Joseph Liemandt - Insider Trading Tracker

FalconStor Software, Inc.

US ˙ OTCPK ˙ US3061372096

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Joseph Liemandt. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Joseph Liemandt telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti	Tajuk	Pegangan Terkini Dilaporkan
US:UPLD / Upland Software, Inc.	10% Owner	1,803,574
US:BVSN / BroadVision, Inc.	10% Owner	1,216,071
US:FALC / FalconStor Software, Inc.	10% Owner	0
US:MRIN / Marin Software Incorporated	10% Owner	579,000

Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Joseph Liemandt. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam FALC / FalconStor Software, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2017-08-23	FALC	ESW Capital, LLC	349,941	0.3885	3,499	38.8500	135,952	19	0.78	-133,223	-97.99
2017-08-22	FALC	ESW Capital, LLC	1,032,943	0.3587	10,329	35.8700	370,517

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam FALC / FalconStor Software, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam MRINQ / Marin Software Incorporated - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2017-10-20 MRIN ESW Capital, LLC 42,088 13.9999 7,015 83.9994 589,228 11 87 20,991 3.56

2017-10-19 MRIN ESW Capital, LLC 3,970 13.9948 662 83.9688 55,559

2017-10-17 MRIN ESW Capital, LLC 5,712 13.9902 952 83.9412 79,912

2017-10-12 MRIN ESW Capital, LLC 1,908 14.0000 318 84.0000 26,712

2017-10-12 MRIN ESW Capital, LLC 1,908 14.0000 318 84.0000 26,712

2017-10-11 MRIN ESW Capital, LLC 472 14.0000 79 84.0000 6,608

2017-10-11 MRIN ESW Capital, LLC 472 14.0000 79 84.0000 6,608

2017-10-04 MRIN ESW Capital, LLC 23,056 1.9986 3,547 12.9909 46,080

2017-10-03 MRIN ESW Capital, LLC 32,181 1.9869 4,951 12.9149 63,940

2017-10-02 MRIN ESW Capital, LLC 79,357 1.9008 12,209 12.3552 150,842

2017-09-27 MRIN ESW Capital, LLC 10,295 1.8000 1,584 11.7000 18,531

2017-09-22 MRIN ESW Capital, LLC 302,642 1.8478 46,560 12.0107 559,222

2017-09-19 MRIN ESW Capital, LLC 1,460 1.6500 225 10.7250 2,409

2017-09-15 MRIN ESW Capital, LLC 350,000 1.6500 53,846 10.7250 577,500

2017-09-08 MRIN ESW Capital, LLC 28,766 1.2500 4,426 8.1250 35,958

2017-09-07 MRIN ESW Capital, LLC 172,894 1.2000 26,599 7.8000 207,473

2017-08-29 MRIN ESW Capital, LLC 23,845 1.1000 3,668 7.1500 26,230

2017-08-28 MRIN ESW Capital, LLC 16 1.1000 2 7.1500 18

2017-08-24 MRIN ESW Capital, LLC 4,503 1.0500 693 6.8250 4,728

2017-08-23 MRIN ESW Capital, LLC 2,702 1.0500 416 6.8250 2,837

2017-08-21 MRIN ESW Capital, LLC 398,447 1.0990 61,300 7.1435 437,893

2017-08-18 MRIN ESW Capital, LLC 3,339 1.0500 514 6.8250 3,506

2017-08-17 MRIN ESW Capital, LLC 181 1.1000 28 7.1500 199

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam MRINQ / Marin Software Incorporated - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2018-12-28 MRIN ESW Capital, LLC 66,828 7.0298 11,138 42.1788 469,787 348 7.62 -384,915 -81.93

2018-12-27 MRIN ESW Capital, LLC 301,607 7.3188 50,268 43.9128 2,207,401

2018-12-26 MRIN ESW Capital, LLC 244,990 7.3306 40,832 43.9836 1,795,924

2018-12-26 MRIN ESW Capital, LLC 11,703 8.0297 1,950 48.1782 93,972

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam UPLD / Upland Software, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2016-11-04 UPLD ESW Capital, LLC 1,500 8.0000 1,500 8.0000 12,000 264 25.33 25,995 216.62

