Mr. Cooper Group Inc.
US ˙ NasdaqCM ˙ US62482R1077

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Stephen I Chazen. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Stephen I Chazen telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:OXY / Occidental Petroleum Corporation Director 293,777
US:MGY / Magnolia Oil & Gas Corporation CHAIRMAN, CEO, PRESIDENT, Director 7,045,971
US:WMB / The Williams Companies, Inc. Director 71,348
US:ECL / Ecolab Inc. Director 12,634
US:COOP / Mr. Cooper Group Inc. Director 0
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Stephen I Chazen. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam COOP / Mr. Cooper Group Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam COOP / Mr. Cooper Group Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

COOP / Mr. Cooper Group Inc. Insider Trades
Jualan Orang Dalam COOP / Mr. Cooper Group Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam COOP / Mr. Cooper Group Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

COOP / Mr. Cooper Group Inc. Insider Trades
Pembelian Orang Dalam MGY / Magnolia Oil & Gas Corporation - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam COOP / Mr. Cooper Group Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
2021-08-05 MGY CHAZEN STEPHEN I 50,000 14.1230 50,000 14.1230 706,150 306 29.7300 780,350 110.51
2020-11-19 MGY CHAZEN STEPHEN I 40,000 5.7731 40,000 5.7731 230,924
2020-09-22 MGY CHAZEN STEPHEN I 35,000 5.5928 35,000 5.5928 195,748
2020-06-26 MGY CHAZEN STEPHEN I 10,000 5.5250 10,000 5.5250 55,250
2020-06-25 MGY CHAZEN STEPHEN I 14,700 5.6284 14,700 5.6284 82,737
2020-06-24 MGY CHAZEN STEPHEN I 300 5.5800 300 5.5800 1,674
2020-06-23 MGY CHAZEN STEPHEN I 15,000 5.9500 15,000 5.9500 89,250
2020-06-19 MGY CHAZEN STEPHEN I 35,000 5.9043 35,000 5.9043 206,650
2020-02-25 MGY CHAZEN STEPHEN I 136,000 7.6429 136,000 7.6429 1,039,434
2020-02-24 MGY CHAZEN STEPHEN I 65,000 8.1072 65,000 8.1072 526,968
2019-08-09 MGY CHAZEN STEPHEN I 25,000 10.2170 25,000 10.2170 255,425
2019-03-06 MGY CHAZEN STEPHEN I 25,000 12.3095 25,000 12.3095 307,738
2018-12-14 MGY CHAZEN STEPHEN I 45,000 45,000
2018-12-13 MGY CHAZEN STEPHEN I 20,000 20,000
2018-09-13 MGY CHAZEN STEPHEN I 10,000 13.9400 10,000 13.9400 139,400
2018-09-11 MGY CHAZEN STEPHEN I 21,805 21,805
2018-09-10 MGY CHAZEN STEPHEN I 47 13.4000 47 13.4000 630
2018-09-07 MGY CHAZEN STEPHEN I 31,031 31,031
2017-08-24 TPGE CHAZEN STEPHEN I 15,000 9.8000 15,000 9.8000 147,000
2017-08-23 TPGE CHAZEN STEPHEN I 14,000 14,000
2017-08-21 TPGE CHAZEN STEPHEN I 2,000 9.8000 2,000 9.8000 19,600
2017-08-21 TPGE CHAZEN STEPHEN I 11,900 11,900
2017-08-18 TPGE CHAZEN STEPHEN I 15,000 9.7999 15,000 9.7999 146,998
2017-08-18 TPGE CHAZEN STEPHEN I 2,000 2,000
2017-05-10 TPGE CHAZEN STEPHEN I 100,000 100,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

MGY / Magnolia Oil & Gas Corporation Insider Trades
Jualan Orang Dalam MGY / Magnolia Oil & Gas Corporation - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam COOP / Mr. Cooper Group Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

MGY / Magnolia Oil & Gas Corporation Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Stephen I Chazen seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2022-05-11 2022-05-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -1,180 293,777 -0.40 57.84 -68,251 16,992,062
2022-05-11 2022-05-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 5,360 294,957 1.85
2021-08-10 2021-08-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		P - Purchase 20,000 289,597 7.42 25.76 515,200 7,460,019
2021-08-05 2021-08-05 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 50,000 7,045,971 0.71 14.12 706,150 99,510,248
2021-07-29 2021-07-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		D - Sale to Issuer -41,346 269,597 -13.30
2021-05-12 2021-05-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -2,768 310,943 -0.88 26.63 -73,712 8,280,412
2021-05-12 2021-05-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 12,580 313,711 4.18
2021-04-29 2021-04-27 4 WMB WILLIAMS COMPANIES, INC.
