Paul D Rubin - Insider Trading Tracker

Viridian Therapeutics, Inc.

US ˙ NasdaqCM ˙ US92790C1045

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Paul D Rubin. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Paul D Rubin telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti	Tajuk	Pegangan Terkini Dilaporkan
US:VRDN / Viridian Therapeutics, Inc.	EVP, Research & Development	87,000
US:XOMA / XOMA Royalty Corporation	Sr. VP Clinical Dev. & CMO	326,601

Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Paul D Rubin. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam VRDN / Viridian Therapeutics, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam VRDN / Viridian Therapeutics, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam VRDN / Viridian Therapeutics, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam VRDN / Viridian Therapeutics, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam XOMAO / XOMA Royalty Corporation - Preferred Stock - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam VRDN / Viridian Therapeutics, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam XOMAO / XOMA Royalty Corporation - Preferred Stock - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam VRDN / Viridian Therapeutics, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2016-03-22 XOMA RUBIN PAUL D 24,194 0.7847 1,210 15.6940 18,985 325 4.0300 -14,113 -74.34

2015-05-28 XOMA RUBIN PAUL D 1,788 3.6000 89 72.0000 6,437

2014-08-15 XOMA RUBIN PAUL D 10,299 4.3054 515 86.1080 44,341

2014-05-28 XOMA RUBIN PAUL D 1,785 4.2200 89 84.4000 7,533

2014-05-13 XOMA RUBIN PAUL D 10,000 3.8404 500 76.8080 38,404

2014-03-18 XOMA RUBIN PAUL D 4,661 6.3160 233 126.3200 29,439

2014-03-18 XOMA RUBIN PAUL D 6,988 6.3160 349 126.3200 44,136

2013-08-14 XOMA RUBIN PAUL D 10,520 3.8613 526 77.2260 40,621

2013-05-29 XOMA RUBIN PAUL D 1,797 4.1603 90 83.2060 7,476

2013-03-19 XOMA RUBIN PAUL D 6,990 3.2900 350 65.8000 22,997

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Paul D Rubin seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah Saham
harga Tran
Nilai Baki
Nilai

2019-02-08 2019-02-06 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy) A - Award 87,000 87,000

2018-02-02 2018-01-31 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy) A - Award 85,000 85,000

2017-02-16 2017-02-16 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy) A - Award 87,500 87,500

2016-03-22 2016-03-22 4 XOMA XOMA Corp
Common Shares S - Sale -24,194 326,601 -6.90 0.78 -18,985 256,284

2016-03-22 2016-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -12,141 0 -100.00

2016-03-22 2016-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 12,141 350,795 3.59

2016-02-29 2016-02-25 4 XOMA XOMA Corp
Common Shares A - Award 198,330 338,654 141.34

2016-02-16 2015-12-31 5 XOMA XOMA Corp
Common Shares J - Other 6,541 13,422 95.06 1.38 9,000 18,469

2016-02-16 2015-06-30 5 XOMA XOMA Corp
Common Shares J - Other 575 124,377 0.46 3.69 2,119 458,454

2016-02-16 2015-03-31 5 XOMA XOMA Corp
Common Shares J - Other 1,457 120,924 1.22 3.46 5,038 418,155

2015-08-18 2015-08-14 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -26,748 0 -100.00

2015-08-18 2015-08-14 4 XOMA XOMA Corp
Common Shares D - Sale to Issuer -10,801 138,292 -7.24 0.83 -9,003 115,266

2015-08-18 2015-08-14 4 XOMA XOMA Corp
Common Shares M - Exercise 26,748 149,093 21.86

2015-07-17 2015-07-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise X -5,000 27,040 -15.61 3.04 -15,200 82,202

2015-07-17 2015-07-15 4 XOMA XOMA Corp
Common Shares S - Sale X -5,000 122,345 -3.93 4.60 -22,992 562,591

2015-07-17 2015-07-15 4 XOMA XOMA Corp
Common Shares M - Exercise X 5,000 127,345 4.09 3.04 15,200 387,129

2015-07-10 2015-07-10 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise X -29,000 32,040 -47.51 3.04 -88,160 97,402

2015-07-10 2015-07-10 4 XOMA XOMA Corp
Common Shares S - Sale X -29,000 122,345 -19.16 4.55 -131,985 556,817

2015-07-10 2015-07-10 4 XOMA XOMA Corp
Common Shares M - Exercise X 29,000 151,345 23.70 3.04 88,160 460,089

