Avantor, Inc.
US ˙ NYSE ˙ US05352A1007

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Steven B Klinsky. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Steven B Klinsky telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
10% Owner 3,676,697
US:NMFC / New Mountain Finance Corporation Director 4,285,505
10% Owner 0
Director, 10% Owner 0
10% Owner 5,979,875
10% Owner 120,250
US:SGFY / Signify Health Inc - Class A Director, 10% Owner 67,764
US:BLPH / Bellerophon Therapeutics, Inc. 10% Owner 609,231
US:AVTR / Avantor, Inc. 10% Owner 28,000,000
US:VWR / VWR Corporation 10% Owner 0
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Steven B Klinsky. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam AVTR / Avantor, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVTR / Avantor, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

AVTR / Avantor, Inc. Insider Trades
Jualan Orang Dalam AVTR / Avantor, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVTR / Avantor, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
2020-11-10 AVTR New Mountain Investments III, LLC 36,016,093 24.8081 36,016,093 24.8081 893,490,837 13 25.9 39,325,973 4.40
2020-08-21 AVTR New Mountain Investments III, LLC 25,575,472 19.5065 25,575,472 19.5065 498,887,945
2020-05-26 AVTR New Mountain Investments III, LLC 20,886,424 15.9047 20,886,424 15.9047 332,192,308
2019-05-21 AVTR New Mountain Investments III, LLC 100 14.0000 100 14.0000 1,400

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

AVTR / Avantor, Inc. Insider Trades
Pembelian Orang Dalam NMFC / New Mountain Finance Corporation - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AVTR / Avantor, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
2024-12-17 NMFC KLINSKY STEVEN B 24,093 11.2842 24,093 11.2842 271,870 64 12.0200 17,728 6.52
2024-12-17 NMFC KLINSKY STEVEN B 48,187 11.2842 48,187 11.2842 543,752
2024-12-16 NMFC KLINSKY STEVEN B 30,484 11.7374 30,484 11.7374 357,803
2024-12-16 NMFC KLINSKY STEVEN B 60,967 11.7374 60,967 11.7374 715,594
2024-12-13 NMFC KLINSKY STEVEN B 3,017 11.7384 3,017 11.7384 35,415
2024-12-13 NMFC KLINSKY STEVEN B 6,034 11.7384 6,034 11.7384 70,830
2024-12-12 NMFC KLINSKY STEVEN B 6 11.7432 6 11.7432 69
2024-12-12 NMFC KLINSKY STEVEN B 11,771 11.7432 11,771 11.7432 138,229
2024-12-11 NMFC KLINSKY STEVEN B 6,607 11.7448 6,607 11.7448 77,598
2024-12-11 NMFC KLINSKY STEVEN B 13,213 11.7448 13,213 11.7448 155,184
2024-12-06 NMFC KLINSKY STEVEN B 5,798 11.7416 5,798 11.7416 68,078
2024-12-06 NMFC KLINSKY STEVEN B 11,596 11.7416 11,596 11.7416 136,156
2024-12-05 NMFC KLINSKY STEVEN B 5,542 11.7422 5,542 11.7422 65,075
2024-12-05 NMFC KLINSKY STEVEN B 11,082 11.7422 11,082 11.7422 130,127
2024-12-03 NMFC KLINSKY STEVEN B 2,067 11.7472 2,067 11.7472 24,281
2024-12-03 NMFC KLINSKY STEVEN B 4,133 11.7472 4,133 11.7472 48,551
2024-11-26 NMFC KLINSKY STEVEN B 800 11.7440 800 11.7440 9,395
2024-11-26 NMFC KLINSKY STEVEN B 1,600 11.7440 1,600 11.7440 18,790
2024-11-22 NMFC KLINSKY STEVEN B 12,241 11.7102 12,241 11.7102 143,345
2024-11-22 NMFC KLINSKY STEVEN B 24,480 11.7102 24,480 11.7102 286,666
2024-11-21 NMFC KLINSKY STEVEN B 18,059 11.5872 18,059 11.5872 209,253
2024-11-21 NMFC KLINSKY STEVEN B 36,118 11.5872 36,118 11.5872 418,506
2024-11-20 NMFC KLINSKY STEVEN B 11,622 11.5084 11,622 11.5084 133,751
2024-11-20 NMFC KLINSKY STEVEN B 23,245 11.5084 23,245 11.5084 267,513
