Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Steven L Fradkin. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Steven L Fradkin telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:NTRS / Northern Trust Corporation Vice Chairman 155,596
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Steven L Fradkin. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Steven L Fradkin seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2025-07-30 2025-07-30 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,775 155,596 -2.37 132.50 -500,188 20,616,470
2025-07-30 2025-07-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,680 159,371 -3.44 132.11 -750,385 21,054,503
2025-07-30 2025-07-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,450 44,347 -7.22 129.37 -446,326 5,737,171
2025-07-30 2025-07-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -8,775 165,051 -5.05 129.52 -1,136,538 21,377,406
2025-03-04 2025-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,318 49,563 -8.01 110.27 -476,146 5,465,312
2025-02-20 2025-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -11,052 53,881 -17.02 112.69 -1,245,450 6,071,850
2025-02-20 2025-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 24,946 78,827 46.30
2025-02-07 2025-02-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,278 53,881 18.15
2024-12-05 2024-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -475 45,603 -1.03 110.31 -52,397 5,030,467
2024-12-03 2024-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,550 47,797 -8.69 111.00 -505,050 5,305,467
2024-12-03 2024-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,550 153,962 -2.87 111.01 -505,096 17,091,322
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -311 46,078 -0.67 100.52 -31,262 4,631,761
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -27,563 46,389 -37.27 100.50 -2,770,082 4,662,094
2024-10-29 2024-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 27,874 73,952 60.49 88.06 2,454,584 6,512,213
2024-05-03 2024-05-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -4,097 46,078 -8.17 82.56 -338,248 3,804,200
2024-05-03 2024-05-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 4,097 50,175 8.89 58.25 238,650 2,922,694
2024-03-05 2024-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,042 46,078 -8.06 81.90 -331,040 3,773,788
2024-02-23 2024-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -30,392 55,707 -35.30 80.11 -2,434,703 4,462,688
2024-02-23 2024-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 30,392 86,099 54.56 58.25 1,770,334 5,015,267
2024-02-23 2024-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,731 55,707 26.68
2024-02-22 2024-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -10,141 43,976 -18.74 79.51 -806,311 3,496,532
2024-02-22 2024-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 22,890 66,866 52.05
2023-12-07 2023-12-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -465 43,976 -1.05 80.36 -37,367 3,533,911
2023-03-03 2023-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,895 44,441 -8.06 94.49 -368,039 4,199,230
2023-02-23 2023-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,472 53,722 27.15
2023-02-23 2023-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,046 42,250 -10.67 94.70 -477,856 4,001,075
2023-02-23 2023-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 14,844 57,094 35.13
2022-12-07 2022-12-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -419 42,250 -0.98 90.19 -37,790 3,810,528
2022-05-18 2022-05-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 8,000 42,432 23.23
2022-05-18 2022-05-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -8,000 136,437 -5.54
2022-03-03 2022-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,627 42,669 -7.83 109.14 -395,851 4,656,895
2022-02-25 2022-02-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 10,349 51,311 25.26
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,404 40,962 -9.71 132.16 -582,033 5,413,538
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 12,401 53,363 30.27
2021-12-07 2021-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -379 40,962 -0.92 117.38 -44,487 4,808,120
2021-11-17 2021-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other 64,000 120,435 113.40 125.68 8,043,520 15,136,271
2021-11-17 2021-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other -64,000 11,000 -85.33 125.68 -8,043,520 1,382,480
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -23,739 0 -100.00
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -12,325 0 -100.00
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -2,411 41,341 -5.51 119.24 -287,488 4,929,501
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -33,653 43,752 -43.48 118.63 -3,992,255 5,190,300
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 23,739 77,405 44.23 70.21 1,666,715 5,434,605
2021-05-13 2021-05-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,325 53,666 29.81 60.85 749,976 3,265,576
2021-03-03 2021-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,687 41,341 -6.10 98.43 -264,481 4,069,195
2021-02-24 2021-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,232 47,743 -2.52 96.92 -119,405 4,627,252
2021-02-19 2021-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,338 50,679 22.59
2021-02-01 2021-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -8,473 51,006 -14.25 91.50 -775,280 4,667,049
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,062 41,341 -8.95 96.76 -393,039 4,000,155
