Stifel Financial Corp. - Preferred Stock
US ˙ NYSE ˙ US8606307069

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Victor Nesi. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Victor Nesi telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:SF / Stifel Financial Corp. Co-President 149,360
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Victor Nesi. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam SF.PRB / Stifel Financial Corp. - Preferred Stock - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam SF.PRB / Stifel Financial Corp. - Preferred Stock. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

SF.PRB / Stifel Financial Corp. - Preferred Stock Insider Trades
Jualan Orang Dalam SF.PRB / Stifel Financial Corp. - Preferred Stock - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam SF.PRB / Stifel Financial Corp. - Preferred Stock. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
2024-11-18 SF Nesi Victor 10,500 113.8200 10,500 113.8200 1,195,110 141 76.4900 -391,965 -32.80
2020-11-20 SF Nesi Victor 1,000 67.5000 1,500 45.0000 67,500
2019-12-16 SF Nesi Victor 1,875 62.2152 2,812 41.4768 116,654
2019-11-05 SF Nesi Victor 1,739 60.0000 2,608 40.0000 104,340
2019-11-04 SF Nesi Victor 136 60.0000 204 40.0000 8,160
2019-07-10 SF Nesi Victor 1,415 60.1200 2,122 40.0800 85,070
2019-07-01 SF Nesi Victor 3,585 60.0000 5,378 40.0000 215,100
2019-05-15 SF Nesi Victor 1,250 56.0364 1,875 37.3576 70,046
2019-02-21 SF Nesi Victor 2,500 55.0300 3,750 36.6867 137,575
2018-08-16 SF Nesi Victor 1,250 55.0180 1,875 36.6787 68,772
2017-11-10 SF Nesi Victor 24,888 52.4449 37,332 34.9633 1,305,249
2017-08-02 SF Nesi Victor 10,000 50.6100 15,000 33.7400 506,100
2017-08-01 SF Nesi Victor 15,000 51.0200 22,500 34.0133 765,300
2016-11-22 SF Nesi Victor 25,000 50.2000 37,500 33.4667 1,255,000
2013-11-26 SF Nesi Victor 30,000 45.3200 45,000 30.2133 1,359,600

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

SF.PRB / Stifel Financial Corp. - Preferred Stock Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Victor Nesi seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2025-08-21 2025-08-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		D - Sale to Issuer -35,000 149,360 -18.98 112.90 -3,951,500 16,862,744
2025-03-04 2025-02-28 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -3,540 184,360 -1.88 104.90 -371,346 19,339,364
2025-03-04 2025-02-28 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 6,933 187,900 3.83
2025-02-05 2025-02-03 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -14,087 180,951 -7.22 117.51 -1,655,363 21,263,552
2025-02-05 2025-02-03 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 27,593 195,038 16.48
2025-01-10 2025-01-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -11,952 167,445 -6.66 106.08 -1,267,868 17,762,566
2025-01-10 2025-01-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 25,744 179,397 16.75
2024-11-27 2024-11-25 4 SF STIFEL FINANCIAL CORP
Common Stock 		D - Sale to Issuer -15,000 153,653 -8.89 117.72 -1,765,800 18,088,031
2024-11-20 2024-11-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -10,500 44,232 -19.18 113.82 -1,195,110 5,034,486
2024-03-12 2024-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		D - Sale to Issuer -25,000 168,653 -12.91 75.41 -1,885,250 12,718,123
2024-03-05 2024-03-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -17,204 193,653 -8.16 75.00 -1,290,300 14,523,975
2024-03-05 2024-03-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 27,731 210,857 15.14
2024-03-05 2024-03-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 5,967 183,126 3.37
2024-02-23 2024-02-21 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -36,000 54,732 -39.68 75.37 -2,713,320 4,125,151
2024-01-23 2024-01-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -10,048 177,159 -5.37 69.15 -694,819 12,250,545
2024-01-23 2024-01-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 23,271 187,207 14.20
2023-05-22 2023-05-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift 21,732 90,732 31.50
2023-05-22 2023-05-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift -21,732 0 -100.00
2023-03-06 2023-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -15,248 157,246 -8.84 66.59 -1,015,364 10,471,011
2023-03-06 2023-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 23,866 172,494 16.06
2023-03-06 2023-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 6,000 148,628 4.21
2023-01-20 2023-01-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -8,486 142,628 -5.62 58.37 -495,328 8,325,196
2023-01-20 2023-01-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 21,390 151,114 16.49
2022-09-21 2022-09-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		J - Other 69,000 69,000
2022-09-21 2022-09-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		J - Other 31,000 31,000
2022-09-21 2022-09-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		J - Other -69,000 124,707 -35.62
2022-09-21 2022-09-19 4 SF STIFEL FINANCIAL CORP
Common Stock 		J - Other -31,000 193,707 -13.80