2015-07-10 2015-07-09 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise X -4,400 61,040 -6.72 3.04 -13,376 185,562

2015-07-10 2015-07-09 4 XOMA XOMA Corp
Common Shares S - Sale X -4,400 122,345 -3.47 4.55 -20,020 556,670

2015-07-10 2015-07-09 4 XOMA XOMA Corp
Common Shares M - Exercise X 4,400 126,745 3.60 3.04 13,376 385,305

2015-06-01 2015-05-28 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -4,666 0 -100.00

2015-06-01 2015-05-28 4 XOMA XOMA Corp
Common Shares S - Sale -1,788 122,345 -1.44 3.60 -6,437 440,442

2015-06-01 2015-05-28 4 XOMA XOMA Corp
Common Shares M - Exercise 4,666 124,133 3.91

2015-03-23 2015-03-23 4 XOMA XOMA Corp
Common Shares S - Sale X -32,742 119,467 -21.51 3.94 -128,879 470,246

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -18,205 0 -100.00

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -12,141 12,141 -50.00

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares D - Sale to Issuer -4,680 152,209 -2.98 4.01 -18,769 610,434

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares D - Sale to Issuer -7,017 156,889 -4.28 4.01 -28,142 629,203

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares D - Sale to Issuer -8,838 163,906 -5.12 4.01 -35,445 657,345

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 12,141 172,744 7.56

2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 18,205 160,603 12.78

2015-03-02 2015-02-26 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) A - Award 86,910 86,910 3.83 332,865 332,865

2015-03-02 2015-02-26 4 XOMA XOMA Corp
Common Shares A - Award 64,900 142,398 83.74

2015-02-17 2014-12-31 5 XOMA XOMA Corp
Common Shares J - Other 1,571 6,881 29.59 3.83 6,019 26,365

2015-02-17 2014-12-31 5 XOMA XOMA Corp
Common Shares J - Other 603 77,498 0.78 3.41 2,057 264,307

2015-02-17 2014-09-30 5 XOMA XOMA Corp
Common Shares J - Other 513 76,895 0.67 4.00 2,052 307,542

2015-02-17 2014-06-30 5 XOMA XOMA Corp
Common Shares J - Other 472 76,382 0.62 4.36 2,058 333,064

2015-02-17 2014-03-31 5 XOMA XOMA Corp
Common Shares J - Other 1,114 94,608 1.19 4.95 5,514 468,262

2015-02-17 2013-12-31 5 XOMA XOMA Corp
Common Shares J - Other 306 6,309 5.10 6.39 1,956 40,337

2014-12-16 2014-12-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -1,600 70,440 -2.22 3.04 -4,864 214,138

2014-12-16 2014-12-15 4 XOMA XOMA Corp
Common Shares S - Sale X -1,600 72,021 -2.17 4.63 -7,401 333,140

2014-12-16 2014-12-15 4 XOMA XOMA Corp
Common Shares M - Exercise X 1,600 73,621 2.22 3.04 4,864 223,808

2014-11-21 2014-11-20 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -5,000 72,040 -6.49 3.04 -15,200 219,002

2014-11-21 2014-11-20 4 XOMA XOMA Corp
Common Shares S - Sale X -5,000 72,021 -6.49 4.55 -22,750 327,696

2014-11-21 2014-11-20 4 XOMA XOMA Corp
Common Shares M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144

2014-10-29 2014-10-28 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -5,000 72,040 -6.49 3.04 -15,200 219,002

2014-10-29 2014-10-28 4 XOMA XOMA Corp
Common Shares S - Sale X -5,000 72,021 -6.49 4.57 -22,829 328,833

2014-10-29 2014-10-28 4 XOMA XOMA Corp
Common Shares M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144

2014-09-16 2014-09-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -5,000 77,040 -6.09 3.04 -15,200 234,202

2014-09-16 2014-09-15 4 XOMA XOMA Corp
Common Shares S - Sale X -5,000 72,021 -6.49 4.59 -22,938 330,411

2014-09-16 2014-09-15 4 XOMA XOMA Corp
Common Shares M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144

2014-09-08 2014-09-04 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -10,000 82,040 -10.86 3.04 -30,400 249,402

2014-09-08 2014-09-04 4 XOMA XOMA Corp
Common Shares S - Sale X -10,000 72,021 -12.19 4.56 -45,640 328,704