2024-11-19 NMFC KLINSKY STEVEN B 18,270 11.6271 18,270 11.6271 212,427
2024-11-19 NMFC KLINSKY STEVEN B 36,541 11.6271 36,541 11.6271 424,866
2024-11-18 NMFC KLINSKY STEVEN B 15,154 11.5214 15,154 11.5214 174,595
2024-11-18 NMFC KLINSKY STEVEN B 30,307 11.5214 30,307 11.5214 349,179
2024-11-15 NMFC KLINSKY STEVEN B 17,253 11.5572 17,253 11.5572 199,396
2024-11-15 NMFC KLINSKY STEVEN B 34,505 11.5572 34,505 11.5572 398,781
2024-11-14 NMFC KLINSKY STEVEN B 15,083 11.5523 15,083 11.5523 174,243
2024-11-14 NMFC KLINSKY STEVEN B 30,167 11.5523 30,167 11.5523 348,498
2024-11-13 NMFC KLINSKY STEVEN B 31,730 11.5956 31,730 11.5956 367,928
2024-11-13 NMFC KLINSKY STEVEN B 63,461 11.5956 63,461 11.5956 735,868
2024-11-12 NMFC KLINSKY STEVEN B 19,054 11.4122 19,054 11.4122 217,448
2024-11-12 NMFC KLINSKY STEVEN B 38,108 11.4122 38,108 11.4122 434,896
2024-11-11 NMFC KLINSKY STEVEN B 24,954 11.3580 24,954 11.3580 283,428
2024-11-11 NMFC KLINSKY STEVEN B 49,907 11.3580 49,907 11.3580 566,844
2024-11-08 NMFC KLINSKY STEVEN B 77,850 11.2613 77,850 11.2613 876,692
2024-11-08 NMFC KLINSKY STEVEN B 38,925 11.2613 38,925 11.2613 438,346
2024-11-07 NMFC KLINSKY STEVEN B 19,953 11.0910 19,953 11.0910 221,299
2024-11-07 NMFC KLINSKY STEVEN B 39,907 11.0910 39,907 11.0910 442,609
2024-11-06 NMFC KLINSKY STEVEN B 50,203 10.8735 50,203 10.8735 545,882
2024-11-06 NMFC KLINSKY STEVEN B 100,406 10.8735 100,406 10.8735 1,091,765
2024-11-05 NMFC KLINSKY STEVEN B 46,690 10.6801 46,690 10.6801 498,654
2024-11-05 NMFC KLINSKY STEVEN B 93,381 10.6801 93,381 10.6801 997,318
2024-11-04 NMFC KLINSKY STEVEN B 11,195 10.7964 11,195 10.7964 120,866
2024-11-04 NMFC KLINSKY STEVEN B 22,391 10.7964 22,391 10.7964 241,742
2023-03-17 NMFC KLINSKY STEVEN B 100,000 11.7417 100,000 11.7417 1,174,170
2023-03-16 NMFC] KLINSKY STEVEN B 100,000 11.7154 100,000 11.7154 1,171,540
2023-03-15 NMFC] KLINSKY STEVEN B 100,000 11.8306 100,000 11.8306 1,183,060
2023-03-14 NMFC KLINSKY STEVEN B 100,000 11.9577 100,000 11.9577 1,195,770
2023-03-13 NMFC KLINSKY STEVEN B 100,000 11.6997 100,000 11.6997 1,169,970
2022-09-01 NMFC KLINSKY STEVEN B 16 12.9000 16 12.9000 206
2022-05-18 NMFC KLINSKY STEVEN B 19,726 12.8827 19,726 12.8827 254,124
2022-05-18 NMFC KLINSKY STEVEN B 19,725 12.8827 19,725 12.8827 254,111
2022-05-17 NMFC KLINSKY STEVEN B 27,604 13.0180 27,604 13.0180 359,349
2022-05-17 NMFC KLINSKY STEVEN B 27,605 13.0180 27,605 13.0180 359,362
2022-05-16 NMFC KLINSKY STEVEN B 18,350 12.7973 18,350 12.7973 234,830
2022-05-16 NMFC KLINSKY STEVEN B 18,350 12.7973 18,350 12.7973 234,830
2022-05-13 NMFC KLINSKY STEVEN B 14,250 12.7286 14,250 12.7286 181,383
2022-05-13 NMFC KLINSKY STEVEN B 14,250 12.7286 14,250 12.7286 181,383
2020-05-27 NMFC KLINSKY STEVEN B 27,139 9.3840 27,139 9.3840 254,672
2020-05-26 NMFC KLINSKY STEVEN B 12,509 9.4995 12,509 9.4995 118,829
2020-05-26 NMFC KLINSKY STEVEN B 28,400 9.4660 28,400 9.4660 268,834
2020-05-22 NMFC KLINSKY STEVEN B 187,491 9.0985 187,491 9.0985 1,705,887
2020-05-22 NMFC KLINSKY STEVEN B 44,461 9.0849 44,461 9.0849 403,924
2020-05-14 NMFC KLINSKY STEVEN B 200,000 7.9405 200,000 7.9405 1,588,100
2020-05-14 NMFC KLINSKY STEVEN B 100,000 8.0033 100,000 8.0033 800,330
2020-05-12 NMFC KLINSKY STEVEN B 50,000 8.1074 50,000 8.1074 405,370
2020-05-11 NMFC KLINSKY STEVEN B 100,000 8.1053 100,000 8.1053 810,530
2019-10-23 NMFC KLINSKY STEVEN B 355,000 13.2500 355,000 13.2500 4,703,750
2018-12-17 NMFC KLINSKY STEVEN B 181,805 12.5240 181,805 12.5240 2,276,926