2016-08-11 UPLD ESW Capital, LLC 723 7.9065 723 7.9065 5,716

2016-08-10 UPLD ESW Capital, LLC 6,350 7.6923 6,350 7.6923 48,846

2016-08-09 UPLD ESW Capital, LLC 3,024 7.6511 3,024 7.6511 23,137

2016-08-08 UPLD ESW Capital, LLC 5,025 7.6931 5,025 7.6931 38,658

2016-07-27 UPLD ESW Capital, LLC 50,000 7.8250 50,000 7.8250 391,250

2016-07-25 UPLD ESW Capital, LLC 18,878 7.5752 18,878 7.5752 143,005

2016-07-18 UPLD ESW Capital, LLC 3,463 7.4962 3,463 7.4962 25,959

2016-07-14 UPLD ESW Capital, LLC 11,007 7.5750 11,007 7.5750 83,378

2016-07-13 UPLD ESW Capital, LLC 475 7.5000 475 7.5000 3,562

2016-07-12 UPLD ESW Capital, LLC 3,247 7.5000 3,247 7.5000 24,352

2016-07-11 UPLD ESW Capital, LLC 1,956 7.4991 1,956 7.4991 14,668

2016-07-08 UPLD ESW Capital, LLC 8,426 7.4998 8,426 7.4998 63,193

2016-07-06 UPLD ESW Capital, LLC 17,361 7.5000 17,361 7.5000 130,208

2016-07-05 UPLD ESW Capital, LLC 4,850 7.4562 4,850 7.4562 36,163

2016-06-29 UPLD ESW Capital, LLC 6,000 7.6989 6,000 7.6989 46,193

2016-06-28 UPLD ESW Capital, LLC 1,000 7.5603 1,000 7.5603 7,560

2016-06-27 UPLD ESW Capital, LLC 5,726 7.4941 5,726 7.4941 42,911

2016-06-23 UPLD ESW Capital, LLC 15,643 7.4513 15,643 7.4513 116,561

2016-06-21 UPLD ESW Capital, LLC 1,200 7.6883 1,200 7.6883 9,226

2016-06-14 UPLD ESW Capital, LLC 5,624 7.1700 5,624 7.1700 40,324

2016-06-10 UPLD ESW Capital, LLC 22,252 7.1750 22,252 7.1750 159,658

2016-06-09 UPLD ESW Capital, LLC 13,462 7.1750 13,462 7.1750 96,590

2016-06-08 UPLD ESW Capital, LLC 15,894 7.1750 15,894 7.1750 114,039

2016-06-07 UPLD ESW Capital, LLC 17,263 7.1698 17,263 7.1698 123,772

2016-06-06 UPLD ESW Capital, LLC 31,843 7.1766 31,843 7.1766 228,524

2016-06-03 UPLD ESW Capital, LLC 15,000 7.1567 15,000 7.1567 107,350

2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232

2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232

2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232

2016-05-17 UPLD ESW Capital, LLC 379 6.9566 379 6.9566 2,637

2016-05-16 UPLD ESW Capital, LLC 5,620 6.9998 5,620 6.9998 39,339

2016-05-13 UPLD ESW Capital, LLC 18,578 6.9783 18,578 6.9783 129,643

2016-05-12 UPLD ESW Capital, LLC 100 6.9000 100 6.9000 690

2016-05-11 UPLD ESW Capital, LLC 9,425 6.9821 9,425 6.9821 65,806

2016-05-10 UPLD ESW Capital, LLC 468 6.9936 468 6.9936 3,273

2016-05-09 UPLD ESW Capital, LLC 1,296 6.9977 1,296 6.9977 9,069

2016-05-06 UPLD ESW Capital, LLC 441 7.0000 441 7.0000 3,087

2016-04-27 UPLD ESW Capital, LLC 800 6.9500 800 6.9500 5,560

2016-04-26 UPLD ESW Capital, LLC 8,756 6.9876 8,756 6.9876 61,183

2016-03-18 UPLD ESW Capital, LLC 11,882 6.2495 11,882 6.2495 74,257

2016-03-15 UPLD ESW Capital, LLC 20,954 6.2700 20,954 6.2700 131,382

2016-03-14 UPLD ESW Capital, LLC 1,000,000 1,000,000

2016-02-09 UPLD ESW Capital, LLC 42,896 6.9995 42,896 6.9995 300,251

2016-02-08 UPLD ESW Capital, LLC 21,100 6.8079 21,100 6.8079 143,647

2015-12-31 UPLD ESW Capital, LLC 2,300 6.9661 2,300 6.9661 16,022

2015-12-30 UPLD ESW Capital, LLC 6,942 6.8980 6,942 6.8980 47,886

2015-12-28 UPLD ESW Capital, LLC 36,777 6.9926 36,777 6.9926 257,167

2015-12-23 UPLD ESW Capital, LLC 44,132 6.9681 44,132 6.9681 307,516

2015-12-22 UPLD ESW Capital, LLC 13,100 6.9521 13,100 6.9521 91,073

2015-12-21 UPLD ESW Capital, LLC 55,425 6.9371 55,425 6.9371 384,489

2015-12-18 UPLD ESW Capital, LLC 10,287 6.9927 10,287 6.9927 71,934

2015-12-17 UPLD ESW Capital, LLC 5,844 6.9776 5,844 6.9776 40,777

2015-12-16 UPLD ESW Capital, LLC 4,100 6.9465 4,100 6.9465 28,481

2015-12-15 UPLD ESW Capital, LLC 50,000 6.7000 50,000 6.7000 335,000

2015-10-01 UPLD ESW Capital, LLC 361 7.9000 361 7.9000 2,852

2015-09-30 UPLD ESW Capital, LLC 4,313 7.8025 4,313 7.8025 33,652

2015-09-29 UPLD ESW Capital, LLC 2,702 7.7800 2,702 7.7800 21,022

2015-09-28 UPLD ESW Capital, LLC 4,164 7.8946 4,164 7.8946 32,873

2015-09-25 UPLD ESW Capital, LLC 553 7.8000 553 7.8000 4,313

2015-09-24 UPLD ESW Capital, LLC 1,212 7.8000 1,212 7.8000 9,454

2015-09-18 UPLD ESW Capital, LLC 600 7.9000 600 7.9000 4,740

2015-09-15 UPLD ESW Capital, LLC 4,456 7.8579 4,456 7.8579 35,015

2015-09-14 UPLD ESW Capital, LLC 5,032 7.8998 5,032 7.8998 39,752

2015-09-11 UPLD ESW Capital, LLC 500 7.9000 500 7.9000 3,950

2015-09-10 UPLD ESW Capital, LLC 18,663 7.9000 18,663 7.9000 147,438

2015-09-09 UPLD ESW Capital, LLC 40,061 7.8998 40,061 7.8998 316,474

2015-09-08 UPLD ESW Capital, LLC 4,818 7.8918 4,818 7.8918 38,023

2015-09-01 UPLD ESW Capital, LLC 1,113 7.8000 1,113 7.8000 8,681

2015-08-31 UPLD ESW Capital, LLC 3,100 7.8997 3,100 7.8997 24,489

2015-08-28 UPLD ESW Capital, LLC 400 7.9000 400 7.9000 3,160

2015-08-27 UPLD ESW Capital, LLC 8,202 7.8997 8,202 7.8997 64,793

2015-08-26 UPLD ESW Capital, LLC 3,600 7.7000 3,600 7.7000 27,720

2015-08-24 UPLD ESW Capital, LLC 17,340 7.6630 17,340 7.6630 132,876

2015-08-21 UPLD ESW Capital, LLC 26,585 7.6616 26,585 7.6616 203,684

2015-08-20 UPLD ESW Capital, LLC 26,121 7.6972 26,121 7.6972 201,059

2015-08-17 UPLD ESW Capital, LLC 2,200 7.9000 2,200 7.9000 17,380

2015-08-14 UPLD ESW Capital, LLC 10,854 7.8322 10,854 7.8322 85,011

2015-08-13 UPLD ESW Capital, LLC 5,520 7.5449 5,520 7.5449 41,648

2015-08-12 UPLD ESW Capital, LLC 10,620 7.5330 10,620 7.5330 80,000

2015-08-11 UPLD ESW Capital, LLC 11,273 7.5923 11,273 7.5923 85,588

2015-08-10 UPLD ESW Capital, LLC 8,297 7.7679 8,297 7.7679 64,450

2015-08-07 UPLD ESW Capital, LLC 7,072 7.7000 7,072 7.7000 54,454

2015-08-06 UPLD ESW Capital, LLC 7,964 7.5870 7,964 7.5870 60,423

2015-08-05 UPLD ESW Capital, LLC 6,993 7.8148 6,993 7.8148 54,649

2015-08-04 UPLD ESW Capital, LLC 100 7.9000 100 7.9000 790

2015-07-30 UPLD ESW Capital, LLC 346 7.8942 346 7.8942 2,731

2015-07-29 UPLD ESW Capital, LLC 25,859 7.8611 25,859 7.8611 203,280

2015-07-21 UPLD ESW Capital, LLC 215,000 8.1500 215,000 8.1500 1,752,250

2015-07-20 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000

2015-07-17 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000

2015-07-16 UPLD ESW Capital, LLC 32 8.0000 32 8.0000 256

2015-07-15 UPLD ESW Capital, LLC 5,343 7.9587 5,343 7.9587 42,523

2015-06-22 UPLD ESW Capital, LLC 315,000 8.0000 315,000 8.0000 2,520,000

2015-06-19 UPLD ESW Capital, LLC 19,038 8.0000 19,038 8.0000 152,304

2015-06-17 UPLD ESW Capital, LLC 51,587 8.0000 51,587 8.0000 412,696

2015-06-16 UPLD ESW Capital, LLC 8,900 8.0000 8,900 8.0000 71,200

2015-06-15 UPLD ESW Capital, LLC 145 8.0000 145 8.0000 1,160

2015-06-09 UPLD ESW Capital, LLC 6,716 8.0000 6,716 8.0000 53,728

2015-06-05 UPLD ESW Capital, LLC 100,000 8.0000 100,000 8.0000 800,000

2015-06-04 UPLD ESW Capital, LLC 6,245 7.8974 6,245 7.8974 49,319

2015-01-16 UPLD ESW Capital, LLC 59,713 8.6643 59,713 8.6643 517,371

2015-01-15 UPLD ESW Capital, LLC 19,478 8.8606 19,478 8.8606 172,587

2015-01-14 UPLD ESW Capital, LLC 4,306 8.8940 4,306 8.8940 38,298

2015-01-04 UPLD ESW Capital, LLC 100 7.0000 100 7.0000 700

2014-12-24 UPLD ESW Capital, LLC 2,600 8.9506 2,600 8.9506 23,272

2014-12-23 UPLD ESW Capital, LLC 6,573 8.9992 6,573 8.9992 59,152

2014-12-19 UPLD ESW Capital, LLC 2,239 9.0000 2,239 9.0000 20,151

2014-12-18 UPLD ESW Capital, LLC 5,562 8.9955 5,562 8.9955 50,033

2014-12-17 UPLD ESW Capital, LLC 26,189 8.9780 26,189 8.9780 235,125

2014-11-12 UPLD ESW Capital, LLC 192,307 12.0000 192,307 12.0000 2,307,684

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam UPLD / Upland Software, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam FALC / FalconStor Software, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2018-08-27 UPLD EPM Live, Inc. 854,400 34.8504 854,400 34.8504 29,776,182 119 25.54 -7,954,805 -26.72

2018-08-24 UPLD EPM Live, Inc. 5,000 35.4102 5,000 35.4102 177,051

2018-08-23 UPLD EPM Live, Inc. 7,153 35.0020 7,153 35.0020 250,369

2018-08-21 UPLD EPM Live, Inc. 7,500 34.9300 7,500 34.9300 261,975

2018-08-16 UPLD EPM Live, Inc. 45,377 35.4375 45,377 35.4375 1,608,047

2018-08-16 UPLD EPM Live, Inc. 25,469 36.0296 25,469 36.0296 917,638

2018-08-13 UPLD EPM Live, Inc. 5,377 35.0106 5,377 35.0106 188,252

2018-08-10 UPLD EPM Live, Inc. 4,123 35.0051 4,123 35.0051 144,326

2018-08-09 UPLD EPM Live, Inc. 8,021 34.9730 8,021 34.9730 280,518

2018-08-09 UPLD EPM Live, Inc. 37,579 36.9432 37,579 36.9432 1,388,289

2018-08-09 UPLD EPM Live, Inc. 1 38.0000 1 38.0000 38

2017-12-18 UPLD WAVE SYSTEMS CORP 360,000 22.0004 360,000 22.0004 7,920,144

2017-12-15 UPLD WAVE SYSTEMS CORP 301,166 22.0165 301,166 22.0165 6,630,621

2017-12-14 UPLD WAVE SYSTEMS CORP 1,460,862 22.0000 1,460,862 22.0000 32,138,964

2017-09-14 UPLD WAVE SYSTEMS CORP 40,098 22.0420 40,098 22.0420 883,840

2017-09-13 UPLD WAVE SYSTEMS CORP 4,805 22.2457 4,805 22.2457 106,891

2017-09-12 UPLD WAVE SYSTEMS CORP 5,000 22.1028 5,000 22.1028 110,514

2017-09-11 UPLD WAVE SYSTEMS CORP 15,000 22.5796 15,000 22.5796 338,694

2017-09-07 UPLD WAVE SYSTEMS CORP 15,000 22.2648 15,000 22.2648 333,972

2017-09-07 UPLD WAVE SYSTEMS CORP 20,400 22.4568 20,400 22.4568 458,119

2017-07-24 UPLD WAVE SYSTEMS CORP 38,500 25.0363 38,500 25.0363 963,898

2017-07-21 UPLD WAVE SYSTEMS CORP 34,000 25.0079 34,000 25.0079 850,269

2017-07-20 UPLD WAVE SYSTEMS CORP 18,780 22.8344 18,780 22.8344 428,830

2017-06-23 UPLD WAVE SYSTEMS CORP 561,712 22.6845 561,712 22.6845 12,742,156

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Joseph Liemandt seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah Saham
harga Tran
Nilai Baki
Nilai

