Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Denise C Johnson. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Denise C Johnson telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:CAT / Caterpillar Inc. Group President 43,723
US:MOS / The Mosaic Company Director 20,296
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Denise C Johnson. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Denise C Johnson seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-03-05 2025-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -343 43,723 -0.78 325.30 -111,578 14,223,092
2025-03-05 2025-03-03 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,692 44,066 6.51
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,742 41,342 -8.30 362.70 -1,357,223 14,994,743
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 9,901 45,084 28.14
2025-01-14 2025-01-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -452 35,183 -1.27 357.50 -161,590 12,577,922
2024-03-06 2024-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,731 35,525 8.33
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -4,369 32,766 -11.77 313.40 -1,369,245 10,268,864
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
A - Award 12,280 37,135 49.41
2024-01-16 2024-01-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 6,887 24,855 38.33
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -714 17,968 -3.82
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,112 18,682 -18.04
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,300 22,794 -9.17
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -16,610 25,094 -39.83
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,736 41,704 132.10 127.60 3,028,714 5,321,430
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,120 17,968 -36.03
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -7,892 28,088 -21.93
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,012 35,980 100.24 138.35 2,491,960 4,977,833
2023-05-26 2023-05-25 4 MOS MOSAIC CO
Common Stock
M - Exercise 2,575 20,296 14.53
2023-05-23 2023-05-21 4 MOS MOSAIC CO
Common Stock
M - Exercise 13,420 17,721 312.02
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,083 17,968 -25.29 248.68 -1,512,720 4,468,282
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
A - Award 15,446 24,051 179.50
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 8,605 -73.39 240.14 -5,700,203 2,066,405
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 32,342 275.85 127.60 3,028,841 4,126,839
2022-05-27 2022-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 32 24,399 0.13 212.99 6,816 5,196,743
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -7,169 0 -100.00
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Common Stock
M - Exercise 4,301 4,301
2022-05-23 2022-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 2,575 2,575
2022-05-18 2022-05-16 4 MOS MOSAIC CO
Common Stock
S - Sale -24,427 0 -100.00 65.00 -1,587,755
2022-03-15 2022-03-14 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 987 24,583 4.18 215.44 212,639 5,296,162
2022-03-15 2022-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 129 23,335 0.56 214.83 27,713 5,013,058
2022-03-08 2022-03-07 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 35,788 35,788
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,359 8,605 -38.38 200.77 -1,075,926 1,727,626
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
A - Award 13,964 13,964
2021-12-27 2021-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,949 0.18 206.20 8,454 4,732,084
2021-11-29 2021-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 24,337 0.18 198.73 8,545 4,836,492
2021-10-27 2021-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,620 0.18 199.64 8,585 4,715,497
2021-09-27 2021-09-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,135 0.19 196.82 8,463 4,553,431
2021-08-27 2021-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,472 0.17 211.24 8,450 4,958,225
2021-07-27 2021-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,890 0.18 211.03 8,652 4,830,477
2021-06-28 2021-06-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,197 0.17 216.31 8,652 5,017,743
2021-05-28 2021-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 29 22,758 0.13 237.71 6,894 5,409,804
2021-05-24 2021-05-20 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 4,435 4,435
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -5,497 0 -100.00
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Common Stock
M - Exercise 5,497 24,427 29.04
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 23,737 47,473 100.00 127.60 3,028,841 6,057,555
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 18,013 18,012 -1,801,300.00 138.35 2,492,099 2,491,960
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise 18,763 0 -100.00 151.12 2,835,465
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -3,548 0 -100.00 220.69 -783,008
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,707 3,548 -75.11 219.75 -2,352,863 779,673
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -5,927 14,255 -29.37 218.98 -1,297,894 3,121,560
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 20,182 -54.05 220.42 -5,232,110 4,448,516
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 43,919 117.61 127.60 3,028,841 5,604,064
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,872 20,182 -30.54 219.42 -1,946,694 4,428,334
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -9,141 29,054 -23.93 218.88 -2,000,782 6,359,340
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 38,195 89.25 138.35 2,492,099 5,284,278
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -18,763 20,182 -48.18 219.85 -4,125,046 4,437,013
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,763 38,945 92.97 151.12 2,835,465 5,885,368
2021-03-09 2021-03-05 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 250 21,831 1.16 220.16 55,040 4,806,313
2021-03-02 2021-03-01 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 45,291 45,291
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,472 20,182 -21.33 196.78 -1,076,780 3,971,414
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
A - Award 14,258 25,654 125.11
2020-12-28 2020-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 22,040 0.21 178.42 8,207 3,932,377
2020-11-30 2020-11-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 47 22,518 0.21 174.63 8,208 3,932,318
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -18,013 36,025 -33.33
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -37,527 18,763 -66.67