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 12,535 53,876 30.32
2020-12-16 2020-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 622 34,422 1.84
2020-12-16 2020-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -622 0 -100.00
2020-12-11 2020-12-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 33,800 33,800
2020-12-11 2020-12-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -33,800 44,528 -43.15
2020-12-07 2020-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -364 41,341 -0.87 93.31 -33,965 3,857,529
2020-11-12 2020-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other 75,000 153,328 95.75 90.20 6,765,000 13,830,186
2020-11-12 2020-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		J - Other -75,000 0 -100.00 90.20 -6,765,000
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -7,117 0 -100.00
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -7,117 41,705 -14.58 82.88 -589,857 3,456,510
2020-11-05 2020-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 7,117 48,822 17.07 52.69 374,995 2,572,431
2020-03-03 2020-03-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,782 41,705 -4.10 86.63 -154,375 3,612,904
2020-02-25 2020-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,233 45,951 -2.61 101.35 -124,965 4,657,134
2020-02-19 2020-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,991 48,888 22.54
2020-02-19 2020-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,139 39,897 -5.09 100.60 -215,183 4,013,638
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,343 44,725 -10.67 109.23 -583,616 4,885,312
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,049 59,774 33.65
2019-12-16 2019-12-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -406 44,725 -0.90 108.68 -44,124 4,860,713
2019-03-05 2019-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -774 45,131 -1.69 93.49 -72,361 4,219,297
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 10,011 46,975 27.08
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,578 36,964 -4.09 92.83 -146,486 3,431,368
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,140 40,525 -5.02 92.83 -198,656 3,761,936
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -8,134 45,354 -15.21 90.42 -735,476 4,100,909
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 21,979 67,333 48.46
2018-12-11 2018-12-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -312 45,354 -0.68 90.36 -28,192 4,098,187
2018-11-19 2018-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -104 124,278 -0.08
2018-10-23 2018-09-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -96 124,382 -0.08
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,688 45,666 20.24
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,578 37,978 -3.99 105.15 -165,927 3,993,387
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,820 41,539 -4.20 98.88 -179,962 4,107,376
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,968 45,647 -11.56 106.71 -636,845 4,870,991
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,909 61,556 34.85 106.71 1,697,649 6,568,641
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -260 45,647 -0.57 97.29 -25,295 4,440,997
2017-09-12 2017-09-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -222 110,266 -0.20
2017-09-12 2017-09-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -113 110,488 -0.10
2017-06-08 2017-06-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -14,700 0 -100.00 89.23 -1,311,681
2017-05-08 2017-05-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -56 110,601 -0.05
2017-02-23 2017-02-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,059 0 -100.00
2017-02-23 2017-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,059 66,966 45.87 71.23 1,500,033 4,769,988
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 27,874 27,874
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -21,059 45,907 -31.45 87.62 -1,845,190 4,022,371
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 6,133 45,907 15.42
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 39,774 -5.17 86.30 -187,196 3,432,695
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,878 44,519 -4.05 85.66 -160,860 3,813,275
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,418 48,628 -11.66 88.92 -570,721 4,324,245
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 17,519 66,147 36.03
2016-11-22 2016-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -223 94,749 -0.23
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -12,326 12,325 -50.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,352 7,117 -75.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -48,110 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -71,239 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -58,836 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -90,270 0 -100.00
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -302,133 48,628 -86.14 80.98 -24,466,730 3,937,895
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,326 350,761 3.64 60.85 750,037 21,343,807
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,352 338,435 6.73 52.69 1,125,037 17,832,140
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 48,110 317,083 17.89 43.65 2,100,002 13,840,673
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 71,239 268,973 36.03 52.64 3,750,021 14,158,739
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 58,836 197,734 42.36 50.99 3,000,048 10,082,457
2016-11-16 2016-11-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 90,270 138,898 185.63 57.54 5,194,136 7,992,191
