Osaic Financial Services, Inc. - Preferred Stock
US ˙ OTCPK ˙ US50575Q2012

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Adam Scott Malamed. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Adam Scott Malamed telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:LTS / Ladenburg Thalmann Financial Services, Inc. 0
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Adam Scott Malamed. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam LTSAP / Osaic Financial Services, Inc. - Preferred Stock - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam LTSAP / Osaic Financial Services, Inc. - Preferred Stock. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
2019-05-31 LTS Malamed Adam Scott 10,000 3.2011 10,000 3.2011 32,011 27
2019-05-22 LTS Malamed Adam Scott 10,000 3.3459 10,000 3.3459 33,459
2019-04-15 LTS Malamed Adam Scott 15,000 3.4749 15,000 3.4749 52,124
2019-04-12 LTS Malamed Adam Scott 10,000 3.4600 10,000 3.4600 34,600
2019-04-05 LTS Malamed Adam Scott 15,000 2.9325 15,000 2.9325 43,988
2019-01-03 LTS Malamed Adam Scott 5,000 2.4592 5,000 2.4592 12,296
2019-01-02 LTS Malamed Adam Scott 5,000 2.3750 5,000 2.3750 11,875
2018-10-02 LTS Malamed Adam Scott 10,000 2.5000 10,000 2.5000 25,000
2018-08-17 LTS Malamed Adam Scott 5,000 3.2039 5,000 3.2039 16,020
2018-06-27 LTS Malamed Adam Scott 5,000 3.4443 5,000 3.4443 17,222
2018-04-13 LTS Malamed Adam Scott 5,000 3.2799 5,000 3.2799 16,400
2017-05-19 LTS Malamed Adam Scott 5,000 2.1500 5,000 2.1500 10,750
2017-03-22 LTS Malamed Adam Scott 5,000 2.2000 5,000 2.2000 11,000
2017-03-20 LTS Malamed Adam Scott 5,000 2.3800 5,000 2.3800 11,900
2017-03-17 LTS Malamed Adam Scott 5,000 2.3582 5,000 2.3582 11,791
2016-08-29 LTS Malamed Adam Scott 5,000 2.2509 5,000 2.2509 11,254
2016-01-14 LTS Malamed Adam Scott 5,000 2.2144 5,000 2.2144 11,072
2015-08-28 LTS Malamed Adam Scott 5,000 2.5715 5,000 2.5715 12,858
2015-06-04 LTS Malamed Adam Scott 5,000 3.5539 5,000 3.5539 17,770
2014-12-11 LTS Malamed Adam Scott 5,000 3.7095 5,000 3.7095 18,548
2014-06-12 LTS Malamed Adam Scott 4,900 2.7900 4,900 2.7900 13,671
2014-06-12 LTS Malamed Adam Scott 100 2.7800 100 2.7800 278
2014-05-20 LTS Malamed Adam Scott 5,000 2.6700 5,000 2.6700 13,350
2014-05-09 LTS Malamed Adam Scott 640 2.6700 640 2.6700 1,709
2014-05-09 LTS Malamed Adam Scott 168 2.7000 168 2.7000 454
2014-05-09 LTS Malamed Adam Scott 4,192 2.7200 4,192 2.7200 11,402
2014-04-11 LTS Malamed Adam Scott 1,500 2.6700 1,500 2.6700 4,005
2014-04-11 LTS Malamed Adam Scott 2,000 2.6800 2,000 2.6800 5,360
2014-04-11 LTS Malamed Adam Scott 1,500 2.6900 1,500 2.6900 4,035
2014-03-14 LTS Malamed Adam Scott 850 2.9700 850 2.9700 2,524
2014-03-14 LTS Malamed Adam Scott 1,250 2.9900 1,250 2.9900 3,738
2014-03-14 LTS Malamed Adam Scott 2,900 3.0000 2,900 3.0000 8,700
2014-01-13 LTS Malamed Adam Scott 400 2.9300 400 2.9300 1,172
2014-01-13 LTS Malamed Adam Scott 479 2.9521 479 2.9521 1,414
2014-01-13 LTS Malamed Adam Scott 3,009 2.9616 3,009 2.9616 8,911
2014-01-13 LTS Malamed Adam Scott 1,112 2.9700 1,112 2.9700 3,303
2013-10-02 LTS Malamed Adam Scott 10,000 1.7500 10,000 1.7500 17,500
2013-10-02 LTS Malamed Adam Scott 10,000 1.7600 10,000 1.7600 17,600
2013-09-17 LTS Malamed Adam Scott 2,347 1.6900 2,347 1.6900 3,966
2013-09-17 LTS Malamed Adam Scott 12,653 1.7000 12,653 1.7000 21,510
2013-09-17 LTS Malamed Adam Scott 5,000 1.7100 5,000 1.7100 8,550
2013-08-15 LTS Malamed Adam Scott 20,000 1.6700 20,000 1.6700 33,400
2013-04-09 LTS Malamed Adam Scott 4,600 1.6000 4,600 1.6000 7,360
2013-04-09 LTS Malamed Adam Scott 400 1.6200 400 1.6200 648
2013-04-08 LTS Malamed Adam Scott 5,000 1.6000 5,000 1.6000 8,000
2013-04-05 LTS Malamed Adam Scott 4,349 1.6000 4,349 1.6000 6,958
2013-04-05 LTS Malamed Adam Scott 651 1.6300 651 1.6300 1,061
2013-04-04 LTS Malamed Adam Scott 5,000 1.6000 5,000 1.6000 8,000
2013-04-03 LTS Malamed Adam Scott 2,000 1.6200 2,000 1.6200 3,240
2013-04-03 LTS Malamed Adam Scott 2,900 1.6400 2,900 1.6400 4,756
