Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Joseph Edward Sweeney. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Joseph Edward Sweeney telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:AMP / Ameriprise Financial, Inc. PRES-AWM PRODUCTS & SERVICES 7,401
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Joseph Edward Sweeney. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Joseph Edward Sweeney seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah
Saham
harga
Tran
Nilai
Baki
Nilai
2025-07-14 2025-07-10 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -145 7,401 -1.92 542.51 -78,675 4,015,117
2025-07-14 2025-07-10 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 309 7,546 4.27
2025-02-21 2025-02-19 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,636 7,237 -39.05 539.07 -2,499,148 3,901,280
2025-02-21 2019-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 413 11,873 3.60
2025-02-04 2025-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,490 9,946 17.62
2025-01-30 2025-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,386 8,456 -28.59 571.84 -1,936,250 4,835,479
2025-01-30 2025-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 6,457 11,842 119.91
2025-01-29 2025-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -221 5,385 -3.94 561.38 -124,065 3,023,031
2025-01-28 2025-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -205 5,606 -3.53 563.58 -115,534 3,159,429
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -1,350 5,811 -18.85 551.41 -744,399 3,204,223
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,500 7,161 -38.59 550.14 -2,475,612 3,939,524
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,885 11,661 -29.52 548.78 -2,680,813 6,399,377
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,100 16,546 -47.72 551.48 -8,327,348 9,124,788
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,485 31,646 341.92 126.89 3,106,902 4,015,561
2024-07-15 2024-07-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -150 7,161 -2.05 439.82 -65,775 3,149,551
2024-07-15 2024-07-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 311 7,311 4.44
2024-02-13 2024-02-12 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,200 7,000 -50.70 401.82 -2,893,092 2,812,728
2024-01-31 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,726 14,200 -28.74 393.11 -2,250,948 5,582,162
2024-01-31 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award -10,505 19,926 -34.52
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,146 9,421 -35.33 389.47 -2,004,192 3,669,158
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -13,074 14,567 -47.30 389.20 -5,088,401 5,669,476
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 18,220 27,641 193.40 179.84 3,276,685 4,970,957
2024-01-30 2024-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -313 9,421 -3.22 391.40 -122,508 3,687,379
2024-01-30 2024-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -208 9,734 -2.09 391.40 -81,411 3,809,888
2024-01-30 2024-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,776 9,942 21.75
2023-12-18 2023-12-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -3,000 8,166 -26.87 378.23 -1,134,692 3,088,630
2023-07-17 2023-07-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -180 11,166 -1.58 341.90 -61,378 3,817,655
2023-07-17 2023-07-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 391 11,346 3.56
2023-02-16 2023-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,390 10,955 -36.84 350.35 -2,238,736 3,838,084
2023-02-02 2023-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -7,050 17,345 -28.90 350.12 -2,468,346 6,072,831
2023-02-02 2023-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 12,811 24,395 110.59
2023-01-31 2023-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -516 11,584 -4.26 344.45 -177,736 3,990,109
2023-01-31 2023-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -315 12,100 -2.54 344.45 -108,502 4,167,845
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,959 12,415 18.74
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,863 10,456 -35.93 348.79 -2,044,956 3,646,949
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -11,075 16,319 -40.43 348.74 -3,862,296 5,691,088
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 16,938 27,394 161.99 123.37 2,089,641 3,379,598
2022-07-05 2022-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -268 10,456 -2.50 237.68 -63,645 2,485,182
2022-07-05 2022-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 584 10,724 5.76
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 294 1,552 23.33 304.00 89,250 471,768
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,800 10,140 -32.13 316.15 -1,517,529 3,205,780
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -8,181 14,940 -35.38 315.04 -2,577,309 4,706,636
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -7,842 23,121 -25.33 313.21 -2,456,193 7,241,728
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 15,771 30,963 103.81
2022-02-03 2022-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -739 15,192 -4.64 308.10 -227,686 4,680,655
2022-02-01 2022-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -434 15,931 -2.65 304.31 -132,071 4,847,963
2022-02-01 2022-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -356 16,365 -2.13 298.09 -106,120 4,878,243
2022-02-01 2022-01-28 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 6,286 6,286
2022-02-01 2022-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,992 16,721 13.52
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -26,711 0 -100.00
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -11,210 14,729 -43.22 265.52 -2,976,503 3,910,875
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -17,801 25,939 -40.70 265.91 -4,733,464 6,897,439
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 26,711 43,740 156.86 87.79 2,344,959 3,839,935
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -554 1,248 -30.75
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -252 17,029 -1.46 250.92 -63,278 4,272,917
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 554 17,281 3.31
2021-02-16 2021-02-12 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 293 1,786 19.66 218.08 64,000 389,500
2021-02-16 2021-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,500 16,727 -36.22 215.22 -2,044,550 3,599,915
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,624 26,227 -17.66 211.06 -1,187,001 5,535,471
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 11,901 31,851 59.65
2021-02-03 2021-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -549 19,950 -2.68 200.84 -110,261 4,006,758
2021-02-02 2021-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -391 20,499 -1.87 197.87 -77,367 4,056,137
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 11,324 11,324
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,234 20,890 18.32
