AN2 Therapeutics, Inc.
US ˙ NasdaqGS ˙ US0373261058

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Deanna D Strable-soethout. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Deanna D Strable-soethout telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:PFG / Principal Financial Group, Inc. President and CEO 62,394
US:ANTX / AN2 Therapeutics, Inc. Director 1,646
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Deanna D Strable-soethout. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam ANTX / AN2 Therapeutics, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam ANTX / AN2 Therapeutics, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan
Harga
Dilaporkan
Saham
Dilaraskan
Harga
Dilaraskan
Asas Kos Hari ke
Maks
Harga pada
Maks
Maks
Keuntungan ($)
Pulangan Maks (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

ANTX / AN2 Therapeutics, Inc. Insider Trades
Jualan Orang Dalam ANTX / AN2 Therapeutics, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam ANTX / AN2 Therapeutics, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan
Harga
Dilaporkan
Saham
Dilaraskan
Harga
Dilaraskan
Asas Kos Hari ke
Min
Harga pada
Min
Kerugian Maks
Dielakkan ($)
Kerugian Maks
Dielakkan (%)
Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

ANTX / AN2 Therapeutics, Inc. Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Deanna D Strable-soethout seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-07-01 2025-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 92 62,394 0.15
2025-07-01 2025-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 549 152,405 0.36
2025-05-16 2025-05-14 4 ELV Elevance Health, Inc.
Common Stock
A - Award 601 1,646 57.51
2025-04-01 2025-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 86 62,302 0.14
2025-04-01 2025-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 512 151,856 0.34
2025-03-04 2025-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,410 62,216 -2.22 89.04 -125,546 5,539,713
2025-03-04 2025-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -4,585 151,344 -2.94 89.04 -408,248 13,475,670
2025-02-26 2025-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,191 63,626 5.28
2025-02-26 2025-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,612 155,929 9.56
2025-02-26 2025-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 29,961 142,317 26.67
2025-01-17 2025-01-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -21,780 112,356 -16.24 80.50 -1,753,290 9,044,658
2025-01-17 2025-01-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 21,780 134,136 19.38 51.33 1,117,967 6,885,201
2024-12-20 2024-12-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 108 60,435 0.18
2024-12-20 2024-12-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 360 112,356 0.32
2024-10-01 2024-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 92 60,327 0.15
2024-10-01 2024-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 307 111,996 0.27
2024-07-01 2024-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 104 60,235 0.17
2024-07-01 2024-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 325 111,689 0.29
2024-05-17 2024-05-15 4 ELV Elevance Health, Inc.
Common Stock
A - Award 388 1,045 59.06
2024-04-01 2024-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 93 60,131 0.15
2024-04-01 2024-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 288 111,364 0.26
2024-03-07 2024-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,460 60,038 -2.37 80.99 -118,245 4,862,478
2024-02-28 2024-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,324 61,498 5.71
2024-02-28 2024-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 11,823 111,076 11.91
2024-02-28 2024-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 14,324 99,253 16.87
2023-12-22 2023-12-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 109 58,174 0.19
2023-12-22 2023-12-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 184 84,929 0.22
2023-10-03 2023-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 114 58,065 0.20
2023-10-03 2023-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 193 84,745 0.23
2023-07-05 2023-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 106 57,610 0.18
2023-07-05 2023-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 179 84,552 0.21
2023-05-12 2023-05-10 4 ELV Elevance Health, Inc.
Common Stock
A - Award 457 657 228.50
2023-04-04 2023-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 107 57,845 0.19
2023-04-04 2023-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 181 84,373 0.21
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,297 57,738 -2.20 88.89 -115,290 5,132,331
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,723 59,035 4.84
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 9,246 93,438 10.98
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 11,090 84,192 15.17
2023-02-16 2019-09-18 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
W - Other 124 73,102 0.17
2022-12-21 2022-12-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 104 56,312 0.19
2022-12-21 2022-12-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 75 72,978 0.10
2022-11-02 2022-11-01 4 ELV Elevance Health, Inc.