2013-04-03 LTS Malamed Adam Scott 100 1.6500 100 1.6500 165
2013-04-02 LTS Malamed Adam Scott 1,098 1.6700 1,098 1.6700 1,834
2013-04-02 LTS Malamed Adam Scott 2,444 1.6800 2,444 1.6800 4,106
2013-04-02 LTS Malamed Adam Scott 1,458 1.6900 1,458 1.6900 2,464
2013-04-01 LTS Malamed Adam Scott 5,000 1.6800 5,000 1.6800 8,400
2013-03-21 LTS Malamed Adam Scott 25 1.6800 25 1.6800 42
2013-03-21 LTS Malamed Adam Scott 2,120 1.6900 2,120 1.6900 3,583
2013-03-21 LTS Malamed Adam Scott 4,633 1.7000 4,633 1.7000 7,876
2013-03-20 LTS Malamed Adam Scott 790 1.6500 790 1.6500 1,304
2013-03-20 LTS Malamed Adam Scott 532 1.6600 532 1.6600 883
2013-03-20 LTS Malamed Adam Scott 1,250 1.6700 1,250 1.6700 2,088
2013-03-20 LTS Malamed Adam Scott 650 1.6800 650 1.6800 1,092
2012-11-14 LTS Malamed Adam Scott 5,000 1.1500 5,000 1.1500 5,750
2012-11-09 LTS Malamed Adam Scott 1,275 1.2800 1,275 1.2800 1,632
2012-11-09 LTS Malamed Adam Scott 3,725 1.2900 3,725 1.2900 4,805
2012-10-15 LTS Malamed Adam Scott 5,000 1.2500 5,000 1.2500 6,250
2012-10-04 LTS Malamed Adam Scott 5,000 1.3200 5,000 1.3200 6,600
2012-08-15 LTS Malamed Adam Scott 5,000 1.3400 5,000 1.3400 6,700
2012-08-10 LTS Malamed Adam Scott 4,500 1.3804 4,500 1.3804 6,212
2012-08-10 LTS Malamed Adam Scott 5,500 1.3900 5,500 1.3900 7,645
2012-06-19 LTS Malamed Adam Scott 5,000 1.5500 5,000 1.5500 7,750
2012-05-23 LTS Malamed Adam Scott 5,000 1.4400 5,000 1.4400 7,200
2012-05-15 LTS Malamed Adam Scott 300 1.4600 300 1.4600 438
2012-05-15 LTS Malamed Adam Scott 4,700 1.4700 4,700 1.4700 6,909
2012-04-10 LTS Malamed Adam Scott 5,000 1.5800 5,000 1.5800 7,900
2012-04-04 LTS Malamed Adam Scott 3,000 1.7700 3,000 1.7700 5,310
2012-04-04 LTS Malamed Adam Scott 2,000 1.7800 2,000 1.7800 3,560
2012-03-23 LTS Malamed Adam Scott 5,000 1.8600 5,000 1.8600 9,300
2012-01-05 LTS Malamed Adam Scott 1,300 2.4900 1,300 2.4900 3,237
2012-01-05 LTS Malamed Adam Scott 800 2.5000 800 2.5000 2,000
2012-01-05 LTS Malamed Adam Scott 400 2.5100 400 2.5100 1,004
2012-01-05 LTS Malamed Adam Scott 1,000 2.5200 1,000 2.5200 2,520
2012-01-05 LTS Malamed Adam Scott 1,500 2.5300 1,500 2.5300 3,795
2012-01-03 LTS Malamed Adam Scott 2,050 2.4500 2,050 2.4500 5,022
2012-01-03 LTS Malamed Adam Scott 76 2.4900 76 2.4900 189
2012-01-03 LTS Malamed Adam Scott 1,676 2.5000 1,676 2.5000 4,190
2012-01-03 LTS Malamed Adam Scott 900 2.5300 900 2.5300 2,277
2012-01-03 LTS Malamed Adam Scott 298 2.5400 298 2.5400 757

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
Jualan Orang Dalam LTSAP / Osaic Financial Services, Inc. - Preferred Stock - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam LTSAP / Osaic Financial Services, Inc. - Preferred Stock. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Adam Scott Malamed seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 0.85 -42,500
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -135,000 0 -100.00 0.25 -33,750
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -100,000 0 -100.00 2.10 -210,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -200,000 0 -100.00 0.70 -140,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -200,000 0 -100.00 2.22 -444,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -5,000 0 -100.00 3.50 -17,500
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -1,612,290 0 -100.00 3.50 -5,643,015
2020-02-14 2020-02-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock 		S - Sale -3,900 100 -97.50 25.10 -97,899 2,510
2019-06-03 2019-05-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 1,612,290 0.62 3.20 32,011 5,161,102
2019-05-23 2019-05-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 1,602,290 0.63 3.35 33,459 5,361,102
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Purchase) 		M - Exercise -200,000 0 -100.00
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -111,251 1,592,290 -6.53 3.39 -377,141 5,397,863
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 200,000 1,703,541 13.30 0.90 180,000 1,533,187
