Lemonade, Inc. - Equity Warrant
US ˙ NYSEAM

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Kenneth I Chenault. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Kenneth I Chenault telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:ABNB / Airbnb, Inc. Director 37,744
US:PET / Wag! Group Co. 10% Owner 6,976,530
US:OSCR / Oscar Health, Inc. 10% Owner 12,357,276
US:US539183AB94 / Livongo Health Inc 10% Owner 0
US:LMND / Lemonade, Inc. 10% Owner 0
US:FB / ProShares Trust - ProShares S&P 500 Dynamic Buffer ETF Director 0
US:BRK.A / Berkshire Hathaway Inc. Director 3,710
US:INTX / Intersections, Inc. 10% Owner 0
US:IBM / International Business Machines Corporation Director 35,089
US:PG / The Procter & Gamble Company Director 41,011
US:AXP / American Express Company Chairman & CEO, Director 87,777
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Kenneth I Chenault. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam LMND.WS / Lemonade, Inc. - Equity Warrant - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam LMND.WS / Lemonade, Inc. - Equity Warrant. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

LMND.WS / Lemonade, Inc. - Equity Warrant Insider Trades
Jualan Orang Dalam LMND.WS / Lemonade, Inc. - Equity Warrant - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam LMND.WS / Lemonade, Inc. - Equity Warrant. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

LMND.WS / Lemonade, Inc. - Equity Warrant Insider Trades
Pembelian Orang Dalam OSCR / Oscar Health, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam LMND.WS / Lemonade, Inc. - Equity Warrant. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

OSCR / Oscar Health, Inc. Insider Trades
Jualan Orang Dalam OSCR / Oscar Health, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam LMND.WS / Lemonade, Inc. - Equity Warrant. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

OSCR / Oscar Health, Inc. Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Kenneth I Chenault seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2025-05-28 2025-05-25 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 3,274 37,744 9.50
2024-05-29 2024-05-25 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 2,872 34,470 9.09
2023-05-30 2023-05-25 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 3,974 31,598 14.39
2022-08-09 3 PET Wag! Group Co.
Common Stock 		6,976,530
2022-05-27 2022-05-25 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 3,600 27,624 14.99
2021-05-27 2021-05-25 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 2,966 24,024 14.08
2021-03-03 3 OSCR Oscar Health, Inc.
Class A Common Stock 		12,357,276
2021-03-03 3 OSCR Oscar Health, Inc.
Class A Common Stock 		2,107,719
2020-12-11 2020-12-09 4 ABNB Airbnb, Inc.
Class A Common Stock 		A - Award 21,058 21,058
2020-11-03 2020-10-30 4 LVGO Livongo Health, Inc.
Common Stock 		U - Other -13,943,216 0 -100.00
2020-11-03 2020-10-30 4 LVGO Livongo Health, Inc.
Common Stock 		U - Other -2,892,681 0 -100.00
2020-11-03 2020-10-30 4 LVGO Livongo Health, Inc.
Common Stock 		U - Other -653,918 0 -100.00
2020-11-03 2020-10-30 4 LVGO Livongo Health, Inc.
Common Stock 		U - Other -982,160 0 -100.00
2020-11-03 2020-10-30 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other 7,922 982,160 0.81
2020-09-14 2020-09-10 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other 3,174 974,238 0.33
2020-07-31 2020-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other 653,918 653,918
2020-07-31 2020-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other -2,678,571 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Series D Preferred Stock 		C - Conversion -236,931 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Series C Preferred Stock 		C - Conversion -335,070 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Series C Preferred Stock 		C - Conversion -335,070 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Series B Preferred Stock 		C - Conversion -1,157,621 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Series B Preferred Stock 		C - Conversion -1,157,621 0 -100.00
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Common Stock 		C - Conversion 1,729,622 1,729,622
2020-07-08 2020-07-07 4 LMND Lemonade, Inc.
Common Stock 		C - Conversion 1,492,691 1,492,691
2020-06-26 2020-06-24 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other 3,907 971,064 0.40
2020-05-19 2020-05-19 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other -131,939 0 -100.00
2020-05-19 2020-05-15 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other 131,939 131,939
2020-05-19 2020-05-15 4 LVGO Livongo Health, Inc.