Common Stock
A - Award 200 200
2022-11-01 2022-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -10,590 72,903 -12.68 85.28 -903,115 6,217,168
2022-11-01 2022-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 10,590 83,493 14.53 44.88 475,279 3,747,166
2022-10-04 2022-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 121 56,208 0.22
2022-10-04 2022-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 87 72,903 0.12
2022-08-12 2022-08-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -16,210 72,475 -18.28 75.09 -1,217,209 5,442,148
2022-08-12 2022-08-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 16,210 88,685 22.37 30.70 497,647 2,722,630
2022-06-28 2022-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 126 55,846 0.23
2022-06-28 2022-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 90 72,475 0.12
2022-03-29 2022-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 110 55,720 0.20
2022-03-29 2022-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 148 72,385 0.20
2022-03-29 2021-08-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 750 55,610 1.37
2022-03-02 2022-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 7,394 72,237 11.40
2022-03-02 2022-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,318 54,860 8.54
2022-03-02 2022-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 9,579 64,843 17.33
2021-12-23 2021-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 123 50,542 0.24
2021-09-28 2021-09-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -131 52,324 -0.25
2021-05-04 2021-05-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,915 40,716 -28.10 65.07 -1,035,589 2,649,390
2021-03-30 2021-03-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -76 51,675 -0.15
2021-03-09 2021-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 64,330 64,330
2021-03-09 2021-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -4,218 51,599 -7.56 56.58 -238,654 2,919,471
2021-03-09 2021-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,162 47,381 -2.39 56.58 -65,746 2,680,817
2021-03-02 2021-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,496 56,631 -5.81 57.15 -199,796 3,236,462
2021-02-25 2021-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,496 60,127 6.17
2020-12-23 2020-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 137 48,543 0.28
2020-12-11 2020-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,160 56,631 -25.28 51.00 -977,160 2,888,181
2020-09-29 2020-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 167 48,406 0.35
2020-06-30 2020-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 162 48,239 0.34
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 191 47,629 0.40
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -350 47,438 -0.73 46.88 -16,408 2,223,893
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,100 47,788 -2.25 46.02 -50,622 2,199,204
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -846 48,888 -1.70 45.13 -38,180 2,206,315
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,116 75,343 -1.46 46.95 -52,396 3,537,354
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -4,051 76,459 -5.03 46.06 -186,589 3,521,702
2020-03-05 2020-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,099 80,510 -3.71 45.17 -139,982 3,636,637
2020-03-02 2020-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,137 49,734 -2.24 46.81 -53,223 2,328,049
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 92,000 92,000
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,579 50,871 7.57
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 8,266 83,609 10.97
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 109 47,292 0.23
2019-12-31 2019-12-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -620 47,183 -1.30
2019-11-19 2019-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -92 47,803 -0.19
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 103 47,895 0.22
2019-07-08 2019-07-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other X -26 0 -100.00 58.65 -1,525
2019-07-08 2019-07-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other X -22 0 -100.00 58.65 -1,290
2019-07-08 2019-07-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
I - Other X -5 0 -100.00 58.30 -292
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 100 47,792 0.21
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 151 47,129 0.32
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 81,880 81,880
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,024 46,978 9.37
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,890 74,779 22.81
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 144 42,954 0.34
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 104 42,810 0.24
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 31 42,706 0.07
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 94 42,675 0.22
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 55,140 55,140
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,177 42,581 8.06
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 6,604 60,534 12.25
2018-02-08 2018-02-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -280 53,930 -0.52
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 80 39,404 0.20
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -18,905 0 -100.00
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -18,905 54,210 -25.86 70.07 -1,324,673 3,798,495
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 18,905 73,115 34.87 22.21 419,880 1,623,884
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 85 39,324 0.22
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 24 64.07 1,531 1,531
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 40 20 -202.00 64.07 2,588 1,307
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 102 38,812 0.26
2017-06-16 2017-06-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other X -3,322 0 -100.00 65.36 -217,126