Common Stock 		A - Award 6,892 71,348 10.69
2021-02-05 2020-08-31 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Warrant 		F - Taxes -405 33,791 -1.18 2.98 -1,207 100,697
2020-11-23 2020-11-19 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 40,000 6,989,245 0.58 5.77 230,924 40,349,610
2020-09-23 2020-09-22 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 35,000 6,945,318 0.51 5.59 195,748 38,843,775
2020-08-03 2020-07-30 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		D - Sale to Issuer -59,018 301,131 -16.39
2020-06-26 2020-06-26 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 10,000 6,906,585 0.14 5.52 55,250 38,158,882
2020-06-26 2020-06-25 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 14,700 6,896,585 0.21 5.63 82,737 38,816,739
2020-06-26 2020-06-24 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 300 6,881,885 0.00 5.58 1,674 38,400,918
2020-06-23 2020-06-23 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 15,000 6,881,585 0.22 5.95 89,250 40,945,431
2020-06-23 2020-06-19 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 35,000 6,866,585 0.51 5.90 206,650 40,542,378
2020-06-03 2020-06-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 18,248 360,149 5.34
2020-04-30 2020-04-28 4 WMB WILLIAMS COMPANIES, INC.
Common Stock 		A - Award 8,726 64,456 15.66
2020-03-30 3/A OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		337,518
2020-03-24 3 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		474,308
2020-03-24 3 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		474,308
2020-03-24 3 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		474,308
2020-03-24 2020-03-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 4,383 241,537 1.85
2020-02-25 2020-02-25 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 136,000 6,830,349 2.03 7.64 1,039,434 52,203,674
2020-02-25 2020-02-24 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 65,000 6,694,349 0.98 8.11 526,968 54,272,426
2019-08-12 2019-08-09 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 25,000 6,629,349 0.38 10.22 255,425 67,732,059
2019-08-07 2019-08-05 4 WMB WILLIAMS COMPANIES, INC.
Common Stock 		P - Purchase 10,000 55,730 21.87 23.93 239,300 1,333,619
2019-07-12 2019-07-10 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		D - Sale to Issuer -151,952 0 -100.00
2019-07-12 2019-07-10 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		D - Sale to Issuer -2,500,000 0 -100.00
2019-07-12 2019-07-10 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		A - Award 769,066 6,604,349 13.18
2019-05-21 2019-05-20 4 WMB WILLIAMS COMPANIES INC
Common Stock 		P - Purchase 10,000 45,730 27.99 27.33 273,275 1,249,687
2019-05-13 2019-05-09 4 WMB WILLIAMS COMPANIES INC
Common Stock 		A - Award 6,120 35,730 20.67
2019-04-02 2019-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 85 12,634 0.68 176.02 14,999 2,223,935
2019-04-02 2019-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 163 12,527 1.32
2019-03-07 2019-03-06 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 25,000 5,835,283 0.43 12.31 307,738 71,829,416
2019-01-03 2018-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 103 12,364 0.84 146.03 15,000 1,805,494
2019-01-03 2018-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 197 12,242 1.63
2018-12-21 2018-12-21 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		J - Other 2,500,000 2,500,000
2018-12-21 2018-12-21 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		J - Other 4,022,500 5,810,283 225.00
2018-12-17 2018-12-14 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 20,000 151,952 15.16 2.95 59,000 448,259
2018-12-17 2018-12-14 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 45,000 1,787,783 2.58
2018-12-17 2018-12-13 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 10,000 131,952 8.20
2018-12-17 2018-12-13 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 20,000 1,742,783 1.16
2018-10-02 2018-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 94 12,045 0.78 156.64 14,687 1,886,847
2018-10-02 2018-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 184 11,933 1.56
2018-09-17 2018-09-13 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 20,900 121,952 20.68
2018-09-17 2018-09-13 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 10,000 1,700,931 0.59 13.94 139,400 23,710,978
2018-09-11 2018-09-11 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 20,000 101,052 24.68
2018-09-11 2018-09-11 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 21,805 1,712,783 1.29
2018-09-11 2018-09-10 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 6,109 81,052 8.15 3.70 22,603 299,894
2018-09-11 2018-09-10 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 47 1,690,978 0.00 13.40 630 22,659,105
2018-09-11 2018-09-07 4 MGY Magnolia Oil & Gas Corp
Warrants (option to buy) 		P - Purchase 32,310 74,943 75.79
2018-09-11 2018-09-07 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock 		P - Purchase 31,031 1,690,931 1.87
2018-08-01 2018-07-31 4 MGY Magnolia Oil & Gas Corp
Class A Common Stock, par value $0.0001 per share 		A - Award 1,500,000 1,659,900 938.09
2018-07-03 2018-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 98 11,750 0.84 140.98 13,751 1,656,394
2018-07-03 2018-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 204 11,635 1.78
2018-05-25 2018-05-25 4 WMB WILLIAMS COMPANIES INC
Common Stock 		P - Purchase 4,000 29,610 15.62 26.71 106,826 790,782
2018-05-11 2018-05-10 4 WMB WILLIAMS COMPANIES INC
Common Stock 		A - Award 6,182 25,610 31.82
2018-05-04 2018-05-03 4 ECL ECOLAB INC.