2018-03-13 NMFC KLINSKY STEVEN B 99,163 13.4286 99,163 13.4286 1,331,620
2018-03-12 NMFC KLINSKY STEVEN B 182,013 13.3845 182,013 13.3845 2,436,153
2018-03-09 NMFC KLINSKY STEVEN B 95,615 13.4073 95,615 13.4073 1,281,939
2018-03-08 NMFC KLINSKY STEVEN B 105,485 13.3181 105,485 13.3181 1,404,860
2016-11-08 NMFC KLINSKY STEVEN B 12,154 13.4730 12,154 13.4730 163,751
2016-11-07 NMFC KLINSKY STEVEN B 73,602 13.4524 73,602 13.4524 990,124
2016-11-04 NMFC KLINSKY STEVEN B 82,122 13.3002 82,122 13.3002 1,092,239
2016-11-03 NMFC KLINSKY STEVEN B 101,747 13.2160 101,747 13.2160 1,344,688
2016-11-02 NMFC KLINSKY STEVEN B 112,529 13.3440 112,529 13.3440 1,501,587
2016-02-19 NMFC KLINSKY STEVEN B 18,344 12.0488 18,344 12.0488 221,023
2016-02-18 NMFC KLINSKY STEVEN B 46,195 12.0410 46,195 12.0410 556,234
2016-02-17 NMFC KLINSKY STEVEN B 200,000 12.0179 200,000 12.0179 2,403,580
2016-02-16 NMFC KLINSKY STEVEN B 84,780 11.7157 84,780 11.7157 993,257
2016-02-12 NMFC KLINSKY STEVEN B 200,000 11.6850 200,000 11.6850 2,337,000
2016-02-12 NMFC KLINSKY STEVEN B 50,000 11.7300 50,000 11.7300 586,500
2016-02-11 NMFC KLINSKY STEVEN B 99,975 11.3600 99,975 11.3600 1,135,716
2016-02-11 NMFC KLINSKY STEVEN B 500 11.3946 500 11.3946 5,697
2015-12-17 NMFC KLINSKY STEVEN B 45,317 13.1924 45,317 13.1924 597,840
2015-12-16 NMFC KLINSKY STEVEN B 5,072 12.9943 5,072 12.9943 65,907
2015-12-16 NMFC KLINSKY STEVEN B 41,246 13.1806 41,246 13.1806 543,647
2015-12-15 NMFC KLINSKY STEVEN B 130,678 12.9226 130,678 12.9226 1,688,700
2015-09-30 NMFC KLINSKY STEVEN B 200,100 13.7079 200,100 13.7079 2,742,951
2015-09-29 NMFC KLINSKY STEVEN B 299,900 13.5600 299,900 13.5600 4,066,644
2015-09-25 NMFC KLINSKY STEVEN B 500,000 14.1400 500,000 14.1400 7,070,000
2014-11-12 NMFC KLINSKY STEVEN B 61,000 14.9002 61,000 14.9002 908,912
2014-11-11 NMFC KLINSKY STEVEN B 73,788 14.7479 73,788 14.7479 1,088,218
2014-08-15 NMFC KLINSKY STEVEN B 28,732 15.2075 28,732 15.2075 436,942
2014-08-15 NMFC KLINSKY STEVEN B 28,732 15.2075 28,732 15.2075 436,942
2014-08-14 NMFC KLINSKY STEVEN B 89,208 15.1833 89,208 15.1833 1,354,472
2014-08-14 NMFC KLINSKY STEVEN B 89,208 15.1833 89,208 15.1833 1,354,472
2014-08-13 NMFC KLINSKY STEVEN B 34,478 15.2291 34,478 15.2291 525,069
2014-08-13 NMFC KLINSKY STEVEN B 100,000 15.1179 100,000 15.1179 1,511,790
2014-08-13 NMFC KLINSKY STEVEN B 34,478 15.2291 34,478 15.2291 525,069
2014-08-13 NMFC KLINSKY STEVEN B 100,000 15.1179 100,000 15.1179 1,511,790
2014-08-12 NMFC KLINSKY STEVEN B 77,582 15.0314 77,582 15.0314 1,166,166
2014-08-12 NMFC KLINSKY STEVEN B 77,582 15.0314 77,582 15.0314 1,166,166

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

NMFC / New Mountain Finance Corporation Insider Trades
Jualan Orang Dalam NMFC / New Mountain Finance Corporation - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AVTR / Avantor, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

NMFC / New Mountain Finance Corporation Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Steven B Klinsky seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2025-02-14 2024-12-17 4/A NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		J - Other 3,676,697 3,676,697
2025-02-14 2024-12-17 4/A NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		J - Other 2,290,651 2,290,651
2024-12-19 2024-12-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 48,187 4,285,505 1.14 11.28 543,752 48,358,496
