Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Kent C Mccarthy. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Kent C Mccarthy telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:US047870ND81 / Atlanta, Georgia, Water and Wastewater Revenue Bonds, Refunding Series 2015 10% Owner 10,648,946
10% Owner 0
US:EQPI / Zhongchai Machinery, Inc. 10% Owner 3,687,548
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Kent C Mccarthy. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Kent C Mccarthy seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2015-01-21 2015-01-21 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 20,000 10,648,946 0.19 4.60 92,014 48,992,606
2015-01-21 2015-01-16 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,628,946 0.47 4.30 214,995 45,703,405
2015-01-14 2015-01-14 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 10,000 10,578,946 0.09 4.52 45,172 47,787,215
2015-01-14 2015-01-12 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,568,946 0.48 4.69 234,385 49,544,048
2015-01-05 2015-01-02 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 25,000 10,518,946 0.24 4.62 115,412 48,560,714
2015-01-05 2014-12-31 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 40,000 10,493,946 0.38 4.56 182,352 47,839,801
2014-12-18 2014-12-18 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 15,000 10,453,946 0.14 4.39 65,834 45,881,324
2014-12-18 2014-12-17 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 35,000 10,438,946 0.34 4.36 152,684 45,538,858
2014-12-18 2014-12-16 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 78,400 10,403,946 0.76 4.36 341,832 45,362,245
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 2014-12-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 25,000 10,325,546 0.24 4.38 109,472 45,214,533
2014-12-10 2014-12-05 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 146,600 10,300,546 1.44 4.60 674,184 47,370,151
2014-12-10 2014-12-03 4/A NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,153,946 0.49 4.65 232,350 47,185,387
2014-12-05 2014-12-03 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,153,946 0.49 4.65 232,350 47,185,387
2014-12-01 2014-11-26 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,103,946 0.50 4.96 247,850 50,085,260
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 2014-11-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 35,383 10,053,946 0.35 4.89 173,101 49,185,915
2014-11-21 2014-11-19 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 4,617 10,018,563 0.05 4.80 22,155 48,074,075
2014-11-19 2014-11-17 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 26,754 10,013,946 0.27 4.70 125,744 47,065,546
2014-11-10 2014-11-06 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 100,000 9,987,192 1.01 5.22 521,580 52,091,196
2014-11-10 2014-11-04 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,887,192 0.51 5.06 252,795 49,988,654
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-10-01 2014-09-29 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 10,000 9,837,192 0.10 5.00 50,000 49,185,960
2014-09-22 2014-09-18 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 8,489 9,827,192 0.09 5.23 44,397 51,396,214
2014-09-12 2014-09-10 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 9,900 9,818,703 0.10 4.98 49,299 48,894,195
2014-09-09 2014-09-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 11,600 9,808,803 0.12 4.93 57,229 48,391,730
2014-09-09 2014-09-05 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 3,716 9,797,203 0.04 4.85 18,008 47,479,205
2014-07-10 2014-07-08 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,793,487 0.51 4.73 236,650 46,352,574
2014-06-24 2014-06-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 60,000 9,743,487 0.62 4.92 295,410 47,972,058
2014-06-10 2014-06-06 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,683,487 0.52 4.71 235,665 45,641,179
2014-06-05 2014-06-03 4 NYSE:CO China Cord Blood Corp
Common Stock 		P - Purchase 17,000 9,633,487 0.18 4.46 75,745 42,922,965
2014-06-02 2014-05-29 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 36,000 9,616,487 0.38 4.43 159,530 42,614,500
2014-05-27 2014-05-22 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 23,000 9,580,487 0.24 4.39 100,890 42,024,806
2014-05-21 2014-05-19 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,557,487 0.53 4.49 224,420 42,897,825
2014-05-02 2014-04-30 4 NYSY:CO China Cord Blood Corp
Common Stock 		J - Other -69,920 9,507,487 -0.73 4.00 -279,680 38,029,948
2013-10-04 3 NYSY:CO China Cord Blood Corp
Common Stock 		9,577,407
2013-10-04 2013-09-27 4/A NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 1,308,901 9,577,407 15.83 3.44 4,498,038 32,912,759
2013-10-01 2013-09-27 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 1,308,901 9,577,407 15.83 3.44 4,498,038 32,912,759
2013-07-11 2013-07-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 366,782 8,268,506 4.64 2.91 1,066,639 24,045,642
2013-03-21 2013-02-26 4 NYSE: CO China Cord Blood Corp
Common Stock 		S - Sale -5,000 7,901,724 -0.06 3.00 -15,000 23,705,172
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
Warrants 		S - Sale -322,581 0 -100.00