Non-Employee Director Stock Option (Right to Buy) 		A - Award 1,800 1,800
2018-04-03 2018-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 101 11,431 0.89 136.44 13,750 1,559,543
2018-04-03 2018-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 211 11,313 1.90
2018-01-03 2017-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 97 11,102 0.88 134.84 13,124 1,497,028
2018-01-03 2017-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 185 10,989 1.72
2017-11-16 2017-11-16 4 WMB WILLIAMS COMPANIES INC
Common Stock 		P - Purchase 6,000 19,428 44.68 27.30 163,791 530,355
2017-10-05 2017-10-03 4 WMB WILLIAMS COMPANIES INC
Restricted Stock 		M - Exercise -3,428 0 -100.00
2017-10-05 2017-10-03 4 WMB WILLIAMS COMPANIES INC
Common Stock 		M - Exercise 3,428 13,428 34.28
2017-10-03 2017-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 102 10,804 0.95 129.09 13,125 1,394,682
2017-10-03 2017-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 194 10,688 1.85
2017-08-25 2017-08-24 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 15,000 159,900 10.35 9.80 147,000 1,567,020
2017-08-25 2017-08-23 4 TPGE TPG Pace Energy Holdings Corp.
Warrants (option to buy) 		P - Purchase 4,667 42,633 12.29
2017-08-25 2017-08-23 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 14,000 144,900 10.70
2017-08-22 2017-08-21 4 TPGE TPG Pace Energy Holdings Corp.
Warrants (option to buy) 		P - Purchase 3,967 37,967 11.67
2017-08-22 2017-08-21 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 11,900 130,900 10.00
2017-08-22 2017-08-21 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 2,000 119,000 1.71 9.80 19,600 1,166,200
2017-08-22 2017-08-18 4 TPGE TPG Pace Energy Holdings Corp.
Warrants (option to buy) 		P - Purchase 667 34,000 2.00
2017-08-22 2017-08-18 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 2,000 117,000 1.74
2017-08-22 2017-08-18 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 15,000 115,000 15.00 9.80 146,998 1,126,988
2017-08-21 2017-08-21 4 WMB WILLIAMS COMPANIES INC
Common Stock 		P - Purchase 5,000 10,000 100.00 28.93 144,644 289,289
2017-07-05 2017-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 103 10,494 0.99 132.52 13,593 1,390,675
2017-07-05 2017-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 189 10,377 1.85
2017-06-29 2017-06-26 4 WMB WILLIAMS COMPANIES INC
Restricted Stock Units 		J - Other 57 5,575 1.03
2017-05-19 2017-05-18 4 WMB WILLIAMS COMPANIES INC
Restricted Stock Units 		A - Award 5,518 5,518
2017-05-12 2017-05-10 4 TPGE TPG Pace Energy Holdings Corp.
Warrants (option to buy) 		P - Purchase 33,333 33,333
2017-05-12 2017-05-10 4 TPGE TPG Pace Energy Holdings Corp.
Class A Common Stock 		P - Purchase 100,000 100,000
2017-05-11 2017-05-11 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,458,619 -0.14 60.91 -121,820 88,844,483
2017-05-11 2017-05-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,460,619 -0.14 60.15 -120,300 87,856,233
2017-05-05 2017-05-04 4 ECL ECOLAB INC.
Non-Employee Director Stock Option (Right to Buy) 		A - Award 2,000 2,000
2017-05-04 2017-05-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,462,619 -0.14 58.45 -116,900 85,490,081
2017-05-04 2017-05-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,464,619 -0.14 60.48 -120,960 88,580,157
2017-05-04 3 TPGE TPG Pace Energy Holdings Corp.