2024-12-19 2024-12-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 24,093 943,772 2.62 11.28 271,870 10,649,712
2024-12-19 2024-12-17 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		D - Sale to Issuer -28,078,480 0 -100.00
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		P - Purchase 12,600 12,600
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		P - Purchase 12,600 12,600
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		P - Purchase 12,600 12,600
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		P - Purchase 12,600 12,600
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		J - Other 3,791,183 3,791,183
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		J - Other 2,362,205 2,362,205
2024-12-17 2024-12-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 60,967 4,237,318 1.46 11.74 715,594 49,735,096
2024-12-17 2024-12-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 30,484 919,679 3.43 11.74 357,803 10,794,640
2024-12-17 2024-12-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 6,034 4,176,351 0.14 11.74 70,830 49,023,679
2024-12-17 2024-12-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 3,017 889,195 0.34 11.74 35,415 10,437,727
2024-12-13 2024-12-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 11,771 4,170,317 0.28 11.74 138,229 48,972,867
2024-12-13 2024-12-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 6 886,178 0.00 11.74 69 10,406,565
2024-12-13 2024-12-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 13,213 4,158,546 0.32 11.74 155,184 48,841,291
2024-12-13 2024-12-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 6,607 880,293 0.76 11.74 77,598 10,338,865
2024-12-09 2024-12-06 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 11,596 4,145,333 0.28 11.74 136,156 48,672,842
2024-12-09 2024-12-06 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 5,798 873,686 0.67 11.74 68,078 10,258,472
2024-12-09 2024-12-05 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 11,082 4,133,737 0.27 11.74 130,127 48,539,167
2024-12-09 2024-12-05 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 5,542 867,888 0.64 11.74 65,075 10,190,914
2024-12-05 2024-12-03 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 4,133 4,122,655 0.10 11.75 48,551 48,429,653
2024-12-05 2024-12-03 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 2,067 862,346 0.24 11.75 24,281 10,130,151
2024-11-29 2024-11-26 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 1,600 4,118,522 0.04 11.74 18,790 48,367,922
2024-11-29 2024-11-26 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 800 860,279 0.09 11.74 9,395 10,103,117
2024-11-26 3 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share 		40
2024-11-26 2024-11-22 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 24,480 4,116,922 0.60 11.71 286,666 48,209,980
2024-11-26 2024-11-22 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 12,241 859,479 1.44 11.71 143,345 10,064,671
2024-11-22 2024-11-19 4 RCM R1 RCM Inc. /DE
Common Stock 		J - Other -11,075,180 0 -100.00 14.30 -158,375,074
2024-11-22 2024-11-19 4 RCM R1 RCM Inc. /DE
Common Stock 		J - Other -124,910,408 0 -100.00 14.30 -1,786,218,834
2024-11-22 2024-11-21 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 36,118 4,092,442 0.89 11.59 418,506 47,419,944
2024-11-22 2024-11-21 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 18,059 847,238 2.18 11.59 209,253 9,817,116