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -24,001 68,933 -25.83
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -3,936 92,934 -4.06
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 30,001 96,870 44.87
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -14,262 224,707 -5.97 71.70 -1,022,585 16,111,492
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 24,001 238,969 11.16
2022-03-04 2022-03-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 3,936 214,968 1.87
2022-03-01 2022-03-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -10,000 211,032 -4.52 71.74 -717,400 15,139,436
2022-02-23 2022-02-18 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 26,667 66,869 66.33 75.00 2,000,025 5,015,175
2022-01-11 2022-01-07 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -22,222 40,202 -35.60
2022-01-11 2022-01-07 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -9,325 221,032 -4.05 70.42 -656,666 15,565,073
2022-01-11 2022-01-07 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 22,222 230,357 10.68
2021-12-16 2021-12-15 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift -4,000 208,135 -1.89
2021-12-16 2021-12-15 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift 4,000 22,574 21.54
2021-12-01 2021-12-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -10,000 212,135 -4.50 73.19 -731,900 15,526,161
2021-09-02 2021-09-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -10,000 222,135 -4.31 68.53 -685,300 15,222,912
2021-06-02 2021-06-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -10,000 228,074 -4.20 69.94 -699,400 15,951,496
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -15,745 62,424 -20.14
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -35,351 78,169 -31.14
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 19,681 113,520 20.97
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -25,022 238,074 -9.51 64.76 -1,620,425 15,417,672
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 15,745 263,096 6.37
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 35,351 247,351 16.68
2021-03-10 2021-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -11,249 212,000 -5.04 64.42 -724,661 13,657,040
2021-02-01 2021-01-28 4 SF STIFEL FINANCIAL CORP
Common Stock 		A - Award 21,987 223,249 10.92 50.03 1,100,010 11,169,147
2021-01-14 2021-01-12 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -5,912 93,839 -5.93
2021-01-14 2021-01-12 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,156 201,262 -1.06 50.46 -108,792 10,155,681
2021-01-14 2021-01-12 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 5,912 203,418 2.99
2020-12-08 2020-12-07 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -7,500 131,671 -5.39 74.02 -555,150 9,746,287
2020-11-20 2020-11-20 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,000 12,383 -7.47 67.50 -67,500 835,852
2020-11-20 2020-11-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift -5,000 139,171 -3.47
2020-11-20 2020-11-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		G - Gift 5,000 13,383 59.64
2020-03-03 2020-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -94,269 66,501 -58.64 63.23 -5,960,629 4,204,858
2020-03-03 2020-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 117,837 160,770 274.47
2020-03-03 2020-03-03 4 SF STIFEL FINANCIAL CORP
Common Stock 		D - Sale to Issuer -47,993 173,466 -21.67 63.23 -3,034,597 10,968,255
2020-03-03 2020-03-03 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -46,276 221,459 -17.28 63.23 -2,926,031 14,002,853
2020-03-03 2020-03-03 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 94,269 267,735 54.34 63.23 5,960,629 16,928,884
2020-02-03 2020-01-30 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 11,007 42,933 34.48 62.69 690,029 2,691,470
2020-01-22 2020-01-17 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale X -3,750 173,466 -2.12 65.06 -243,975 11,285,698
2020-01-06 2020-01-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -1,745 31,926 -5.18
2020-01-06 2020-01-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -689 177,216 -0.39 61.44 -42,332 10,888,151
2020-01-06 2020-01-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 1,745 177,905 0.99
2019-12-17 2019-12-16 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,875 176,160 -1.05 62.22 -116,654 10,959,830
2019-11-06 2019-11-05 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,739 178,035 -0.97 60.00 -104,340 10,682,100
2019-11-06 2019-11-04 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -136 179,774 -0.08 60.00 -8,160 10,786,440
2019-07-11 2019-07-10 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,415 179,910 -0.78 60.12 -85,070 10,816,189
2019-07-03 2019-07-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -3,585 181,325 -1.94 60.00 -215,100 10,879,500
2019-05-15 2019-05-15 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,250 184,910 -0.67 56.04 -70,046 10,361,691
2019-02-21 2019-02-21 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -2,500 186,160 -1.33 55.03 -137,575 10,244,385
2019-02-06 2019-02-04 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 8,470 33,671 33.61