No securities beneficially owned 		0
2017-04-27 2017-04-27 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,466,619 -0.14 61.30 -122,600 89,903,745
2017-04-27 2017-04-25 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,468,619 -0.14 62.23 -124,460 91,392,160
2017-04-20 2017-04-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,470,619 -0.14 62.09 -124,180 91,310,734
2017-04-20 2017-04-18 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,472,619 -0.14 63.67 -127,340 93,761,652
2017-04-13 2017-04-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,474,619 -0.14 64.74 -129,480 95,466,834
2017-04-13 2017-04-11 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,476,619 -0.14 64.05 -128,100 94,577,447
2017-04-06 2017-04-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,478,619 -0.14 63.46 -126,920 93,833,162
2017-04-06 2017-04-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,480,619 -0.13 63.57 -127,140 94,122,950
2017-04-04 2017-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 115 10,188 1.14 125.32 14,374 1,276,815
2017-04-04 2017-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 199 10,060 2.02
2017-03-30 2017-03-30 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,482,619 -0.13 64.30 -128,600 95,332,402
2017-03-30 2017-03-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,484,619 -0.13 62.96 -125,920 93,471,612
2017-03-23 2017-03-23 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,486,619 -0.13 63.36 -126,720 94,192,180
2017-03-23 2017-03-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,488,619 -0.13 63.74 -127,480 94,884,575
2017-03-16 2017-03-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,490,619 -0.13 64.07 -128,140 95,503,959
2017-03-16 2017-03-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,492,619 -0.13 62.47 -124,940 93,243,909
2017-03-09 2017-03-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,494,619 -0.13 61.30 -122,600 91,620,145
2017-03-09 2017-03-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,496,619 -0.13 64.64 -129,280 96,741,452
2017-03-02 2017-03-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,498,619 -0.13 65.54 -131,080 98,219,489
2017-03-02 2017-02-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,500,619 -0.13 65.44 -130,880 98,200,507
2017-02-23 2017-02-23 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,502,619 -0.13 65.53 -131,060 98,466,623
2017-02-23 2017-02-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -25,000 1,504,619 -1.63
2017-02-23 2017-02-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,529,619 -0.13 66.98 -133,960 102,453,881
2017-02-16 2017-02-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,531,619 -0.13 66.74 -133,480 102,220,252
2017-02-16 2017-02-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,533,619 -0.13 66.10 -132,200 101,372,216
2017-02-09 2017-02-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,535,619 -0.13 67.56 -135,120 103,746,420
2017-02-09 2017-02-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -100 1,537,619 -0.01 67.72 -6,772 104,127,559
2017-02-09 2017-02-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,900 1,537,719 -0.12 67.07 -127,433 103,134,813
2017-02-02 2017-02-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,539,619 -0.13 68.35 -136,700 105,232,959
2017-02-02 2017-01-31 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,541,619 -0.13 67.65 -135,300 104,290,525
2017-01-26 2017-01-26 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,543,619 -0.13 68.41 -136,820 105,598,976
2017-01-26 2017-01-24 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,545,619 -0.13 68.18 -136,360 105,380,303
2017-01-19 2017-01-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,547,619 -0.13 68.68 -137,360 106,290,473
2017-01-19 2017-01-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,549,619 -0.13 69.52 -139,040 107,729,513
2017-01-12 2017-01-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,551,619 -0.13 68.73 -137,460 106,642,774
2017-01-12 2017-01-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,553,619 -0.13 70.46 -140,920 109,467,995
2017-01-05 2017-01-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,555,619 -0.13 70.97 -141,940 110,402,280
2017-01-05 2017-01-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -600 1,557,619 -0.04 72.61 -43,566 113,098,716
2017-01-05 2017-01-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,400 1,558,219 -0.09 71.55 -100,170 111,490,569
2017-01-04 2016-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 122 9,860 1.26 117.60 14,375 1,159,500
2017-01-04 2016-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 213 9,725 2.23
2016-12-29 2016-12-29 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,559,619 -0.13 71.43 -142,860 111,403,585
2016-12-29 2016-12-27 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,561,619 -0.13 72.19 -144,380 112,733,276
2016-12-22 2016-12-22 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,563,619 -0.13 72.45 -144,900 113,284,197
2016-12-22 2016-12-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,565,619 -0.13 72.35 -144,700 113,272,535
2016-12-15 2016-12-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,567,619 -0.13 71.13 -142,260 111,504,739