2024-11-22 2024-11-20 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 23,245 4,056,324 0.58 11.51 267,513 46,681,799
2024-11-22 2024-11-20 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 11,622 829,179 1.42 11.51 133,751 9,542,524
2024-11-20 2024-11-19 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 36,541 4,033,079 0.91 11.63 424,866 46,893,013
2024-11-20 2024-11-19 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 18,270 817,557 2.29 11.63 212,427 9,505,817
2024-11-20 2024-11-18 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 30,307 3,996,538 0.76 11.52 349,179 46,045,713
2024-11-20 2024-11-18 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 15,154 799,287 1.93 11.52 174,595 9,208,905
2024-11-18 2024-11-15 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 34,505 3,966,231 0.88 11.56 398,781 45,838,525
2024-11-18 2024-11-15 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 17,253 784,133 2.25 11.56 199,396 9,062,382
2024-11-18 2024-11-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 30,167 3,931,726 0.77 11.55 348,498 45,420,478
2024-11-18 2024-11-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 15,083 766,880 2.01 11.55 174,243 8,859,228
2024-11-14 2024-11-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 63,461 3,862,634 1.67 11.60 735,868 44,789,559
2024-11-14 2024-11-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 31,730 790,722 4.18 11.60 367,928 9,168,896
2024-11-14 2024-11-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 38,108 3,799,173 1.01 11.41 434,896 43,356,922
2024-11-14 2024-11-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 19,054 758,992 2.58 11.41 217,448 8,661,769
2024-11-12 2024-11-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 49,907 3,761,065 1.34 11.36 566,844 42,718,176
2024-11-12 2024-11-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 24,954 739,938 3.49 11.36 283,428 8,404,216
2024-11-12 2024-11-08 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 38,925 3,711,158 1.06 11.26 438,346 41,792,464
2024-11-12 2024-11-08 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 77,850 714,984 12.22 11.26 876,692 8,051,649
2024-11-08 2024-11-07 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 39,907 3,672,233 1.10 11.09 442,609 40,728,736
2024-11-08 2024-11-07 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 19,953 637,134 3.23 11.09 221,299 7,066,453
2024-11-08 2024-11-06 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,406 3,632,326 2.84 10.87 1,091,765 39,496,097
2024-11-08 2024-11-06 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 50,203 617,181 8.85 10.87 545,882 6,710,918
2024-11-06 2024-11-05 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 93,381 3,531,920 2.72 10.68 997,318 37,721,259
2024-11-06 2024-11-05 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 46,690 566,978 8.97 10.68 498,654 6,055,382
2024-11-06 2024-11-04 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 22,391 3,438,539 0.66 10.80 241,742 37,123,842
2024-11-06 2024-11-04 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 11,195 520,288 2.20 10.80 120,866 5,617,237
2024-08-30 2024-08-28 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 479,875 5,979,875 8.72 10.00 4,798,750 59,798,750
2024-06-17 2024-06-13 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 1,000,000 5,500,000 22.22 10.00 10,000,000 55,000,000
2024-05-06 2024-05-02 4 NONE New Mountain Guardian IV Income Fund, L.L.C.