2019-04-16 2019-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 15,000 1,503,541 1.01 3.47 52,124 5,224,655
2019-04-15 2019-04-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 1,488,541 0.68 3.46 34,600 5,150,352
2019-04-08 2019-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 15,000 1,478,541 1.02 2.93 43,988 4,335,821
2019-01-23 2019-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -12,099 1,463,541 -0.82 3.10 -37,507 4,536,977
2019-01-15 2019-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -12,481 1,475,640 -0.84 3.01 -37,568 4,441,676
2019-01-15 2019-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -15,182 1,488,121 -1.01 3.12 -47,368 4,642,938
2019-01-15 2019-01-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -19,214 1,503,303 -1.26 3.12 -59,948 4,690,305
2019-01-14 2019-01-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 275,000 1,522,517 22.04
2019-01-04 2019-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,247,517 0.40 2.46 12,296 3,067,894
2019-01-03 2019-01-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,242,517 0.40 2.38 11,875 2,950,978
2018-12-31 2018-12-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -10,000 1,237,517 -0.80
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Purchase) 		M - Exercise -150,000 0 -100.00
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -107,847 1,247,517 -7.96 2.92 -314,913 3,642,750
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 150,000 1,355,364 12.44 1.58 237,000 2,141,475
2018-10-03 2018-10-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 1,205,364 0.84 2.50 25,000 3,013,410
2018-08-20 2018-08-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,195,364 0.42 3.20 16,020 3,829,827
2018-06-28 2018-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,190,364 0.42 3.44 17,222 4,099,971
2018-04-16 2018-04-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,185,364 0.42 3.28 16,400 3,887,875
2018-01-23 2018-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -11,504 1,180,364 -0.97 3.13 -36,008 3,694,539
2018-01-17 2018-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -11,846 1,191,868 -0.98 3.21 -38,026 3,825,896
2018-01-17 2018-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -14,215 1,203,714 -1.17 3.21 -45,630 3,863,922
2018-01-17 2018-01-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 200,000 1,217,929 19.65
2017-12-29 2017-12-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -10,000 1,017,929 -0.97
2017-05-22 2017-05-19 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,027,929 0.49 2.15 10,750 2,210,047
2017-03-23 2017-03-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,022,929 0.49 2.20 11,000 2,250,444
2017-03-21 2017-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,017,929 0.49 2.38 11,900 2,422,671
2017-03-20 2017-03-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,012,929 0.50 2.36 11,791 2,388,689
2017-01-24 2017-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -11,751 1,007,929 -1.15 2.24 -26,322 2,257,761
2017-01-18 2017-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -11,770 1,019,680 -1.14 2.39 -28,130 2,437,035
2017-01-18 2017-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 150,000 1,031,450 17.02
2016-12-23 2016-12-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		G - Gift -10,000 881,450 -1.12
2016-08-30 2016-08-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 891,450 0.56 2.25 11,254 2,006,565
2016-07-07 2016-07-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Purchase) 		M - Exercise -500,000 0 -100.00
2016-07-07 2016-07-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		F - Taxes -334,937 886,450 -27.42 2.27 -760,307 2,012,242
2016-07-07 2016-07-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 500,000 1,221,387 69.31 1.05 525,000 1,282,456
2016-07-01 2016-06-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant 		M - Exercise -301,500 0 -100.00
2016-07-01 2016-06-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		F - Taxes -183,591 721,387 -20.29 2.30 -422,259 1,659,190
