Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui LaPrade,III Frank G.. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan LaPrade,III Frank G. telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:COF / Capital One Financial Corporation Chief Enterprise Srvcs Officer 66,155
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh LaPrade,III Frank G.. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh LaPrade,III Frank G. seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-06-05 2025-06-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 12,780 66,155 23.94
2025-03-12 2025-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -4,260 53,375 -7.39 163.87 -698,086 8,746,561
2025-03-12 2025-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 9,444 57,635 19.60
2025-02-19 2025-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,880 48,191 -3.75 202.16 -380,061 9,742,293
2025-02-19 2025-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,228 50,071 -4.26 202.16 -450,412 10,122,353
2025-02-19 2025-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,082 52,299 -2.03 202.16 -218,737 10,572,766
2025-02-06 2025-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 8,670 53,381 19.39
2024-10-21 2024-10-17 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -15,751 44,711 -26.05 160.00 -2,520,160 7,153,760
2024-03-13 2024-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -10,254 60,462 -14.50 138.46 -1,419,769 8,371,569
2024-03-13 2024-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 20,466 70,716 40.73
2024-02-20 2024-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,697 50,250 -5.09 136.36 -367,763 6,852,090
2024-02-20 2024-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,306 52,947 -2.41 136.36 -178,086 7,219,853
2024-02-20 2024-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,436 54,253 -2.58 136.36 -195,813 7,397,939
2024-02-05 2024-02-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 12,503 55,689 28.95
2023-12-18 2023-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -11,805 43,186 -21.47 130.00 -1,534,650 5,614,180
2023-12-18 2023-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -27,955 54,991 -33.70 130.00 -3,634,150 7,148,830
2023-12-18 2023-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 27,955 82,946 50.84 86.34 2,413,635 7,161,558
2023-12-14 2023-12-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -23,253 54,991 -29.72 125.01 -2,906,858 6,874,425
2023-12-14 2023-12-12 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -7,962 78,244 -9.24 120.00 -955,440 9,389,280
2023-03-03 2023-03-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,776 86,206 -9.24 108.58 -952,898 9,360,247
2023-03-03 2023-03-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 17,522 94,982 22.62
2023-02-17 2023-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,654 77,460 -2.09 114.63 -189,598 8,879,240
2023-02-17 2023-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,431 79,114 -1.78 114.63 -164,036 9,068,838
2023-02-17 2023-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,307 80,545 -1.60 114.63 -149,821 9,232,873
2023-01-30 2023-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,173 81,852 24.62
2022-03-15 2022-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -14,680 65,679 -18.27 130.09 -1,909,721 8,544,181
2022-03-15 2022-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 30,393 80,359 60.83
2022-02-17 2022-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,975 49,966 -3.80 158.89 -313,808 7,939,098
2022-02-17 2022-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,661 51,941 -3.10 158.89 -263,916 8,252,905
2022-02-17 2022-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,794 53,602 -3.24 158.89 -285,049 8,516,822
2022-02-07 2022-02-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 10,757 55,396 24.10
2021-09-07 2021-09-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -1,409 44,639 -3.06 162.49 -228,948 7,253,391
2021-09-07 2021-09-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -1,923 46,048 -4.01 162.12 -311,757 7,465,302
2021-09-07 2021-09-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -8,336 47,971 -14.80 160.83 -1,340,679 7,715,176
2021-06-03 2021-06-01 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -32,420 0 -100.00
2021-06-03 2021-06-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -12,822 56,307 -18.55 165.16 -2,117,682 9,299,664
2021-06-03 2021-06-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -19,598 69,129 -22.09 164.45 -3,222,891 11,368,264
2021-06-03 2021-06-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 32,420 88,727 57.58 63.73 2,066,127 5,654,572
2021-04-15 2021-04-14 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -31,903 0 -100.00
2021-04-15 2021-04-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -31,903 56,307 -36.17 135.02 -4,307,543 7,602,571
2021-04-15 2021-04-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 31,903 88,210 56.66 74.96 2,391,449 6,612,222
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -7,045 56,307 -11.12 132.10 -930,644 7,438,155
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,585 63,352 29.91
2021-03-08 2021-03-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -29,964 0 -100.00
2021-03-08 2021-03-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -31,414 48,767 -39.18 125.05 -3,928,321 6,098,313
2021-03-08 2021-03-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -5,818 80,181 -6.77 124.21 -722,654 9,959,282
2021-03-08 2021-03-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -2,677 85,999 -3.02 123.22 -329,860 10,596,797
2021-03-08 2021-03-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 29,964 88,676 51.04 70.96 2,126,245 6,292,449
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,340 0 -100.00