LLC Interests 		J - Other -1,779,750 120,250 -93.67 10.04 -17,868,690 1,207,310
2024-03-18 2024-03-14 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 1,000,000 4,500,000 28.57 10.00 10,000,000 45,000,000
2023-10-27 2023-10-25 4 NONE New Mountain Guardian IV Income Fund, L.L.C.
LLC Interests 		P - Purchase 650,000 1,900,000 52.00 10.00 6,500,000 19,000,000
2023-10-19 2023-10-17 4 NONE New Mountain Guardian IV Income Fund, L.L.C.
LLC Interests 		P - Purchase 750,000 1,250,000 150.00 10.00 7,500,000 12,500,000
2023-07-26 2023-07-24 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 500,000 3,500,000 16.67 10.00 5,000,000 35,000,000
2023-07-21 3 NONE New Mountain Guardian IV Income Fund, L.L.C.
LLC Interests 		500,000
2023-03-21 2023-03-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 7,820,681 1.30 11.74 1,174,170 91,828,090
2023-03-17 2023-03-16 4 NMFC] New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 7,720,681 1.31 11.72 1,171,540 90,450,866
2023-03-17 2023-03-15 4 NMFC] New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 7,620,681 1.33 11.83 1,183,060 90,157,228
2023-03-15 2023-03-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 7,520,681 1.35 11.96 1,195,770 89,930,047
2023-03-15 2023-03-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 7,420,681 1.37 11.70 1,169,970 86,819,741
2022-12-12 2022-12-08 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 1,000,000 3,000,000 50.00 10.00 10,000,000 30,000,000
2022-10-28 2022-10-26 4 RCM R1 RCM Inc. /DE
Common Stock 		J - Other 9,454 11,075,180 0.09
2022-10-28 2022-10-26 4 RCM R1 RCM Inc. /DE
Common Stock 		J - Other 46,392 124,910,408 0.04
2022-10-03 2022-03-10 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		P - Purchase 5,615,696 28,078,480 25.00 10.00 56,156,960 280,784,800
2022-10-03 2021-12-01 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		P - Purchase 5,615,696 22,462,784 33.33 10.00 56,156,960 224,627,840
2022-10-03 2021-10-11 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		P - Purchase 7,565,196 16,847,088 81.50 10.00 75,651,960 168,470,880
2022-10-03 2020-12-18 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		P - Purchase 4,500,000 9,281,892 94.11 10.00 45,000,000 92,818,920
2022-09-06 2022-09-01 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 16 16 12.90 206 206
2022-08-24 2022-08-22 4 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		P - Purchase 1,000,000 2,000,000 100.00 10.00 10,000,000 20,000,000
2022-07-05 3 NONE New Mountain Guardian IV BDC, L.L.C.
LLC Interests 		1,000,000
2022-07-01 3 RCM R1 RCM Inc. /DE
Common Stock 		124,864,016
2022-07-01 3 RCM R1 RCM Inc. /DE
Common Stock 		11,065,726
2022-05-23 2022-05-19 4 SGFY Signify Health, Inc.