2014-09-08 2014-09-04 4 XOMA XOMA Corp
Common Shares M - Exercise X 10,000 82,021 13.88 3.04 30,400 249,344

2014-08-19 2014-08-18 4 XOMA XOMA Corp
Common Shares S - Sale X -16,449 72,021 -18.59 4.36 -71,752 314,163

2014-08-19 2014-08-15 4 XOMA XOMA Corp
Common Shares S - Sale -10,299 88,470 -10.43 4.31 -44,341 380,899

2014-08-19 2014-08-14 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -26,748 26,748 -50.00

2014-08-19 2014-08-14 4 XOMA XOMA Corp
Common Shares M - Exercise 26,748 98,769 37.14

2014-06-18 2014-06-16 4 XOMA XOMA Corp
Common Shares S - Sale X -11,580 72,021 -13.85 4.54 -52,595 327,112

2014-05-29 2014-05-28 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -4,667 4,666 -50.01

2014-05-29 2014-05-28 4 XOMA XOMA Corp
Common Shares S - Sale -1,785 83,601 -2.09 4.22 -7,533 352,796

2014-05-29 2014-05-28 4 XOMA XOMA Corp
Common Shares M - Exercise 4,667 85,386 5.78

2014-05-15 2014-05-13 4 XOMA XOMA Corp
Common Shares S - Sale -10,000 80,719 -11.02 3.84 -38,404 309,993

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -18,205 18,205 -50.00

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -12,142 24,282 -33.34

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -6,000 92,040 -6.12 3.04 -18,240 279,802

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 90,719 -6.20 6.31 -37,848 572,255

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 6,000 96,719 6.61 3.04 18,240 294,026

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares S - Sale -6,988 90,719 -7.15 6.32 -44,136 572,981

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 18,205 97,707 22.90

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares S - Sale -4,661 79,502 -5.54 6.32 -29,439 502,135

2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 12,142 84,163 16.86

2014-03-03 2014-02-27 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) A - Award 95,000 95,000 8.91 846,450 846,450

2014-03-03 2014-02-27 4 XOMA XOMA Corp
Common Shares A - Award 68,793 72,021 2,131.13

2014-02-19 2014-02-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -6,000 98,040 -5.77 3.04 -18,240 298,042

2014-02-19 2014-02-18 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 3,228 -65.02 7.55 -45,272 24,356

2014-02-19 2014-02-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 6,000 9,228 185.87 3.04 18,240 28,053

2014-02-14 2013-12-31 5 XOMA XOMA Corp
Common Shares J - Other 888 5,310 20.08 6.61 5,867 35,083

2014-01-23 2014-01-21 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -5,694 104,040 -5.19 3.04 -17,310 316,282

2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares S - Sale X -5,694 3,228 -63.82 8.27 -47,078 26,689

2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares M - Exercise X 5,694 8,922 176.39 3.04 17,310 27,123

2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares S - Sale X -306 3,228 -8.66 8.27 -2,530 26,689

2013-12-18 2013-12-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -6,000 109,734 -5.18 3.04 -18,240 333,591

2013-12-18 2013-12-18 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 3,534 -62.93 5.67 -33,992 20,021

2013-12-18 2013-12-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 6,000 9,534 169.78 3.04 18,240 28,983

2013-12-02 2013-11-27 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise -4,696 115,734 -3.90 3.04 -14,276 351,831

2013-12-02 2013-11-27 4 XOMA XOMA Corp
Common Shares S - Sale X -4,696 3,534 -57.06 4.54 -21,320 16,044

2013-12-02 2013-11-27 4 XOMA XOMA Corp
Common Shares M - Exercise X 4,696 8,230 132.88 3.04 14,276 25,019

2013-11-19 2013-11-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) M - Exercise -1,304 15,887 -7.59 2.36 -3,077 37,493

2013-11-19 2013-11-18 4 XOMA XOMA Corp
Common Shares S - Sale X -1,304 3,534 -26.95 4.08 -5,317 14,410

2013-11-19 2013-11-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 1,304 4,838 36.90 2.36 3,077 11,418

2013-11-01 2013-10-18 4/A XOMA XOMA Corp
Common Shares S - Sale X -5,254 3,534 -59.79 4.71 -24,725 16,631

2013-10-21 2013-10-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) M - Exercise -746 17,191 -4.16 2.36 -1,761 40,571

2013-10-21 2013-10-18 4 XOMA XOMA Corp
Common Shares S - Sale X -746 8,788 -7.82 4.71 -3,511 41,356