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,894 11,396 -43.83 175.00 -1,556,450 1,994,300
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -46,646 20,290 -69.69 175.00 -8,163,050 3,550,750
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 66,936 36.82 138.35 2,492,099 9,260,596
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 37,527 48,923 329.30 151.12 5,671,080 7,393,244
2020-10-28 2020-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 50 22,929 0.22 163.20 8,160 3,742,013
2020-09-28 2020-09-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 56 22,068 0.25 145.91 8,171 3,219,942
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -34,496 0 -100.00
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -19,549 11,396 -63.17 146.74 -2,868,620 1,672,249
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -22,269 30,945 -41.85 148.18 -3,299,820 4,585,430
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 34,496 53,214 184.29 95.66 3,299,887 5,090,451
2020-08-27 2020-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 22,031 0.26 141.83 8,226 3,124,657
2020-08-10 2020-08-06 4 CAT CATERPILLAR INC
Common Stock
I - Other -4,855 0 -100.00 134.39 -652,463
2020-07-28 2020-07-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 21,930 0.27 137.58 8,255 3,017,129
2020-05-29 2020-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 20,934 0.28 117.41 6,810 2,457,861
2020-05-22 2020-05-21 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 13,420 13,420
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,346 0 -100.00
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,346 18,930 50.43
2020-03-12 2020-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 3,003 22,675 15.27 100.69 302,372 2,283,146
2020-03-10 2020-03-06 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 727 18,629 4.06
2020-03-03 2020-03-02 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 71,210 71,210
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,898 18,718 -26.93 136.15 -939,163 2,548,456
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 18,294 25,616 249.85
2019-12-30 2019-12-27 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 17,639 0.46 148.28 12,011 2,615,511
2019-11-27 2019-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 17,609 0.47 146.09 12,125 2,572,499
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -936 0 -100.00 146.74 -137,349
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,172 7,322 -36.30 146.67 -611,907 1,073,918
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise -68,993 34,496 -66.67 95.66 -6,599,870 3,299,887
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,496 11,687 -74.69 144.00 -4,967,424 1,682,928
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,497 46,183 -42.76 142.01 -4,898,919 6,558,448
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 68,993 80,680 590.34 95.66 6,599,870 7,717,849
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 0 -100.00
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,777 11,687 -55.84 140.00 -2,068,780 1,636,180
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 26,464 126.44 74.77 1,104,876 1,978,713
2019-10-29 2019-10-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 86 16,777 0.52 139.73 12,017 2,344,250
2019-09-30 2019-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 95 17,335 0.55 126.39 12,007 2,190,971
2019-08-28 2019-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 105 12,987 0.82 114.42 12,014 1,485,973
2019-07-29 2019-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 12,882 0.71 132.92 12,096 1,712,275
2019-06-27 2019-06-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 89 12,791 0.70 135.15 12,028 1,728,704
2019-05-29 2019-05-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 65 12,702 0.51 122.90 7,988 1,561,076
2019-05-28 2019-05-23 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 7,169 7,169
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,038 0 -100.00
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,038 12,584 92.24
2019-05-03 2019-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 11,687 -1.07 138.79 -17,488 1,622,039
2019-04-29 2019-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,637 0.25 139.03 4,310 1,756,922
2019-03-28 2019-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,606 0.25 131.84 4,087 1,661,975
2019-03-12 2019-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 4,535 12,575 56.41 133.11 603,654 1,673,858
2019-03-12 2019-03-08 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 448 8,040 5.90
2019-03-05 2019-03-04 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 54,038 54,038
2019-02-27 2019-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,592 0.40 137.98 4,139 1,047,544
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -2,077 11,813 -14.95 131.78 -273,707 1,556,717
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 7,008 13,890 101.83
2019-01-28 2019-01-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,562 0.40 136.86 4,106 1,034,935
2018-12-28 2018-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,532 1.22 124.76 11,353 939,692
2018-11-28 2018-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,441 1.24 124.80 11,357 928,637
2018-10-30 2018-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 99 7,350 1.37 115.05 11,390 845,618
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 14,777 -50.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -4,330 0 -100.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,777 6,882 -68.23 155.00 -2,290,435 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 21,659 214.72 74.77 1,104,876 1,619,443
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -4,330 6,882 -38.62 155.00 -671,150 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 4,330 11,212 62.92 110.09 476,690 1,234,329
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -15,944 0 -100.00
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -1,500 6,882 -17.90 152.69 -229,035 1,050,813
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,444 8,382 -63.28 153.25 -2,213,543 1,284,542
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,944 22,826 231.68 83.00 1,323,352 1,894,558
2018-09-28 2018-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 74 7,251 1.03 153.17 11,335 1,110,636
2018-08-27 2018-08-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 82 7,177 1.16 138.21 11,333 991,933
2018-07-30 2018-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 80 7,095 1.14 142.58 11,406 1,011,605