Common Stock 		J - Other -2,000,000 13,943,216 -12.54
2020-05-19 2020-05-15 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		M - Exercise -1,613 0 -100.00
2020-05-19 2020-05-15 4 FB Facebook Inc
Class A Common Stock 		M - Exercise 1,613 3,717 76.66
2020-05-12 3 BRK.A BERKSHIRE HATHAWAY INC
Class B Common Stock 		3,710
2020-05-12 3 BRK.A BERKSHIRE HATHAWAY INC
Class B Common Stock 		3,710
2020-05-12 3 BRK.A BERKSHIRE HATHAWAY INC
Class B Common Stock 		3,710
2020-05-12 2020-05-11 4 LVGO Livongo Health, Inc.
Common Stock 		S - Sale -6,900 15,943,216 -0.04 54.00 -372,600 860,933,664
2020-05-12 2020-05-11 4 LVGO Livongo Health, Inc.
Common Stock 		S - Sale -120,369 15,950,116 -0.75 53.24 -6,408,446 849,184,176
2020-05-12 2020-05-11 4 LVGO Livongo Health, Inc.
Common Stock 		S - Sale -172,731 16,070,485 -1.06 52.59 -9,083,923 845,146,806
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series E Convertible Preferred Stock 		C - Conversion -2,892,681 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series E Convertible Preferred Stock 		C - Conversion -964,227 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series D Convertible Preferred Stock 		C - Conversion -2,242,655 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series C Convertible Preferred Stock 		C - Conversion -1,125,517 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series B Convertible Preferred Stock 		C - Conversion -446,747 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Series A Convertible Preferred Stock 		C - Conversion -9,271,910 0 -100.00
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		P - Purchase 2,678,571 2,678,571 28.00 74,999,988 74,999,988
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		C - Conversion 2,892,681 2,892,681
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		C - Conversion 964,227 964,227
2019-07-31 2019-07-29 4 LVGO Livongo Health, Inc.
Common Stock 		C - Conversion 13,086,829 16,243,216 414.61
2019-07-24 3 LVGO Livongo Health, Inc.
Common Stock 		6,312,774
2019-07-24 3 LVGO Livongo Health, Inc.
Common Stock 		6,312,774
2019-07-24 3 LVGO Livongo Health, Inc.
Common Stock 		6,312,774
2019-07-24 3 LVGO Livongo Health, Inc.
Common Stock 		6,312,774
2019-07-24 3 LVGO Livongo Health, Inc.
Common Stock 		6,312,774
2019-06-19 2019-06-17 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		A - Award 1,613 1,613
2019-05-17 2019-05-15 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		M - Exercise -1,640 0 -100.00
2019-05-17 2019-05-15 4 FB Facebook Inc
Class A Common Stock 		M - Exercise 1,640 2,104 353.45
2019-01-15 2019-01-11 4 INTX INTERSECTIONS INC
Senior Convertible Note 		J - Other -30,055,000 0 -100.00
2019-01-15 2019-01-11 4 INTX INTERSECTIONS INC
Common Stock 		J - Other -37,787,129 0 -100.00
2019-01-15 2019-01-11 4 INTX INTERSECTIONS INC
Common Stock 		P - Purchase 13,443,400 37,787,129 55.22 3.38 45,438,692 127,720,496
2019-01-15 2019-01-11 4 INTX INTERSECTIONS INC
Common Stock 		J - Other 11,103,640 24,343,729 83.86
2019-01-15 2019-01-11 4 INTX INTERSECTIONS INC
Common Stock 		J - Other 13,240,089 13,240,089 2.27 30,055,002 30,055,002
2019-01-02 2018-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 715 35,089 2.08 113.67 81,274 3,988,567
2018-12-12 2018-12-11 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 293 41,011 0.72
2018-10-11 2018-10-09 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 2,129 40,458 5.55
2018-10-01 2018-09-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 538 33,934 1.61 151.21 81,351 5,131,160
2018-09-12 2018-09-11 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 336 38,329 0.88
2018-07-02 2018-06-29 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 582 33,041 1.79 139.70 81,305 4,615,828
2018-06-19 2018-06-15 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		A - Award 1,640 1,640
2018-06-14 2018-06-12 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 357 37,721 0.96
2018-05-17 2018-05-15 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		M - Exercise -464 0 -100.00
2018-05-17 2018-05-15 4 FB Facebook Inc
Class A Common Stock 		M - Exercise 464 464
2018-04-02 2018-03-29 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 530 32,115 1.68 153.43 81,318 4,927,404
2018-03-15 2018-03-13 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 283 37,065 0.77
2018-02-15 2018-02-15 4 FB Facebook Inc
Restricted Stock Units (RSU) (Class A) 		A - Award 464 464
2018-01-30 2018-01-26 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		A - Award 87,777 87,777
2018-01-30 2018-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -46,715 1,128,690 -3.97 99.69 -4,657,018 112,519,106
2018-01-30 2018-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 87,777 1,175,405 8.07 99.69 8,750,489 117,176,124
2018-01-26 2018-01-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -19,856 1,087,628 -1.79 97.98 -1,945,491 106,565,791
2018-01-26 2018-01-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 19,856 1,107,484 1.83 97.98 1,945,491 108,511,282
2018-01-26 2018-01-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -9,035 1,087,628 -0.82 97.98 -885,249 106,565,791