2013-10-21 2013-10-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 746 9,534 8.49 2.36 1,761 22,500

2013-10-02 2013-09-30 4 XOMA XOMA Corp
Common Shares L - Other 459 8,788 5.51 4.27 1,958 37,485

2013-09-19 2013-09-18 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 8,329 -41.87 4.53 -27,187 37,740

2013-08-19 2013-08-19 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 14,329 -29.51 3.74 -22,419 53,540

2013-08-16 2013-08-14 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -26,748 53,496 -33.33

2013-08-16 2013-08-14 4 XOMA XOMA Corp
Common Shares S - Sale -10,520 20,329 -34.10 3.86 -40,621 78,496

2013-08-16 2013-08-14 4 XOMA XOMA Corp
Common Shares M - Exercise 26,748 30,849 652.23

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) M - Exercise X -2,748 17,937 -13.28 4.71 -12,931 84,403

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy) M - Exercise X -3,252 120,430 -2.63 4.71 -15,302 566,683

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares S - Sale X -3,252 4,101 -44.23 4.71 -15,302 19,297

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 3,252 7,353 79.30 3.04 9,886 22,353

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares S - Sale X -2,748 4,101 -40.12 4.71 -12,931 19,297

2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 2,748 6,849 67.01 2.36 6,485 16,164

2013-07-01 2013-06-28 4 XOMA XOMA Corp
Common Shares M - Exercise 567 4,101 16.04 3.45 1,955 14,142

2013-06-18 2013-06-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) M - Exercise X -3,130 20,685 -13.14

2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares S - Sale X -2,870 3,534 -44.82

2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares S - Sale X -3,130 6,404 -32.83

2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares M - Exercise X 3,130 9,534 48.88 2.36 7,387 22,500

2013-05-29 2013-05-29 4 XOMA XOMA Corp
Common Shares S - Sale -1,797 6,404 -21.91 4.16 -7,476 26,643

2013-05-29 2013-05-28 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -4,667 9,333 -33.34

2013-05-29 2013-05-28 4 XOMA XOMA Corp
Common Shares M - Exercise 4,667 8,201 132.06

2013-05-21 2013-05-20 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) M - Exercise X -785 23,815 -3.19 4.16 -3,266 99,070

2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares S - Sale X -5,215 3,534 -59.61

2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares S - Sale X -785 8,749 -8.23 4.16 -3,266 36,396

2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares M - Exercise X 785 9,534 8.97 2.36 1,853 22,500

2013-04-19 2013-04-18 4 XOMA XOMA Corp
Common Shares S - Sale X -6,000 8,749 -40.68

2013-04-01 2013-03-28 4 XOMA XOMA Corp
Common Shares M - Exercise 1,498 14,749 11.30 3.32 4,967 48,900

2013-03-27 2013-03-19 4 XOMA XOMA Corp
Common Shares S - Sale -6,990 13,251 -34.53 3.29 -22,997 43,596

2013-03-27 2013-03-18 4 XOMA XOMA Corp
Restricted Stock Units M - Exercise -18,205 36,410 -33.33

2013-03-27 2013-03-18 4 XOMA XOMA Corp
Common Shares M - Exercise 18,205 20,241 894.16

2013-03-01 2013-02-28 4 XOMA XOMA Corp
Restricted Stock Units A - Award 36,424 36,424

2013-03-01 2013-02-28 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) A - Award 50,299 50,299 2.72 136,562 136,562

2013-02-13 2012-12-31 5 XOMA XOMA Corp
Common Shares J - Other 2,214 4,422 100.27 2.53 5,591 11,166

2013-01-02 2012-12-31 4 XOMA XOMA Corp
Common Shares M - Exercise 833 2,036 69.24 2.28 1,899 4,642

2012-10-01 2012-09-28 4 XOMA XOMA Corp
Common Shares M - Exercise 542 1,203 82.00 3.51 1,900 4,217

2012-07-23 2012-07-19 4 XOMA XOMA Corp
Restricted Stock Units A - Award 80,244 80,244

2012-07-23 2012-07-19 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) A - Award 110,813 110,813 3.53 391,170 391,170

2012-07-02 2012-06-29 4 XOMA XOMA Corp
Common Shares M - Exercise 661 661 2.83 1,871 1,871

2012-07-02 2012-06-15 4 XOMA XOMA Corp
Common Shares G - Gift -3,887 0 -100.00

2012-05-25 2012-05-24 4 XOMA XOMA Corp
Restricted Stock Units A - Award 14,000 14,000