2021-05-24 3/A UPLD Upland Software, Inc.
Common Stock 1,803,574

2020-01-15 2020-01-13 4 BVSN BROADVISION INC
Common Stock P - Purchase 144,689 1,216,071 13.50 2.78 402,105 3,379,583

2020-01-06 2020-01-02 4 BVSN BROADVISION INC
Common Stock P - Purchase 4,904 1,071,382 0.46 2.50 12,259 2,678,241

2019-11-27 2019-11-25 4 BVSN BROADVISION INC
Common Stock P - Purchase 7,350 1,066,478 0.69 2.50 18,375 2,666,195

2019-11-22 2019-11-20 4 BVSN BROADVISION INC
Common Stock P - Purchase 7,371 1,059,128 0.70 2.50 18,428 2,647,820

2019-11-14 2019-11-13 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,699 1,051,757 0.26 2.50 6,739 2,625,922

2019-11-14 2019-11-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,751 1,049,058 0.36 2.46 9,227 2,580,683

2019-09-20 2019-09-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 46,088 1,045,307 4.61 1.33 61,302 1,390,363

2019-09-11 2019-09-10 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,781 999,219 0.18 1.39 2,475 1,388,814

2019-09-11 2019-09-09 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,919 997,438 0.39 1.38 5,409 1,376,764

2019-08-28 2019-08-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,011 993,519 0.10 1.36 1,375 1,351,186

2019-08-28 2019-08-26 4 BVSN BROADVISION INC
Common Stock P - Purchase 10,143 992,508 1.03 1.36 13,794 1,349,811

2019-08-21 2019-08-20 4 BVSN BROADVISION INC
Common Stock P - Purchase 210 982,365 0.02 1.38 290 1,355,664

2019-08-21 2019-08-19 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,025 982,155 0.10 1.37 1,405 1,346,535

2019-08-14 2019-08-13 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,953 981,130 0.61 1.37 8,156 1,344,148

2019-08-14 2019-08-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 393 975,177 0.04 1.37 538 1,335,992

2019-08-09 2019-08-08 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,072 974,784 0.21 1.38 2,859 1,345,202

2019-08-09 2019-08-07 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,043 972,712 0.11 1.38 1,439 1,342,343

2019-08-06 2019-08-06 4 BVSN BROADVISION INC
Common Stock P - Purchase 51 971,669 0.01 1.39 71 1,350,620

2019-08-06 2019-08-05 4 BVSN BROADVISION INC
Common Stock P - Purchase 804 971,618 0.08 1.39 1,117 1,350,160

2019-08-06 2019-08-02 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,376 970,814 0.66 1.39 8,863 1,349,431

2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Warrants X - Other -122,214,132 0 -100.00

2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Common Stock X - Other 122,214,132 128,613,493 1,909.79 0.00 122,214 128,613

2018-12-28 2018-12-28 4 MRIN MARIN SOFTWARE INC
Common Stock S - Sale -66,828 579,000 -10.35 7.03 -469,787 4,070,254

2018-12-28 2018-12-27 4 MRIN MARIN SOFTWARE INC
Common Stock S - Sale -301,607 645,828 -31.83 7.32 -2,207,401 4,726,686

2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock S - Sale -11,703 947,435 -1.22 8.03 -93,972 7,607,619

2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock S - Sale -244,990 959,138 -20.35 7.33 -1,795,924 7,031,057

2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Series A Convertible Preferred Stock P - Purchase 224,786 224,786 0.27 60,939 60,939

2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Warrants P - Purchase 122,214,132 122,214,132

2018-08-28 2018-08-27 4 UPLD Upland Software, Inc.
Common Stock S - Sale -854,400 0 -100.00 34.85 -29,776,182

2018-08-28 2018-08-24 4 UPLD Upland Software, Inc.
Common Stock S - Sale -5,000 854,400 -0.58 35.41 -177,051 30,254,475

2018-08-23 2018-08-23 4 UPLD Upland Software, Inc.
Common Stock S - Sale -7,153 859,400 -0.83 35.00 -250,369 30,080,719

2018-08-23 2018-08-21 4 UPLD Upland Software, Inc.
Common Stock S - Sale -7,500 866,553 -0.86 34.93 -261,975 30,268,696

2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock S - Sale -25,469 874,053 -2.83 36.03 -917,638 31,491,780

2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock S - Sale -45,377 899,522 -4.80 35.44 -1,608,047 31,876,811

2018-08-13 2018-08-13 4 UPLD Upland Software, Inc.
Common Stock S - Sale -5,377 944,899 -0.57 35.01 -188,252 33,081,481

2018-08-13 2018-08-10 4 UPLD Upland Software, Inc.
Common Stock S - Sale -4,123 950,276 -0.43 35.01 -144,326 33,264,506

2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock S - Sale -1 954,399 0.00 38.00 -38 36,267,162

2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock S - Sale -37,579 954,400 -3.79 36.94 -1,388,289 35,258,590

2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock S - Sale -8,021 991,979 -0.80 34.97 -280,518 34,692,482

2017-12-18 2017-12-18 4 UPLD Upland Software, Inc.
Common Stock S - Sale -360,000 0 -100.00 22.00 -7,920,144

2017-12-18 2017-12-15 4 UPLD Upland Software, Inc.
Common Stock S - Sale -301,166 360,000 -45.55 22.02 -6,630,621 7,925,940

2017-12-18 2017-12-14 4 UPLD Upland Software, Inc.
Common Stock S - Sale -1,460,862 661,166 -68.84 22.00 -32,138,964 14,545,652

2017-11-06 2017-10-12 4/A MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 1,908 791,186 0.24 14.00 26,712 11,076,604

2017-11-06 2017-10-11 4/A MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 472 789,278 0.06 14.00 6,608 11,049,892

2017-11-06 2017-09-22 4/A MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 302,642 5,376,755 5.96 1.85 559,222 9,935,168

2017-10-30 2017-10-26 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 361,172 1,204,128 42.85 12.50 4,514,650 15,051,600

2017-10-24 2017-10-20 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 42,088 5,273,152 0.80 14.00 589,228 73,823,601

2017-10-19 2017-10-19 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 3,970 5,231,064 0.08 13.99 55,559 73,207,694

2017-10-19 2017-10-17 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 5,712 5,227,094 0.11 13.99 79,912 73,128,090

2017-10-13 2017-10-12 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 1,908 5,221,382 0.04 14.00 26,712 73,099,348

2017-10-13 2017-10-11 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 472 5,219,474 0.01 14.00 6,608 73,072,636

2017-10-06 2017-10-04 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 23,056 5,219,002 0.44 2.00 46,080 10,430,697

2017-10-04 2017-10-03 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 32,181 5,195,946 0.62 1.99 63,940 10,323,825

2017-10-04 2017-10-02 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 79,357 5,163,765 1.56 1.90 150,842 9,815,285

2017-09-29 2017-09-27 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 10,295 5,084,408 0.20 1.80 18,531 9,151,934

2017-09-19 2017-09-19 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 1,460 5,074,113 0.03 1.65 2,409 8,372,286

2017-09-19 2017-09-15 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 350,000 5,072,653 7.41 1.65 577,500 8,369,877

2017-09-15 2017-09-14 4 UPLD Upland Software, Inc.
Common Stock S - Sale -40,098 2,122,028 -1.85 22.04 -883,840 46,773,741

2017-09-15 2017-09-13 4 UPLD Upland Software, Inc.
Common Stock S - Sale -4,805 2,162,126 -0.22 22.25 -106,891 48,098,006

2017-09-13 2017-09-12 4 UPLD Upland Software, Inc.
Common Stock S - Sale -5,000 2,166,931 -0.23 22.10 -110,514 47,895,243

2017-09-13 2017-09-11 4 UPLD Upland Software, Inc.
Common Stock S - Sale -15,000 2,171,931 -0.69 22.58 -338,694 49,041,333

2017-09-11 2017-09-08 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 28,766 4,722,653 0.61 1.25 35,958 5,903,316

2017-09-11 2017-09-07 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 172,894 4,693,887 3.82 1.20 207,473 5,632,664

2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock S - Sale -20,400 2,186,931 -0.92 22.46 -458,119 49,111,472

2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock S - Sale -15,000 2,207,331 -0.67 22.26 -333,972 49,145,783

2017-08-30 2017-08-29 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 23,845 4,520,993 0.53 1.10 26,230 4,973,092

2017-08-30 2017-08-28 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 16 4,497,148 0.00 1.10 18 4,946,863

2017-08-28 2017-08-23 4 FALC FALCONSTOR SOFTWARE INC
Common Stock P - Purchase 349,941 6,399,361 5.78 0.39 135,952 2,486,152