2021-01-28 2021-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -352 17,656 -1.95 211.27 -74,367 3,730,183
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -27,466 0 -100.00
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,974 18,008 -27.92 195.30 -1,362,017 3,516,950
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -22,592 24,982 -47.49 193.44 -4,370,196 4,832,518
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 27,466 47,574 136.59 128.76 3,536,522 6,125,628
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -24,853 0 -100.00
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -10,927 20,108 -35.21 167.73 -1,832,777 3,372,699
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -21,126 31,035 -40.50 167.71 -3,543,041 5,204,880
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,853 52,161 91.01 107.61 2,674,431 5,613,045
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -451 1,474 -23.43
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -204 27,308 -0.74 145.83 -29,769 3,982,326
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 451 27,512 1.67
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 365 1,898 23.78 178.82 65,200 339,412
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,121 27,061 -15.91 178.82 -915,737 4,839,048
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 9,726 32,182 43.31
2020-02-10 2020-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -193 22,456 -0.85 175.91 -33,951 3,950,235
2020-02-04 2020-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -611 22,649 -2.63 165.41 -101,066 3,746,371
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 17,730 17,730
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,941 23,260 20.40
2020-01-28 2020-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -350 19,319 -1.78 167.57 -58,650 3,237,285
2019-12-20 2019-12-18 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -8,100 19,669 -29.17 167.50 -1,356,726 3,294,498
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 539 2,233 31.83 130.68 70,450 291,794
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,424 27,769 -10.98 130.68 -447,448 3,628,853
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 7,234 31,193 30.19
2019-02-08 2019-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -195 23,959 -0.81 126.69 -24,705 3,035,366
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,485 24,485
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -259 24,154 -1.06 126.89 -32,865 3,064,901
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,548 24,413 29.41
2019-01-29 2019-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -418 18,865 -2.17 121.12 -50,628 2,284,929
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -697 1,671 -29.42
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -317 19,283 -1.62 140.97 -44,635 2,718,325
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 697 19,600 3.69
2018-02-08 2018-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -295 18,903 -1.54 160.56 -47,365 3,035,066
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 507 2,340 27.69 167.50 85,000 392,005
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -406 19,198 -2.07 167.50 -68,005 3,215,665
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,397 19,604 -10.89 167.50 -401,498 3,283,670
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,017 22,001 29.54
2018-02-05 2018-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -392 16,984 -2.26 171.08 -67,063 2,905,623
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 18,220 18,220
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,547 17,376 25.65
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -24,162 0 -100.00
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,329 13,829 -34.64 169.47 -1,242,034 2,343,579
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,833 21,158 -44.31 167.60 -2,821,211 3,546,081
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,162 37,991 174.72 65.31 1,578,020 2,481,192
2017-10-31 2017-10-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -1,904 13,829 -12.10 161.58 -307,648 2,234,490
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,848 0 -100.00
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,090 15,733 -31.07 143.96 -1,020,683 2,264,938
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,758 22,823 -40.84 144.65 -2,279,395 3,301,347
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,848 38,581 145.22 54.33 1,241,332 2,096,106
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -807 1,781 -31.18
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -388 15,733 -2.41 129.15 -50,079 2,031,917
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 807 16,121 5.27
2017-02-13 2017-02-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -2,440 15,314 -13.74 123.70 -301,818 1,894,281
2017-02-08 2017-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -455 17,754 -2.50 123.18 -56,047 2,186,938
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Options (right to buy)
A - Award 16,938 16,938
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,945 18,209 11.96
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,726 0 -100.00
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,889 16,264 -26.58 122.82 -723,299 1,997,577
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,837 22,153 -43.18 121.26 -2,041,655 2,686,273
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,726 38,990 139.73 58.70 1,334,016 2,288,713
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 412 2,587 18.96 121.26 50,000 313,750
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,781 16,264 -14.60 121.26 -337,224 1,972,173
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,528 19,045 40.90
2017-02-03 2017-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -325 13,517 -2.35 117.90 -38,318 1,593,654
2017-02-03 2017-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -288 13,842 -2.04 113.08 -32,567 1,565,253
2016-12-19 2016-12-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,487 14,130 -24.10 114.46 -513,604 1,617,390
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -889 2,144 -29.30
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -427 18,617 -2.24 88.08 -37,566 1,639,785
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 889 19,044 4.89
2016-02-09 2016-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -475 18,155 -2.55 82.79 -39,325 1,503,052
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 685 2,987 29.75 82.79 56,700 247,257
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -4,794 18,630 -20.47 82.79 -396,895 1,542,378
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 9,554 23,424 68.88
2016-02-08 2016-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -552 13,870 -3.83 85.47 -47,179 1,185,469
2016-02-03 2016-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -409 14,422 -2.76 83.94 -34,331 1,210,583
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 26,711 26,711