2018-01-26 2018-01-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 19,857 1,096,663 1.84 97.98 1,945,589 107,451,041
2018-01-02 2017-12-29 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 489 31,293 1.59 153.42 75,022 4,800,972
2017-12-19 2017-12-18 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 1,905 36,530 5.50
2017-12-18 2017-12-14 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -118,000 118,888 -49.81
2017-12-18 2017-12-14 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -5,087 1,076,806 -0.47
2017-12-18 2017-12-14 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -96,440 1,081,893 -8.18 97.30 -9,383,612 105,268,189
2017-12-18 2017-12-14 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 118,000 1,178,333 11.13 16.71 1,971,780 19,689,944
2017-12-14 2017-12-12 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 307 34,625 0.89
2017-10-02 2017-09-29 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 517 30,509 1.72 145.08 75,006 4,426,246
2017-09-14 2017-09-12 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 295 34,104 0.87
2017-07-25 2017-07-24 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -960,000 236,888 -80.21
2017-07-25 2017-07-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -305,246 1,060,333 -22.35 85.12 -25,982,540 90,255,545
2017-07-25 2017-07-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -484,257 1,365,579 -26.18 84.30 -40,822,865 115,118,310
2017-07-25 2017-07-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 960,000 1,849,836 107.89 16.71 16,041,600 30,910,760
2017-07-25 2017-06-13 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -22,000 889,836 -2.41
2017-07-05 2017-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 488 29,685 1.67 153.83 75,069 4,566,444
2017-06-15 2017-06-13 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 313 33,608 0.94
2017-04-03 2017-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 431 28,918 1.51 174.14 75,054 5,035,781
2017-03-16 2017-03-14 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 248 33,084 0.76
2017-01-31 2017-01-28 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		A - Award 78,361 78,361
2017-01-31 2017-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -43,742 911,836 -4.58 76.85 -3,361,573 70,074,597
2017-01-31 2017-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 78,361 955,578 8.93 76.85 6,022,043 73,436,169
2017-01-30 2017-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -63,148 877,217 -6.72 76.89 -4,855,450 67,449,215
2017-01-30 2017-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 63,148 940,365 7.20 76.89 4,855,450 72,304,665
2017-01-30 2017-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -33,349 877,217 -3.66 76.89 -2,564,205 67,449,215
2017-01-30 2017-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 63,149 910,566 7.45 76.89 4,855,527 70,013,420
2017-01-30 2016-08-16 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -16,000 847,417 -1.85
2017-01-03 2016-12-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 452 28,265 1.63 165.99 75,027 4,691,707
2016-12-15 2016-12-13 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 323 32,644 1.00
2016-10-12 2016-10-11 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 1,977 32,117 6.56
2016-10-03 2016-09-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 473 27,580 1.74 158.85 75,136 4,381,083
2016-09-14 2016-09-13 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 316 30,140 1.06
2016-07-01 2016-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 495 26,870 1.88 151.78 75,131 4,078,329
2016-06-16 2016-06-14 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 330 29,648 1.13
2016-05-20 2016-05-19 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -257,813 0 -100.00
2016-05-20 2016-05-19 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -625,000 0 -100.00
2016-05-20 2016-05-19 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -838,968 863,417 -49.28 62.65 -52,561,345 54,093,075
2016-05-20 2016-05-19 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 257,813 1,702,385 17.85 49.13 12,666,353 83,638,175
2016-05-20 2016-05-19 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 625,000 1,444,572 76.26 49.13 30,706,250 70,971,822
2016-04-01 2016-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 496 26,136 1.93 151.45 75,119 3,958,297
2016-03-10 2016-03-08 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 271 29,133 0.94
2016-02-17 2016-02-16 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
BOD Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2016-02-17 2016-02-16 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -300 8,268 -3.50 121.53 -36,459 1,004,810
2016-02-17 2016-02-16 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -2,427 8,568 -22.07 121.53 -294,945 1,041,238
2016-02-17 2016-02-16 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		M - Exercise 4,000 10,995 57.18 82.70 330,800 909,286
2016-02-02 2016-01-29 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		A - Award 103,786 103,786
2016-02-02 2016-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -55,290 819,572 -6.32 53.50 -2,958,015 43,847,102