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,796 58,712 -2.97
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,931 60,508 -3.09
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,338 62,439 -2.10
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,340 63,777 -3.54 109.60 -256,464 6,989,959
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,340 66,117 3.67
2021-02-08 2021-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 12,270 63,777 23.82
2020-12-22 2020-12-21 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -32,603 0 -100.00
2020-12-22 2020-12-21 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -32,603 51,507 -38.76 95.00 -3,097,285 4,893,165
2020-12-22 2020-12-21 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 32,603 84,110 63.30 56.32 1,836,201 4,737,075
2020-12-16 2020-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -8,892 51,507 -14.72 93.13 -828,112 4,796,847
2020-12-16 2020-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -17,148 60,399 -22.11 91.96 -1,576,930 5,554,292
2020-12-16 2020-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -13,416 77,547 -14.75 91.12 -1,222,466 7,066,083
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -7,198 90,963 -7.33 85.08 -612,406 7,739,132
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,902 98,161 17.90
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,340 2,340 -50.00
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,717 0 -100.00
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,601 83,259 -3.03 102.64 -266,967 8,545,704
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,942 85,860 -2.21 102.64 -199,327 8,812,670
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,520 87,802 -2.79 102.64 -258,653 9,011,997
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,340 90,322 -2.53 102.03 -238,750 9,215,554
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,717 92,662 -2.85 102.03 -277,216 9,454,304
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,340 95,379 2.52
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,717 93,039 3.01
2020-02-03 2020-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 11,164 90,322 14.10
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,654 79,158 -9.86 81.28 -703,397 6,433,962
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 17,916 87,812 25.63
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,339 4,680 -33.32
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,717 2,717 -50.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,447 0 -100.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,941 69,896 -2.70 81.57 -158,327 5,701,417
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,517 71,837 -3.39 81.57 -205,312 5,859,744
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,015 74,354 -3.90 81.57 -245,934 6,065,056
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,339 77,369 -2.93 79.85 -186,769 6,177,915
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,717 79,708 -3.30 79.85 -216,952 6,364,684
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,447 82,425 -4.01 79.85 -275,243 6,581,636
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,339 85,872 2.80
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,717 83,533 3.36
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,447 80,816 4.46
2019-02-04 2019-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,165 77,369 26.41
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,619 61,204 -9.76 98.15 -649,655 6,007,173
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,704 67,823 25.32
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,803 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,717 5,434 -33.33
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,447 3,447 -50.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,721 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,517 54,119 -4.44 98.67 -248,352 5,339,922
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,254 56,636 -3.83 98.67 -222,402 5,588,274
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,607 58,890 -2.66 98.67 -158,563 5,810,676
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,803 60,497 -12.70 99.52 -876,075 6,020,661
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,717 69,300 -3.77 99.52 -270,396 6,896,736
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,447 72,017 -4.57 99.52 -343,045 7,167,132
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,721 75,464 -4.70 99.52 -370,314 7,510,177
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,803 79,185 12.51
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,717 70,382 4.02
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,447 67,665 5.37
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,721 64,218 6.15
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
A - Award 7,019 7,019
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 12,071 60,497 24.93
2017-12-18 2017-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -34,126 0 -100.00
2017-12-18 2017-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -31,178 0 -100.00
2017-12-18 2017-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -83,046 48,426 -63.17 95.00 -7,889,370 4,600,470
2017-12-18 2017-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 34,126 131,472 35.06 48.28 1,647,603 6,347,468
2017-12-18 2017-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 31,178 97,346 47.12 45.75 1,426,394 4,453,580
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -7,344 66,168 -9.99 92.40 -678,586 6,113,923
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,432 73,512 24.43
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -11,565 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,447 6,894 -33.33