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,059 21,059 -50.00
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -21,059 48,628 -30.22 80.95 -1,704,726 3,936,437
2016-11-16 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,059 69,687 43.31 71.23 1,500,033 4,963,805
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -20,124 0 -100.00
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -20,124 48,628 -29.27 77.95 -1,568,666 3,790,553
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 20,124 68,752 41.38 63.36 1,275,057 4,356,127
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 34,489 34,489
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,657 48,628 24.78
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 38,971 -5.27 55.16 -119,631 2,149,446
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,474 43,716 -12.90 64.43 -417,120 2,816,622
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 18,979 62,695 43.41
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -20,123 20,124 -50.00
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -20,123 43,716 -31.52 72.95 -1,467,973 3,189,082
2015-04-24 2015-04-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 20,123 63,839 46.03 63.36 1,274,993 4,044,839
2015-04-24 2015-02-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -540 9,427 -5.42 66.62 -35,995 627,978
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 23,739 23,739
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,122 43,716 19.46
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,426 36,594 -12.91 70.03 -379,983 2,562,678
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,055 59,449 -7.84 62.26 -314,724 3,701,295
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 16,037 64,504 33.09
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 778 1,762 79.07
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 778 60,062 1.31
2014-07-30 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -1,556 77,162 -1.98
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -28,786 0 -100.00
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -28,786 78,718 -26.78 64.00 -1,842,177 5,037,606
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 28,786 107,504 36.57 52.10 1,499,607 5,600,421
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,056 48,467 -7.72 62.02 -251,553 3,005,923
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,838 58,273 -6.18 62.07 -238,225 3,617,005
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 24,651 24,651
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,217 70,147 13.27
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 444 984 82.22
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 444 984 82.22
2014-02-06 2014-01-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -888 64,932 -1.35
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -320 61,930 -0.51 56.52 -18,088 3,500,593
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -28,785 28,786 -50.00
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -28,785 65,820 -30.43 60.95 -1,754,446 4,011,729
2013-07-10 2013-07-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 28,785 94,605 43.73 52.10 1,499,555 4,928,447
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -27,500 0 -100.00
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -27,500 65,820 -29.47 58.95 -1,621,125 3,880,089
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 27,500 93,320 41.78 44.46 1,222,788 4,149,474
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -27,500 27,500 -50.00
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -33,334 0 -100.00
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -27,500 65,820 -29.47 57.71 -1,586,995 3,798,400
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 27,500 93,320 41.78 44.46 1,222,788 4,149,474
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -33,334 65,820 -33.62 57.71 -1,923,668 3,798,400
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 33,334 99,154 50.64 49.12 1,637,366 4,870,444
2013-05-17 2013-04-18 4/A NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 16,666 82,486 25.32 49.12 818,634 4,051,712
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -16,666 33,334 -33.33
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -16,666 65,820 -20.20 52.25 -870,744 3,438,878
2013-04-19 2013-04-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 16,666 83,566 24.91 49.12 818,634 4,104,762
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,172 62,250 -4.85 53.64 -170,146 3,339,090
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 28,469 28,469
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,490 72,056 15.17
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 540 540
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift 540 540
2013-01-24 2013-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -1,080 59,186 -1.79
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,141 62,566 -3.31 47.72 -102,169 2,985,650
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 48,110 48,110
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -4,428 6,572 -40.25
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,105 28,282 -9.89 64.38 -199,915 1,820,937
2007-04-24 2007-04-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 4,428 31,387 16.42 45.16 199,952 1,417,321
2007-04-24 2007-04-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -78 26,959 -0.29
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)