2016-07-01 2016-06-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 301,500 904,978 49.96 0.94 283,410 850,679
2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		A - Award 125,000 603,478 26.12
2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 478,478 1.06 2.21 11,072 1,059,542
2015-08-31 2015-08-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 473,478 1.07 2.57 12,858 1,217,549
2015-06-05 2015-06-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 468,478 1.08 3.55 17,770 1,664,924
2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		A - Award 125,000 463,478 36.93
2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 338,478 1.50 3.71 18,548 1,255,584
2014-06-13 2014-06-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 100 333,478 0.03 2.78 278 927,069
2014-06-13 2014-06-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,900 333,378 1.49 2.79 13,671 930,125
2014-05-21 2014-05-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 328,478 1.55 2.67 13,350 877,036
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,192 323,478 1.31 2.72 11,402 879,860
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 168 319,286 0.05 2.70 454 862,072
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 640 319,118 0.20 2.67 1,709 852,045
2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,500 318,478 0.47 2.69 4,035 856,706
2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,000 316,978 0.63 2.68 5,360 849,501
2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,500 314,978 0.48 2.67 4,005 840,991
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,900 5,000 138.10 3.00 8,700 15,000
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,250 2,100 147.06 2.99 3,738 6,279
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 850 850 2.97 2,524 2,524
2014-01-21 2014-01-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 135,000 135,000
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,112 313,478 0.36 2.97 3,303 931,030
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,009 312,366 0.97 2.96 8,911 925,103
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 479 309,357 0.16 2.95 1,414 913,253
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 400 308,878 0.13 2.93 1,172 905,013
2013-10-03 2013-10-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 308,478 3.35 1.76 17,600 542,921
2013-10-03 2013-10-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 298,478 3.47 1.75 17,500 522,336
2013-09-18 2013-09-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 288,478 1.76 1.71 8,550 493,297
2013-09-18 2013-09-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 12,653 283,478 4.67 1.70 21,510 481,913
2013-09-18 2013-09-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,347 270,825 0.87 1.69 3,966 457,694
2013-08-16 2013-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 20,000 268,478 8.05 1.67 33,400 448,358
2013-05-29 2013-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock 		P - Purchase 4,000 4,000 25.00 100,000 100,000
2013-04-10 2013-04-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 400 248,478 0.16 1.62 648 402,534
2013-04-10 2013-04-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,600 248,078 1.89 1.60 7,360 396,925
2013-04-09 2013-04-08 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 243,478 2.10 1.60 8,000 389,565
2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 651 238,478 0.27 1.63 1,061 388,719
2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,349 237,827 1.86 1.60 6,958 380,523
2013-04-05 2013-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 233,478 2.19 1.60 8,000 373,565
2013-04-04 2013-04-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 100 228,478 0.04 1.65 165 376,989
2013-04-04 2013-04-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,900 228,378 1.29 1.64 4,756 374,540
2013-04-04 2013-04-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,000 225,478 0.89 1.62 3,240 365,274