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,721 3,721 -50.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,022 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,175 59,080 -5.10 90.93 -288,703 5,372,144
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,453 62,255 -3.79 90.93 -223,051 5,660,847
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,590 64,708 -3.85 90.93 -235,509 5,883,898
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -11,565 67,298 -14.66 88.31 -1,021,305 5,943,086
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,447 78,863 -4.19 88.31 -304,405 6,964,392
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,721 82,310 -4.33 88.31 -328,602 7,268,796
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,022 86,031 -4.47 88.31 -355,183 7,597,398
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 11,565 90,053 14.73
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,447 78,488 4.59
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,721 75,041 5.22
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,022 71,320 5.98
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 27,955 27,955
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 8,803 8,803
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
A - Award 8,151 8,151
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,646 67,298 30.29
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -45,810 0 -100.00
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -30,647 0 -100.00
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -64,347 51,652 -55.47 88.49 -5,694,066 4,570,685
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -49,200 115,999 -29.78 89.15 -4,386,180 10,341,311
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 30,647 165,199 22.78 18.28 560,227 3,019,838
2017-01-05 2017-01-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 45,810 134,552 51.62 48.95 2,242,400 6,586,320
2016-12-19 2016-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -20,000 0 -100.00
2016-12-19 2016-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -19,600 88,742 -18.09 88.83 -1,741,068 7,882,952
2016-12-19 2016-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -400 108,342 -0.37 89.33 -35,732 9,678,191
2016-12-19 2016-12-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 20,000 108,742 22.54 76.79 1,535,800 8,350,298
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,475 88,742 -8.72 68.49 -580,453 6,077,940
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,651 97,217 20.67
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -9,112 0 -100.00
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,721 7,442 -33.33
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,023 4,022 -50.01
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -9,112 80,566 -10.16 62.51 -569,591 5,036,181
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,023 89,678 -4.29 62.51 -251,478 5,605,772
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,721 93,701 -3.82 62.51 -232,600 5,857,250
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,844 97,422 -1.86 62.54 -115,324 6,092,772
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,764 99,266 -1.75 62.54 -110,321 6,208,096
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,721 101,030 3.82
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,023 97,309 4.31
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 9,112 93,286 10.83
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -3,497 0 -100.00
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,497 84,174 -3.99 62.74 -219,402 5,281,077
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,113 87,671 -2.35 62.24 -131,513 5,456,643
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,497 89,784 4.05
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 32,420 32,420
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 11,565 11,565
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
A - Award 10,341 10,341
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 18,725 86,287 27.72
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -23,105 0 -100.00
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -11,761 67,562 -14.83 77.72 -914,065 5,250,919
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 23,105 79,323 41.10
2015-03-11 2015-03-09 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -7,450 0 -100.00
2015-03-11 2015-03-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -7,450 56,218 -11.70 78.90 -587,805 4,435,600
2015-03-11 2015-03-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 7,450 63,668 13.25 78.71 586,390 5,011,308
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,752 0 -100.00
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,023 8,045 -33.34
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,752 56,218 -13.47 76.27 -667,515 4,287,747
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,023 64,970 -5.83 76.27 -306,834 4,955,262
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,354 68,993 -3.30 78.88 -185,684 5,442,168
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,023 71,347 5.98
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,752 67,324 14.94
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -6,709 0 -100.00
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -3,496 3,497 -49.99
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -6,709 58,572 -10.28 76.39 -512,501 4,474,315
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,496 65,281 -5.08 76.39 -267,059 4,986,816
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,056 68,777 -2.90 77.06 -158,435 5,299,956
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,929 70,833 -2.65 77.06 -148,649 5,458,391
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,496 72,762 5.05
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 6,709 69,266 10.72