2012-05-25 2012-05-24 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy) A - Award 24,600 24,600 2.36 58,056 58,056

2012-04-02 2012-03-30 4 XOMA XOMA Corp
Common Shares M - Exercise 1,229 3,887 46.24 2.63 3,234 10,229

2012-02-14 2012-02-10 4 XOMA XOMA Corp
Restricted Stock Units A - Award 54,615 54,615

2012-02-14 2011-12-30 5 XOMA XOMA Corp
Common Shares J - Other 2,208 2,208 1.16 2,550 2,550

2012-02-14 2011-12-30 5 XOMA XOMA Corp
Common Shares J - Other 1,636 2,658 160.08 1.09 1,787 2,904

P

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

S

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

A

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

C

Penukaran derivatif

D

Penjualan atau pemindahan sekuriti kembali kepada syarikat

F

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

G

Hadiah sekuriti oleh atau kepada orang dalam

K

Swap ekuiti dan urus niaga lindung nilai yang serupa

M

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

V

Transaksi dilaporkan secara sukarela pada Borang 4

J

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2016-03-22	XOMA	RUBIN PAUL D	24,194	0.7847	1,210	15.6940	18,985	325	4.0300	-14,113	-74.34
2015-05-28	XOMA	RUBIN PAUL D	1,788	3.6000	89	72.0000	6,437
2014-08-15	XOMA	RUBIN PAUL D	10,299	4.3054	515	86.1080	44,341
2014-05-28	XOMA	RUBIN PAUL D	1,785	4.2200	89	84.4000	7,533
2014-05-13	XOMA	RUBIN PAUL D	10,000	3.8404	500	76.8080	38,404
2014-03-18	XOMA	RUBIN PAUL D	4,661	6.3160	233	126.3200	29,439
2014-03-18	XOMA	RUBIN PAUL D	6,988	6.3160	349	126.3200	44,136
2013-08-14	XOMA	RUBIN PAUL D	10,520	3.8613	526	77.2260	40,621
2013-05-29	XOMA	RUBIN PAUL D	1,797	4.1603	90	83.2060	7,476
2013-03-19	XOMA	RUBIN PAUL D	6,990	3.2900	350	65.8000	22,997