Class A Common Stock 		A - Award 44,016 67,764 185.35
2022-05-19 2022-05-18 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 19,725 509,093 4.03 12.88 254,111 6,558,492
2022-05-19 2022-05-18 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 19,726 7,228,527 0.27 12.88 254,124 93,122,945
2022-05-19 2022-05-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 27,605 489,368 5.98 13.02 359,362 6,370,593
2022-05-19 2022-05-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 27,604 7,208,801 0.38 13.02 359,349 93,844,171
2022-05-17 2022-05-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 18,350 461,763 4.14 12.80 234,830 5,909,320
2022-05-17 2022-05-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 18,350 461,763 4.14 12.80 234,830 5,909,320
2022-05-17 2022-05-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 14,250 443,413 3.32 12.73 181,383 5,644,027
2022-05-17 2022-05-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 14,250 443,413 3.32 12.73 181,383 5,644,027
2021-03-22 2021-03-18 4 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		S - Sale -400,000 609,231 -39.63 5.48 -2,192,000 3,338,586
2021-02-17 2021-02-16 4 SGFY Signify Health, Inc.
Class A Common Stock 		A - Award 23,748 23,748
2021-02-17 2021-02-12 4 SGFY Signify Health, Inc.
LLC Units in Cure TopCo, LLC 		A - Award 42,905,113 42,905,113
2021-02-17 2021-02-12 4 SGFY Signify Health, Inc.
Class B Common Stock 		A - Award 42,905,113 42,905,113 0.01 429,051 429,051
2021-02-17 2021-02-12 4 SGFY Signify Health, Inc.
Class A Common Stock 		A - Award 48,330,828 48,330,828
2021-02-17 2021-02-12 4 SGFY Signify Health, Inc.
Class A Common Stock 		A - Award 48,378,865 48,378,865
2020-11-10 2020-11-10 4 AVTR Avantor, Inc.
Common Stock 		S - Sale -36,016,093 28,000,000 -56.26 24.81 -893,490,837 694,626,800
2020-08-25 2020-08-21 4 AVTR Avantor, Inc.
Common Stock 		S - Sale -25,575,472 64,016,093 -28.55 19.51 -498,887,945 1,248,729,918
2020-06-01 2020-05-27 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 27,139 429,163 6.75 9.38 254,672 4,027,266
2020-05-28 2020-05-26 4 AVTR Avantor, Inc.
Common Stock 		S - Sale -20,886,424 89,591,565 -18.91 15.90 -332,192,308 1,424,926,964
2020-05-27 2020-05-26 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 28,400 402,024 7.60 9.47 268,834 3,805,559
2020-05-27 2020-05-26 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 12,509 7,240,751 0.17 9.50 118,829 68,783,514
2020-05-27 2020-05-22 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 44,461 373,624 13.51 9.08 403,924 3,394,337
2020-05-27 2020-05-22 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 187,491 7,228,215 2.66 9.10 1,705,887 65,765,914
2020-05-18 2020-05-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 329,163 43.64 8.00 800,330 2,634,390
2020-05-18 2020-05-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 200,000 7,040,751 2.92 7.94 1,588,100 55,907,083
2020-05-13 2020-05-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 50,000 229,163 27.91 8.11 405,370 1,857,916
2020-05-13 2020-05-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 6,840,751 1.48 8.11 810,530 55,446,339
2020-05-07 2020-05-05 4 NONE New Mountain Guardian III BDC, L.L.C.
LLC Interests 		A - Award 1,593,964 4,781,892 50.00 10.00 15,939,640 47,818,920
2019-10-25 2019-10-23 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 355,000 6,740,751 5.56 13.25 4,703,750 89,314,950
2019-05-23 2019-05-21 4 AVTR Avantor, Inc.
Common Stock 		S - Sale -100 110,477,989 0.00 14.00 -1,400 1,546,691,846
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2019-05-16 3 AVTR Avantor, Inc.
