Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Clair Joyce St. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Clair Joyce St telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:BFH / Bread Financial Holdings, Inc. Director 9,669
US:NTRS / Northern Trust Corporation Executive Vice President 16,830
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Clair Joyce St. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Clair Joyce St seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-06-18 2025-06-16 4 BFH BREAD FINANCIAL HOLDINGS, INC.
Common Stock
A - Award 2,802 9,669 40.80
2024-06-20 2024-06-17 4 BFH BREAD FINANCIAL HOLDINGS, INC.
Common Stock
A - Award 3,473 6,867 102.33
2023-08-16 2023-08-15 4 BFH BREAD FINANCIAL HOLDINGS, INC.
Common Stock
A - Award 3,394 3,394
2023-07-17 3 BFH BREAD FINANCIAL HOLDINGS, INC.
Common Stock
0
2022-03-03 2022-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,746 16,830 -14.03 109.14 -299,698 1,836,826
2022-02-25 2022-02-23 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,223 23,371 44.73
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,031 16,148 -15.80 132.16 -400,577 2,134,120
2022-01-20 2022-01-18 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 9,301 25,449 57.60
2021-12-10 2021-12-08 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -12,700 18,952 -40.12
2021-12-07 2021-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -266 16,148 -1.62 117.38 -31,223 1,895,452
2021-11-05 2021-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -9,395 31,652 -22.89 125.00 -1,174,375 3,956,500
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -26,132 0 -100.00
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -23,739 0 -100.00
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -3,192 41,047 -7.22
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -49,871 16,414 -75.24 116.00 -5,785,036 1,904,024
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 26,132 66,285 65.08 88.06 2,301,184 5,837,057
2021-08-13 2021-08-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 23,739 40,153 144.63 70.21 1,666,715 2,819,142
2021-05-24 2021-05-21 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -6,568 0 -100.00 120.00 -788,160
2021-05-03 2021-04-30 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -2,293 44,239 -4.93
2021-04-26 2021-04-23 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -9,248 0 -100.00 107.42 -993,420
2021-03-03 2021-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,085 16,414 -11.27 98.43 -205,227 1,615,630
2021-02-24 2021-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,155 21,382 -5.12 96.92 -111,943 2,072,343
2021-02-19 2021-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 6,554 24,134 37.28
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,398 17,580 -16.20 96.76 -328,790 1,701,041
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 11,036 28,616 62.78
2020-12-07 2020-12-07 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -10,000 28,774 -25.79 94.24 -942,400 2,711,662
2020-12-07 2020-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -261 17,580 -1.46 93.31 -24,354 1,640,390
2020-11-13 2020-11-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -22,992 0 -100.00
2020-11-13 2020-11-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,162 0 -100.00
2020-11-13 2020-11-11 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -29,154 17,841 -62.04 90.05 -2,625,318 1,606,582
2020-11-13 2020-11-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 22,992 46,995 95.79 58.25 1,339,284 2,737,459
2020-11-13 2020-11-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,162 24,003 34.54 60.85 374,958 1,460,583
2020-03-03 2020-03-02 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,438 17,841 -7.46 86.63 -124,574 1,545,566
2020-02-25 2020-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,155 21,267 -5.15 101.35 -117,059 2,155,410
2020-02-19 2020-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 6,440 24,020 36.63
2020-02-19 2020-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,853 17,580 -13.96 100.60 -287,012 1,768,548
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -4,926 24,018 -17.02 109.23 -538,067 2,623,486
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 14,108 38,126 58.74
2020-01-22 2019-12-12 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -304 24,018 -1.25 108.68 -33,039 2,610,276
2019-10-31 2019-10-30 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -8,110 0 -100.00 100.52 -815,217
2019-08-22 2019-08-21 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -154 26,183 -0.58
2019-03-05 2019-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -682 24,322 -2.73 93.49 -63,760 2,273,864
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,509 25,946 40.73
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,578 18,437 -7.88 92.83 -146,486 1,711,507
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,853 21,998 -11.48 92.83 -264,844 2,042,074
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -7,053 28,436 -19.87 90.42 -637,732 2,571,183
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 19,537 47,973 68.71
2018-12-11 2018-12-07 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -275 28,436 -0.96 90.36 -24,849 2,569,477
2018-07-26 2018-07-25 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -2,289 0 -100.00
2018-07-26 2018-07-24 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -3,166 33,147 -8.72 112.00 -354,592 3,712,464
2018-07-19 2018-07-18 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -3,166 30,910 -9.29 110.00 -348,260 3,400,100
2018-06-05 2018-06-05 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -1,949 34,076 -5.41
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 6,769 28,711 30.85
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,578 21,942 -6.71 105.15 -165,927 2,307,201
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,820 25,503 -6.66 98.88 -179,962 2,521,737