2017-08-28 2017-08-22 4 FALC FALCONSTOR SOFTWARE INC
Common Stock P - Purchase 1,032,943 6,049,420 20.59 0.36 370,517 2,169,927

2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 10,032,954

2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 10,032,954

2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 10,032,954

2017-08-25 2017-08-24 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 4,503 4,497,132 0.10 1.05 4,728 4,721,989

2017-08-25 2017-08-23 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 2,702 4,492,629 0.06 1.05 2,837 4,717,260

2017-08-25 2017-08-21 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 398,447 4,489,927 9.74 1.10 437,893 4,934,430

2017-08-25 2017-08-18 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 3,339 4,091,480 0.08 1.05 3,506 4,296,054

2017-08-25 2017-08-17 4 MRIN MARIN SOFTWARE INC
Common Stock P - Purchase 181 4,088,141 0.00 1.10 199 4,496,955

2017-08-25 3/A MRIN MARIN SOFTWARE INC
Common Stock 4,087,960

2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 8,979,854

2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 8,979,854

2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 8,979,854

2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock J - Other 2,875,323 2,875,323

2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock J - Other -2,875,323 2,875,323 -50.00

2017-07-25 2016-11-04 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,500 2,875,323 0.05 8.00 12,000 23,002,584

2017-07-24 2017-07-24 4 UPLD Upland Software, Inc.
Common Stock S - Sale -38,500 2,222,331 -1.70 25.04 -963,898 55,638,946

2017-07-24 2017-07-21 4 UPLD Upland Software, Inc.
Common Stock S - Sale -34,000 2,260,831 -1.48 25.01 -850,269 56,538,636

2017-07-24 2017-07-20 4 UPLD Upland Software, Inc.
Common Stock S - Sale -18,780 2,294,831 -0.81 22.83 -428,830 52,401,089

2017-06-27 2017-06-23 4 UPLD Upland Software, Inc.
Common Stock S - Sale -561,712 2,313,611 -19.54 22.68 -12,742,156 52,483,109

2016-08-15 2016-08-11 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 723 2,873,823 0.03 7.91 5,716 22,721,882

2016-08-15 2016-08-10 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,350 2,873,100 0.22 7.69 48,846 22,100,747

2016-08-15 2016-08-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 3,024 2,866,750 0.11 7.65 23,137 21,933,791

2016-08-15 2016-08-08 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,025 2,863,726 0.18 7.69 38,658 22,030,930

2016-08-08 2016-07-27 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 50,000 2,858,701 1.78 7.82 391,250 22,369,335

2016-07-27 2016-07-25 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 18,878 2,808,701 0.68 7.58 143,005 21,276,472

2016-07-27 2016-07-18 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 3,463 2,789,823 0.12 7.50 25,959 20,913,071

2016-07-18 2016-07-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 11,007 2,786,360 0.40 7.58 83,378 21,106,677

2016-07-18 2016-07-13 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 475 2,775,353 0.02 7.50 3,562 20,815,148

2016-07-13 2016-07-12 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 3,247 2,774,878 0.12 7.50 24,352 20,811,585

2016-07-13 2016-07-11 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,956 2,771,631 0.07 7.50 14,668 20,784,738

2016-07-13 2016-07-08 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 8,426 2,769,675 0.31 7.50 63,193 20,772,009

2016-07-13 2016-07-06 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 17,361 2,761,249 0.63 7.50 130,208 20,709,368

2016-07-07 2016-07-05 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,850 2,743,888 0.18 7.46 36,163 20,458,978

2016-07-07 2016-06-29 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,000 2,739,038 0.22 7.70 46,193 21,087,580

2016-07-07 2016-06-28 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,000 2,733,038 0.04 7.56 7,560 20,662,587

2016-07-07 2016-06-27 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,726 2,732,038 0.21 7.49 42,911 20,474,166

2016-06-27 2016-06-23 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 15,643 2,726,312 0.58 7.45 116,561 20,314,569

2016-06-27 2016-06-21 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,200 2,710,669 0.04 7.69 9,226 20,840,436

2016-06-17 2016-06-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,624 2,709,469 0.21 7.17 40,324 19,426,893

2016-06-13 2016-06-10 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 22,252 2,703,845 0.83 7.18 159,658 19,400,088

2016-06-13 2016-06-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 13,462 2,681,593 0.50 7.18 96,590 19,240,430

2016-06-13 2016-06-08 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 15,894 2,668,131 0.60 7.18 114,039 19,143,840

2016-06-08 2016-06-07 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 17,263 2,652,237 0.66 7.17 123,772 19,016,009

2016-06-08 2016-06-06 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 31,843 2,634,974 1.22 7.18 228,524 18,910,154

2016-06-08 2016-06-03 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 15,000 2,603,131 0.58 7.16 107,350 18,629,828

2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 21,301 5,391,705 0.40 7.43 158,232 40,051,741

2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669

2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669

2016-05-18 2016-05-17 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 379 2,566,830 0.01 6.96 2,637 17,856,410

2016-05-18 2016-05-16 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,620 2,566,451 0.22 7.00 39,339 17,964,644

2016-05-16 2016-05-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 124,020 964,438 14.76 7.00 868,140 6,751,066

2016-05-16 2016-05-11 4 BVSN BROADVISION INC
Common Stock P - Purchase 16,704 840,418 2.03 6.83 114,098 5,740,559

2016-05-16 2016-05-10 4 BVSN BROADVISION INC
Common Stock P - Purchase 94 823,714 0.01 6.50 611 5,354,141

2016-05-16 2016-05-13 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 18,578 2,560,831 0.73 6.98 129,643 17,870,247

2016-05-16 2016-05-12 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 100 2,542,253 0.00 6.90 690 17,541,546

2016-05-16 2016-05-11 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 9,425 2,542,153 0.37 6.98 65,806 17,749,566

2016-05-16 2016-05-10 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 468 2,532,728 0.02 6.99 3,273 17,712,887

2016-05-16 2016-05-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,296 2,532,260 0.05 7.00 9,069 17,719,996

2016-05-16 2016-05-06 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 441 2,530,964 0.02 7.00 3,087 17,716,748

2016-05-02 2016-04-29 4 BVSN BROADVISION INC
Common Stock P - Purchase 642 823,620 0.08 6.45 4,139 5,309,631

2016-05-02 2016-04-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,678 822,978 0.33 6.22 16,646 5,115,631

2016-05-02 2016-04-27 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,746 820,300 0.71 6.32 36,293 5,181,261

2016-05-02 2016-04-27 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 800 2,530,523 0.03 6.95 5,560 17,587,135

2016-05-02 2016-04-26 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 8,756 2,529,723 0.35 6.99 61,183 17,676,692

2016-04-21 2016-04-19 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,218 814,554 0.15 6.49 7,903 5,284,989

2016-04-21 2016-04-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 4,300 813,336 0.53 6.48 27,857 5,269,116

2016-04-18 2016-04-15 4 BVSN BROADVISION INC
Common Stock P - Purchase 200 809,036 0.02 6.50 1,300 5,258,734

2016-04-18 2016-04-14 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,305 808,836 0.16 6.49 8,471 5,250,559

2016-04-18 2016-04-11 4 BVSN BROADVISION INC
Common Stock P - Purchase 5 807,531 0.00 6.50 32 5,248,952

2016-04-18 2016-04-08 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,765 807,526 0.84 6.50 43,972 5,248,919

2016-04-11 2016-04-06 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,915 800,761 0.49 6.50 25,448 5,204,946

2016-03-28 2016-03-24 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,931 796,846 0.88 6.40 44,392 5,103,719

2016-03-28 2016-03-23 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,240 789,915 0.41 6.16 19,951 4,864,060

2016-03-28 2016-03-21 4 BVSN BROADVISION INC
Common Stock P - Purchase 6 786,675 0.00 6.00 36 4,720,050

2016-03-28 2016-03-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,119 786,669 0.65 6.00 30,714 4,720,014

2016-03-28 2016-03-17 4 BVSN BROADVISION INC
Common Stock P - Purchase 9,302 781,550 1.20 5.92 55,112 4,630,449

2016-03-28 2016-03-01 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,113 772,248 0.40 5.96 18,557 4,603,370

2016-03-28 2016-02-29 4 BVSN BROADVISION INC
Common Stock P - Purchase 61 769,135 0.01 6.00 366 4,614,810

2016-03-28 2016-02-24 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 769,074 0.01 5.98 598 4,599,063

2016-03-22 2016-03-18 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 11,882 2,520,967 0.47 6.25 74,257 15,754,783

2016-03-16 2016-03-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 20,954 2,509,085 0.84 6.27 131,382 15,731,963

2016-03-16 2016-03-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,000,000 1,000,000

2016-02-22 2016-02-19 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,204 768,974 0.16 5.99 7,209 4,604,001

2016-02-22 2016-02-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 767,770 0.01 6.00 600 4,606,620

2016-02-10 2016-02-09 4 BVSN BROADVISION INC
Common Stock P - Purchase 10,700 767,670 1.41 6.00 64,198 4,605,866