2016-02-02 2016-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 107,210 874,862 13.97 53.50 5,735,735 46,805,117
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -21,608 767,652 -2.74 55.09 -1,190,385 42,289,949
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 21,608 789,260 2.81 55.09 1,190,385 43,480,333
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 21,608 789,260 2.81 55.09 1,190,385 43,480,333
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -32,577 767,652 -4.07 55.09 -1,794,667 42,289,949
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 32,577 800,229 4.24 55.09 1,794,667 44,084,616
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 32,577 800,229 4.24 55.09 1,794,667 44,084,616
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -8,361 767,652 -1.08 55.09 -460,607 42,289,949
2016-01-28 2016-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -16,802 754,405 -2.18 55.09 -925,622 41,560,171
2016-01-28 2015-07-31 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -16,000 738,630 -2.12
2016-01-04 2015-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 545 25,405 2.19 137.62 75,003 3,496,236
2015-12-10 2015-12-08 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 354 28,683 1.25
2015-10-15 2015-10-13 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 2,362 28,139 9.16
2015-10-01 2015-09-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 518 24,626 2.15 144.97 75,094 3,570,031
2015-09-10 2015-09-08 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 393 25,777 1.55
2015-07-01 2015-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 462 23,896 1.97 162.66 75,149 3,886,923
2015-06-11 2015-06-09 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 349 25,221 1.40
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -85,937 257,813 -25.00
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -343,750 0 -100.00
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -312,500 0 -100.00
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -695,000 754,630 -47.94 80.05 -55,634,402 60,407,754
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -74,000 1,449,630 -4.86 80.31 -5,942,740 116,415,871
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 85,937 1,523,630 5.98 49.13 4,222,085 74,855,942
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 343,750 1,437,693 31.42 58.98 20,274,375 84,795,133
2015-05-19 2015-05-18 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 312,500 1,093,943 39.99 57.77 18,053,125 63,197,087
2015-04-01 2015-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 468 23,256 2.05 160.50 75,114 3,732,588
2015-03-11 2015-03-10 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 276 24,724 1.13
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -11,253 781,443 -1.42 81.73 -919,708 63,867,336
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 11,253 792,696 1.44 81.73 919,708 64,787,044
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 11,253 792,696 1.44 81.73 919,708 64,787,044
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -21,295 781,443 -2.65 81.73 -1,740,440 63,867,336
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 21,295 802,738 2.73 81.73 1,740,440 65,607,777
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 21,295 802,738 2.73 81.73 1,740,440 65,607,777
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -5,804 771,130 -0.75 81.73 -474,361 63,024,455
2015-01-30 2015-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -10,982 781,443 -1.39 81.73 -897,559 63,867,336
2015-01-28 2015-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -63,828 765,681 -7.69 83.30 -5,316,872 63,781,227
2015-01-28 2015-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 127,169 829,509 18.11 83.30 10,593,178 69,098,100
2015-01-28 2014-06-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -31,430 702,340 -4.28
2015-01-02 2014-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 390 22,631 1.75 160.44 62,572 3,630,918
2014-12-11 2014-12-09 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 290 24,316 1.21
2014-11-04 2014-11-03 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 2,095 23,897 9.61
2014-10-01 2014-09-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 330 22,090 1.52 189.83 62,644 4,193,345
2014-09-10 2014-09-09 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 317 21,802 1.48
2014-07-01 2014-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 345 21,636 1.62 181.27 62,538 3,921,958
2014-06-11 2014-06-10 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 156 21,365 0.74
2014-04-01 2014-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 325 21,165 1.56 192.49 62,559 4,074,051
2014-03-12 2014-03-11 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 507 21,089 2.46
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -312,500 312,500 -50.00
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -425,000 0 -100.00
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -39,328 733,770 -5.09 89.37 -3,514,924 65,580,400
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -50,280 773,098 -6.11 90.26 -4,538,182 69,778,434