2013-04-03 2013-04-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,458 223,478 0.66 1.69 2,464 377,678
2013-04-03 2013-04-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,444 222,020 1.11 1.68 4,106 372,994
2013-04-03 2013-04-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,098 219,576 0.50 1.67 1,834 366,692
2013-04-02 2013-04-01 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 218,478 2.34 1.68 8,400 367,043
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,633 213,478 2.22 1.70 7,876 362,913
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,120 208,845 1.03 1.69 3,583 352,948
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 25 206,725 0.01 1.68 42 347,298
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 650 206,700 0.32 1.68 1,092 347,256
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,250 206,050 0.61 1.67 2,088 344,104
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 532 204,800 0.26 1.66 883 339,968
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 790 204,268 0.39 1.65 1,304 337,042
2013-01-30 2013-01-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 100,000 100,000
2012-11-15 2012-11-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 203,478 2.52 1.15 5,750 234,000
2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,725 198,478 1.91 1.29 4,805 256,037
2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,275 194,753 0.66 1.28 1,632 249,284
2012-10-16 2012-10-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 193,478 2.65 1.25 6,250 241,848
2012-10-05 2012-10-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 188,478 2.73 1.32 6,600 248,791
2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 183,478 2.80 1.34 6,700 245,861
2012-08-13 2012-08-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,500 178,478 3.18 1.39 7,645 248,084
2012-08-13 2012-08-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,500 172,978 2.67 1.38 6,212 238,779
2012-06-20 2012-06-19 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 168,478 3.06 1.55 7,750 261,141
2012-05-24 2012-05-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 163,478 3.16 1.44 7,200 235,408
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,700 158,478 3.06 1.47 6,909 232,963
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 300 153,778 0.20 1.46 438 224,516
2012-04-11 2012-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 153,478 3.37 1.58 7,900 242,495
2012-04-05 2012-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,000 148,478 1.37 1.78 3,560 264,291
2012-04-05 2012-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,000 146,478 2.09 1.77 5,310 259,266
2012-03-26 2012-03-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 143,478 3.61 1.86 9,300 266,869
2012-02-02 2012-01-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 200,000 200,000
2012-01-06 2012-01-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,500 138,478 1.10 2.53 3,795 350,349
2012-01-06 2012-01-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,000 136,978 0.74 2.52 2,520 345,185
2012-01-06 2012-01-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 400 135,978 0.30 2.51 1,004 341,305
2012-01-06 2012-01-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 800 135,578 0.59 2.50 2,000 338,945
2012-01-06 2012-01-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,300 134,778 0.97 2.49 3,237 335,597
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 298 133,478 0.22 2.54 757 339,034
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 900 133,180 0.68 2.53 2,277 336,945
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,676 132,280 1.28 2.50 4,190 330,700
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 76 130,604 0.06 2.49 189 325,204
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,050 130,528 1.60 2.45 5,022 319,794
2012-01-03 3 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		128,478
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)