Tarikh Fail	Tarikh Tran	Borang	Simbol Saham	Sekuriti	Kod	10b5-1	Saham	Baki Saham	Peratus Ubah	Saham harga	Tran Nilai	Baki Nilai
2019-02-08	2019-02-06	4	MGEN	MIRAGEN THERAPEUTICS, INC. Stock Option (right to buy)	A - Award		87,000	87,000
2018-02-02	2018-01-31	4	MGEN	MIRAGEN THERAPEUTICS, INC. Stock Option (right to buy)	A - Award		85,000	85,000
2017-02-16	2017-02-16	4	MGEN	MIRAGEN THERAPEUTICS, INC. Stock Option (right to buy)	A - Award		87,500	87,500
2016-03-22	2016-03-22	4	XOMA	XOMA Corp Common Shares	S - Sale		-24,194	326,601	-6.90	0.78	-18,985	256,284
2016-03-22	2016-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-12,141	0	-100.00
2016-03-22	2016-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		12,141	350,795	3.59
2016-02-29	2016-02-25	4	XOMA	XOMA Corp Common Shares	A - Award		198,330	338,654	141.34
2016-02-16	2015-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		6,541	13,422	95.06	1.38	9,000	18,469
2016-02-16	2015-06-30	5	XOMA	XOMA Corp Common Shares	J - Other		575	124,377	0.46	3.69	2,119	458,454
2016-02-16	2015-03-31	5	XOMA	XOMA Corp Common Shares	J - Other		1,457	120,924	1.22	3.46	5,038	418,155
2015-08-18	2015-08-14	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-26,748	0	-100.00
2015-08-18	2015-08-14	4	XOMA	XOMA Corp Common Shares	D - Sale to Issuer		-10,801	138,292	-7.24	0.83	-9,003	115,266
2015-08-18	2015-08-14	4	XOMA	XOMA Corp Common Shares	M - Exercise		26,748	149,093	21.86
2015-07-17	2015-07-15	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise	X	-5,000	27,040	-15.61	3.04	-15,200	82,202
2015-07-17	2015-07-15	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,000	122,345	-3.93	4.60	-22,992	562,591
2015-07-17	2015-07-15	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	5,000	127,345	4.09	3.04	15,200	387,129
2015-07-10	2015-07-10	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise	X	-29,000	32,040	-47.51	3.04	-88,160	97,402
2015-07-10	2015-07-10	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-29,000	122,345	-19.16	4.55	-131,985	556,817
2015-07-10	2015-07-10	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	29,000	151,345	23.70	3.04	88,160	460,089
2015-07-10	2015-07-09	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise	X	-4,400	61,040	-6.72	3.04	-13,376	185,562
2015-07-10	2015-07-09	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-4,400	122,345	-3.47	4.55	-20,020	556,670
2015-07-10	2015-07-09	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	4,400	126,745	3.60	3.04	13,376	385,305
2015-06-01	2015-05-28	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-4,666	0	-100.00
2015-06-01	2015-05-28	4	XOMA	XOMA Corp Common Shares	S - Sale		-1,788	122,345	-1.44	3.60	-6,437	440,442
2015-06-01	2015-05-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		4,666	124,133	3.91
2015-03-23	2015-03-23	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-32,742	119,467	-21.51	3.94	-128,879	470,246
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-18,205	0	-100.00
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-12,141	12,141	-50.00
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Common Shares	D - Sale to Issuer		-4,680	152,209	-2.98	4.01	-18,769	610,434
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Common Shares	D - Sale to Issuer		-7,017	156,889	-4.28	4.01	-28,142	629,203
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Common Shares	D - Sale to Issuer		-8,838	163,906	-5.12	4.01	-35,445	657,345
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		12,141	172,744	7.56
2015-03-20	2015-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		18,205	160,603	12.78
2015-03-02	2015-02-26	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	A - Award		86,910	86,910		3.83	332,865	332,865
2015-03-02	2015-02-26	4	XOMA	XOMA Corp Common Shares	A - Award		64,900	142,398	83.74
2015-02-17	2014-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		1,571	6,881	29.59	3.83	6,019	26,365
2015-02-17	2014-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		603	77,498	0.78	3.41	2,057	264,307
2015-02-17	2014-09-30	5	XOMA	XOMA Corp Common Shares	J - Other		513	76,895	0.67	4.00	2,052	307,542
2015-02-17	2014-06-30	5	XOMA	XOMA Corp Common Shares	J - Other		472	76,382	0.62	4.36	2,058	333,064
2015-02-17	2014-03-31	5	XOMA	XOMA Corp Common Shares	J - Other		1,114	94,608	1.19	4.95	5,514	468,262
2015-02-17	2013-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		306	6,309	5.10	6.39	1,956	40,337
2014-12-16	2014-12-15	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-1,600	70,440	-2.22	3.04	-4,864	214,138
2014-12-16	2014-12-15	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-1,600	72,021	-2.17	4.63	-7,401	333,140
2014-12-16	2014-12-15	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	1,600	73,621	2.22	3.04	4,864	223,808
2014-11-21	2014-11-20	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-5,000	72,040	-6.49	3.04	-15,200	219,002
2014-11-21	2014-11-20	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,000	72,021	-6.49	4.55	-22,750	327,696