2016-02-10 2016-02-08 4 BVSN BROADVISION INC
Common Stock P - Purchase 4,850 756,970 0.64 5.99 29,059 4,535,461

2016-02-10 2016-02-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 42,896 2,488,131 1.75 7.00 300,251 17,415,673

2016-02-10 2016-02-08 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 21,100 2,445,235 0.87 6.81 143,647 16,646,915

2016-02-04 2016-02-04 4 BVSN BROADVISION INC
Common Stock P - Purchase 8,438 752,120 1.13 6.00 50,616 4,511,667

2016-02-04 2016-02-03 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,284 743,682 0.85 5.99 37,638 4,454,283

2016-02-04 2016-02-02 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,098 737,398 0.70 6.00 30,588 4,424,388

2016-02-01 2016-01-29 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,055 732,300 0.70 5.99 30,276 4,386,038

2016-02-01 2016-01-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,945 727,245 0.82 5.90 35,100 4,293,800

2016-01-05 2015-12-31 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 2,300 2,317,038 0.10 6.97 16,022 16,140,718

2016-01-05 2015-01-04 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 100 2,317,138 0.00 7.00 700 16,219,966

2015-12-30 2015-12-30 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,942 2,314,738 0.30 6.90 47,886 15,967,063

2015-12-30 2015-12-28 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 36,777 2,307,796 1.62 6.99 257,167 16,137,494

2015-12-29 2015-12-23 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 44,132 2,271,019 1.98 6.97 307,516 15,824,687

2015-12-29 2015-12-22 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 13,100 2,226,887 0.59 6.95 91,073 15,481,541

2015-12-29 2015-12-22 4 BVSN BROADVISION INC
Common Stock P - Purchase 9,849 721,200 1.38 6.00 59,094 4,327,200

2015-12-22 2015-12-21 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 55,425 2,213,787 2.57 6.94 384,489 15,357,262

2015-12-22 2015-12-18 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 10,287 2,158,362 0.48 6.99 71,934 15,092,778

2015-12-22 2015-12-21 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,396 711,351 0.91 6.00 38,344 4,264,549

2015-12-22 2015-12-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 333 704,955 0.05 6.00 1,998 4,229,730

2015-12-18 2015-12-17 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,684 704,622 0.38 6.00 16,104 4,227,732

2015-12-18 2015-12-16 4 BVSN BROADVISION INC
Common Stock P - Purchase 200 701,938 0.03 5.95 1,190 4,176,531

2015-12-18 2015-12-15 4 BVSN BROADVISION INC
Common Stock P - Purchase 8,463 701,738 1.22 6.00 50,763 4,209,165

2015-12-18 2015-12-17 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,844 2,148,075 0.27 6.98 40,777 14,988,408

2015-12-18 2015-12-16 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,100 2,142,231 0.19 6.95 28,481 14,881,008

2015-12-18 2015-12-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 50,000 2,138,131 2.39 6.70 335,000 14,325,478

2015-12-14 2015-12-14 4 BVSN BROADVISION INC
Common Stock P - Purchase 729 693,275 0.11 5.99 4,366 4,152,024

2015-12-14 2015-12-11 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,974 692,546 0.43 6.00 17,837 4,153,752

2015-12-14 2015-12-10 4 BVSN BROADVISION INC
Common Stock P - Purchase 202 689,572 0.03 6.00 1,212 4,137,432

2015-12-08 2015-12-08 4 BVSN BROADVISION INC
Common Stock P - Purchase 200 689,370 0.03 5.98 1,195 4,118,986

2015-12-08 2015-12-07 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,533 689,170 0.52 6.00 21,198 4,135,020

2015-12-04 2015-12-03 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,630 685,637 0.24 6.00 9,780 4,113,822

2015-12-04 2015-12-02 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,398 684,007 0.20 6.00 8,388 4,104,042

2015-12-02 2015-12-01 4 BVSN BROADVISION INC
Common Stock P - Purchase 203 682,609 0.03 6.00 1,218 4,095,654

2015-12-02 2015-11-30 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,002 682,406 0.15 6.00 6,012 4,094,436

2015-12-01 2015-11-27 4 BVSN BROADVISION INC
Common Stock P - Purchase 403 681,404 0.06 6.00 2,418 4,088,424

2015-12-01 2015-11-25 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,282 681,001 0.48 6.00 19,692 4,086,006

2015-11-23 2015-11-23 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,494 677,719 0.22 5.96 8,897 4,035,952

2015-11-23 2015-11-20 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,376 676,225 0.35 5.97 14,196 4,040,377

2015-11-20 2015-11-19 4 BVSN BROADVISION INC
Common Stock P - Purchase 403 673,849 0.06 6.00 2,418 4,043,094

2015-11-20 2015-11-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 298 673,446 0.04 6.00 1,788 4,040,676

2015-11-13 2015-11-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 673,148 0.01 5.95 595 4,005,231

2015-11-12 2015-11-11 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,124 673,048 0.32 5.98 12,694 4,022,471

2015-11-12 2015-11-10 4 BVSN BROADVISION INC
Common Stock P - Purchase 906 670,924 0.14 5.95 5,390 3,991,126

2015-11-09 2015-11-06 4 BVSN BROADVISION INC
Common Stock P - Purchase 402 670,018 0.06 6.00 2,412 4,020,108

2015-11-09 2015-11-05 4 BVSN BROADVISION INC
Common Stock P - Purchase 329 669,616 0.05 6.00 1,974 4,017,696

2015-11-04 2015-11-04 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,687 669,287 0.25 6.00 10,122 4,015,722

2015-11-04 2015-11-03 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,900 667,600 0.29 6.00 11,400 4,005,600

2015-11-02 2015-10-30 4 BVSN BROADVISION INC
Common Stock P - Purchase 300 665,700 0.05 6.00 1,800 3,994,200

2015-11-02 2015-10-29 4 BVSN BROADVISION INC
Common Stock P - Purchase 10,845 665,400 1.66 5.97 64,741 3,972,238

2015-10-28 2015-10-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,750 654,555 0.27 6.00 10,500 3,927,330

2015-10-28 2015-10-27 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,701 652,805 0.88 6.00 34,201 3,916,242

2015-10-26 2015-10-26 4 BVSN BROADVISION INC
Common Stock P - Purchase 2 647,104 0.00 6.00 12 3,882,624

2015-10-26 2015-10-23 4 BVSN BROADVISION INC
Common Stock P - Purchase 302 647,102 0.05 6.00 1,812 3,882,612

2015-10-22 2015-10-20 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,811 646,800 0.44 5.99 16,847 3,876,531

2015-10-16 2015-10-16 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,000 643,989 0.94 6.00 35,992 3,863,032

2015-10-16 2015-10-15 4 BVSN BROADVISION INC
Common Stock P - Purchase 900 637,989 0.14 6.00 5,399 3,827,232

2015-10-15 2015-10-14 4 BVSN BROADVISION INC
Common Stock P - Purchase 20 637,089 0.00 6.00 120 3,822,534

2015-10-15 2015-10-13 4 BVSN BROADVISION INC
Common Stock P - Purchase 351 637,069 0.06 6.00 2,106 3,822,414

2015-10-13 2015-10-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 8,365 636,718 1.33 6.00 50,190 3,820,308

2015-10-13 2015-10-09 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,600 628,353 0.42 6.00 15,600 3,770,118

2015-10-13 2015-10-08 4 BVSN BROADVISION INC
Common Stock P - Purchase 13,767 625,753 2.25 5.99 82,433 3,746,821

2015-10-02 2015-10-01 4 BVSN BROADVISION INC
Common Stock P - Purchase 6,263 611,986 1.03 5.94 37,225 3,637,461

2015-10-02 2015-09-30 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,609 605,723 0.27 5.93 9,540 3,591,392

2015-10-02 2015-10-01 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 361 2,088,131 0.02 7.90 2,852 16,496,235

2015-10-02 2015-09-30 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,313 2,087,770 0.21 7.80 33,652 16,289,825

2015-09-29 2015-09-29 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 2,702 2,083,457 0.13 7.78 21,022 16,209,295

2015-09-29 2015-09-28 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,164 2,080,755 0.20 7.89 32,873 16,426,728

2015-09-28 2015-09-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 7,516 604,114 1.26 5.80 43,593 3,503,861

2015-09-28 2015-09-25 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 596,598 0.02 6.00 600 3,579,588

2015-09-28 2015-09-25 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 553 2,076,591 0.03 7.80 4,313 16,197,410

2015-09-28 2015-09-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,212 2,076,038 0.06 7.80 9,454 16,193,096

2015-09-22 2015-09-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,482 596,498 0.42 6.00 14,887 3,577,676

2015-09-22 2015-09-18 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 600 2,074,826 0.03 7.90 4,740 16,391,125

2015-09-18 2015-09-15 4 BVSN BROADVISION INC
Common Stock P - Purchase 500 594,016 0.08 6.00 3,000 3,564,096