Common Stock 		220,956,180
2018-12-19 2018-12-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 181,805 6,315,173 2.96 12.52 2,276,926 79,091,228
2018-03-14 2018-03-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 99,163 5,922,763 1.70 13.43 1,331,620 79,534,415
2018-03-14 2018-03-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 182,013 5,823,600 3.23 13.38 2,436,153 77,945,974
2018-03-12 2018-03-09 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 95,615 5,641,587 1.72 13.41 1,281,939 75,638,449
2018-03-12 2018-03-08 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 105,485 5,545,972 1.94 13.32 1,404,860 73,861,810
2017-05-15 3 VWR VWR Corp
Common Stock, par value $0.01 per share 		0
2016-11-10 2016-11-08 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 12,154 5,147,620 0.24 13.47 163,751 69,353,882
2016-11-08 2016-11-07 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 73,602 5,135,466 1.45 13.45 990,124 69,084,341
2016-11-08 2016-11-04 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 82,122 5,061,864 1.65 13.30 1,092,239 67,323,801
2016-11-04 2016-11-03 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 101,747 4,979,742 2.09 13.22 1,344,688 65,812,268
2016-11-04 2016-11-02 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 112,529 4,877,995 2.36 13.34 1,501,587 65,091,963
2016-02-22 2016-02-19 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 18,344 4,592,364 0.40 12.05 221,023 55,332,475
2016-02-22 2016-02-18 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 46,195 4,574,020 1.02 12.04 556,234 55,075,775
2016-02-18 2016-02-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 200,000 4,527,825 4.62 12.02 2,403,580 54,414,948
2016-02-18 2016-02-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 84,780 4,327,825 2.00 11.72 993,257 50,703,499
2016-02-16 2016-02-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 50,000 4,243,045 1.19 11.73 586,500 49,770,918
2016-02-16 2016-02-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 200,000 4,193,045 5.01 11.68 2,337,000 48,995,731
2016-02-16 2016-02-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 500 3,993,045 0.01 11.39 5,697 45,499,151
2016-02-16 2016-02-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 99,975 3,992,545 2.57 11.36 1,135,716 45,355,311
2015-12-17 2015-12-17 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 45,317 3,836,923 1.20 13.19 597,840 50,618,226
2015-12-17 2015-12-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 41,246 3,791,606 1.10 13.18 543,647 49,975,645
2015-12-17 2015-12-16 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 5,072 3,750,360 0.14 12.99 65,907 48,733,306
2015-12-17 2015-12-15 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 130,678 3,745,288 3.62 12.92 1,688,700 48,398,862
2015-09-30 2015-09-30 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 200,100 3,562,731 5.95 13.71 2,742,951 48,837,555
2015-09-30 2015-09-29 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 299,900 3,362,631 9.79 13.56 4,066,644 45,597,271
2015-09-28 2015-09-25 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 500,000 3,062,731 19.51 14.14 7,070,000 43,307,011
2015-02-23 2015-02-19 4 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		P - Purchase 1,070,166 4,859,885 28.24 12.00 12,841,992 58,318,620
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2015-02-13 3 BLPH Bellerophon Therapeutics, Inc.
Common Stock 		7,579,438
2014-11-13 2014-11-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 61,000 2,424,992 2.58 14.90 908,912 36,132,866
2014-11-13 2014-11-11 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 73,788 2,363,992 3.22 14.75 1,088,218 34,863,918
2014-10-07 2014-08-15 4/A NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 28,732 2,233,556 1.30 15.21 436,942 33,966,803
2014-10-07 2014-08-14 4/A NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 89,208 2,204,824 4.22 15.18 1,354,472 33,476,504
2014-10-07 2014-08-13 4/A NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 2,115,616 4.96 15.12 1,511,790 31,983,671
2014-10-07 2014-08-13 4/A NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 34,478 2,015,616 1.74 15.23 525,069 30,696,018
2014-10-07 2014-08-12 4/A NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 77,582 1,981,138 4.08 15.03 1,166,166 29,779,278
2014-08-18 2014-08-15 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 28,732 2,311,138 1.26 15.21 436,942 35,146,631
2014-08-18 2014-08-14 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 89,208 2,282,406 4.07 15.18 1,354,472 34,654,455
2014-08-14 2014-08-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 100,000 2,193,198 4.78 15.12 1,511,790 33,156,548
2014-08-14 2014-08-13 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 34,478 2,093,198 1.67 15.23 525,069 31,877,522
2014-08-14 2014-08-12 4 NMFC New Mountain Finance Corp
Common Stock 		P - Purchase 77,582 2,058,720 3.92 15.03 1,166,166 30,945,444
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)