2016-12-15 2016-12-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,569,619 -0.13 72.19 -144,380 113,310,796
2016-12-08 2016-12-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,571,619 -0.13 68.63 -137,260 107,860,212
2016-12-08 2016-12-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,573,619 -0.13 70.59 -141,180 111,081,765
2016-12-01 2016-12-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,575,619 -0.13 72.38 -144,760 114,043,303
2016-12-01 2016-11-29 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,577,619 -0.13 67.49 -134,980 106,473,506
2016-11-28 2016-11-25 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,579,619 -0.13 69.81 -139,620 110,273,202
2016-11-22 2016-11-22 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,581,619 -0.13 69.12 -138,240 109,321,505
2016-11-17 2016-11-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,583,619 -0.13 68.39 -136,780 108,303,703
2016-11-17 2016-11-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,585,619 -0.13 68.23 -136,460 108,186,784
2016-11-10 2016-11-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,587,619 -0.28 66.31 -298,395 105,275,016
2016-11-10 2016-11-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,592,119 -0.28 66.77 -300,465 106,305,786
2016-11-03 2016-11-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,596,619 -0.28 67.28 -302,760 107,420,526
2016-11-03 2016-11-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -295 1,601,119 -0.02 70.01 -20,653 112,094,341
2016-11-03 2016-11-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,300 1,601,414 -0.14 69.48 -159,804 111,266,245
2016-11-03 2016-11-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,905 1,603,714 -0.12 68.34 -130,188 109,597,815
2016-11-02 2016-11-02 4 WMB WILLIAMS COMPANIES INC
Common Stock 		P - Purchase 5,000 5,000 28.23 141,138 141,138
2016-10-27 2016-10-27 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,605,619 -0.28 74.02 -333,090 118,847,918
2016-10-27 2016-10-25 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,610,119 -0.28 74.69 -336,105 120,259,788
2016-10-20 2016-10-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,000 1,614,619 -0.12 74.58 -149,160 120,418,285
2016-10-20 2016-10-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,616,619 -0.15 74.01 -185,025 119,645,972
2016-10-20 2016-10-18 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,619,119 -0.28 71.95 -323,775 116,495,612
2016-10-13 2016-10-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -871 1,623,619 -0.05 74.00 -64,454 120,147,806
2016-10-13 2016-10-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -3,629 1,624,490 -0.22 73.63 -267,203 119,611,199
2016-10-13 2016-10-11 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,628,119 -0.28 73.89 -332,505 120,301,713
2016-10-06 2016-10-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,632,619 -0.27 73.50 -330,750 119,997,496
2016-10-06 2016-10-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,637,119 -0.27 72.88 -327,960 119,313,233
2016-10-04 2016-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 118 9,513 1.26 121.38 14,376 1,154,698
2016-10-04 2016-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 206 9,383 2.24
2016-10-04 2016-10-03 4 WMB WILLIAMS COMPANIES INC
Restricted Stock Units 		A - Award 3,428 3,428
2016-09-29 2016-09-29 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,641,619 -0.27 72.65 -326,925 119,263,620
2016-09-29 2016-09-27 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,646,119 -0.27 68.35 -307,575 112,512,234
2016-09-28 3 WMB WILLIAMS COMPANIES INC
Common Stock 		0
2016-09-22 2016-09-22 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,650,619 -0.27 72.00 -324,000 118,844,568
2016-09-22 2016-09-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,655,119 -0.27 70.96 -319,320 117,447,244
2016-09-15 2016-09-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,659,619 -0.27 72.40 -325,800 120,156,416
2016-09-15 2016-09-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,664,119 -0.27 73.69 -331,605 122,628,929
2016-09-08 2016-09-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,668,619 -0.27 77.41 -348,345 129,167,797
2016-09-08 2016-09-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,673,119 -0.27 77.87 -350,415 130,285,777
2016-09-01 2016-09-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -20,000 1,677,619 -1.18
2016-09-01 2016-09-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,697,619 -0.26 76.20 -342,900 129,358,568
2016-09-01 2016-08-30 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,702,119 -0.26 77.80 -350,100 132,424,858
2016-08-25 2016-08-25 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,706,619 -0.26 77.38 -348,210 132,058,178
2016-08-25 2016-08-23 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,711,119 -0.26 76.73 -345,285 131,294,161
2016-08-18 2016-08-18 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,715,619 -0.26 76.88 -345,960 131,896,789
2016-08-18 2016-08-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,720,119 -0.26 75.23 -338,535 129,404,552
2016-08-11 2016-08-11 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,724,619 -0.26 74.18 -333,810 127,932,237
2016-08-11 2016-08-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,729,119 -0.26 74.24 -334,080 128,369,795