2015-09-15 2015-09-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,456 2,074,226 0.22 7.86 35,015 16,299,060

2015-09-15 2015-09-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,032 2,069,770 0.24 7.90 39,752 16,350,769

2015-09-14 2015-09-11 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 500 2,064,738 0.02 7.90 3,950 16,311,430

2015-09-14 2015-09-10 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 18,663 2,064,238 0.91 7.90 147,438 16,307,480

2015-09-14 2015-09-14 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 593,516 0.02 6.00 600 3,561,096

2015-09-14 2015-09-11 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,493 593,416 0.25 6.00 8,958 3,560,496

2015-09-09 2015-09-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 40,061 2,045,575 2.00 7.90 316,474 16,159,633

2015-09-09 2015-09-08 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,818 2,005,514 0.24 7.89 38,023 15,827,115

2015-09-08 2015-09-04 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,993 591,923 0.51 5.91 17,694 3,499,330

2015-09-04 2015-09-03 4 BVSN BROADVISION INC
Common Stock P - Purchase 500 588,930 0.08 5.89 2,945 3,468,798

2015-09-03 2015-08-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 584,430 0.02 5.77 577 3,372,161

2015-09-03 2015-09-01 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 1,113 2,000,696 0.06 7.80 8,681 15,605,429

2015-08-31 2015-08-31 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 3,100 1,999,583 0.16 7.90 24,489 15,796,106

2015-08-31 2015-08-28 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 400 1,996,483 0.02 7.90 3,160 15,772,216

2015-08-31 2015-08-31 4 BVSN BROADVISION INC
Common Stock P - Purchase 4,000 588,330 0.68 6.00 23,990 3,528,450

2015-08-31 2015-08-28 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,459 584,330 0.94 6.00 32,754 3,505,980

2015-08-27 2015-08-27 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 8,202 1,996,083 0.41 7.90 64,793 15,768,457

2015-08-27 2015-08-26 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 3,600 1,987,881 0.18 7.70 27,720 15,306,684

2015-08-27 2015-08-27 4 BVSN BROADVISION INC
Common Stock P - Purchase 24,745 578,871 4.47 5.99 148,173 3,466,280

2015-08-27 2015-08-26 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,868 554,126 0.34 5.71 10,674 3,166,387

2015-08-25 2015-08-24 4 BVSN BROADVISION INC
Common Stock P - Purchase 2,468 552,258 0.45 5.63 13,907 3,111,863

2015-08-25 2015-08-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 17,340 1,984,281 0.88 7.66 132,876 15,205,545

2015-08-24 2015-08-21 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,455 549,790 1.00 5.71 31,160 3,140,510

2015-08-24 2015-08-20 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,000 544,335 0.18 5.80 5,800 3,157,143

2015-08-24 2015-08-21 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 26,585 1,966,941 1.37 7.66 203,684 15,069,915

2015-08-24 2015-08-20 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 26,121 1,940,356 1.36 7.70 201,059 14,935,308

2015-08-20 2015-08-19 4 BVSN BROADVISION INC
Common Stock P - Purchase 11,463 543,335 2.16 5.91 67,758 3,211,653

2015-08-20 2015-08-18 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,401 531,872 0.26 5.98 8,376 3,179,850

2015-08-17 2015-08-17 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 2,200 1,914,235 0.12 7.90 17,380 15,122,456

2015-08-17 2015-08-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 10,854 1,912,035 0.57 7.83 85,011 14,975,441

2015-08-17 2015-08-17 4 BVSN BROADVISION INC
Common Stock P - Purchase 1,882 528,688 0.36 6.00 11,292 3,172,128

2015-08-17 2015-08-14 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,673 526,806 1.09 5.86 33,266 3,089,138

2015-08-14 2015-08-13 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,520 1,901,181 0.29 7.54 41,648 14,344,221

2015-08-14 2015-08-12 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 10,620 1,895,661 0.56 7.53 80,000 14,280,014

2015-08-14 2015-08-13 4 BVSN BROADVISION INC
Common Stock P - Purchase 14,953 521,133 2.95 5.69 85,038 2,963,683

2015-08-14 2015-08-12 4 BVSN BROADVISION INC
Common Stock P - Purchase 353 506,180 0.07 5.70 2,012 2,885,226

2015-08-12 2015-08-10 4 BVSN BROADVISION INC
Common Stock P - Purchase 3,050 505,827 0.61 5.70 17,397 2,885,237

2015-08-12 2015-08-07 4 BVSN BROADVISION INC
Common Stock P - Purchase 100 502,777 0.02 5.69 569 2,860,801

2015-08-12 2015-08-06 4 BVSN BROADVISION INC
Common Stock P - Purchase 5,776 502,677 1.16 5.77 33,307 2,898,687

2015-08-12 2015-08-05 4 BVSN BROADVISION INC
Common Stock P - Purchase 8,425 496,901 1.72 5.69 47,925 2,826,572

2015-08-12 2015-08-11 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 11,273 1,885,041 0.60 7.59 85,588 14,311,797

2015-08-12 3 BVSN BROADVISION INC
Common Stock 976,952

2015-08-12 3 BVSN BROADVISION INC
Common Stock 976,952

2015-08-12 3 BVSN BROADVISION INC
Common Stock 976,952

2015-08-10 2015-08-10 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 8,297 1,873,768 0.44 7.77 64,450 14,555,242

2015-08-10 2015-08-07 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 7,072 1,865,471 0.38 7.70 54,454 14,364,127

2015-08-10 2015-08-06 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 7,964 1,858,399 0.43 7.59 60,423 14,099,673

2015-08-06 2015-08-05 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,993 1,850,435 0.38 7.81 54,649 14,460,779

2015-08-06 2015-08-04 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 100 1,843,442 0.01 7.90 790 14,563,192

2015-07-31 2015-07-30 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 346 1,843,342 0.02 7.89 2,731 14,551,710

2015-07-31 2015-07-29 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 25,859 1,842,996 1.42 7.86 203,280 14,487,976

2015-07-23 2015-07-21 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 215,000 1,817,137 13.42 8.15 1,752,250 14,809,667

2015-07-20 2015-07-20 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 500 1,602,137 0.03 8.00 4,000 12,817,096

2015-07-20 2015-07-17 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 500 1,601,637 0.03 8.00 4,000 12,813,096

2015-07-17 2015-07-16 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 32 1,601,137 0.00 8.00 256 12,809,096

2015-07-17 2015-07-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 5,343 1,601,105 0.33 7.96 42,523 12,742,714

2015-06-22 2015-06-22 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 315,000 1,593,523 24.64 8.00 2,520,000 12,748,184

2015-06-22 2015-06-19 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 19,038 1,278,523 1.51 8.00 152,304 10,228,184

2015-06-22 2015-06-17 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 51,587 1,259,485 4.27 8.00 412,696 10,075,880

2015-06-16 2015-06-16 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 8,900 1,207,898 0.74 8.00 71,200 9,663,184

2015-06-16 2015-06-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 145 1,198,998 0.01 8.00 1,160 9,591,984

2015-06-10 2015-06-09 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,716 1,198,853 0.56 8.00 53,728 9,590,824

2015-06-08 2015-06-05 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 100,000 1,192,137 9.16 8.00 800,000 9,537,096

2015-06-08 2015-06-04 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,245 1,092,137 0.58 7.90 49,319 8,625,043

2015-03-30 2014-12-19 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 2,239 995,461 0.23 9.00 20,151 8,959,149

2015-03-30 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529

2015-03-30 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211

2015-01-21 2015-01-16 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 59,713 1,085,892 5.82 8.66 517,371 9,408,494

2015-01-15 2015-01-15 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 19,478 1,026,179 1.93 8.86 172,587 9,092,562

2015-01-15 2015-01-14 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 4,306 1,006,701 0.43 8.89 38,298 8,953,599

2014-12-24 2014-12-24 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 2,600 1,002,395 0.26 8.95 23,272 8,972,037

2014-12-24 2014-12-23 4 UPLD Upland Software, Inc.
Common Stock P - Purchase 6,573 999,795 0.66 9.00 59,152 8,997,355

2014-12-23 3/A UPLD Upland Software, Inc.
Common Stock 1,803,574

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series C Preferred Stock C - Conversion -195,024 0 -100.00

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series B Preferred Stock C - Conversion -245,941 0 -100.00

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series A Preferred Stock C - Conversion -328,199 0 -100.00

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 192,307 961,471 25.00 12.00 2,307,684 11,537,652

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock C - Conversion 195,024 769,164 33.97

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock C - Conversion 245,941 574,140 74.94

2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock C - Conversion 328,199 328,199