2014-11-21	2014-11-20	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	5,000	77,021	6.94	3.04	15,200	234,144
2014-10-29	2014-10-28	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-5,000	72,040	-6.49	3.04	-15,200	219,002
2014-10-29	2014-10-28	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,000	72,021	-6.49	4.57	-22,829	328,833
2014-10-29	2014-10-28	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	5,000	77,021	6.94	3.04	15,200	234,144
2014-09-16	2014-09-15	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-5,000	77,040	-6.09	3.04	-15,200	234,202
2014-09-16	2014-09-15	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,000	72,021	-6.49	4.59	-22,938	330,411
2014-09-16	2014-09-15	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	5,000	77,021	6.94	3.04	15,200	234,144
2014-09-08	2014-09-04	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-10,000	82,040	-10.86	3.04	-30,400	249,402
2014-09-08	2014-09-04	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-10,000	72,021	-12.19	4.56	-45,640	328,704
2014-09-08	2014-09-04	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	10,000	82,021	13.88	3.04	30,400	249,344
2014-08-19	2014-08-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-16,449	72,021	-18.59	4.36	-71,752	314,163
2014-08-19	2014-08-15	4	XOMA	XOMA Corp Common Shares	S - Sale		-10,299	88,470	-10.43	4.31	-44,341	380,899
2014-08-19	2014-08-14	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-26,748	26,748	-50.00
2014-08-19	2014-08-14	4	XOMA	XOMA Corp Common Shares	M - Exercise		26,748	98,769	37.14
2014-06-18	2014-06-16	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-11,580	72,021	-13.85	4.54	-52,595	327,112
2014-05-29	2014-05-28	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-4,667	4,666	-50.01
2014-05-29	2014-05-28	4	XOMA	XOMA Corp Common Shares	S - Sale		-1,785	83,601	-2.09	4.22	-7,533	352,796
2014-05-29	2014-05-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		4,667	85,386	5.78
2014-05-15	2014-05-13	4	XOMA	XOMA Corp Common Shares	S - Sale		-10,000	80,719	-11.02	3.84	-38,404	309,993
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-18,205	18,205	-50.00
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-12,142	24,282	-33.34
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-6,000	92,040	-6.12	3.04	-18,240	279,802
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	90,719	-6.20	6.31	-37,848	572,255
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	6,000	96,719	6.61	3.04	18,240	294,026
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	S - Sale		-6,988	90,719	-7.15	6.32	-44,136	572,981
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		18,205	97,707	22.90
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	S - Sale		-4,661	79,502	-5.54	6.32	-29,439	502,135
2014-03-20	2014-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		12,142	84,163	16.86
2014-03-03	2014-02-27	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	A - Award		95,000	95,000		8.91	846,450	846,450
2014-03-03	2014-02-27	4	XOMA	XOMA Corp Common Shares	A - Award		68,793	72,021	2,131.13
2014-02-19	2014-02-18	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-6,000	98,040	-5.77	3.04	-18,240	298,042
2014-02-19	2014-02-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	3,228	-65.02	7.55	-45,272	24,356
2014-02-19	2014-02-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	6,000	9,228	185.87	3.04	18,240	28,053
2014-02-14	2013-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		888	5,310	20.08	6.61	5,867	35,083
2014-01-23	2014-01-21	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-5,694	104,040	-5.19	3.04	-17,310	316,282
2014-01-23	2014-01-21	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,694	3,228	-63.82	8.27	-47,078	26,689
2014-01-23	2014-01-21	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	5,694	8,922	176.39	3.04	17,310	27,123
2014-01-23	2014-01-21	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-306	3,228	-8.66	8.27	-2,530	26,689
2013-12-18	2013-12-18	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-6,000	109,734	-5.18	3.04	-18,240	333,591
2013-12-18	2013-12-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	3,534	-62.93	5.67	-33,992	20,021
2013-12-18	2013-12-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	6,000	9,534	169.78	3.04	18,240	28,983
2013-12-02	2013-11-27	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise		-4,696	115,734	-3.90	3.04	-14,276	351,831
2013-12-02	2013-11-27	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-4,696	3,534	-57.06	4.54	-21,320	16,044
2013-12-02	2013-11-27	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	4,696	8,230	132.88	3.04	14,276	25,019
2013-11-19	2013-11-18	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	M - Exercise		-1,304	15,887	-7.59	2.36	-3,077	37,493
2013-11-19	2013-11-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-1,304	3,534	-26.95	4.08	-5,317	14,410