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 31,903 31,903
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 9,112 9,112
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
A - Award 11,163 11,163
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,470 62,557 30.09
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -4,403 0 -100.00
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,101 48,087 -4.19 75.15 -157,890 3,613,738
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,403 50,188 9.62
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -6,708 6,709 -50.00
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -3,496 6,993 -33.33
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -6,708 45,785 -12.78 72.24 -484,586 3,307,508
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,496 52,493 -6.24 72.24 -252,551 3,792,094
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,964 55,989 -5.03 71.37 -211,541 3,995,935
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,780 58,953 -4.50 71.37 -198,409 4,207,476
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,496 61,733 6.00
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 6,708 58,237 13.02
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 29,964 29,964
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 8,752 8,752
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
A - Award 12,068 12,068
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,262 51,529 42.08
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -4,598 0 -100.00
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,598 36,267 -11.25 75.66 -347,885 2,743,961
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,030 40,865 -4.73 70.57 -143,257 2,883,843
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,598 42,895 12.01
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -10,494 0 -100.00
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -10,494 38,297 -21.51 71.13 -746,438 2,724,066
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 10,494 48,791 27.40
2013-10-16 2013-10-14 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -30,000 30,647 -49.47
2013-10-16 2013-10-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -30,000 38,297 -43.93 72.00 -2,160,000 2,757,384
2013-10-16 2013-10-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 30,000 68,297 78.34 18.28 548,400 1,248,469
2013-07-22 2013-07-19 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -4,500 0 -100.00
2013-07-22 2013-07-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -4,500 38,297 -10.51 68.75 -309,375 2,632,919
2013-07-22 2013-07-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 4,500 42,797 11.75 56.28 253,260 2,408,615
2013-07-09 2013-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -13,487 38,297 -26.04 65.00 -876,655 2,489,305
2013-05-07 2013-05-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -22,259 51,784 -30.06 59.00 -1,313,281 3,055,256
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -6,708 13,417 -33.33
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -6,708 74,043 -8.31 57.87 -388,192 4,284,868
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,948 80,751 -3.52 57.27 -168,832 4,624,610
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 6,708 83,699 8.71
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 32,603 32,603
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 10,494 10,494
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
A - Award 10,489 10,489
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 17,481 76,991 29.37
2013-01-29 2013-01-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,228 59,510 -3.61 56.32 -125,481 3,351,603
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -4,597 4,598 -49.99
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,597 61,738 -6.93 59.86 -275,176 3,695,637
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,039 66,335 -2.98 56.32 -114,836 3,735,987
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,597 68,374 7.21
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -11,738 0 -100.00
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -11,738 63,777 -15.54 57.73 -677,635 3,681,846
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 11,738 75,515 18.40
2012-12-05 2012-12-03 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -4,934 0 -100.00
2012-12-05 2012-12-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -4,934 63,777 -7.18 57.91 -285,728 3,693,326
2012-12-05 2012-12-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 4,934 68,711 7.74 34.13 168,397 2,345,106
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 31,178 31,178
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 11,738 11,738
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 20,125 20,125
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
A - Award 22,362 22,362
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2009 Performance Share Units
M - Exercise -8,314 0 -100.00
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,509 63,777 -5.22 45.75 -160,537 2,917,798
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,314 67,286 14.10
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 18,634 58,972 46.19
2012-01-30 2012-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,647 40,338 -17.65 46.05 -398,194 1,857,565
2012-01-30 2012-01-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,167 48,985 -4.24 46.05 -99,790 2,255,759
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -4,597 9,195 -33.33
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,597 51,152 -8.25 45.81 -210,589 2,343,273
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,943 55,749 -3.37 45.61 -88,620 2,542,712
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,597 57,692 8.66
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)