06-15 4 CMCSA COMCAST CORP
Class A Common Stock
M - Exercise 10,596 11,946 784.89
2016-03-22 2016-03-18 4 CMCSA COMCAST CORP
Restricted Stock Units
A - Award 159,100 450,433 54.61
2016-03-22 2016-03-18 4 CMCSA COMCAST CORP
Option to Purchase
A - Award 349,600 349,600
2016-02-05 2016-02-05 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,867 2,867
2016-02-05 2016-02-05 4 YUM YUM BRANDS INC
Stock Appreciation Right
A - Award 3,139 3,139
2015-07-01 3 CMCSA COMCAST CORP
Class A Common Stock
2,700
2015-07-01 3 CMCSA COMCAST CORP
Class A Common Stock
2,700
2015-05-05 2015-05-01 4 CG Carlyle Group L.P.
Common Units
A - Award 17,131 935,012 1.87
2015-02-05 2015-02-03 4 CG Carlyle Group L.P.
Common Units
S - Sale -77,410 917,881 -7.78 26.98 -2,088,522 24,764,429
2015-02-05 2015-02-03 4 CG Carlyle Group L.P.
Common Units
S - Sale -75,147 995,291 -7.02 26.55 -1,995,153 26,424,976
2015-02-03 2015-02-01 4 CG Carlyle Group L.P.
Common Units
A - Award 76,046 1,070,438 7.65
2014-12-16 2014-12-16 4 YUM YUM BRANDS INC
Common Stock
P - Purchase 10,000 10,000 69.18 691,818 691,818
2014-12-12 2014-12-11 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,360 2,360
2014-11-05 2014-11-04 4 YUM YUM BRANDS INC
Stock Appreciation Right
A - Award 2,117 2,117
2014-08-06 2014-08-01 4/A CG Carlyle Group L.P.
Common Units
A - Award 933,416 933,416
2014-08-05 2014-08-01 4 CG Carlyle Group L.P.
Common Units
A - Award 60,976 994,392 6.53
2014-08-05 2014-08-01 4 CG Carlyle Group L.P.
Common Units
A - Award 933,416 933,416
2014-01-24 2014-01-22 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 168,467 168,467
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -61,086 61,088 -50.00
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -57,582 0 -100.00
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -58,753 302,686 -16.26 58.10 -3,413,549 17,586,057
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 57,582 361,439 18.95
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 61,086 303,857 25.16
2013-12-13 2013-12-12 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,374 2,374
2013-11-18 2013-11-18 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -22,500 242,771 -8.48 55.33 -1,245,010 13,433,442
2013-11-06 2013-11-05 4 YUM YUM BRANDS INC
Stock Appreciation Right
A - Award 2,154 2,154
2013-10-15 2013-10-14 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -22,500 265,271 -7.82 51.93 -1,168,396 13,775,178
2013-08-09 2013-08-08 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -80,000 120,000 -40.00
2013-08-09 2013-08-08 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -55,004 287,771 -16.05 54.93 -3,021,232 15,806,542
2013-08-09 2013-08-08 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 80,000 342,775 30.44 19.49 1,559,200 6,680,685
2013-07-17 2013-07-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -20,000 262,775 -7.07 54.65 -1,092,982 14,360,417
2013-05-10 2013-05-09 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -2,000 282,775 -0.70
2013-01-18 2013-01-17 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
A - Award 104,603 104,603
2013-01-18 2013-01-17 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 170,675 170,675
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -57,582 57,582 -50.00
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -40,292 0 -100.00
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -47,367 284,775 -14.26 45.81 -2,169,882 13,045,543
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 40,292 332,142 13.81
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 57,582 291,850 24.58
2012-12-17 2012-12-13 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 2,298 2,298
2012-11-19 2012-11-16 4 YUM YUM BRANDS INC
Phantom Stock
A - Award 348 348
2012-11-19 2012-11-16 4 YUM YUM BRANDS INC
Stock Appreciation Right
A - Award 1,981 1,981
2012-11-19 3 YUM YUM BRANDS INC
Common Stock
0
2012-11-15 2012-11-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -497 234,268 -0.21
2012-10-15 2012-10-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -40,000 234,765 -14.56 42.00 -1,679,948 9,859,825
2012-01-20 2012-01-18 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
A - Award 224,972 224,972
2012-01-20 2012-01-18 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 122,174 122,174
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -51,322 0 -100.00
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -40,292 40,292 -50.00
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -39,487 274,765 -12.57 35.52 -1,402,776 9,761,027
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 40,292 314,252 14.71
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 51,322 273,960 23.05
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)