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -666,615 823,378 -44.74 89.66 -59,765,834 73,820,531
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 312,500 1,489,993 26.54 57.77 18,053,125 86,076,896
2014-02-26 2014-02-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 425,000 1,177,493 56.48 51.86 22,042,625 61,070,674
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
BOD Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
BOD Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -100 6,995 -1.41 177.20 -17,720 1,239,514
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -400 7,095 -5.34 177.19 -70,876 1,257,163
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -340 7,495 -4.34 177.18 -60,241 1,327,964
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -2,440 7,835 -23.75 177.17 -432,304 1,388,156
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -460 10,275 -4.29 177.17 -81,498 1,820,422
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		M - Exercise 4,000 10,735 59.39 88.60 354,400 951,121
2014-02-10 2014-02-07 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		M - Exercise 4,000 6,735 146.25 76.48 305,920 515,093
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -22,077 752,493 -2.85 85.55 -1,888,687 64,375,776
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 22,077 774,570 2.93 85.55 1,888,687 66,264,464
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 22,077 774,570 2.93 85.55 1,888,687 66,264,464
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -11,386 752,493 -1.49 85.55 -974,072 64,375,776
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -14,671 741,802 -1.94 85.55 -1,255,104 63,461,161
2014-01-31 2014-01-29 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 28,448 756,473 3.91 85.55 2,433,726 64,716,265
2014-01-29 2014-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -6,938 728,025 -0.94 85.72 -594,725 62,406,303
2014-01-29 2014-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 13,452 734,963 1.86 85.72 1,153,105 63,001,028
2014-01-29 2014-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -71,528 721,511 -9.02 85.72 -6,131,380 61,847,923
2014-01-29 2014-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 138,700 793,039 21.20 85.72 11,889,364 67,979,303
2014-01-29 2013-10-31 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -10,000 654,339 -1.51
2014-01-29 2013-06-05 4 AXP AMERICAN EXPRESS CO
Common Stock 		W - Other 50 26,148 0.19
2014-01-02 2013-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 335 20,735 1.64 187.04 62,660 3,878,378
2013-10-09 2013-10-08 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 2,293 20,360 12.69
2013-10-01 2013-09-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 337 20,292 1.69 185.56 62,534 3,765,384
2013-07-01 2013-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 329 19,854 1.69 190.54 62,686 3,782,882
2013-05-31 2013-05-30 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -445,537 0 -100.00
2013-05-31 2013-05-30 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -66,000 664,339 -9.04 76.19 -5,028,441 50,614,992
2013-05-31 2013-05-30 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -405,808 730,339 -35.72 76.39 -31,000,769 55,792,568
2013-05-31 2013-05-30 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 445,537 1,136,147 64.51 45.77 20,391,337 51,999,176
2013-05-31 2013-04-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -447 690,610 -0.06
2013-05-31 2013-04-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -5,953 691,057 -0.85
2013-05-31 2013-04-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -7,441 697,010 -1.06
2013-05-31 2013-04-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -149 704,451 -0.02
2013-05-31 2013-04-24 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -127 704,600 -0.02
2013-05-31 2013-03-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,125 704,727 -0.44
2013-05-31 2013-03-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -6,250 707,852 -0.88
2013-05-31 2013-03-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,906 714,102 -0.54
2013-05-31 2013-03-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -9,400 718,008 -1.29
2013-04-01 2013-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 296 19,436 1.55 211.59 62,631 4,112,463
2013-02-19 2013-02-15 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
BOD Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2013-02-19 2013-02-15 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -900 2,735 -24.76 200.43 -180,387 548,176
2013-02-19 2013-02-15 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -1,300 3,635 -26.34 200.42 -260,546 728,527
2013-02-19 2013-02-15 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -1,800 4,935 -26.73 200.40 -360,724 988,984
2013-02-19 2013-02-15 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		M - Exercise 4,000 6,735 146.25 85.35 341,400 574,832
2013-02-11 2013-02-08 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -555,208 0 -100.00
2013-02-11 2013-02-08 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -91,221 727,408 -11.14 61.65 -5,624,112 44,847,395