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
8% Senior Secured Convertible Notes 		S - Sale -806,451 322,581 -71.43 1,500,000.00 -1,209,676,500,000 483,871,500,000
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
Warrants 		S - Sale -645,161 1,129,032 -36.36
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
8% Senior Secured Converible Notes 		S - Sale -1,612,903 1,774,193 -47.62 1,500,000.00 -2,419,354,500,000 2,661,289,500,000
2012-08-03 2012-08-03 4 NYSE China Cord Blood Corp
Common Stock 		P - Purchase 25,000 7,909,821 0.32 2.50 62,615 19,810,938
2012-08-03 2012-08-01 4 NYSE China Cord Blood Corp
Common Stock 		P - Purchase 25,000 7,884,821 0.32 2.50 62,500 19,712,052
2012-07-24 3 NYSE:CO China Cord Blood Corp
Common Stock 		7,534,821
2012-07-24 2012-07-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 325,000 7,859,821 4.31 2.51 815,750 19,728,151
2012-05-21 2012-05-21 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -150 0 -100.00 0.25 -37
2012-05-21 2012-05-21 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -22,446 150 -99.34 0.25 -5,540 37
2012-05-21 2012-05-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 22,596 -7.29 0.22 -382 4,858
2012-05-21 2012-05-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 24,373 -53.66 0.22 -6,068 5,240
2012-05-21 2012-05-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 52,596 -3.27 0.23 -412 12,186
2012-05-21 2012-05-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 54,373 -34.17 0.23 -6,539 12,598
2012-05-16 2012-05-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -2,369 82,596 -2.79 0.24 -570 19,881
2012-05-16 2012-05-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -37,631 84,965 -30.70 0.24 -9,058 20,451
2012-05-16 2012-05-15 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -2,074 122,596 -1.66 0.28 -586 34,621
2012-05-16 2012-05-15 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -32,926 124,670 -20.89 0.28 -9,298 35,207
2012-05-16 2012-05-14 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,481 157,596 -0.93 0.30 -442 46,995
2012-05-16 2012-05-14 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -23,519 159,077 -12.88 0.30 -7,013 47,437
2012-05-09 2012-05-09 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 182,596 -0.32 0.30 -177 54,633
2012-05-09 2012-05-09 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 183,188 -4.88 0.30 -2,815 54,810
2012-05-09 2012-05-08 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,363 192,596 -0.70 0.31 -422 59,666
2012-05-09 2012-05-08 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -21,637 193,595 -10.05 0.31 -6,703 59,976
2012-05-09 2012-05-07 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,481 215,596 -0.68 0.30 -440 64,032
2012-05-09 2012-05-07 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -23,519 217,077 -9.78 0.30 -6,985 64,472
2012-04-24 2012-04-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 240,596 -0.49 0.28 -338 68,570
2012-04-24 2012-04-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 241,781 -7.22 0.28 -5,362 68,908
2012-04-24 2012-04-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 260,596 -0.68 0.30 -524 76,876
2012-04-24 2012-04-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 262,373 -9.71 0.30 -8,326 77,400
2012-04-24 2012-04-20 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 290,596 -0.41 0.30 -353 86,452
2012-04-24 2012-04-20 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 291,781 -6.06 0.30 -5,597 86,805
2012-04-19 2012-04-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 310,596 -0.57 0.32 -578 100,944
2012-04-19 2012-04-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 312,373 -8.29 0.32 -9,172 101,521
2012-04-19 2012-04-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 340,596 -0.52 0.29 -518 99,352
2012-04-19 2012-04-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 342,373 -7.62 0.29 -8,233 99,870
2012-04-19 2012-04-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 370,596 -0.32 0.29 -344 107,695
2012-04-19 2012-04-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 371,781 -4.82 0.29 -5,468 108,040
2012-03-20 2012-03-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,215 390,596 -0.31 0.30 -369 118,468
2012-03-20 2012-03-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -19,285 391,811 -4.69 0.30 -5,849 118,836
2012-03-20 2012-03-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -30 411,096 -0.01 0.34 -10 141,828
2012-03-20 2012-03-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -469 411,126 -0.11 0.34 -162 141,838
2012-03-06 2012-03-02 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -888 411,595 -0.22 0.32 -280 129,652
2012-03-06 2012-03-02 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -14,112 412,483 -3.31 0.32 -4,445 129,932
2012-02-29 2012-02-29 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -740 426,595 -0.17 0.33 -245 141,203
2012-02-29 2012-02-29 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -11,760 427,335 -2.68 0.33 -3,893 141,448
2012-02-29 2012-02-28 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,191 439,095 -0.27 0.30 -352 129,621
2012-02-29 2012-02-28 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,909 440,286 -4.12 0.30 -5,582 129,972