2018-06-27 2018-06-26 4 CAT CATERPILLAR INC
Common Stock
A - Award 84 7,015 1.21 135.54 11,385 950,813
2018-05-29 2018-05-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 6,931 0.58 155.85 6,234 1,080,196
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,402 0 -100.00
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,402 6,546 108.21
2018-05-11 2018-05-10 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 5,497 5,497
2018-05-03 2018-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 6,882 -1.80 142.37 -17,939 979,790
2018-04-30 2018-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 28 6,891 0.41 146.31 4,097 1,008,222
2018-03-27 2018-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 26 6,863 0.38
2018-03-13 2018-03-12 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,293 6,837 50.46
2018-03-13 2018-03-09 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 125 4,544 2.83
2018-03-07 2018-03-05 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 56,290 56,290
2018-02-27 2018-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,419 0.52
2018-01-29 2018-01-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,396 0.53 167.06 3,842 734,396
2017-12-27 2017-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 68 4,373 1.58 156.44 10,638 684,112
2017-11-28 2017-11-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 4,305 1.85 137.39 10,716 591,464
2017-10-30 2017-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 79 4,227 1.90 136.94 10,818 578,845
2017-10-03 2017-09-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 87 4,148 2.14 124.71 10,850 517,297
2017-09-05 2017-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 4,061 2.29 117.49 10,692 477,127
2017-08-02 2017-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 94 3,970 2.43 113.95 10,711 452,382
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -14,778 29,554 -33.33
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -31,888 15,944 -66.67
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -25,152 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -17,141 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,788 7,008 -67.85 114.02 -1,686,128 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,778 21,786 210.87 74.77 1,104,951 1,628,939
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -31,888 7,008 -81.98 144.02 -4,592,510 1,009,292
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 31,888 38,896 455.02 83.00 2,646,704 3,228,368
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -25,152 7,008 -78.21 114.02 -2,867,831 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 25,152 32,160 358.90 96.31 2,422,389 3,097,330
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -17,141 7,008 -70.98 114.02 -1,954,417 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 17,141 24,149 244.59 89.75 1,538,405 2,167,373
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 100 3,876 2.65 107.46 10,746 416,515
2017-06-01 2017-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,776 0.99 105.43 3,901 398,104
2017-05-22 2017-05-18 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,346 6,346
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,144 0 -100.00
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,144 3,919 405.68
2017-05-05 2017-05-05 4 MOS MOSAIC CO
Common Stock
P - Purchase 803 803 23.58 18,933 18,933
2017-05-03 2017-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -89 7,008 -1.25 102.20 -9,096 716,218
2017-05-01 2017-04-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,739 1.03 102.26 3,886 382,350
2017-04-03 2017-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,701 1.04 92.76 3,525 343,305
2017-03-17 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 311 3,663 9.28 92.31 28,708 338,132
2017-03-14 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 198 3,352 6.28 92.31 18,277 309,423
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 103,489 103,489
2017-03-01 2017-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 36 3,154 1.15 96.66 3,480 304,866
2017-02-01 2017-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,118 1.20 95.66 3,539 298,268
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 106 3,081 3.56 92.74 9,830 285,732
2016-12-01 2016-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 103 2,975 3.59 95.56 9,843 284,291
2016-11-01 2016-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 116 2,872 4.21 83.46 9,681 239,697
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 109 2,756 4.12 88.77 9,676 244,650
2016-09-06 2016-09-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -285 6,682 -4.09 81.29 -23,168 543,180
2016-09-02 2016-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,647 4.67 81.95 9,670 216,922
2016-08-02 2016-07-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,529 4.89 82.76 9,766 209,300
2016-07-01 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 53 2,411 2.25 75.81 4,018 182,778
2016-06-17 2016-03-04 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,152 2,358 1,044.66 72.84 156,752 171,757
2016-06-17 2016-02-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 206 21.89 67.70 2,505 13,946
2016-06-17 2016-01-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 169 32.03 62.24 2,552 10,519
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 49 128 62.03 72.51 3,553 9,281
2016-05-20 2016-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,038 6,038
2016-05-03 2016-04-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 79 139.39 77.72 3,575 6,140
2016-04-04 2016-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 33 33 76.54 2,526 2,526
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Optionj
A - Award 44,332 44,332
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 900 900 62.20 55,980 55,980
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 2,600 6,967 59.54 62.20 161,720 433,347
2016-02-16 2016-02-16 4 MOS MOSAIC CO
Common Stock
P - Purchase 775 775 23.05 17,863 17,863
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
4,367
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
1,939
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2015-05-15 2015-05-14 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2015-05-15 2015-05-14 4/A MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2014-05-16 2014-05-15 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,144 3,144
2014-05-15 3 MOS MOSAIC CO
Common Stock
0
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)