2016-08-04 2016-08-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,733,619 -0.26 74.71 -336,195 129,518,675
2016-08-04 2016-08-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -4,500 1,738,119 -0.26 72.81 -327,645 126,552,444
2016-07-28 2016-07-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,742,619 -0.14 73.54 -183,850 128,152,201
2016-07-28 2016-07-26 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,745,119 -0.14 74.36 -185,900 129,767,049
2016-07-21 2016-07-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,747,619 -0.14 76.18 -190,450 133,133,615
2016-07-21 2016-07-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,750,119 -0.14 76.30 -190,750 133,534,080
2016-07-14 2016-07-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,752,619 -0.14 77.37 -193,425 135,600,132
2016-07-14 2016-07-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,755,119 -0.14 77.04 -192,600 135,214,368
2016-07-07 2016-07-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,757,619 -0.14 75.53 -188,825 132,752,963
2016-07-07 2016-07-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,760,119 -0.14 75.13 -187,825 132,237,740
2016-07-01 2016-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 122 9,177 1.35 117.78 14,374 1,080,846
2016-07-01 2016-06-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 212 9,045 2.40
2016-06-30 2016-06-30 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,762,619 -0.14 75.45 -188,625 132,989,604
2016-06-30 2016-06-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,765,119 -0.14 73.48 -183,700 129,700,944
2016-06-23 2016-06-23 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,767,619 -0.14 77.99 -194,975 137,856,606
2016-06-23 2016-06-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,770,119 -0.14 76.78 -191,950 135,909,737
2016-06-16 2016-06-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,772,619 -0.14 74.16 -185,400 131,457,425
2016-06-16 2016-06-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,775,119 -0.14 74.97 -187,425 133,080,671
2016-06-09 2016-06-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,777,619 -0.14 75.27 -188,175 133,801,382
2016-06-09 2016-06-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,780,119 -0.14 76.03 -190,075 135,342,448
2016-06-02 2016-06-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,782,619 -0.14 74.73 -186,825 133,215,118
2016-06-02 2016-05-31 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,785,119 -0.14 76.04 -190,100 135,740,449
2016-05-26 2016-05-26 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,787,619 -0.14 76.48 -191,200 136,717,101
2016-05-26 2016-05-24 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,790,119 -0.14 75.99 -189,975 136,031,143
2016-05-19 2016-05-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,792,619 -0.14 74.56 -186,400 133,657,673
2016-05-19 2016-05-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -400 1,795,119 -0.02 76.91 -30,764 138,062,602
2016-05-19 2016-05-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,100 1,795,519 -0.12 76.31 -160,251 137,016,055
2016-05-12 2016-05-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,797,619 -0.14 76.36 -190,900 137,266,187
2016-05-12 2016-05-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,800,119 -0.14 76.12 -190,300 137,025,058
2016-05-12 2016-05-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -35,000 1,802,619 -1.90
2016-05-06 2016-05-05 4 ECL ECOLAB INC.
Non-Employee Director Stock Option (Right to Buy) 		A - Award 2,300 2,300
2016-05-05 2016-05-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,837,619 -0.14 76.01 -190,025 139,677,420
2016-05-05 2016-05-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,840,119 -0.14 74.96 -187,400 137,935,320
2016-04-28 2016-04-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,842,619 -0.14 76.79 -191,975 141,494,713
2016-04-28 2016-04-26 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,845,119 -0.14 75.81 -189,525 139,878,471
2016-04-21 2016-04-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,847,619 -0.14 75.37 -188,425 139,255,044
2016-04-21 2016-04-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,850,119 -0.13 74.36 -185,900 137,574,849
2016-04-14 2016-04-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,852,619 -0.13 73.50 -183,750 136,167,496
2016-04-14 2016-04-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,855,119 -0.13 72.20 -180,500 133,939,592
2016-04-07 2016-04-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,857,619 -0.13 69.46 -173,650 129,030,216
2016-04-07 2016-04-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,860,119 -0.13 67.61 -169,025 125,762,646
2016-04-01 2016-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 128 8,832 1.47 112.23 14,376 991,249
2016-04-01 2016-03-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 223 8,693 2.63
2016-03-31 2016-03-31 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,862,619 -0.13 69.07 -172,675 128,651,094
2016-03-31 2016-03-29 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,865,119 -0.13 67.08 -167,700 125,112,183
2016-03-24 2016-03-24 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,867,619 -0.13 67.91 -169,775 126,830,006
2016-03-24 2016-03-22 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,870,119 -0.13 69.60 -174,000 130,160,282