2019-01-04 2019-01-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -2,764 25,201 -9.88
2019-01-04 2019-01-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -884 188,660 -0.47 41.42 -36,615 7,814,297
2019-01-04 2019-01-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 2,764 189,544 1.48
2018-12-18 2018-12-17 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 69 27,965 0.25
2018-09-19 2018-09-17 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 60 27,896 0.22
2018-08-17 2018-08-16 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -1,250 186,780 -0.66 55.02 -68,772 10,276,262
2018-06-19 2018-06-15 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 56 27,836 0.20
2018-03-19 2018-03-15 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 44 27,780 0.16
2018-02-13 2017-12-15 5 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 272 158,134 0.17
2018-02-13 2017-09-15 5 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 325 157,862 0.21
2018-01-03 2017-12-29 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -52,545 27,139 -65.94
2018-01-03 2017-12-29 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -27,098 188,030 -12.60 59.56 -1,613,957 11,199,067
2018-01-03 2017-12-29 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 52,545 215,128 32.32
2017-12-29 2017-12-29 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -47,872 162,583 -22.75 60.13 -2,878,543 9,776,116
2017-12-29 2017-12-29 4 SF STIFEL FINANCIAL CORP
Common Stock 		A - Award 83,153 210,455 65.32
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -3,989 79,684 -4.77
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -23,834 83,673 -22.17
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -7,308 107,507 -6.37
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -4,420 114,815 -3.71
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -2,938 119,235 -2.40
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -4,005 122,173 -3.17
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -4,301 126,178 -3.30
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -4,301 126,178 -3.30
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -4,301 130,479 -3.19
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -2,737 139,081 -1.93
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -2,737 139,081 -1.93
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -2,737 141,818 -1.89
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -3,415 147,292 -2.27
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -3,415 147,292 -2.27
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -3,415 150,707 -2.22
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,058 127,302 -1.59 60.13 -123,748 7,654,669
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 3,989 129,360 3.18
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -12,291 125,371 -8.93 60.13 -739,058 7,538,558
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 23,834 137,662 20.94
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -3,768 113,828 -3.20 60.13 -226,570 6,844,478
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 7,308 117,596 6.63
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,282 110,288 -2.03 60.13 -137,217 6,631,617
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 4,420 112,570 4.09
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,515 108,150 -1.38 60.13 -91,097 6,503,060
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 2,938 109,665 2.75
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,065 106,727 -1.90 60.13 -124,168 6,417,495
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 4,005 108,792 3.82
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,218 104,787 -2.07 60.13 -133,368 6,300,842
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,218 104,787 -2.07 60.13 -133,368 6,300,842
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -2,218 104,787 -2.07 60.13 -133,368 6,300,842
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 4,301 107,005 4.19
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 4,301 107,005 4.19
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 4,301 107,005 4.19
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,411 98,538 -1.41 60.13 -84,843 5,925,090
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,411 98,538 -1.41 60.13 -84,843 5,925,090
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,411 98,538 -1.41 60.13 -84,843 5,925,090
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 2,737 99,949 2.82
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 2,737 99,949 2.82
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 2,737 99,949 2.82
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,761 94,560 -1.83 60.13 -105,889 5,685,893
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,761 94,560 -1.83 60.13 -105,889 5,685,893
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -1,761 94,560 -1.83 60.13 -105,889 5,685,893
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 3,415 96,321 3.68
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 3,415 96,321 3.68