2014-12-23 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529

2014-12-23 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211

P

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

S

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

A

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

C

Penukaran derivatif

D

Penjualan atau pemindahan sekuriti kembali kepada syarikat

F

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

G

Hadiah sekuriti oleh atau kepada orang dalam

K

Swap ekuiti dan urus niaga lindung nilai yang serupa

M

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

V

Transaksi dilaporkan secara sukarela pada Borang 4

J

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2017-10-20	MRIN	ESW Capital, LLC	42,088	13.9999	7,015	83.9994	589,228	11	87	20,991	3.56
2017-10-19	MRIN	ESW Capital, LLC	3,970	13.9948	662	83.9688	55,559
2017-10-17	MRIN	ESW Capital, LLC	5,712	13.9902	952	83.9412	79,912
2017-10-12	MRIN	ESW Capital, LLC	1,908	14.0000	318	84.0000	26,712
2017-10-12	MRIN	ESW Capital, LLC	1,908	14.0000	318	84.0000	26,712
2017-10-11	MRIN	ESW Capital, LLC	472	14.0000	79	84.0000	6,608
2017-10-11	MRIN	ESW Capital, LLC	472	14.0000	79	84.0000	6,608
2017-10-04	MRIN	ESW Capital, LLC	23,056	1.9986	3,547	12.9909	46,080
2017-10-03	MRIN	ESW Capital, LLC	32,181	1.9869	4,951	12.9149	63,940
2017-10-02	MRIN	ESW Capital, LLC	79,357	1.9008	12,209	12.3552	150,842
2017-09-27	MRIN	ESW Capital, LLC	10,295	1.8000	1,584	11.7000	18,531
2017-09-22	MRIN	ESW Capital, LLC	302,642	1.8478	46,560	12.0107	559,222
2017-09-19	MRIN	ESW Capital, LLC	1,460	1.6500	225	10.7250	2,409
2017-09-15	MRIN	ESW Capital, LLC	350,000	1.6500	53,846	10.7250	577,500
2017-09-08	MRIN	ESW Capital, LLC	28,766	1.2500	4,426	8.1250	35,958
2017-09-07	MRIN	ESW Capital, LLC	172,894	1.2000	26,599	7.8000	207,473
2017-08-29	MRIN	ESW Capital, LLC	23,845	1.1000	3,668	7.1500	26,230
2017-08-28	MRIN	ESW Capital, LLC	16	1.1000	2	7.1500	18
2017-08-24	MRIN	ESW Capital, LLC	4,503	1.0500	693	6.8250	4,728
2017-08-23	MRIN	ESW Capital, LLC	2,702	1.0500	416	6.8250	2,837
2017-08-21	MRIN	ESW Capital, LLC	398,447	1.0990	61,300	7.1435	437,893
2017-08-18	MRIN	ESW Capital, LLC	3,339	1.0500	514	6.8250	3,506
2017-08-17	MRIN	ESW Capital, LLC	181	1.1000	28	7.1500	199

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2018-12-28	MRIN	ESW Capital, LLC	66,828	7.0298	11,138	42.1788	469,787	348	7.62	-384,915	-81.93
2018-12-27	MRIN	ESW Capital, LLC	301,607	7.3188	50,268	43.9128	2,207,401
2018-12-26	MRIN	ESW Capital, LLC	244,990	7.3306	40,832	43.9836	1,795,924
2018-12-26	MRIN	ESW Capital, LLC	11,703	8.0297	1,950	48.1782	93,972