2016-03-17 2016-03-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,872,619 -0.13 70.36 -175,900 131,757,473
2016-03-17 2016-03-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,875,119 -0.13 67.94 -169,850 127,395,585
2016-03-10 2016-03-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,877,619 -0.13 67.77 -169,425 127,246,240
2016-03-10 2016-03-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,880,119 -0.13 66.99 -167,475 125,949,172
2016-03-03 2016-03-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,121 1,882,619 -0.06 70.98 -79,569 133,628,297
2016-03-03 2016-03-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,379 1,883,740 -0.07 70.26 -96,889 132,351,572
2016-03-03 2016-03-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,885,119 -0.13 68.94 -172,350 129,960,104
2016-02-25 2016-02-25 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,887,619 -0.13 68.94 -172,350 130,132,454
2016-02-25 2016-02-23 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,890,119 -0.13 69.64 -174,100 131,627,887
2016-02-18 2016-02-18 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -300 1,892,619 -0.02 70.99 -21,297 134,357,023
2016-02-18 2016-02-18 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,200 1,892,919 -0.12 70.35 -154,770 133,166,852
2016-02-18 2016-02-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,895,119 -0.13 67.53 -168,825 127,977,386
2016-02-11 2016-02-11 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,897,619 -0.13 65.18 -162,950 123,686,806
2016-02-11 2016-02-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,900,119 -0.13 65.60 -164,000 124,647,806
2016-02-04 2016-02-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,902,619 -0.13 69.12 -172,800 131,509,025
2016-02-04 2016-02-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,905,119 -0.13 65.82 -164,550 125,394,933
2016-01-28 2016-01-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,000 1,907,619 -0.05 65.34 -65,340 124,643,825
2016-01-28 2016-01-28 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,500 1,908,619 -0.08 64.66 -96,990 123,411,305
2016-01-28 2016-01-26 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,910,119 -0.13 63.07 -157,675 120,471,205
2016-01-21 2016-01-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -800 1,912,619 -0.04 60.51 -48,408 115,732,576
2016-01-21 2016-01-21 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,700 1,912,561 -0.09 59.82 -101,694 114,409,399
2016-01-21 2016-01-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,914,261 -0.13 62.63 -156,575 119,890,166
2016-01-14 2016-01-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,100 1,916,761 -0.06 62.37 -68,607 119,548,384
2016-01-14 2016-01-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,400 1,917,861 -0.07 61.68 -86,352 118,293,666
2016-01-14 2016-01-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -830 1,919,261 -0.04 60.51 -50,223 116,134,483
2016-01-14 2016-01-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,670 1,920,091 -0.09 59.90 -100,033 115,013,451
2016-01-07 2016-01-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,921,761 -0.13 65.09 -162,725 125,087,423
2016-01-07 2016-01-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,924,261 -0.13 67.31 -168,275 129,522,008
2016-01-05 2015-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 125 8,471 1.49 115.26 14,376 976,294
2016-01-05 2015-12-31 4 ECL ECOLAB INC.
Common Stock 		A - Award 217 8,338 2.67
2015-12-31 2015-12-31 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,926,761 -0.13 67.10 -167,750 129,285,663
2015-12-31 2015-12-29 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,929,261 -0.13 67.99 -169,975 131,170,455
2015-12-24 2015-12-24 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,931,761 -0.13 68.70 -171,750 132,711,981
2015-12-24 2015-12-22 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,934,261 -0.13 67.83 -169,575 131,200,924
2015-12-17 2015-12-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -200 1,936,761 -0.01 67.05 -13,410 129,859,825
2015-12-17 2015-12-17 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,300 1,936,961 -0.12 66.42 -152,766 128,652,950
2015-12-17 2015-12-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,939,261 -0.13 68.14 -170,350 132,141,245
2015-12-10 2015-12-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -700 1,941,761 -0.04 68.97 -48,279 133,923,256
2015-12-10 2015-12-10 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -1,800 1,942,461 -0.09 68.47 -123,246 133,000,305
2015-12-10 2015-12-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale X -2,500 1,944,261 -0.13 67.33 -168,325 130,907,093
2015-12-03 2015-12-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale -2,500 1,946,761 -0.13 74.61 -186,525 145,247,838
2015-12-03 2015-12-01 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		S - Sale -2,500 1,947,863 -0.13 75.20 -188,000 146,479,298
2015-12-03 2015-11-03 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -10,000 1,950,363 -0.51
2015-12-03 2015-08-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -45,000 1,960,363 -2.24
2015-10-02 2015-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 132 8,122 1.65 109.31 14,375 887,769
2015-10-02 2015-09-30 4 ECL ECOLAB INC.