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,585 14,831 21.11
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -1,032 2,244 -31.50
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -493 12,246 -3.87 123.09 -60,669 1,507,360
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 1,032 12,739 8.81
2015-06-25 2015-06-23 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,042 11,707 -43.58 129.40 -1,170,017 1,514,862
2015-02-13 2015-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -10,382 20,749 -33.35 136.02 -1,412,122 2,822,204
2015-02-10 2015-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -498 31,131 -1.57 134.79 -67,125 4,196,147
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 640 3,276 24.25 134.79 86,200 441,604
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,731 31,629 -15.34 134.79 -772,481 4,263,273
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 10,160 37,360 37.35
2015-02-06 2015-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -559 27,200 -2.01 131.88 -73,721 3,587,136
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 27,466 27,466
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,679 27,759 10.68
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -23,911 0 -100.00
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -875 0 -100.00
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,329 25,080 -14.72 126.68 -548,405 3,177,175
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,506 29,409 -34.52 126.41 -1,960,113 3,717,592
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 23,911 44,915 113.84 37.23 890,207 1,672,185
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -622 21,004 -2.88 126.41 -78,627 2,655,116
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 875 21,626 4.22 52.86 46,252 1,143,150
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -46,000 875 -98.13
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,228 20,751 -23.08 117.77 -733,490 2,443,908
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -33,543 26,979 -55.42 115.79 -3,883,944 3,123,898
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 46,000 60,522 316.76 52.86 2,431,560 3,199,193
2014-05-08 2014-05-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,000 14,522 -21.60 110.11 -440,444 1,599,032
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -39,444 0 -100.00
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -19,745 18,522 -51.60 106.67 -2,106,219 1,975,760
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -30,629 38,267 -44.46 106.50 -3,261,988 4,075,436
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 39,444 68,896 133.93 58.73 2,316,546 4,046,262
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,853 24,853
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 743 2,587 40.32 107.61 80,000 278,391
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,069 29,452 -14.68 107.61 -545,475 3,169,330
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 8,722 34,521 33.81
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,973 25,799 13.02
2014-02-10 2014-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -634 18,713 -3.28 105.64 -66,976 1,976,841
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -7,228 0 -100.00
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,115 22,826 -12.01 57.68 -179,673 1,316,604
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 7,228 25,941 38.63 57.68 416,911 1,496,277
2014-02-06 2014-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -559 19,347 -2.81 103.54 -57,879 2,003,188
2013-11-05 2013-11-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -16,536 19,906 -45.38 101.00 -1,670,136 2,010,506
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -42,951 0 -100.00
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,535 36,442 -11.07 76.39 -346,449 2,783,965
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -33,880 40,977 -45.26 75.80 -2,568,104 3,106,057
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 42,951 74,857 134.62 43.66 1,875,026 3,267,882
2013-03-22 2013-03-20 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -50 0 -100.00 74.75 -3,738
2013-03-08 2013-03-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -2,903 31,906 -8.34 71.29 -206,958 2,274,614
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 821 9,033 10.00 66.49 54,600 600,593
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,630 34,809 -4.47 66.49 -108,379 2,314,450
2013-02-08 2013-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -693 36,439 -1.87 66.13 -45,828 2,409,711
2013-02-08 2013-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -634 37,132 -1.68 66.61 -42,231 2,473,363
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,162 24,162
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -57,199 0 -100.00
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,344 37,766 9.71
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -46,435 34,422 -57.43 65.42 -3,037,912 2,251,987
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 57,199 80,857 241.77 21.34 1,220,627 1,725,488
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -53,000 57,199 -48.09
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -62,000 0 -100.00
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -108,799 23,658 -82.14 60.00 -6,527,940 1,419,480
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 53,000 132,457 66.70 21.34 1,131,020 2,826,632
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 62,000 79,457 355.16 35.04 2,172,170 2,783,776
2012-03-22 2012-03-20 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -17,000 17,457 -49.34 57.24 -973,080 999,239
2012-02-14 2012-02-10 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 954 8,186 13.19 54.19 51,700 443,604
2012-02-10 2012-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,270 34,457 -3.55 54.62 -69,367 1,882,041
2012-02-08 2012-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -479 35,727 -1.32 54.92 -26,307 1,962,127
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 22,848 22,848
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,791 36,206 11.70
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -36,101 0 -100.00
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -16,847 0 -100.00
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -52,893 22,922 -69.77 47.71 -2,523,610 1,093,645
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 36,101 75,815 90.90 31.31 1,130,431 2,373,995
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 16,847 39,714 73.67 20.82 350,738 826,806
2007-01-30 2007-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -333 12,242 -2.65 58.14 -19,362 711,811
2006-10-05 2006-10-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,098 12,575 -8.03 47.49 -52,144 597,187
2005-08-23 3 AMP AMERIPRISE FINANCIAL INC
Common Shares
0
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)