2017-06-16 2017-06-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other X -2,845 0 -100.00 65.36 -185,936
2017-06-16 2017-06-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
I - Other X -655 0 -100.00 64.71 -42,385
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -1,445 0 -100.00
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -1,065 0 -100.00
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -21,235 0 -100.00
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,445 38,710 -3.60 65.00 -93,925 2,516,150
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 1,445 40,155 3.73 39.88 57,627 1,601,381
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,065 38,710 -2.68 65.00 -69,225 2,516,150
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 1,065 39,775 2.75 60.10 64,006 2,390,478
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -21,235 53,783 -28.31 65.00 -1,380,275 3,495,895
2017-05-01 2017-04-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 21,235 75,018 39.48 60.10 1,276,224 4,508,582
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 3,322 0.71 63.11 1,483 209,651
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 20 2,845 0.71 63.11 1,269 179,535
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 100 38,710 0.26
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 50,475 50,475
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,084 38,610 8.68
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 5,256 53,783 10.83
2017-02-28 2017-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,322 35,526 -3.59 62.75 -82,956 2,229,256
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -1,705 0 -100.00
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -8,180 0 -100.00
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,705 36,848 -4.42 62.72 -106,938 2,311,107
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 1,705 38,553 4.63 62.63 106,784 2,414,574
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -8,180 48,527 -14.43 62.69 -512,804 3,042,158
2017-02-16 2017-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 8,180 56,707 16.86 62.63 512,313 3,551,559
2017-02-15 2017-02-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -13,862 0 -100.00
2017-02-15 2017-02-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,862 48,527 -22.22 62.00 -859,444 3,008,674
2017-02-15 2017-02-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 13,862 62,389 28.57 11.07 153,452 690,646
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -1,406 0 -100.00
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,406 36,848 -3.68 60.00 -84,360 2,210,880
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 1,406 38,254 3.82 11.07 15,564 423,472
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 3,298 0.73 58.73 1,410 193,721
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 20 2,825 0.73 58.73 1,204 165,895
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 89 36,848 0.24
2016-12-13 2016-12-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,549 1,406 -82.33
2016-12-13 2016-12-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,549 36,759 -15.12 60.08 -393,464 2,208,481
2016-12-13 2016-12-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,549 43,308 17.82 11.07 72,497 479,420
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 26 3,274 0.80 51.51 1,334 168,669
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 22 2,804 0.79 51.51 1,138 144,439
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 96 36,759 0.26
2016-08-24 2016-08-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other 3,033 3,249 1,407.52 41.17 124,877 133,749
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 2 216 0.98 39.96 84 8,611
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 27 2,782 0.98 39.96 1,075 111,169
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 2 213 0.99 38.90 82 8,301
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 27 2,755 0.98 38.90 1,039 107,173
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 68,050 68,050
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,669 36,509 14.66
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 8,663 47,963 22.04
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 2 211 0.81 45.57 77 9,629
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 23 2,728 0.84 45.57 1,030 124,338
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 2 210 0.77 48.05 77 10,071
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 21 2,706 0.79 48.05 1,019 130,018
2015-07-31 2015-07-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -22 13,862 -0.16
2015-07-31 2015-07-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -22 39,338 -0.06 55.00 -1,210 2,163,590
2015-07-31 2015-07-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 22 39,360 0.06 11.07 244 435,715
2015-07-02 2015-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Series B Non-Cumulative Perpetual Preferred Stock
J - Other -2,200 0 -100.00 55,000.00 -121,000,000
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 2 208 0.73 52.44 79 10,902
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 2,685 0.72 52.44 1,012 140,786
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 2,665 0.71 50.49 954 134,576
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
112,528
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
73,803
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
104,241
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Series B Non-Cumulative Perpetual Preferred Stock
75,393
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
112,528
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
73,803
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
104,241
2015-03-17 3 PFG PRINCIPAL FINANCIAL GROUP INC
Series B Non-Cumulative Perpetual Preferred Stock
75,393
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)