2018-01-30 2018-01-30 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -126 31,754 -0.40
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -5,968 29,611 -16.77 106.71 -636,845 3,159,790
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 15,909 45,520 53.73 106.71 1,697,649 4,857,439
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -244 29,611 -0.82 97.29 -23,739 2,880,854
2017-11-30 2017-11-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -18,489 6,162 -75.00
2017-11-30 2017-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -18,489 29,855 -38.24 97.51 -1,802,862 2,911,161
2017-11-30 2017-11-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 18,489 48,344 61.93 60.85 1,125,056 2,941,732
2017-10-20 2017-10-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -7,665 22,992 -25.00
2017-10-20 2017-10-18 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -7,665 29,855 -20.43 95.00 -728,175 2,836,225
2017-10-20 2017-10-18 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 7,665 37,520 25.67 58.25 446,486 2,185,540
2017-08-23 2017-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -13,814 0 -100.00 89.32 -1,233,866
2017-04-28 2017-04-28 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -193 16,416 -1.16
2017-04-28 2017-04-28 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -17,406 16,609 -51.17 90.46 -1,574,547 1,502,450
2017-03-02 2017-03-01 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -28,469 0 -100.00
2017-03-02 2017-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -28,469 29,855 -48.81 89.44 -2,546,267 2,670,231
2017-03-02 2017-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 28,469 58,324 95.36 52.69 1,500,032 3,073,092
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 26,132 26,132
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 5,749 29,855 23.85
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,169 24,106 -8.25 86.30 -187,196 2,080,468
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,878 28,851 -6.11 85.66 -160,860 2,471,232
2017-02-09 2017-02-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -56,991 0 -100.00
2017-02-09 2017-02-09 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -56,991 32,960 -63.36 85.08 -4,848,794 2,804,237
2017-02-09 2017-02-09 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 56,991 89,951 172.91 52.64 3,000,006 4,735,021
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -6,418 32,960 -16.30 88.92 -570,721 2,930,968
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 17,519 50,479 53.15
2016-11-30 2016-11-30 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -438 15,081 -2.82
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,588 0 -100.00
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -6,588 32,960 -16.66 78.00 -513,864 2,570,880
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,588 39,548 19.99 71.23 469,263 2,817,004
2016-11-09 2016-11-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -22,216 0 -100.00
2016-11-09 2016-11-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -25,000 6,588 -79.14
2016-11-09 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -47,216 32,960 -58.89 75.58 -3,568,585 2,491,117
2016-11-09 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 22,216 80,176 38.33 57.54 1,278,309 4,613,327
2016-11-09 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 25,000 57,960 75.85 71.23 1,780,750 4,128,491
2016-11-09 2016-11-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -48,180 22,216 -68.44
2016-11-09 2016-11-07 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -48,180 32,960 -59.38 73.07 -3,520,513 2,408,387
2016-11-09 2016-11-07 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 48,180 81,140 146.18 57.54 2,772,277 4,668,796
2016-11-04 2016-11-03 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -1,820 70,396 -2.52
2016-11-04 2016-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -1,820 32,960 -5.23 73.00 -132,860 2,406,080
2016-11-04 2016-11-03 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 1,820 34,780 5.52 57.54 104,723 2,001,241
2016-08-29 2016-08-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -50,010 0 -100.00
2016-08-29 2016-08-29 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -50,010 32,960 -60.27 70.04 -3,502,700 2,308,518
2016-08-29 2016-08-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 50,010 82,970 151.73 50.99 2,550,010 4,230,640
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,748 15,519 -27.03 69.00 -396,612 1,070,811
2016-08-03 2016-08-03 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -48,110 0 -100.00
2016-08-03 2016-08-03 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -779 21,267 -3.53
2016-08-03 2016-08-03 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -48,110 32,960 -59.34 67.02 -3,224,409 2,209,032
2016-08-03 2016-08-03 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 48,110 81,070 145.96 43.65 2,100,002 3,538,706
2016-04-27 2016-04-27 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -239 16,063 -1.47
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 30,657 30,657
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 12,876 32,960 64.11
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,169 20,084 -9.75 55.16 -119,631 1,107,733
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -6,474 24,829 -20.68 64.43 -417,120 1,599,732
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 18,979 43,808 76.44
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,000 0 -100.00
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -6,000 24,829 -19.46 79.00 -474,000 1,961,491
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,000 30,829 24.17 63.36 380,160 1,953,325
2015-06-11 2015-06-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -5,838 6,000 -49.32
2015-06-11 2015-06-10 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,838 24,829 -19.04 77.00 -449,526 1,911,833
2015-06-11 2015-06-10 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 5,838 30,667 23.51 63.36 369,896 1,943,061