2013-02-11 2013-02-08 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -33,507 818,629 -3.93 61.85 -2,072,328 50,630,239
2013-02-11 2013-02-08 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -519,137 852,136 -37.86 61.85 -32,107,378 52,702,566
2013-02-11 2013-02-08 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 555,208 1,371,273 68.03 43.98 24,416,382 60,304,473
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -64,423 883,633 -6.80 59.07 -3,805,467 52,196,201
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 124,923 948,056 15.18 59.07 7,379,202 56,001,668
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -34,700 823,133 -4.05 59.07 -2,049,729 48,622,466
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 67,286 857,833 8.51 59.07 3,974,584 50,672,195
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 67,286 857,833 8.51 59.07 3,974,584 50,672,195
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		D - Sale to Issuer -67,286 790,547 -7.84 59.07 -3,974,584 46,697,611
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -6,937 790,547 -0.87 59.07 -409,769 46,697,611
2013-01-30 2013-01-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 13,451 797,484 1.72 59.07 794,551 47,107,380
2013-01-30 2012-05-02 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -7,385 784,033 -0.93
2013-01-30 2012-03-05 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -4,717 791,418 -0.59
2013-01-30 2012-03-05 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -7,547 796,135 -0.94
2013-01-30 2012-03-05 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,774 803,682 -0.47
2013-01-30 2012-03-05 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,962 807,456 -0.49
2013-01-02 2012-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 329 19,064 1.76 190.27 62,599 3,627,307
2012-10-11 2012-10-09 4 PG PROCTER & GAMBLE Co
Common Stock 		A - Award 2,329 17,686 15.17
2012-10-01 2012-09-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 303 18,653 1.65 206.82 62,665 3,857,720
2012-07-02 2012-06-30 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 322 18,273 1.79 194.12 62,507 3,547,155
2012-04-02 2012-03-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 300 17,873 1.71 208.59 62,577 3,728,129
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		M - Exercise -555,208 0 -100.00
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -68,733 811,418 -7.81 53.53 -3,679,202 43,434,313
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -133,267 880,151 -13.15 53.43 -7,120,016 47,023,563
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -61,386 1,013,418 -5.71 53.43 -3,279,651 54,143,579
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		S - Sale -430,335 1,074,804 -28.59 53.43 -22,991,379 57,423,231
2012-02-28 2012-02-28 4 AXP AMERICAN EXPRESS CO
Common Stock 		M - Exercise 555,208 1,505,139 58.45 29.24 16,233,727 44,008,759
2012-02-21 2012-02-17 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
BOD Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2012-02-21 2012-02-17 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -600 2,735 -17.99 192.52 -115,512 526,542
2012-02-21 2012-02-17 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		S - Sale -3,400 3,335 -50.48 192.50 -654,500 641,988
2012-02-21 2012-02-17 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock 		M - Exercise 4,000 6,735 146.25 83.16 332,640 560,083
2012-02-10 2011-12-12 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift 137 11,058 1.25
2012-02-10 2011-12-12 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -137 949,931 -0.01
2012-01-30 2012-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -104,138 950,068 -9.88 49.85 -5,191,279 47,360,890
2012-01-30 2012-01-27 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 206,951 1,054,206 24.43
2012-01-30 2012-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		F - Taxes -6,769 847,255 -0.79 49.98 -338,315 42,345,805
2012-01-30 2012-01-26 4 AXP AMERICAN EXPRESS CO
Common Stock 		A - Award 13,451 854,024 1.60
2012-01-26 2012-01-24 4 AXP AMERICAN EXPRESS CO
Employee Stock Option (Right to Buy) 		A - Award 123,706 123,706
2012-01-26 2011-05-19 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -1,639 840,573 -0.19
2012-01-26 2011-05-09 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -500 842,212 -0.06
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,998 842,712 -0.47
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -4,985 846,710 -0.59
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -7,976 851,695 -0.93
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -3,988 859,671 -0.46
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -498 863,659 -0.06
2012-01-26 2011-05-06 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -997 864,157 -0.12
2012-01-26 2011-03-08 4 AXP AMERICAN EXPRESS CO
Common Stock 		G - Gift -340 865,154 -0.04
2012-01-03 2011-12-31 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Promised Fee Share 		A - Award 338 17,508 1.97 185.14 62,577 3,241,431
2008-05-23 2008-05-22 4 PG PROCTER & GAMBLE CO
Common Stock 		P - Purchase 1,000 1,000 65.67 65,670 65,670
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)