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2016-11-04	UPLD	ESW Capital, LLC	1,500	8.0000	1,500	8.0000	12,000	264	25.33	25,995	216.62
2016-08-11	UPLD	ESW Capital, LLC	723	7.9065	723	7.9065	5,716
2016-08-10	UPLD	ESW Capital, LLC	6,350	7.6923	6,350	7.6923	48,846
2016-08-09	UPLD	ESW Capital, LLC	3,024	7.6511	3,024	7.6511	23,137
2016-08-08	UPLD	ESW Capital, LLC	5,025	7.6931	5,025	7.6931	38,658
2016-07-27	UPLD	ESW Capital, LLC	50,000	7.8250	50,000	7.8250	391,250
2016-07-25	UPLD	ESW Capital, LLC	18,878	7.5752	18,878	7.5752	143,005
2016-07-18	UPLD	ESW Capital, LLC	3,463	7.4962	3,463	7.4962	25,959
2016-07-14	UPLD	ESW Capital, LLC	11,007	7.5750	11,007	7.5750	83,378
2016-07-13	UPLD	ESW Capital, LLC	475	7.5000	475	7.5000	3,562
2016-07-12	UPLD	ESW Capital, LLC	3,247	7.5000	3,247	7.5000	24,352
2016-07-11	UPLD	ESW Capital, LLC	1,956	7.4991	1,956	7.4991	14,668
2016-07-08	UPLD	ESW Capital, LLC	8,426	7.4998	8,426	7.4998	63,193
2016-07-06	UPLD	ESW Capital, LLC	17,361	7.5000	17,361	7.5000	130,208
2016-07-05	UPLD	ESW Capital, LLC	4,850	7.4562	4,850	7.4562	36,163
2016-06-29	UPLD	ESW Capital, LLC	6,000	7.6989	6,000	7.6989	46,193
2016-06-28	UPLD	ESW Capital, LLC	1,000	7.5603	1,000	7.5603	7,560
2016-06-27	UPLD	ESW Capital, LLC	5,726	7.4941	5,726	7.4941	42,911
2016-06-23	UPLD	ESW Capital, LLC	15,643	7.4513	15,643	7.4513	116,561
2016-06-21	UPLD	ESW Capital, LLC	1,200	7.6883	1,200	7.6883	9,226
2016-06-14	UPLD	ESW Capital, LLC	5,624	7.1700	5,624	7.1700	40,324
2016-06-10	UPLD	ESW Capital, LLC	22,252	7.1750	22,252	7.1750	159,658
2016-06-09	UPLD	ESW Capital, LLC	13,462	7.1750	13,462	7.1750	96,590
2016-06-08	UPLD	ESW Capital, LLC	15,894	7.1750	15,894	7.1750	114,039
2016-06-07	UPLD	ESW Capital, LLC	17,263	7.1698	17,263	7.1698	123,772
2016-06-06	UPLD	ESW Capital, LLC	31,843	7.1766	31,843	7.1766	228,524
2016-06-03	UPLD	ESW Capital, LLC	15,000	7.1567	15,000	7.1567	107,350
2016-05-24	UPLD	ESW Capital, LLC	21,301	7.4284	21,301	7.4284	158,232
2016-05-24	UPLD	ESW Capital, LLC	21,301	7.4284	21,301	7.4284	158,232
2016-05-24	UPLD	ESW Capital, LLC	21,301	7.4284	21,301	7.4284	158,232
2016-05-17	UPLD	ESW Capital, LLC	379	6.9566	379	6.9566	2,637
2016-05-16	UPLD	ESW Capital, LLC	5,620	6.9998	5,620	6.9998	39,339
2016-05-13	UPLD	ESW Capital, LLC	18,578	6.9783	18,578	6.9783	129,643
2016-05-12	UPLD	ESW Capital, LLC	100	6.9000	100	6.9000	690
2016-05-11	UPLD	ESW Capital, LLC	9,425	6.9821	9,425	6.9821	65,806
2016-05-10	UPLD	ESW Capital, LLC	468	6.9936	468	6.9936	3,273
2016-05-09	UPLD	ESW Capital, LLC	1,296	6.9977	1,296	6.9977	9,069
2016-05-06	UPLD	ESW Capital, LLC	441	7.0000	441	7.0000	3,087
2016-04-27	UPLD	ESW Capital, LLC	800	6.9500	800	6.9500	5,560
2016-04-26	UPLD	ESW Capital, LLC	8,756	6.9876	8,756	6.9876	61,183
2016-03-18	UPLD	ESW Capital, LLC	11,882	6.2495	11,882	6.2495	74,257
2016-03-15	UPLD	ESW Capital, LLC	20,954	6.2700	20,954	6.2700	131,382
2016-03-14	UPLD	ESW Capital, LLC	1,000,000		1,000,000
2016-02-09	UPLD	ESW Capital, LLC	42,896	6.9995	42,896	6.9995	300,251
2016-02-08	UPLD	ESW Capital, LLC	21,100	6.8079	21,100	6.8079	143,647
2015-12-31	UPLD	ESW Capital, LLC	2,300	6.9661	2,300	6.9661	16,022
2015-12-30	UPLD	ESW Capital, LLC	6,942	6.8980	6,942	6.8980	47,886
2015-12-28	UPLD	ESW Capital, LLC	36,777	6.9926	36,777	6.9926	257,167
2015-12-23	UPLD	ESW Capital, LLC	44,132	6.9681	44,132	6.9681	307,516
2015-12-22	UPLD	ESW Capital, LLC	13,100	6.9521	13,100	6.9521	91,073
2015-12-21	UPLD	ESW Capital, LLC	55,425	6.9371	55,425	6.9371	384,489
2015-12-18	UPLD	ESW Capital, LLC	10,287	6.9927	10,287	6.9927	71,934
2015-12-17	UPLD	ESW Capital, LLC	5,844	6.9776	5,844	6.9776	40,777
2015-12-16	UPLD	ESW Capital, LLC	4,100	6.9465	4,100	6.9465	28,481
2015-12-15	UPLD	ESW Capital, LLC	50,000	6.7000	50,000	6.7000	335,000
2015-10-01	UPLD	ESW Capital, LLC	361	7.9000	361	7.9000	2,852
2015-09-30	UPLD	ESW Capital, LLC	4,313	7.8025	4,313	7.8025	33,652
2015-09-29	UPLD	ESW Capital, LLC	2,702	7.7800	2,702	7.7800	21,022
2015-09-28	UPLD	ESW Capital, LLC	4,164	7.8946	4,164	7.8946	32,873
2015-09-25	UPLD	ESW Capital, LLC	553	7.8000	553	7.8000	4,313
2015-09-24	UPLD	ESW Capital, LLC	1,212	7.8000	1,212	7.8000	9,454
2015-09-18	UPLD	ESW Capital, LLC	600	7.9000	600	7.9000	4,740
2015-09-15	UPLD	ESW Capital, LLC	4,456	7.8579	4,456	7.8579	35,015
2015-09-14	UPLD	ESW Capital, LLC	5,032	7.8998	5,032	7.8998	39,752
2015-09-11	UPLD	ESW Capital, LLC	500	7.9000	500	7.9000	3,950
2015-09-10	UPLD	ESW Capital, LLC	18,663	7.9000	18,663	7.9000	147,438
2015-09-09	UPLD	ESW Capital, LLC	40,061	7.8998	40,061	7.8998	316,474
2015-09-08	UPLD	ESW Capital, LLC	4,818	7.8918	4,818	7.8918	38,023
2015-09-01	UPLD	ESW Capital, LLC	1,113	7.8000	1,113	7.8000	8,681
2015-08-31	UPLD	ESW Capital, LLC	3,100	7.8997	3,100	7.8997	24,489
2015-08-28	UPLD	ESW Capital, LLC	400	7.9000	400	7.9000	3,160
2015-08-27	UPLD	ESW Capital, LLC	8,202	7.8997	8,202	7.8997	64,793
2015-08-26	UPLD	ESW Capital, LLC	3,600	7.7000	3,600	7.7000	27,720
2015-08-24	UPLD	ESW Capital, LLC	17,340	7.6630	17,340	7.6630	132,876
2015-08-21	UPLD	ESW Capital, LLC	26,585	7.6616	26,585	7.6616	203,684
2015-08-20	UPLD	ESW Capital, LLC	26,121	7.6972	26,121	7.6972	201,059
2015-08-17	UPLD	ESW Capital, LLC	2,200	7.9000	2,200	7.9000	17,380
2015-08-14	UPLD	ESW Capital, LLC	10,854	7.8322	10,854	7.8322	85,011
2015-08-13	UPLD	ESW Capital, LLC	5,520	7.5449	5,520	7.5449	41,648
2015-08-12	UPLD	ESW Capital, LLC	10,620	7.5330	10,620	7.5330	80,000
2015-08-11	UPLD	ESW Capital, LLC	11,273	7.5923	11,273	7.5923	85,588
2015-08-10	UPLD	ESW Capital, LLC	8,297	7.7679	8,297	7.7679	64,450
2015-08-07	UPLD	ESW Capital, LLC	7,072	7.7000	7,072	7.7000	54,454
2015-08-06	UPLD	ESW Capital, LLC	7,964	7.5870	7,964	7.5870	60,423
2015-08-05	UPLD	ESW Capital, LLC	6,993	7.8148	6,993	7.8148	54,649
2015-08-04	UPLD	ESW Capital, LLC	100	7.9000	100	7.9000	790
2015-07-30	UPLD	ESW Capital, LLC	346	7.8942	346	7.8942	2,731
2015-07-29	UPLD	ESW Capital, LLC	25,859	7.8611	25,859	7.8611	203,280
2015-07-21	UPLD	ESW Capital, LLC	215,000	8.1500	215,000	8.1500	1,752,250
2015-07-20	UPLD	ESW Capital, LLC	500	8.0000	500	8.0000	4,000
2015-07-17	UPLD	ESW Capital, LLC	500	8.0000	500	8.0000	4,000
2015-07-16	UPLD	ESW Capital, LLC	32	8.0000	32	8.0000	256
2015-07-15	UPLD	ESW Capital, LLC	5,343	7.9587	5,343	7.9587	42,523
2015-06-22	UPLD	ESW Capital, LLC	315,000	8.0000	315,000	8.0000	2,520,000
2015-06-19	UPLD	ESW Capital, LLC	19,038	8.0000	19,038	8.0000	152,304
2015-06-17	UPLD	ESW Capital, LLC	51,587	8.0000	51,587	8.0000	412,696
2015-06-16	UPLD	ESW Capital, LLC	8,900	8.0000	8,900	8.0000	71,200
2015-06-15	UPLD	ESW Capital, LLC	145	8.0000	145	8.0000	1,160
2015-06-09	UPLD	ESW Capital, LLC	6,716	8.0000	6,716	8.0000	53,728
2015-06-05	UPLD	ESW Capital, LLC	100,000	8.0000	100,000	8.0000	800,000
2015-06-04	UPLD	ESW Capital, LLC	6,245	7.8974	6,245	7.8974	49,319
2015-01-16	UPLD	ESW Capital, LLC	59,713	8.6643	59,713	8.6643	517,371
2015-01-15	UPLD	ESW Capital, LLC	19,478	8.8606	19,478	8.8606	172,587
2015-01-14	UPLD	ESW Capital, LLC	4,306	8.8940	4,306	8.8940	38,298
2015-01-04	UPLD	ESW Capital, LLC	100	7.0000	100	7.0000	700
2014-12-24	UPLD	ESW Capital, LLC	2,600	8.9506	2,600	8.9506	23,272
2014-12-23	UPLD	ESW Capital, LLC	6,573	8.9992	6,573	8.9992	59,152
2014-12-19	UPLD	ESW Capital, LLC	2,239	9.0000	2,239	9.0000	20,151
2014-12-18	UPLD	ESW Capital, LLC	5,562	8.9955	5,562	8.9955	50,033
2014-12-17	UPLD	ESW Capital, LLC	26,189	8.9780	26,189	8.9780	235,125
2014-11-12	UPLD	ESW Capital, LLC	192,307	12.0000	192,307	12.0000	2,307,684

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2018-08-27	UPLD	EPM Live, Inc.	854,400	34.8504	854,400	34.8504	29,776,182	119	25.54	-7,954,805	-26.72
2018-08-24	UPLD	EPM Live, Inc.	5,000	35.4102	5,000	35.4102	177,051
2018-08-23	UPLD	EPM Live, Inc.	7,153	35.0020	7,153	35.0020	250,369
2018-08-21	UPLD	EPM Live, Inc.	7,500	34.9300	7,500	34.9300	261,975
2018-08-16	UPLD	EPM Live, Inc.	45,377	35.4375	45,377	35.4375	1,608,047
2018-08-16	UPLD	EPM Live, Inc.	25,469	36.0296	25,469	36.0296	917,638
2018-08-13	UPLD	EPM Live, Inc.	5,377	35.0106	5,377	35.0106	188,252
2018-08-10	UPLD	EPM Live, Inc.	4,123	35.0051	4,123	35.0051	144,326
2018-08-09	UPLD	EPM Live, Inc.	8,021	34.9730	8,021	34.9730	280,518
2018-08-09	UPLD	EPM Live, Inc.	37,579	36.9432	37,579	36.9432	1,388,289
2018-08-09	UPLD	EPM Live, Inc.	1	38.0000	1	38.0000	38
2017-12-18	UPLD	WAVE SYSTEMS CORP	360,000	22.0004	360,000	22.0004	7,920,144
2017-12-15	UPLD	WAVE SYSTEMS CORP	301,166	22.0165	301,166	22.0165	6,630,621
2017-12-14	UPLD	WAVE SYSTEMS CORP	1,460,862	22.0000	1,460,862	22.0000	32,138,964
2017-09-14	UPLD	WAVE SYSTEMS CORP	40,098	22.0420	40,098	22.0420	883,840
2017-09-13	UPLD	WAVE SYSTEMS CORP	4,805	22.2457	4,805	22.2457	106,891
2017-09-12	UPLD	WAVE SYSTEMS CORP	5,000	22.1028	5,000	22.1028	110,514
2017-09-11	UPLD	WAVE SYSTEMS CORP	15,000	22.5796	15,000	22.5796	338,694
2017-09-07	UPLD	WAVE SYSTEMS CORP	15,000	22.2648	15,000	22.2648	333,972
2017-09-07	UPLD	WAVE SYSTEMS CORP	20,400	22.4568	20,400	22.4568	458,119
2017-07-24	UPLD	WAVE SYSTEMS CORP	38,500	25.0363	38,500	25.0363	963,898
2017-07-21	UPLD	WAVE SYSTEMS CORP	34,000	25.0079	34,000	25.0079	850,269
2017-07-20	UPLD	WAVE SYSTEMS CORP	18,780	22.8344	18,780	22.8344	428,830
2017-06-23	UPLD	WAVE SYSTEMS CORP	561,712	22.6845	561,712	22.6845	12,742,156