2013-11-19	2013-11-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	1,304	4,838	36.90	2.36	3,077	11,418
2013-11-01	2013-10-18	4/A	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,254	3,534	-59.79	4.71	-24,725	16,631
2013-10-21	2013-10-18	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	M - Exercise		-746	17,191	-4.16	2.36	-1,761	40,571
2013-10-21	2013-10-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-746	8,788	-7.82	4.71	-3,511	41,356
2013-10-21	2013-10-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	746	9,534	8.49	2.36	1,761	22,500
2013-10-02	2013-09-30	4	XOMA	XOMA Corp Common Shares	L - Other		459	8,788	5.51	4.27	1,958	37,485
2013-09-19	2013-09-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	8,329	-41.87	4.53	-27,187	37,740
2013-08-19	2013-08-19	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	14,329	-29.51	3.74	-22,419	53,540
2013-08-16	2013-08-14	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-26,748	53,496	-33.33
2013-08-16	2013-08-14	4	XOMA	XOMA Corp Common Shares	S - Sale		-10,520	20,329	-34.10	3.86	-40,621	78,496
2013-08-16	2013-08-14	4	XOMA	XOMA Corp Common Shares	M - Exercise		26,748	30,849	652.23
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	M - Exercise	X	-2,748	17,937	-13.28	4.71	-12,931	84,403
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Incentive Share Option (right to buy)	M - Exercise	X	-3,252	120,430	-2.63	4.71	-15,302	566,683
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-3,252	4,101	-44.23	4.71	-15,302	19,297
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	3,252	7,353	79.30	3.04	9,886	22,353
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-2,748	4,101	-40.12	4.71	-12,931	19,297
2013-07-19	2013-07-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	2,748	6,849	67.01	2.36	6,485	16,164
2013-07-01	2013-06-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		567	4,101	16.04	3.45	1,955	14,142
2013-06-18	2013-06-18	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	M - Exercise	X	-3,130	20,685	-13.14
2013-06-18	2013-06-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-2,870	3,534	-44.82
2013-06-18	2013-06-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-3,130	6,404	-32.83
2013-06-18	2013-06-18	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	3,130	9,534	48.88	2.36	7,387	22,500
2013-05-29	2013-05-29	4	XOMA	XOMA Corp Common Shares	S - Sale		-1,797	6,404	-21.91	4.16	-7,476	26,643
2013-05-29	2013-05-28	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-4,667	9,333	-33.34
2013-05-29	2013-05-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		4,667	8,201	132.06
2013-05-21	2013-05-20	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	M - Exercise	X	-785	23,815	-3.19	4.16	-3,266	99,070
2013-05-21	2013-05-20	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-5,215	3,534	-59.61
2013-05-21	2013-05-20	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-785	8,749	-8.23	4.16	-3,266	36,396
2013-05-21	2013-05-20	4	XOMA	XOMA Corp Common Shares	M - Exercise	X	785	9,534	8.97	2.36	1,853	22,500
2013-04-19	2013-04-18	4	XOMA	XOMA Corp Common Shares	S - Sale	X	-6,000	8,749	-40.68
2013-04-01	2013-03-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		1,498	14,749	11.30	3.32	4,967	48,900
2013-03-27	2013-03-19	4	XOMA	XOMA Corp Common Shares	S - Sale		-6,990	13,251	-34.53	3.29	-22,997	43,596
2013-03-27	2013-03-18	4	XOMA	XOMA Corp Restricted Stock Units	M - Exercise		-18,205	36,410	-33.33
2013-03-27	2013-03-18	4	XOMA	XOMA Corp Common Shares	M - Exercise		18,205	20,241	894.16
2013-03-01	2013-02-28	4	XOMA	XOMA Corp Restricted Stock Units	A - Award		36,424	36,424
2013-03-01	2013-02-28	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	A - Award		50,299	50,299		2.72	136,562	136,562
2013-02-13	2012-12-31	5	XOMA	XOMA Corp Common Shares	J - Other		2,214	4,422	100.27	2.53	5,591	11,166
2013-01-02	2012-12-31	4	XOMA	XOMA Corp Common Shares	M - Exercise		833	2,036	69.24	2.28	1,899	4,642
2012-10-01	2012-09-28	4	XOMA	XOMA Corp Common Shares	M - Exercise		542	1,203	82.00	3.51	1,900	4,217
2012-07-23	2012-07-19	4	XOMA	XOMA Corp Restricted Stock Units	A - Award		80,244	80,244
2012-07-23	2012-07-19	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	A - Award		110,813	110,813		3.53	391,170	391,170
2012-07-02	2012-06-29	4	XOMA	XOMA Corp Common Shares	M - Exercise		661	661		2.83	1,871	1,871
2012-07-02	2012-06-15	4	XOMA	XOMA Corp Common Shares	G - Gift		-3,887	0	-100.00
2012-05-25	2012-05-24	4	XOMA	XOMA Corp Restricted Stock Units	A - Award		14,000	14,000
2012-05-25	2012-05-24	4	XOMA	XOMA Corp Non-Qualified Share Option (right to buy)	A - Award		24,600	24,600		2.36	58,056	58,056
2012-04-02	2012-03-30	4	XOMA	XOMA Corp Common Shares	M - Exercise		1,229	3,887	46.24	2.63	3,234	10,229
2012-02-14	2012-02-10	4	XOMA	XOMA Corp Restricted Stock Units	A - Award		54,615	54,615
2012-02-14	2011-12-30	5	XOMA	XOMA Corp Common Shares	J - Other		2,208	2,208		1.16	2,550	2,550
2012-02-14	2011-12-30	5	XOMA	XOMA Corp Common Shares	J - Other		1,636	2,658	160.08	1.09	1,787	2,904