Common Stock 		A - Award 229 7,983 2.95
2015-07-10 2015-07-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -22,562 2,005,363 -1.11 72.54 -1,636,647 145,469,032
2015-07-10 2015-07-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 49,843 2,027,262 2.52
2015-07-02 2015-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 127 7,754 1.66 113.32 14,375 878,771
2015-07-02 2015-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 221 7,622 2.98
2015-05-08 2015-05-07 4 ECL ECOLAB INC
Non-Employee Director Stock Option (Right to Buy) 		A - Award 2,200 2,200
2015-04-02 2015-03-31 4 ECL ECOLAB INC
Common Stock 		A - Award 125 7,401 1.72 114.80 14,375 849,653
2015-04-02 2015-03-31 4 ECL ECOLAB INC
Common Stock 		A - Award 218 7,270 3.09
2015-02-04 2014-12-09 5 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -40,000 1,977,419 -1.98
2015-01-05 2014-12-31 4 ECL ECOLAB INC
Common Stock 		A - Award 131 7,052 1.89 105.18 13,750 741,745
2015-01-05 2014-12-31 4 ECL ECOLAB INC
Common Stock 		A - Award 172 6,918 2.55
2014-10-02 2014-09-30 4 ECL ECOLAB INC
Common Stock 		A - Award 119 6,746 1.80 115.60 13,750 779,754
2014-10-02 2014-09-30 4 ECL ECOLAB INC
Common Stock 		A - Award 157 6,624 2.42
2014-07-15 2014-07-14 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -24,295 2,015,989 -1.19 100.48 -2,441,162 202,566,575
2014-07-15 2014-07-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 48,558 2,039,972 2.44
2014-07-02 2014-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 125 6,467 1.97 110.12 13,750 712,165
2014-07-02 2014-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 165 6,340 2.67
2014-05-12 2014-05-08 4 ECL ECOLAB INC
Stock Option (Right to Buy) 		A - Award 2,400 2,400
2014-04-02 2014-03-31 4 ECL ECOLAB INC
Common Stock 		A - Award 128 6,175 2.12 107.37 13,750 663,023
2014-04-02 2014-03-31 4 ECL ECOLAB INC
Common Stock 		A - Award 169 6,046 2.87
2014-02-14 2013-11-14 5 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -22,000 1,991,414 -1.09
2014-01-03 2013-12-31 4 ECL ECOLAB INC
Common Stock 		A - Award 132 5,877 2.30 104.16 13,750 612,092
2014-01-03 2013-12-31 4 ECL ECOLAB INC
Common Stock 		A - Award 174 5,744 3.12
2013-10-16 2013-10-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -9,906 2,012,985 -0.49 95.49 -945,924 192,219,938
2013-10-16 2013-10-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -24,763 2,022,891 -1.21 95.49 -2,364,619 193,165,862
2013-10-16 2013-10-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 18,983 2,047,654 0.94
2013-10-16 2013-10-12 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 47,456 2,028,671 2.40
2013-10-01 2013-09-30 4 ECL ECOLAB INC
Common Stock 		A - Award 140 5,570 2.58 98.14 13,750 546,655
2013-10-01 2013-09-30 4 ECL ECOLAB INC
Common Stock 		A - Award 185 5,430 3.52
2013-08-27 2013-08-27 4 ECL ECOLAB INC
Common Stock 		P - Purchase 2,000 5,245 61.63 91.61 183,213 480,508
2013-07-18 2013-07-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -37,998 1,981,215 -1.88 89.66 -3,406,901 177,635,737
2013-07-18 2013-07-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 72,821 2,019,213 3.74
2013-07-18 2013-05-16 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -70,000 1,946,392 -3.47
2013-07-02 2013-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 106 3,245 3.37 85.74 9,075 278,273
2013-07-02 2013-06-30 4 ECL ECOLAB INC
Common Stock 		A - Award 140 3,140 4.65
2013-05-06 2013-05-02 4 ECL ECOLAB INC
Stock Option (Right to Buy) 		A - Award 3,200 3,200
2013-05-06 3 ECL ECOLAB INC
Common Stock 		3,000
2012-12-18 2012-08-09 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -34,800 2,016,392 -1.70
2012-12-18 2012-08-08 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -25,100 2,051,192 -1.21
2012-12-18 2012-08-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		G - Gift -17,000 2,076,292 -0.81
2012-07-23 2012-07-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -36,388 2,093,292 -1.71 87.17 -3,171,942 182,472,264
2012-07-23 2012-07-20 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		F - Taxes -31,828 2,129,680 -1.47 87.17 -2,774,447 185,644,206
2012-07-23 2012-07-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 77,952 2,161,508 3.74
2012-07-23 2012-07-19 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock 		A - Award 68,183 2,083,556 3.38
2008-03-04 3 "WM" WASHINGTON MUTUAL, INC
No securities are beneficially owned 		0
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)