2012-02-29 2012-02-27 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 459,195 -0.13 0.31 -182 141,524
2012-02-29 2012-02-27 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 459,787 -2.01 0.31 -2,900 141,706
2012-02-24 2012-02-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -888 469,195 -0.19 0.34 -299 157,978
2012-02-24 2012-02-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -14,112 470,083 -2.91 0.34 -4,752 158,277
2012-02-24 2012-02-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -622 484,195 -0.13 0.31 -193 150,439
2012-02-24 2012-02-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,878 484,817 -2.00 0.31 -3,069 150,633
2012-02-24 2012-02-22 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 494,695 -0.12 0.32 -186 155,829
2012-02-24 2012-02-22 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 495,287 -1.86 0.32 -2,964 156,015
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 65,100 7,803,317 0.84 1.71 111,529 13,368,643
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,125 3,725,292 0.54 6.15 123,769 22,910,546
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 55,000 3,705,167 1.51 6.15 338,250 22,786,777
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 9,850 3,650,167 0.27 6.49 63,892 23,676,808
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,125 3,640,317 0.56 6.15 123,769 22,387,950
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 55,000 3,620,192 1.54 6.15 338,250 22,264,181
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 9,850 3,565,192 0.28 6.49 63,892 23,125,618
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 39,500 7,738,217 0.51 1.48 58,444 11,449,466
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 7,470 3,555,342 0.21 6.20 46,325 22,048,453
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,651 3,547,872 0.59 6.06 125,081 21,489,106
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 31,425 3,527,221 0.90 6.11 192,085 21,560,138
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 25,000 3,495,796 0.72 6.07 151,732 21,217,035
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 7,470 3,470,796 0.22 6.20 46,325 21,524,141
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,650 3,463,326 0.60 6.06 125,075 20,977,019
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 31,425 3,442,676 0.92 6.11 192,085 21,043,357
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 25,000 3,411,251 0.74 6.07 151,732 20,703,906
2009-12-31 2009-12-29 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 2,450 3,386,251 0.07 5.94 14,547 20,106,543
2009-12-31 2009-12-29 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 2,450 3,383,801 0.07 5.94 14,547 20,091,995
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 167,000 7,698,717 2.22 1.62 270,390 12,464,993
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 175,000 3,381,351 5.46 6.02 1,053,920 20,363,848
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 186,000 3,206,351 6.16 5.98 1,111,499 19,160,512
2009-11-25 2009-11-25 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 142,000 6,351,217 2.29 1.59 226,291 10,121,299
2009-11-25 2009-11-25 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 18,000 3,020,351 0.60 6.16 110,925 18,612,913
2009-11-25 2009-11-24 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 497,000 6,209,217 8.70 1.45 721,545 9,014,541
2009-11-25 2009-11-24 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 1,700 3,002,351 0.06 6.05 10,285 18,164,224
2009-11-25 2009-11-23 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 161,000 5,712,217 2.90 1.37 220,972 7,840,018
2009-11-25 2009-11-23 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 17,000 3,000,651 0.57 6.06 103,096 18,197,448
2009-11-23 2009-11-20 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 376,750 5,551,217 7.28 1.16 436,842 6,436,636
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 25,000 5,174,467 0.49 1.30 32,500 6,726,807
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 155,400 5,149,467 3.11 1.02 158,741 5,260,181
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 125,000 2,983,651 4.37 5.52 690,512 16,481,986
2009-08-11 2009-07-13 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 20,000 4,994,067 0.40 0.80 16,000 3,995,254
2009-08-11 2009-07-10 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 38,700 4,974,067 0.78 0.74 28,677 3,685,784
2009-08-11 2009-07-09 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 45,000 4,935,367 0.92 0.70 31,500 3,454,757
2009-08-11 2009-07-08 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 20,000 4,890,367 0.41 0.69 13,750 3,362,127
2009-08-11 2009-07-07 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 45,000 4,870,367 0.93 0.58 26,248 2,840,885
2009-08-11 2009-07-06 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 1,000 4,825,367 0.02 0.55 550 2,653,952
2009-08-11 2009-07-02 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 1,500 4,824,367 0.03 0.55 820 2,637,481
2009-08-11 3 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		2,858,651
2009-04-09 3 EQPI EQUICAP INC
Common Stock, par value $0.001 per share 		3,687,548
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)