2015-05-04 2015-04-30 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -84 37,259 -0.22
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 23,739 23,739
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,122 24,829 40.22
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -4,341 17,707 -19.69 70.03 -304,000 1,240,021
2015-01-27 2015-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -229 32,186 -0.71
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -5,055 38,187 -11.69 62.26 -314,724 2,377,523
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 16,037 43,242 58.95
2014-08-27 2014-08-25 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 21,433 -18.92 69.00 -345,000 1,478,877
2014-08-01 2014-07-30 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 26,433 -15.91 68.00 -340,000 1,797,444
2014-07-24 2014-07-24 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 31,433 -13.72 67.00 -335,000 2,106,011
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 36,433 -12.07 66.00 -330,000 2,404,578
2014-03-21 2014-03-20 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -7,168 0 -100.00
2014-03-21 2014-03-20 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -7,168 41,433 -14.75 66.00 -473,088 2,734,578
2014-03-21 2014-03-20 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 7,168 48,601 17.30 52.10 373,417 2,531,869
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 7,168 -41.09
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 7,168 -41.09
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 41,433 -10.77 64.00 -320,000 2,651,712
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 46,433 12.07 52.10 260,475 2,418,927
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 46,433 12.07 52.10 260,475 2,418,927
2014-03-11 2014-03-07 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 41,443 -10.77 63.00 -315,000 2,610,909
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,000 27,205 -9.93 62.02 -186,060 1,687,254
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,077 35,540 -7.97 62.07 -190,989 2,205,968
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 24,651 24,651
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 8,217 45,039 22.32
2014-02-06 2014-01-24 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -320 29,676 -1.07
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,826 36,822 -7.13 56.52 -159,740 2,081,364
2013-07-24 2013-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -257 26,804 -0.95
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 0 -100.00
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 59.00 -295,000 1,596,599
2013-05-29 2013-05-28 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 44.46 222,325 1,425,592
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 5,000 -50.00
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 58.00 -290,000 1,569,538
2013-05-17 2013-05-17 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 44.46 222,325 1,425,592
2013-05-16 2013-05-15 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 10,000 -33.33
2013-05-16 2013-05-15 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 57.00 -285,000 1,542,477
2013-05-16 2013-05-15 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 44.46 222,325 1,425,592
2013-05-16 2013-05-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 15,000 -25.00
2013-05-16 2013-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 56.00 -280,000 1,515,416
2013-05-16 2013-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 44.46 222,325 1,425,592
2013-03-12 2013-03-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 0 -100.00
2013-03-12 2013-03-11 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 55.00 -275,000 1,488,355
2013-03-12 2013-03-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 49.12 245,600 1,574,836
2013-03-06 2013-03-05 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 5,000 -50.00
2013-03-06 2013-03-05 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 27,061 -15.60 54.00 -270,000 1,461,294
2013-03-06 2013-03-05 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 32,061 18.48 49.12 245,600 1,574,836
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,688 42,840 -5.90 53.64 -144,184 2,297,938
2013-02-13 2013-02-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 10,000 -33.33
2013-02-13 2013-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 21,414 -18.93 53.00 -265,000 1,134,942
2013-02-13 2013-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 26,414 23.35 49.12 245,600 1,297,456
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 28,469 28,469
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 9,490 51,175 22.77
2013-02-13 2013-02-06 4/A NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise X -5,000 15,000 -25.00
2013-02-13 2013-02-06 4/A NTRS NORTHERN TRUST CORP
Common Stock
S - Sale X -5,000 21,414 -18.93 52.00 -260,000 1,113,528
2013-02-13 2013-02-06 4/A NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise X 5,000 26,414 23.35 49.12 245,600 1,297,456
2013-02-08 2013-02-06 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -5,000 15,000 -25.00
2013-02-08 2013-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -5,000 21,414 -18.93 52.00 -260,000 1,113,528
2013-02-08 2013-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 5,000 26,414 23.35 49.12 245,600 1,297,456
2012-10-23 2012-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -270 21,414 -1.25
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,893 41,685 -4.34 47.72 -90,334 1,989,208
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy)
A - Award 48,110 48,110
2007-04-04 3/A NTRS NORTHERN TRUST CORP
Common Stock
22,885
2007-04-04 3/A NTRS NORTHERN TRUST CORP
Common Stock
14,909
2007-04-04 3/A NTRS NORTHERN TRUST CORP
Common Stock
5,026
2007-04-04 3 NTRS NORTHERN TRUST CORP
Common Stock
21,003
2007-04-04 3 NTRS NORTHERN TRUST CORP
Common Stock
14,909
2007-04-04 3 NTRS NORTHERN TRUST CORP
Common Stock
5,026
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)