2017-12-29 2017-12-27 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 3,415 96,321 3.68
2017-11-14 2017-11-10 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -24,888 89,598 -21.74 52.44 -1,305,249 4,698,958
2017-08-03 2017-08-02 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -10,000 114,486 -8.03 50.61 -506,100 5,794,136
2017-08-03 2017-08-01 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -15,000 124,486 -10.75 51.02 -765,300 6,351,276
2017-03-06 2017-03-02 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 6,637 157,537 4.40
2017-01-04 2016-12-30 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -43,826 150,900 -22.51
2017-01-04 2016-12-30 4 SF STIFEL FINANCIAL CORP
Common Stock 		D - Sale to Issuer -43,826 139,373 -23.92 49.95 -2,189,109 6,961,681
2017-01-04 2016-12-30 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 43,826 183,199 31.45
2016-11-23 2016-11-22 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -25,000 139,373 -15.21 50.20 -1,255,000 6,996,525
2016-03-02 2016-02-25 4/A SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 39,655 194,726 25.57
2016-02-29 2016-02-25 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 39,655 194,726 25.57
2016-02-29 2016-02-25 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 24,317 155,071 18.60
2016-01-26 2016-01-22 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -37,353 130,754 -22.22
2016-01-26 2016-01-22 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 37,353 164,373 29.41
2015-03-17 2015-03-13 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 727 168,107 0.43
2015-03-17 2015-03-13 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 10,305 167,380 6.56
2015-01-23 2015-01-22 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -14,409 157,075 -8.40
2015-01-23 2015-01-22 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -7,083 127,020 -5.28 46.74 -331,059 5,936,915
2015-01-23 2015-01-22 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 14,409 134,103 12.04
2014-09-19 2014-09-18 4 SF STIFEL FINANCIAL CORP
Common Stock 		J - Other -20,693 119,694 -14.74 48.33 -1,000,010 5,784,332
2014-03-05 2014-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 1,333 171,484 0.78
2014-03-05 2014-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 666 170,151 0.39
2014-03-05 2014-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 2,666 169,485 1.60
2014-03-05 2014-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 3,332 166,819 2.04
2014-03-05 2014-03-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 13,331 163,487 8.88
2014-01-27 2014-01-24 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -42,329 150,156 -21.99
2014-01-27 2014-01-24 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -21,830 140,387 -13.46 49.82 -1,087,571 6,994,080
2014-01-27 2014-01-24 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 42,329 162,217 35.31
2013-11-27 2013-11-26 4 SF STIFEL FINANCIAL CORP
Common Stock 		S - Sale -30,000 119,888 -20.01 45.32 -1,359,600 5,433,324
2013-03-12 2013-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 42,937 192,485 28.71
2013-03-12 2013-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 5,725 149,548 3.98
2013-03-12 2013-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 3,756 143,823 2.68
2013-03-12 2013-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 15,027 140,067 12.02
2013-01-25 2013-01-24 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -53,766 125,040 -30.07
2013-01-25 2013-01-24 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -23,706 149,888 -13.66 35.13 -832,792 5,265,565
2013-01-25 2013-01-24 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 53,766 173,594 44.87
2012-12-21 2012-12-21 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -7,326 178,806 -3.94
2012-12-21 2012-12-21 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -3,376 119,828 -2.74 31.18 -105,264 3,736,237
2012-12-21 2012-12-21 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 7,326 123,204 6.32
2012-03-09 2012-03-08 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -46,875 186,132 -20.12
2012-03-09 2012-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -21,596 115,878 -15.71 38.91 -840,300 4,508,813
2012-03-09 2012-03-08 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 46,875 137,474 51.74
2012-02-16 2012-02-14 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 27,322 233,007 13.28
2012-02-16 2012-02-14 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 10,929 205,685 5.61
2012-02-16 2012-02-14 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 2,732 194,756 1.42
2012-02-16 2012-02-14 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		A - Award 10,928 192,024 6.03
2012-01-19 2012-01-17 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units 		M - Exercise -22,016 181,096 -10.84
2012-01-19 2012-01-17 4 SF STIFEL FINANCIAL CORP
Common Stock 		F - Taxes -8,068 90,599 -8.18 33.39 -269,391 3,025,101
2012-01-19 2012-01-17 4 SF STIFEL FINANCIAL CORP
Common Stock 		M - Exercise 22,016 98,667 28.72
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)